682 F.2d 1030 | D.C. Cir. | 1982
Lead Opinion
Opinion PER CURIAM.
Separate Concurring Opinion filed by Senior Circuit Judge BAZELON.
Petitioner Potomac Alliance seeks review of a decision of the Nuclear Regulatory
We note that this same issue has, heretofore in the recent past, been raised in, and addressed by, this court. In Minnesota v. NRC, 602 F.2d 412 (D.C.Cir.1979), this court, on virtually an identical set of facts, found itself unable to sustain, as against a claim of NEPA violation,
In Minnesota, the court, despite the apparent NEPA violation, declined to vacate or stay the license amendment in question, indicating instead that the Commission was free to proceed with consideration of the effects of modifying the spent fuel storage capacity by such means as it might deem effective to that end. The court was careful to say that it did not contemplate that a trial-type adjudicatory proceeding was required, and it suggested the appropriateness of the generic rulemaking which the NRC had professed to have in view. Adopting the court’s suggestion, on August 2, 1979, the NRC noticed a generic proceeding to reassess the outlook for the availability of safe nuclear waste disposal methods, focusing on the specific question raised by the Minnesota court. This rulemaking, termed by the Commission the “Waste Confidence” proceeding, is currently continuing. Therefore, as in Minnesota, we decline to vacate or stay the challenged license amendments.
The Commission has recently informed the court, in response to a specific inquiry by it after this case was taken under submission, that
[t]he earliest that the proceeding might conclude and a decision issue would be about six months after the January 1982 oral presentations, but it is possible that a year or more might pass before a final Commission decision could be reached.
NRC Response to Request Concerning Status of Waste-Confidence Proceeding, at pp.
Under these circumstances, and taking into account the lengthy period of time that has elapsed since Minnesota, as well as the scientific and technical difficulties that appear to characterize this problem, we think an appropriate response to the NRC’s latest progress report is for us to assert that its failure to act by June 30, 1983, will place in jeopardy the expanded authority at issue in this case.
The case is remanded to the NRC for further proceedings and consideration consistent with the purposes of this remand.
It is so ordered.
. Section 102(2)(C) of NEPA, 42 U.S.C. § 4332(2)(C) (1976), provides in part that
all agencies of the Federal Government shall ... include in every recommendation or report on proposals for legislation and other major Federal actions significantly affecting the quality of the human environment, a detailed statement ... on
(i) the environmental impact of the proposed action, [and]
(ii) any adverse environmental effects which cannot be avoided should the proposal be implemented, [and]
(v) any irreversible and irretrievable commitments of resources which would be involved in the proposed action should it be implemented.
. Petitioner in Minnesota raised challenges based both on NEPA and on the Atomic Energy Act. Potomac Alliance also argues before this court that the Commission violated the Atomic Energy Act by approving the license amendment without a prior finding of “reasonable assurancef ] that the modification of the North Anna spent fuel pool for long term storage would not endanger the public health and safety.” Appellant’s Br. at 21. This claim was not, however, raised before the Appeal Board or the Commission and may not be raised for the first time here. Cf. Singleton v. Wulff, 428 U.S. 106, 120, 96 S.Ct. 2868, 2877, 49 L.Ed.2d 826 (1976) (“It is the general rule, of course, that a federal appellate court does not consider an issue not passed upon below.”).
Concurrence Opinion
concurring:
I concur fully in the court’s opinion in this case. I write separately, however, to illuminate the substantive issues underlying our per curiam disposition.
BACKGROUND
In 1971, when the Nuclear Regulatory Commission (NRC) authorized the construction of VEPCO’s North Anna power plant, the Commission also authorized the construction of an on-site pool for used or “spent” fuel assemblies.
From virtually the beginning of the North Anna plant’s operating life,
In reviewing VEPCO’s application, the Atomic Safety and Licensing Board analyzed the need for increased storage capacity at North Anna, alternatives to the proposed expansion, and the environmental effects of the expansion through the year 2011.
On January 29, 1979, the Potomac Alliance was granted leave to intervene in North Anna’s licensing proceeding,
II. ANALYSIS
The NRC does not claim that its environmental assessment satisfied NEPA. Instead, the Commission argues that this court’s decision in Minnesota v. NRC
A. Standard of Review
The present controversy centers on the NRC’s compliance with section 102(2)(C) of NEPA, which provides:
The Congress authorizes and directs that, to the fullest extent possible ... all agencies of the Federal Government shall . . . include in every recommendation or report on proposals for legislation and other major Federal actions significantly affecting the quality of the human environment, a detailed statement by the responsible official on—
(i) the environmental impact of the proposed action, [and]
(ii) any adverse environmental effects which cannot be avoided should the proposal be implemented, [and]
(v) any irreversible and irretrievable commitments of resources which would be involved in the proposed action should it be implemented.15
As the Supreme Court has emphasized, these provisions impose on the agencies duties that are “essentially procedural.”
B. NEPA
The starting point in any analysis-of an agency’s compliance with section 102(2)(C) of NEPA is the “rule of reason,”
The primary feature of VEPCO’s license amendment is its provision allowing 966 rather than 416 spent fuel assemblies to be stored in the North Anna spent-fuel pool.
Anything less would fail to satisfy the mandate of NEPA; for not only does section 102(2)(C) of NEPA generally contemplate comprehensive environmental review, but particular provisions of the Act explicitly mandate concern for the long run. Section 102(2)(C) itself requires agencies that propose major actions that will significantly affect the environment to consider and disclose “the relationship between local short-term uses of man’s environment and the maintenance and enhancement of long-term productivity.”
The NRC, therefore, can justify truncating its environmental assessment at the year 2011 only if it has found that no reasonably foreseeable contingency exists under which the spent fuel assemblies will remain in the pool beyond that time. Because the agency has not even attempted to make such a showing, we can only conclude that the approval of VEPCO’s amendment violated NEPA.
This court addressed a similar problem in Concerned About Trident v. Rumsfeld.
The fact that the spent fuel at issue in this case may not — or even, probably will not — remain in the North Anna storage pool beyond 2011 does not allow the NRC to ignore any reasonably foreseeable possibility that it will. It is well recognized that a lack of certainty concerning prospective environmental impacts cannot relieve an agency of responsibility for considering reasonably foreseeable contingencies that could lead to environmental damage.
C. Minnesota v. NRC
The NRC argues that Minnesota eliminated any obligation it may have had under NEPA to consider the possibility that nuclear waste will remain in a spent-fuel pool beyond the point at which a nuclear plant is expected to shut down. Minnesota v. NRC
*1037 the specific problem isolated by petitioners — determining whether there is reasonable assurance that an off-site storage solution will be available by the years 2007-09, the expiration of the plants’ operating licenses, and if not, whether there is reasonable assurance that the fuel can be stored safely at the sites beyond those dates.42
assess generically the degree of assurance now available that radioactive waste can be safely disposed of, to determine when such disposal or off-site storage will be available, and to determine whether radioactive wastes can be safely stored on-site past the expiration of existing facility licenses until off-site disposal or storage is available.46
That rulemaking, referred to as the “Waste Confidence” proceeding, is still in progress, and the Commission has given little indication of when it will come to a conclusion.
The essential problem with the NRC’s argument is its limitlessness. Certainly, the NRC cannot contend that Minnesota afforded it an unbounded time period in which to hold generic proceedings, and to continue to authorize the expansion of on-site storage pools without considering the long-term environmental consequences of such expansions. There is nothing in Minnesota to support such a position. The Minnesota court found that the NRC had approved license amendments for two plants in violation of NEPA and the Atomic Energy Act, but, as a matter of equity, the court chose not to order the shut-down of the plants pending the Commission’s compliance. Although the balance of equities in a similar situation arising within a reasonable amount of time after Minnesota would continue to weigh against forcing a plant to
. A fuel assembly is a bundle of approximately 200 long thin fuel rods containing the enriched uranium pellets that fuel the fission reaction. A typical reactor core is comprised of about 157 assemblies. When the fuel elements of the core have expended much of their available energy content, they cannot maintain an efficient chain reaction. Therefore, they must be removed from the reactor and replaced with new assemblies. At the time the spent fuel assemblies are removed from the reactor, they are intensely radioactive and physically hot. To allow for radioactive decay as well as physical cooling, the assemblies are placed in a “spent-fuel pool” adjacent to the reactor. The spent-fuel pool is a deep reinforced concrete basin that is lined with stainless steel and filled with water. At the bottom of the pool, there are long stainless steel sleeve-like racks that hold the assemblies vertically under the water. The water serves both to cool the assemblies and to absorb the radiation that they emit.
. Environmental Impact Appraisal by the Office of Nuclear Reactor Regulation Relative to a Proposed Increase in Storage Capacity of the Spent Fuel Pool, North Anna Power Stations, Units 1 and 2, Virginia Electric and Power Company, Docket Nos. 50-338 and 50-339, Facility Operating License No. NPF-4 (April 2, 1979) p. 2 [hereinafter EIA], Joint Appendix (J.A.) at 65, 69.
. VEPCO’s original license allows 416 spent fuel assemblies to be stored in the spent-fuel pool. As initially constructed, however, the racks in the pool would only accommodate 400 assemblies.
. This new-found role of the spent-fuel pool is not unique to the North Anna plant. Nuclear facilities throughout the country have come to depend on their on-site spent-fuel pools as de facto repositories due to the absence of off-site waste-management facilities.
. The NRC granted VEPCO an operating license for Unit No. 1 of the North Anna plant on November 26, 1977, and it granted VEPCO an operating license for Unit No. 2 on August 21, 1980. The spent-fuel pool is used for both units.
. According to the NRC, 59 license amendments have been granted to expand on-site storage capacity at 62 power plants. 52 of those amendments predated this court’s decision in Minnesota v. NRC, 602 F.2d 412 (D.C.Cir.1979). See section II-C infra. In addition there are currently nine applications pending to expand spent-fuel pools, not including the one at issue in this case. See NRC brief at 4-5.
. The original racks held spent fuel assemblies 21 inches apart, while the new racks would hold the assemblies 14 inches apart.
. VEPCO brief at 10. VEPCO predicts that if it could only store 416 spent fuel assemblies in the North Anna spent-fuel pool, Unit No. 2 would be able to continue full-power operation until November 1984 and Unit No. 1 would be able to continue until May 1985. After May 1983, however, 416 fuel assemblies will be in the spent-fuel pool, which would mean that the fuel in the reactors would have to remain there until alternative storage facilities become available. VEPCO states that this would not present any safety problems, but that it would make repairs and maintenance more difficult. Ideally, space is left open in the spent-fuel pool so that fuel assemblies can be removed temporarily to facilitate maintenance.
VEPCO applied for the license amendment far in advance in order to replace the storage racks before any spent fuel assemblies were placed in the pool and thereby avoid radiological risks that otherwise would threaten the workers replacing the racks.
. EIA, supra note 2.
. Id. at 28, J.A. 95. The 1973 Final Environmental Statement analyzed the full impact of the plant.
. Potomac Alliance’s intervention petition was granted by the Commission’s Appeal Board on January 29, 1979, overruling a Licensing Board ruling to the contrary. '
. Order Denying Intervenors’ Motion to Amend Petition to Intervene, Atomic Safety and Licensing Board, August 17, 1979, J.A. at 61; Order Granting VEPCO’s Motion for Summary Disposition, Atomic Safety and Licensing Board, August 24, 1979. J.A. at 38.
. Virginia Electric and Power Co. (North Anna Nuclear Power Station, Units 1 and 2), ALAB-584, 11 N.R.C. 451 (1980), J.A. at 1.
. 602 F.2d 412 (D.C.Cir.1979).
. 42 U.S.C. § 4332(2)(C) (1976).
. Strycker’s Bay Neighborhood Council, Inc. v. Karlen, 444 U.S. 223, 227, 100 S.Ct. 497, 499, 62 L.Ed.2d 433 (1980); Vermont Yankee Nuclear Power Corp. v. NRDC, 435 U.S. 519, 558, 98 S.Ct. 1197, 1219, 55 L.Ed.2d 460 (1978). See also North Slope Borough v. Andrus, 642 F.2d 589, 598 (D.C.Cir.1980) (NEPA’s requirements are “procedural in character”).
. 42 U.S.C. § 4332(2)(C) (1976).
. NRDC v. SEC, 606 F.2d 1031, 1044 (D.C.Cir.1979).
. Calvert Cliffs' Coordinating Comm., Inc. v. AEC, 449 F.2d 1109, 1118 (D.C.Cir.1971).
. 5 U.S.C. § 706(2)(D) (1976). See NRDC v. SEC, 606 F.2d 1031, 1048 (D.C.Cir.1979); Jicarilla Apache Tribe of Indians v. Morton, 471 F.2d 1275, 1280 (9th Cir.1973); W. Rogers, Environmental Law 716-17 (1977).
. This circuit has long held that courts must exercise heightened scrutiny of agencies’ compliance with NEPA’s procedures. See, e.g., Scientists’ Institute for Public Information, Inc. v. AEC, 481 F.2d 1079, 1092 (D.C.Cir.1973); Calvert Cliffs’ Coordinating Comm., Inc. v. AEC, 449 F.2d 1109, 1115 (D.C.Cir.1971). In Calvert Cliffs, we stated that “the requirement of environmental consideration ‘to the fullest extent possible’ sets a high standard for the agencies, a standard which must be rigorously enforced by a reviewing court.” 449 F.2d at 1114.
. NRDC v. Morton, 458 F.2d 827 (D.C.Cir.1972).
. Carolina Environmental Study Group v. United States, 510 F.2d 796, 798 (D.C.Cir.1975); Scientists’ Institute for Public Information, Inc. v. AEC, 481 F.2d 1079, 1092 (D.C.Cir.1973).
. 42 U.S.C. § 4332(2)(C) (1976).
. Radioactive wastes that are generated by a nuclear power plant, like smoke that is produced by a coal-fired plant, are inextricable byproducts of the plant’s operation. As such, the environmental effects of storing or disposing of those wastes must be considered before a plant may be licensed to produce them. In concluding that the NRC must consider the environmental effects of waste management prior to licensing a nuclear power plant, the Supreme Court has stated that “[i]t is hard to argue that [nuclear] wastes do not constitute ‘adverse environmental effects which cannot be avoided should the proposal be implemented,’ or that by operating nuclear power plants we are not making ‘irreversible and irretrievable commitments of resources.’ ” Vermont Yankee Nuclear Power Corp. v. NRC, 435 U.S. 519, 539, 98 S.Ct. 1197, 1209, 55 L.Ed.2d 460 (1978) (citations omitted).
. Technically, the amendment changed the license in two respects: It decreased the minimum distance between stored fuel assemblies; and it increased the maximum number of assemblies allowed to be stored in the pool.
. Intervenor VEPCO claims that the license amendment “does not extend the time that fuel assemblies may be stored at the site by a single day.” VEPCO brief at 3. What VEPCO apparently means is that a new license amendment would be needed in the year 2011 if the spent-
. 42 U.S.C. § 4332(2)(C)(iv) (1976).
. 42 U.S.C. § 4331(b)(1) (1976).
. 555 F.2d 817 (D.C.Cir.1977).
. See, e.g., Izaak Walton League of America v. Marsh, 655 F.2d 346, 377 (D.C.Cir.1981); Alaska v. Andrus, 580 F.2d 465, 473 (D.C.Cir.), vacated, in part, sub nom. Western Oil & Gas Assoc. v. Alaska, 439 U.S. 922, 99 S.Ct. 303, 58 L.Ed.2d 315 (1978); Concerned About Trident v. Rumsfeld, 555 F.2d 817, 830 (D.C.Cir.1977). Scientists’ Institute for Public Information, Inc. v. AEC, 481 F.2d 1079, 1092 (D.C.Cir.1973).
. Concerned About Trident v. Rumsfeld, 555 F.2d 817, 830 (D.C.Cir.1977).
. Alaska v. Andrus, 580 F.2d 465 (D.C.Cir.), vacated in part, sub nom. Western Oil & Gas Assoc. v. Alaska, 439 U.S. 922, 99 S.Ct. 303, 58 L.Ed.2d 315 (1978).
. Scientists' Institute for Public Information, Inc. v. AEC, 481 F.2d 1079, 1092 (D.C.Cir.1973).
. The detail in which an agency must consider the likelihood and nature of each contingency is somewhat flexible. If a contingency is highly unlikely to occur or the potential harm that it entails is not severe, less detail is required. See Izaak Walton League of America v. Marsh, 655 F.2d 346, 377 (D.C.Cir.1981).
. 602 F.2d 412 (D.C.Cir.1979).
. See Vermont Yankee Nuclear Power Corp. (Vermont Yankee Nuclear Power Station), LBP-77-54, 6 N.R.C. 436 (1977); Northern States Power Co. (Prairie Island Nuclear Generating Plant, Units 1 and 2), LBP-77-51, 6 N.R.C. 265 (1977).
. 42 Fed.Reg. 34393 (1977).
. 602 F.2d at 419 n. 10.
. Judge Tamm, concurring separately, was quite explicit on this point. He stated that
section 102(2)(C) of the National Environmental Policy Act of 1969 and section 103(d) of the Atomic Energy Act of 1954 mandate the determination that the Commission identified in this case. In addition, if the Commission determines it is not reasonably probable that an offsite waste disposal solution will be available when the licenses of the plants in question expire, it then must determine whether it is reasonably probable that the spent fuel can be stored safely onsite for an indefinite period. Answers to these inquiries are essential for adequate consideration of the safety and environmental standards of the relevant statutes. It is undisputed that questions involving storage and disposal of nuclear waste pose serious concerns for health and environment.
602 F.2d at 419 (footnotes and citations omitted).
The NRC asserts that the court in Minnesota “refrained from deciding either the NEPA or the Atomic Energy Act questions that were before it.” NRC brief at 16. Although it is true that the court did not explicitly analyze the requirements of either act, the fact that the court remanded the case to the Commission indicates that the court found an underlying violation of law. Otherwise, there would be no grounds for the remand.
. Storage and Disposal of Nuclear Waste, 44 Fed.Reg. 61372 (October 25, 1979).
. In response to a post-argument inquiry of this court, the NRC stated that “[t]he earliest that the proceeding might conclude and a decision issue would be about six months after the January 1982 oral presentations, but it is possible that a year or more might pass before a final Commission decision could be reached.” NRC Response to Request Concerning Status of Waste-Confidence Proceeding.
. In addition, the Minnesota court concentrated primarily on the public health and safety standard of the Atomic Energy Act, and not on the procedural requirements of NEPA, which it characterized as less rigorous “in certain aspects.” 602 F.2d at 418 n.8. This court expresses no view on the mandate of the Atomic Energy Act. To the extent that the requirements of that act differ from those of NEPA, however, it may be that the Commission can reasonably be expected to comply with NEPA — either generically or on a case-by-case basis — in a shorter period of time than it must take to comply with the Atomic Energy Act. As stated above, NEPA requires informed prediction where feasible, but where the information needed for such prediction cannot be uncovered, an agency’s candid description of what remains unknown will usually suffice. See p. 1036 & note 32.
. For general discussions of the factors governing the remedy decision in the context of NEPA violations, see Alaska v. Andrus, 580 F.2d 465, 485-87 (D.C.Cir.), vacated in part, sub nom. Western Oil & Gas Ass'n v. Alaska, 439 U.S. 922, 99 S.Ct. 303, 58 L.Ed.2d 315 (1978); Realty Income Trust v. Eckerd, 564 F.2d 447, 456-58 (D.C.Cir.1977); Jones v. District of Columbia Redevelopment Land Agency, 499 F.2d 502, 512-14 (D.C.Cir.1974).
Although I believe that our disposition adequately sets the stage for future decisions in this area, I would have preferred a less open-ended resolution of the present controversy. As of now, there is no need for this court to take any action to alter VEPCO’s license amendment. The North Anna plant will not need the extra storage space that the amendment authorizes for at least two and a half years. During that time, a variety of events could occur that would alter the balance of equities involved in enjoining the storage of more than 416 spent fuel assemblies at North Anna. I would have preferred, therefore, to defer decision as to the proper remedy until VEPCO needs the extra storage space. At that time, if the NRC were still out of compliance with NEPA, I would strongly consider enjoining additional storage of spent fuel in the North Anna pool.