Eddie Powell was convicted of capital murder on June 16, 1998. In accordance with the 11-1 jury recommendation, on August 27, 1998, the trial judge sentenced him to death.
1
Powell appealed his conviction and sentence to Alabama’s criminal appellate court and, when both were affirmed,
Powell v. State,
Powell began his state habeas process by filing, pro se, a petition under Rule 32 of the Alabama Rules of Criminal Procedure for relief from judgment in September, 2002. After his initial petition was dismissed as improperly plead, Powell filed, again pro se, an amended petition in November, 2003. Powell then obtained post-conviction counsel and, on the day of his status conference, filed a second amended petition in December, 2003 through counsel. In May, 2004, on the same date as Powell’s Rule 32.8 pre-hearing conference, Powell filed a third amended petition. The state judge, in July, 2004, (1) denied Powell’s petition and request for evidentiary hearings; (2) found every claim except one in Powell’s second amended petition to be time-barred, and (3) struck Powell’s third amended petition. Powell then requested permission to amend the petition for the fourth time, and the court denied the request. The appellate court overturned the Rule 32 court’s decision to the extent it found the second amended petition time-barred, but affirmed the Rule 32 court’s merits holdings (which included the denial of any evidentiary hearings). The Alabama Supreme Court quashed the petition for a writ of certiorari without an opinion.
*1268 Powell then filed in federal court for a writ of habeas corpus and applicable evidentiary hearings, under 28 U.S.C. § 2254. The district court denied both. We granted Powell a certificate of appealability on the following nine issues:
1. Whether Powell' is mentally retarded such that his execution is prohibited by the Eighth Amendment.
2. Whether the trial court improperly refused to instruct Powell’s jury on the lesser included offense of felony murder.
3. Whether Powell received ineffective assistance of counsel during his penalty phase due to counsel’s failure to adequately investigate and present effective mitigation evidence.
4. Whether Powell’s trial counsel were ineffective for failing to investigate and present additional evidence of voluntary intoxication based on drug use during Powell’s trial.
5. Whether the State presented false DNA evidence in Powell’s trial.
6. Whether the process employed to create Powell’s venire violated his Sixth Amendment right to a venire comprised of a fair cross-section of the community.
7. Whether the method for selecting Powell’s grand jury foreperson violated the Equal Protection Clause.
8. Whether Powell made a prima facie case of racial discrimination during jury selection.
9. Whether the trial court violated Powell’s right to question jurors on the issue of race by asking, in a racially-eharged capital case, only one question to the entire jury pool regarding racial attitudes.
APPLICABLE STANDARDS OF REVIEW
We review the district court’s conclusions on legal questions and mixed questions of law and fact
de novo
and its factual findings for clear error.
Rhode v. Hall,
AEDPA similarly constrains our review of legal questions decided on the merits in state court. Under the statute, *1269 we cannot grant habeas relief “with respect to any claim that was adjudicated on the merits in State court proceedings” unless:
[T]he adjudication of the claim—
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
§ 2254(d). The Supreme Court has further explained the requirements of § 2254(d) as follows:
Under the “contrary to” clause, a federal habeas court may grant the writ if the state court arrives at a conclusion opposite to that reached by this Court on a question of law or if the state court decides a case differently than this Court has on a set of materially indistinguishable facts. Under the “unreasonable application” clause, a federal habeas court may grant the writ if the state court identifies the correct governing legal principle from this Court’s decisions but unreasonably applies that principle to the facts of the prisoner’s case.
Williams,
If a petitioner fails to “properly” present his claim to the state court — by exhausting his claims and complying with the applicable state procedure — prior to bringing his federal habeas claim then AEDPA typically bars us from reviewing the claim. Exhaustion requires that “state prisoners must give the state courts one full opportunity to resolve any constitutional issues by invoking one complete round of the State’s established appellate review process.”
O’Sullivan v. Boerckel,
In the process of exhausting a claim, the petitioner must comply with all “independent and adequate” state procedures, else the petitioner will have procedurally defaulted on that claim.
See Wainwright v. Sykes,
DISCUSSION
I. CONVICTION ISSUES
We turn first to the five claims Powell makes pertaining to jury issues during trial. As to these claims, we find no reversible error for the following reasons.
First, the method by which Powell’s judge selected his grand jury foreperson does not make out a prima facie violation of the Equal Protection Clause.
See Rose v. Mitchell,
Second, Powell argues that his Sixth Amendment right to an impartial jury “drawn from a fair cross section of the community,”
Holland v. Illinois,
Third, Powell claims that the prosecutor struck two of the three African-Americans remaining in Powell’s venire (i.e., the jurors remaining after the jury selection procedure described above and after strikes for cause), in violation of the Equal Protection Clause.
Batson v. Kentucky,
Fourth, Powell argues that his voir dire violated his right, as a defendant accused of an interracial crime, “to have prospective jurors informed of the race of the victim and questioned on the issue of racial bias.”
Turner v. Murray,
Fifth, contrary to Powell’s argument,
Beck v. Alabama,
Powell then makes two claims regarding evidentiary issues. First, he alleges that the state presented false DNA evidence by presenting falsified results from its DNA test to the jury, then drawing prejudicial conclusions from those false results. Second, Powell alleges that the state misleadingly asserted that the oral, anal, and vaginal swabs taken from the victim all matched Powell. On review of the record, we cannot say that the state made an unconstitutionally misleading assertion on this issue. As to the allegedly false DNA results, Powell points to no record evidence, nor has our review of the record revealed any, from which the allegedly true test results can be found. Moreover, he makes no claim before us that the prosecutor failed to disclose any results (e.g., a Brady or Giglio claim) or that trial counsel was ineffective for failing to discover them. Finally, the state expert testified that the DNA evidence in the anal swab conclusively belonged to Powell, a conclusion Powell does not now contest. Consequently, we find that his claim has no merit.
Powell also asserts that his counsel’s failure to present additional evidence of his extreme alcohol and substance abuse immediately prior to his crime — when his defense relied primarily on an argument that he was insane due to voluntary intoxication — constitutes ineffective assistance of counsel. However, Powell fails to point to any evidence about the effect of the addition of other substances on his sanity or ability to form a specific intent. To be sure, Powell alleges that his counsel was ineffective for failing to investigate such evidence by, for example, failing to retain a pharmacologist to evaluate the substances Powell allegedly ingested. However, Powell has not alleged nor shown what the result of any such expert testimony would be. Without allegations of any prejudice, we cannot say that Powell’s counsel was ineffective in the guilt phase for failing to investigate the scope of Powell’s substance abuse.
II. PENALTY PHASE
A. Atkins Claim
Initially, as to Powell’s claim that he is sufficiently mentally retarded
*1272
that
Atkins v. Virginia,
In his Rule 32 petition, Powell alleged the following fact as the basis for his claim of mental retardation: “Mr. Powell was diagnosed as mildly mentally retarded in the fifth grade by the Lake County, Illinois school system.” However, Powell did not allege in his Rule 32 petition that his IQ was or is 70 or below, which is necessary to support a finding of mental retardation in Alabama.
See Perkins,
B. Ineffective Assistance of Counsel
Powell also argues that his trial counsel was ineffective at the penalty phase for failing to investigate and present mitigating evidence regarding his deprived background, intellectual and developmental impairments, multiple traumatic head injuries, and the effect of drug use on his mental capacity. The Rule 32 court, affirmed by the state appellate court, found that Powell failed to plead facts on which an ineffective assistance claim could be based and, for that reason, denied Powell’s claim and request for an evidentiary hearing.
7
See Boyd v. State,
913 So.2d
*1273
1113, 1125 (Ala.Crixn.App.2003) (only when “facts are pleaded, which, if true, entitle a petitioner to relief, [is] the petitioner then entitled to an opportunity, as provided in Rule 32.9, Ala. R.Crim. P., to present evidence proving those alleged facts.” (citing Ala. R.Crim. P. 32.6) (emphasis omitted)). We thus review the Rule 32 court’s rejection of Powell’s claim as a holding on the merits.
Judd,
Under
Strickland v. Washington,
First, ... counsel’s performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the “counsel” guaranteed the defendant by the Sixth Amendment. Second, ... the deficient performance prejudiced the defense. This requires showing that counsel’s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.
Id.
at 687,
To be found deficient, capital counsel’s performance must be “outside the wide range of professionally competent assistance.”
Id.
at 690,
Powell claims that his counsel knew about, but failed to properly investigate and present evidence of Powell’s deprived background and mental impairment. Specifically he asserts that his counsel failed to present evidence of his intellectual limitations, developmental delays, multiple traumatic head injuries, substance abuse, depression, and parental neglect and abandonment because counsel failed to interview numerous additional family members. Powell argues that his counsel’s allegedly unreasonable investigation (1) lead counsel to omit key information regarding the breadth and significance of Powell’s deprived background and mental impairments, and (2) undermined the impairment evidence which was presented. Powell concludes that had the jury received accurate information, there was a reasonable probability that it would have reached a verdict of life imprisonment instead of death.
Having reviewed the allegations in Powell’s Rule 32 petition in this case, we affirm because, regardless of whether Powell has made allegations sufficient for a showing of deficient performance, he has not alleged facts sufficient to show “that there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.”
Strickland,
Although Powell alleges that his counsel was ineffective for failing to investigate and present evidence of Powell’s numerous significant head traumas, he makes no allegations and presents no information pertaining to the significance of his head injuries on his subsequent behavior and how this would have changed the outcome of the penalty phase of his trial. In his state court habeas petition, he did not allege the existence of any testimony from a medical professional nor the existence of any medical records that addressed the relationship between his alleged head injuries and his subsequent behavior.
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In asserting that trial counsel was deficient for failing to retain a neurologist to investigate the impact of his head injuries, he fails to point to any allegations in his state court petition that such testing has since been conducted or what the results of such testing would show. Without any allegations explaining how his alleged head injuries affected his actions at the time he committed the crime of conviction, we cannot say that it was unreasonable for the state court to conclude that the failure of Powell’s counsel to investigate and present neuropsychological testing unfairly
*1275
prejudiced Powell so as to render the penalty phase of his trial fundamentally unfair.
See Strickland,
Likewise, Powell argues that his trial counsel should have obtained the testimony of his teachers or school records, because he asserts that “school records, military records, health records, employment records, correctional records, and religious records of both Mr. Powell and his parents and his siblings” were available and would have presented a complete picture of his life. However, Powell did not allege in his Rule 32 petition what any such records would show other than to make the conclusory allegation that such records would have revealed “numerous mitigating circumstances.” He does not, however, allege what those mitigating circumstances are. As such, we cannot conclude that the Rule 32 court’s dismissal of Powell’s ineffective assistance of counsel claim was an unreasonable application of Strickland.
Additionally, Powell’s mother testified at the penalty phase that Powell’s school had found him to be mildly mentally retarded and, as a consequence, placed him in a special education class. Powell argues that because of Powell’s early school diagnosis of mental impairment, his counsel should have asked Dr. Rosenzweig to perform an intelligence test in preparation for the penalty phase. However, because Powell failed to allege before the Rule 32 court what the results of such IQ testing would show, we have no basis to evaluate whether there is a reasonable probability that the results of such a test would have made a difference in the outcome of his sentencing.
Powell also asserts that his counsel was ineffective for failing to investigate the extent of his substance abuse problems. However, both Dr. Rosenzweig and Powell’s aunt testified at his original sentencing hearing that Powell began drinking and taking drugs at an early age. Powell did not allege what additional testimony was available from family members that was not already before the jury regarding the extent of his drinking and drug abuse.
Finally, Powell alleges that his counsel was deficient for failing to investigate and present additional evidence regarding his family life and upbringing. However, Dr. Rosenzweig testified at his original sentencing hearing regarding many of the significant events from Powell’s childhood. She testified about the divorce of Powell’s parents when he was nine years old and the effect it had on Powell’s behavior. She stated that his parents lived in different states, that he had to live with relatives because his mother worked much of the time, that he became very close to his maternal grandfather and that family members described him as a sad child. Dr. Rosenzweig confirmed that Powell likely suffered from childhood depression and discussed how his behavior changed following his parents’ divorce. Powell does allege counsel failed to present two incidents of domestic violence from the time when his parents were still married. Under our caselaw, these additional incidents are not enough to show prejudice.
For the reasons discussed above, we cannot say that the state court’s decision was contrary to or an unreasonable application of Strickland’s ineffective assistance of counsel standard.
AFFIRMED.
Notes
. This was Powell’s second trial. His first trial concluded in a mistrial because the jury could not reach agreement regarding punishment. While preparing for retrial of the penalty phase, Powell moved for a new trial based on the prosecutor's allegedly improper comment on Powell’s decision to remain silent. The judge agreed, reversed the conviction, and Powell then received a new trial.
. When the last state court rendering judgment affirms without explanation, we presume that it rests on the reasons given in the last reasoned decision.
Ylst
v.
Nunnemaker,
. The judge selected the grand jury foreperson in the following manner: first by selecting the foreperson at random; then, with the recommendation of the prosecutor, substituting someone more "literate” for the original choice. We express no view as to the wisdom of this method nor its legality if challenged under a different set of facts.
. We note that Powell has not argued to us that his counsel was ineffective for failing to request a felony-murder instruction under Alabama law. Powell has alleged, rather, that federal law entitles him to the instruction.
. The Rule 32 court relied on two distinct conclusions in rejecting Powell's claim of mental retardation. In addition to dismissing the claim as described above, the state court also reviewed the record evidence from the guilt and penalty phases of Powell's trial and determined that he could not establish that he had both significantly subaverage intellectual functioning and significant deficits in adaptive functioning either before eighteen years old or currently. Because we cannot state that the Rule 32 court’s dismissal of this claim for failing to allege sufficient facts was contrary to or an unreasonable application of Atkins, we need not address its alternative holding.
. Likewise we find no error in the district court’s denial of Powell’s request for an evidentiary hearing in federal court on this issue.
. The Rule 32 court's initial finding that these claims were time-barred was rejected by the state appellate court based upon an intervening decision of the Alabama Supreme Court.
. Powell has made additional allegations and submitted more evidence in support of his claim of ineffective assistance of counsel in his federal habeas petition. In accordance with AEDPA, however, we do not consider such supplemental allegations or evidence when reviewing the reasonableness of the state court’s resolution of this claim, which was based on the allegations before it.
. As with his Atkins's claim, Powell also requested an evidentiary hearing in federal court on his ineffective assistance of counsel claim. We find no error in the district court’s denial of an evidentiary hearing on this claim.
. In his federal habeas petition, Powell now refers to an unidentified post-conviction neuropsychologist who has allegedly commented on the inadequacies of Dr. Rosenzweig’s assessment. He also alleges that neuropsychological testing confirms that Powell was suffering from a traumatic brain injury at the time of his trial. Nonetheless, because these allegations were not before the Rule 32 court and Powell has not given sufficient reasons for us to consider them, they do not inform our determination of whether the Rule 32 court’s dismissal of Powell’s claim of ineffective assistance of counsel was contrary to or an unreasonable application of Strickland.
