*1
rigidly applied.
the waiver rule is not
uments and to eliminate
relitiga-
needless
Rather,
ap
the court sometimes excuses
through application
tion
equitable estop-
parent
extraordinary
waivers based
cir
pel principles. Although the IRS did not
cumstances, in recognition of the fact that
produce 90 boxes of documents until after
“although
strongly
FOIA
favors prompt
the California district court denied Stone-
disclosure,
exemptions
its nine enumerated
60(b) motion,
hill’s Rule
stayed
and then
are
to protect
‘legitimate
those
appeal pending
administrative
the dis-
governmental
private
interests’ that
trict
discovery
remand,
court’s
decision on
by
be ‘harmed
release of certain
suggest
Stonehill does not
the IRS
”
types of
August,
information.’
328 F.3d would have located the documents sooner
at 699 (quoting
Agency
John Doe
v. John
proceeded
without staying the FOIA
146, 152,
Corp.,
Doe
493 U.S.
110 S.Ct.
appeal had the FOIA waiver
applied
rule
(1989));
some have affected the IRS’s
approach in resisting discovery hardly
curtailed its protect privileges efforts to
the FOIA proceeding.
Congress has addressed concerns about
delays in civil proceedings in the Civil POTTER, al., Calvert L. Appellees et Justice Reform Act of see 28 U.S.C. 471-73, §§ and district court rules reflect v. efforts, see, e.g., (pre- D.D.C. R. 16.3 COLUMBIA, Appellant. DISTRICT OF requirement, trial conference mir- largely roring D.D.C. Civil Expense Justice 07-7163, Nos. 07-7164. Delay Plan, 1994). Reduction eff. Mar. United Appeals, States Court of delays But attendant information-gath- District of Columbia Circuit. ering regimes may simply often be the result of additional searches for documents Argued Oct. 2008. as well as additional document reviews. Decided March delay reduced, Some may be as occurred here, through the district court’s exercise
of discretion to production facilitate of doc- *2 Attor- Love, Assistant
Richard S. Senior Attorney Gener- General, Office of ney argued al for the on the him With appellant. cause for At- Nickles, Interim Peter J. briefs were Kim, General, Solicitor S. torney Todd Murasky, Deputy General, and Donna M. General. Solicitor Doan, cause for argued the A. Joshua were on the brief With him appellees. Spitzer. B. Arthur D. Iverson and William TATEL, Circuit ROGERS Before: WILLIAMS, Circuit Senior Judges, and Judge.
Opinion
for the Court
Circuit Judge
A.
.
ROGERS.
Firefighters
encounter
atmo-
spheres.
areas,
The most dangerous
clas-
Concurring opinion by
Judge
Senior
sified as “immediately dangerous to life
WILLIAMS.
*3
health,”
and
fires,
include all active
other
ROGERS,
Judge:
Circuit
oxygen-deprived environments, and set-
The
requires
District of Columbia
its
tings in
highly
which
toxic contaminants
firefighters
emergency
and
medical service may’be inhaled. Other
pose
areas
a lesser
(“EMS”)
(together “firefighters”)
workers
threat, and still
pose
other areas
no threat
to be clean shaven. A number of firefight-
at all.
firefighters
When
do not know the
religious
ers who wear
beards
reasons
threat posed by
environment,
an
they must
challenged
requirement
this
under the Re-
treat
it as immediately dangerous to life
ligious
Act,
Freedom Restoration
42 and health.
(“RFRA”).
§
seq.
et
U.S.C.
2000bb
Firefighters can protect
themselves
granted
district court
using a number of forms of respiratory
firefighters upon
finding that
equipment, all of which use the
tight-
same
District of Columbia had not shown a ma-
fitting face mask.
powerful,
The most
a
terial issue as to
requirement
whether the
breathing
self-contained
apparatus,
or
narrowly
Specifically,
tailored.
SCBA,
tank,
consists of an air
regulator,
district court found the District of Colum-
and a mask. A
SCBA is
to main-
bia had conceded the
for bearded
“positive
tain
pressure” in the face mask—
firefighters of one form of respirator
is,
atmospheric
pressure
great-
(known
“SCBA”).
as a
agree
We
the Dis-
er inside the mask than outside. Testimony
trict of Columbia
satisfy
failed to
its bur-
from both parties
that,
indicates
aas
re-
den in opposing summary judgment by
sult, a leak in the
seal
the face mask will
setting
specific
forth
evidence showing a
cause clean air to leak out of the mask into
triable issue of fact
to the safety
of the
the outside atmosphere, rather than allow-
SCBA, and we affirm.
ing contaminated outside air to leak in.
The District of
“respiratory
Columbia’s
I.
protection plan” requires firefighters
Because this case centers on the efficacy
use SCBAs in environments that are actu-
certain
equipment for bearded
ally or potentially immediately firefighters,
it is helpful first to describe
health,
to life and
although EMS workers
the environments
in which
are not trained at all in the use of SCBAs.
work
protective
and the
equipment
Although
appeal
use.
We then turn to the
focuses on the
district court
safe-
ty of
proceedings,
SCBAs for bearded
focusing particularly
firefighters,
on the
much
of the district
position
Columbia’s
regarding
proceeding
court
con-
cerned
of the
self-contained
of two
breathing
systems:
other
respirator.
An
Upon
filter, APR,
setting
air-purifying
forth our
stan-
consists of
review,
dard of
requirements,
mask and a
RFRA
filter
which the user
the non-moving party’s burden in
An
opposing breathes.
APR relies on the negative
summary judgment,
pressure
we review the record
created by inhalation to draw
to determine whether the District of Co- outside air through
powered
the filter. A
lumbia raised a
disputed
filer,
material issue of
air-purifying
PAPR, operates
like
fact about the safety
APR,
of SCBAs for
beard-
battery-powered
but uses a
fan to
ed firefighters.
force air through
filter.
its
It
is thus
disagreement
this case concerns
inside
positive pressure
create
designed to
negative
operation
safe
the mask.
by firefighters.
masks
B.
added).
la-
(emphasis
A month
Id.
Fire
Department of
the D.C.
In
ter,
workers sued to
group
of EMS
imple-
Services
Emergency
Medical
injunction ap-
establish that the modified
policy”
prohibit-
“grooming
mented
them,
consol-
and the district court
plied
chal-
A number
ed beards.
wrangling
Considerable
idated the cases.
RFRA, and the
under
lenged
followed,
fit
plaintiffs passed the
as some
enjoined en-
preliminarily
district
tests,
tests,
subsequent
some failed
policy.
Department
forcement
summary judg-
parties
both
moved for
*4
time but
plaintiffs
for a
accommodated
7,
July
District of Columbia on
ment —the
“safety
separate
policy,”
in 2005 issued a
2006,
firefighters responding on
with the
employees who
Department
forbade
which
13,
cross-moving for
2006 and
October
to have “fa-
facepieces”
“tight-fitting
use
on October
2006.
sealing
that comes between
cial hair
granted
court
The district
facepiece and face.”
of the
surface
Potter v.
judgment
firefighters.
to the
forms of relief
firefighters sought various
01-1189, 05-
Nos.
injunction and clari-
including permanent
II.
court’s decision not to allow the District of
On appeal, the District of Columbia does Columbia to raise the issue anew would be
challenge
the district
finding
court’s
for abuse of discretion. See Connors v.
bearded
could be rede-
Co.,
Hallmark & Son Coal
ployed away from areas in which
nega-
(D.C.Cir.1991).
n.
This appeal turns
(ARP)
tive-air
required.
mask
on a
question,
different
however. This
Instead it
that it
contends
never conceded court must determine whether the District
safely
can
use SCBAs of Columbia made an affirmative showing
argued
opposite.
indeed
Thus it
opposite.
Put differently, this court
that summary judgment
maintains
was in- must decide whether the District of Co-
appropriately granted because it raised a
lumbia’s contention
systems
that SCBA
genuine issue of material fact as to the
are not
really
safe
is a
argument.
new
*5
firefighters
for bearded
any
to wear
issue,
That
integral to the district court’s
mask,
type of tight-fitting
regardless
face
ruling on the merits
summary
of
judg-
of whether
positive
the mask is used in a
ment, must be reviewed de novo. Id.
negative
or
configuration.
RFRA,
Under
the federal government
and the District of
Columbia1
A.
substantially
person’s
burden a
exercise of
This court
grant
reviews the
of sum
religion
government
unless the
“demon
mary
novo,
judgment
Royall
de
v. Nat’l
strates that application of the burden to
Carriers, AFL-CIO,
Ass’n
Letter
548
of
person (1)
inis
furtherance of a com
—
(D.C.Cir.2008).
137,
F.3d
143
The fire
(2)
pelling governmental
interest; and
is
fighters’ suggestion that our review is con
the least restrictive
of furthering
means
fined to the lenient
of
abuse
discretion
that compelling governmental
interest.”
standard misconceives the issue before the
2000bb-1;
42
§
U.S.C.
see Gonzales v. O
court. They offer that the district court’s
Centro Espirita
Uniao do
Beneficente
denial of reconsideration —wherein the
Vegetal,
546
1211,
U.S.
objected
Columbia first
as it
(2006).
The District
Columbia
significantly probative”
ly colorable or not
to sum-
its memorandum
insufficient to defeat
that the
mary judgment to show
motion. Anderson v.
On
genuine disputed
issue.
SCBAs was
249-50,
Inc.,
points Liberty Lobby,
U.S.
appeal,
(1986) (ci-
its memorandum stated
L.Ed.2d 202
out
positive pressure
omitted).
in a
used
“[e]ven when
tations
*8
tight fitting
a
face-
configuration, use of
other evidence refer
regards
As
presents an unac-
beard]
a
piece [with
ap
of
by
District
Columbia on
enced
the
In
the wearer’s health.”
ceptable risk to
in
the fire
opposing
it
not cited
peal, was
positive-
this statement about
isolation
summary judgment.
for
fighters’ motion
the
systems appears
support
by Captain
testimony
example,
For
it con-
position that
District of Columbia’s
important
face seal is
tight
Flint that in
safety of
tested the
SCBAs. Viewed
sys
leak in a SCBA
mask
because
face
likely interpretation is
the more
context
of
the exhaustion
tem could hasten
“pow-
focused on
is an issue
service life
supply:
(“PAPR”),
“[R]educed
air-purifying respirator”
ered
well,
make sure
we need to
system that was
as
and
positive-pressure
another
maintaining
possible
by
we’re
as much air as
referenced
two
by
declarations
Dr.
cylinder,
gets
(the
which then
to the McKay. All but one of these sources
firefighter’s lungs,
wasting
standards)
instead of
NIOSH
were
Dr.
cited
by letting creep
piece.”
outside of the face
McKay in his
first declaration
2005 but
2005).
Hr’g
(Aug.
Mot.
Tr. 102
None
not resubmitted or even referenced in the
pleadings
of the District of Columbia’s
or District of
Columbia’s
to sum-
oral
district court
argument
cited mary judgment. Likewise that first decla-
testimony
argued
this
that cannister
ration itself was not referenced in the
concern,
depletion
is a
or indeed a
Moreover,
memorandum.
McKay’s
Dr.
concern at all. “It
is well settled that
declaration appears to cite these sources
legal
issues and
theories not asserted at
general
for the
proposition that beards
ordinarily
the District
will
Court level
not may compromise a face mask seal and
appeal.”
be heard on
Colum
efficacy
respirators,
therefore the
with-
Fla., Inc.,
bia v. Air
distinguishing
nega-
out
between risks for
(D.C.Cir.1984);
Corp.,
NRM
758 F.2d at
positive-pressure systems.
tive and
See
680. The District of Columbia bore the
¶
Roy
Decl.
T. McKay,
Ph.D at 16 (Sept.
pointing
burden of
to evidence that could
2005) (“The
clearly
scientific literature
create an issue of material fact as to the
consistently
recognizes the fact that
arguing
of SCBAs and
sealing
facial hair at the
respi-
surface of a
remained;
laying
issue
respirator leakage.
rator causes increased
dormant in
enough,
the record is not
leakage
Such
expected per-
decreases the
not “obliged
district
to sift
....”);
respirator
formance of the
e.g., id.
pages
depositions,
hundreds of
article,
(quoting
“It
per-
is concluded that
affidavits,
interrogatories
in order to
sons with excessive facial hair ... cannot
analysis
make
own
and determination
[its]
expect to obtain
high degree
respi-
as
not,
may,
genuine
of what
abe
performance
persons
rator
who are
disputed
issue of material
fact.” Twist v.
¶
(“Numerous
shaven”);
clean
id. at
Meese,
(D.C.Cir.
1421, 1425
guidelines
standards and
prohibit
pres-
Jackson,
1988); see
The the District of Columbia also points articles, safety ings expressed to scientific federal an understanding that the regulations, and manufacturer directions safety negative-pres- case turned on the of appeal, has not contended on SCBAs, in Columbia APRs, Def.’s Mem. see sure 2006). demonstrated, excep- (July much less Judg. at 15 of Sum Support the district background, exist here. Nor has Against this tional circumstances declara- McKay’s Dr. only interpret could that the district court abused it contended information, both supporting the and objection tion allowing in not its discretion earlier, as ex- years almost two submitted in for the first time a motion to be raised safety concern about general pressing Instead, the District for reconsideration. rele- and thus face masks tight-fitting of the safe- disputed of contends APRs, safety not SCBAs. of vant in its ty along, including all of SCBAs summary judgment. notes that one of Columbia The District specific Accordingly, risks be- does discuss record shows otherwise. scientific article users, B.J. systems for bearded did not of the District of Columbia SCBA cause Protec Held, Breathing Hair and Facial carry opposing its burden at 26- tion, Dec. Chief, material judgment to establish an issue of Int’l Fire discourage that NIOSH standards SCBAs, of sum- regarding issue respirators” “pressure-demand the use for the mary judgment Nancy Bollinger, hair, U.S. facial with affirm. appropriate and we Dep’t Servs., Nat’l Health and Human Oocupational Safety Health, WILLIAMS, & Judge, Inst. for Senior Circuit Logic Respirator Selection concurring: Niosh (2004). these two sources were Although discloses unequivocally here The record declaration, McKay’s to Dr. attached fact. Yet disputed issue material SCBA he did not discuss summary judgment. granted district court aspect to that systems point or open the law were an If the sole aim of ¶at McKay Decl. report. See article truth, plainly reverse. we search would 2005) study (noting “[re Held (Sept. policy claim that a plaintiffs leakage hair variability in facial viewed the requiring that fire- of Columbia factors). point At no respect to” five with violates their be .clean-shaven fighters summary judgment during the before Resto- Religious Freedom rights under of Columbia did the District proceedings Act, seq. § et 42 U.S.C. 2000bb ration that ad portions of either source cite plain- that the acknowledges The District SCBAs, that those sources argue nor dress being clean-sha- aversion to religious tiffs’ Like are unsafe. demonstrated SCBAs sincere, disputes the Flint, and no one ven is this infor testimony Captain record, the District’s interest lay proposition fallow mation themselves, plaintiffs cannot rest reversal of —that of Colum linked to that the District 'whose arguments fellow workers have, not, develop citizenry based at but did bia could performance, their produced record it on the factual reasons de- compelling. For the large—is 151; Jackson, at 101 F.3d district court. case opinion, the in the court’s veloped Twist, at 1425. firefight- to whether bearded comes down safely rely on a self-contained can ers circumstances, a fed- exceptional Under (“SCBA”). Before us breathing apparatus argu- consider court will appellate eral have that it should District contends summary judgment not against ments trial that with at prove had a chance Singleton, in the district court. See made poses serious the SCBA wearer 2868; Du E.I. 428 U.S. District’s for which the safety risks Pont, at 419 n. 5. The *10 restrictive solution. Unfortu- simply is least District could have been correcting District, nately for the its own muddled inconsequential rather technical detail— litigation strategy rendered clarifying, words, in other that there are plaintiffs a legitimate for the supplied through times when no is outcome. hand, regulator. On the other the District summary judg- that, their motion for could saying
With have been absent an plaintiffs ment submitted their “Statement acceptable seal, the user at risk of Facts,” describing Material SCBA as breathing in contaminated outside air. supplying] a continuous pressur- flow of The references to air “regulator” from the by firefighters ized air from tanks worn and conservation of air supply favor the facemasks, that any into their so minor first interpretation; but the pointlessness imperfections in the facemask’s seal will correcting error, plaintiffs’ technical result in an outward flow of clean air prefaced by “dispute[ the claim to their ]” mask, rather than an from the inward contention, supports the second. The bal- potentially dangerous gases flow of interpretation, ance favors the first legiti- It particulates. danger- is therefore not mating grant firefighter ous for a to work in a hazard- plaintiffs. using an ous environment SCBA. Joint ¶ (“J.A.”) But the record Appendix scholarly 110-11 If also contains undisputed, were work making District’s the second interpretation far (at here) claim least as frame it plausible. more expert, Roy The District’s would But disput- dissolve. the District McKay, T. in his first declaration identified statement, plaintiffs’ saying, ed a number of articles on “the science of The Defendant disputes the statements facial hair negative performance and the in paragraph 5. A SCBA does not supply on respiratory protection,” has id. at air”; “a pressurized continuous flow of Held, among them Bruce J. Facial Hair rather, pressure-demand regulators are Protection, and Breathing Chief, Int’l Fire provide breathing air into Dec. J.A. 90 (reporting on facepiece when the research at Lawrence Livermore National facepiece prerdefined (posi- falls below a Laboratory under contract W-7405-ENG- tive) acceptable value. If an seal is not 48). Held, According to person “a doing maintained, an inward flow of air comes moderately heavy heavy work can ‘over- through the regulator during exhalation leak, breathe’ the air if supply there is a or during pause between breaths. and suck or pull outside contaminated pressure-demand This feature of the air through the leak.” J.A. 92. regulator helps to conserve the supply of air earned on the wearers McKay’s [sic] back. citation and provision of the came, sure, ¶ Held article to be in a declara- Id. at support, 111 5. In the District tion offered at an stage; earlier declaration, and even expert relied on an which la- then the beled the declaration call plaintiffs’ assertion as itself didn’t atten- “incor- rect” explained tion to the “overbreathing” problem. an ac- “[w]hen It maintained, ceptable seal is no inward flow would thus required good have deal of of air regulator comes during digging part of the district court to or during pause exhalation between discover Held’s expert conclusion on the ¶ breaths.” Id. at 120 22. matter. To avert the need for dig- ging, 7(h) The District’s susceptible district court’s Local Rule interpretations. hand, two On the one states:
553 summary judgment] on which the District’s own An to was [a accompanied by sepa- plainly motion shall be based—nonetheless reflected of genuine rate concise statement issues poses OSHA’s that facial hair all material facts as to setting forth excessive risk. a gen- it is contended there exists which Moreover, regulation clearly the OSHA necessary litigated, to uine issue be agency’s rested on the concern with “over- include references to the which shall breathing.” Explaining to its decision re- support of the record relied on to parts quire testing positive-pressure fit with res- the statement. pirators, OSHA observed: thought judges
The rule embodies the
positive
respirators
Even
do
pigs, hunting
not like
for truffles bur-
“are
always
positive pressure
not
maintain
ied
briefs” or the record. United States
facepiece, particularly
inside the
when
(7th Cir.1991).
Dunkel,
v.
956
facepiece
poor,
fit is
strenuous work is
may
buried the Held article
However
being
overbreathing
performed, and
been,
though,
clearly
the record
have
the respirator
Leakage
occurs....
must
Occupational
alerted the court to the
Safe-
consistently
be minimized so that users
ty and Health Administration’s belief
high
protection they
achieve the
levels of
poses
respi-
facial hair
risks for the use of
need.
generally.
rators
As the district court not-
(1998).
Fed.Reg.
OSHA’s
1223/2
opinion,
disput-
ed in its 2005
the District’s
explanation
at
for its decision went on
simply requires firefighters
ed order
to
length,
firm.
position
and its
the face-fit
comply
requirements
with
judge
pig hunting
While a
isn’t a
for
1910.134,
§
29 C.F.R.
which is the
parties’ papers,
truffles
neither is he
“respiratory pro-
regulation
OSHA
A
potted plant.
judge on notice of a
regulation
That
provides,
tection.”
plaintiffs’ posi-
contradiction between the
§ 1910.134(g)(1)®,that
agency
tion and the views of a federal
permit
The
employer
respi-
shall
wholly
hesitate to find the issue
tight-fitting facepieces
rators with
to
undisputed. And the district court in this
by employees
be worn
who have:
passive
case was not
across the board.
In
(A) Facial hair that comes between
accepting
plaintiffs’ theory
that beard-
sealing
facepiece
surface of the
redeployed
quickly
ed
could be
and the face or that
interferes with
requiring
either to areas
the use of SCBAs
function.
valve
requiring
respirators,
or to areas not
Potter v. District
it reached back for evidence introduced
(D.D.C.2005).
F.Supp.2d
earlier,
years
in a different con-
over two
sure,
regulation,
ap-
The OSHA
to be
text,
plaintiffs’
and not identified
pears
govern
firefight-
not to
the District’s
summary judgment motion. See Tr. of
652(5)
§
ers. 29 U.S.C.
excludes state em-
(ex-
Conf.,
29, 2007, at
Status
Nov.
4-5
652(7)
§
ployees generally,
explains
plaining that
introduced in the
“state” includes the
the term
District.
what informed
August
hearing
“is
Although under some conditions Environ-
plan
plausibility
reassignment
Agency regulations
mental Protection
September
that I talked about”
coverage
exempt
to otherwise
extend
opinion).
2007 memorandum
While
300.5,
workers,
§§
see
40 C.F.R.
troubling, the
variance in the court’s zeal is
300.150(d), the District has made no real
fact,
no claim on the
District rests
those
are
effort
show
conditions
made,
claim,
likely not
regulation— such a
even if
would
applicable
plaintiffs.
60(b)(5).
applies
rule
Departures from Fed.R.Civ.P.
justify a
result.
different
*12
always
give
injunction
long
party
as a
permanent
almost
bound
as
passivity are
benefit, yet
departures
significant
one side a net
‘a
seeking relief “can show
v. Mil
facto error. Burdett
ipso
are not
in factual conditions or
change either
”
(7th Cir.1992)
ler,
1375, 1380
957 F.2d
Felton,
Agostini v.
521 U.S.
law.’
not
criticized when
(“[Judges] should
be
(1997)
1997, 138L.Ed.2d 391
argu
to counsel a line of
they point out
v. Inmates
Coun
(quoting
of Suffolk
Rufo
overlooked,
that he has
inquiry
ment or
367, 384,
Jail,
ty
502 U.S.
S.Ct.
obligated
not
to do
although they are
(1992)).
the exact
“threshold conduct must “reveal such a judge’s
high antagonism of favoritism or degree impossible” (quot
to make fair Edmond,
ing States v. United (D.C.Cir.1995), Liteky v. INCORPORATED, NETWORKS, M2Z States, United U.S. S.Ct. Appellant (1994))). 1147, 127L.Ed.2d 474 v. outcome, nonetheless, seems ex- The FEDERAL COMMUNICATIONS traordinarily unsatisfactory. Looking on COMMISSION, Appellee side, one see it as consti- bright experiment, in which tuting semi-natural Netfreeus, LLC, al., et Intervenors. fight the District of will calami- 07-1360, Nos. 07-1441. bearded, with some of its ties firefighting while other entities adhere to Appeals, United States Court equivalent. Perhaps OSHA’s rule or its District of Columbia Circuit. inconsequential. prove the difference will ideal, far experiment from however. March obviously, Most the likelihood of acute ca-
lamity thus the risk —and breaking
teams will be stretched to the
point greater in the District than —seems city. other American
almost injunction a permanent
Of course even irredeemably permanent. Feder- judges
al Rules of Civil Procedure allow party legal representative
“relieve a or its order, judgment, proceed-
from a final if,
ing” among things, “applying other longer equitable.” is no
prospectively
