Lead Opinion
This is a will' contest, brought by testator Corwin E. Porter’s natural children, Harold D. Porter, James E. Porter and Donna C. Bingham. Defendant Wayne E. Nelson
Pertinent parts of the contested will follow:
ARTICLE I
In the event my wife, Sena C. Porter, survives me, I hereby give all of my property, real and personal, to her absolutely.
ARTICLE II
If my wife, Sena C. Porter, shall predecease me, then and in that event I give all my property, real and personal, to my son-in-law,2 Wayne E. Nelson, or his heirs, share and share alike.
ARTICLE III
In the event that my son-in-law, Wayne E. Nelson, shall predecease me and leave no heirs, then and in that event I give all my property, real and personal to the Ramsey Memorial Home of Des Moines, Iowa, absolutely.
ARTICLE VI
I am aware that this Will neglects to mention my children, Harold, James and Donna, and it is my desire to leave my estate as set out above and not to my children.
Testator executed the contested will on December 14, 1973. On December 7, 1976, the marriage between testator and Sena was dissolved by decree. Without having revoked or modified his will, testator died on July 1, 1977. Both Sena and defendant survived him.
After the will was filed for probate, plaintiffs filed a petition to have the will set aside and the estate pass by intestate succession. They alleged that the dissolution in effect revoked all provisions in the will in favor of Sena because of the operation of section 633.271, The Code. That section provides, in part: “If after making a will the testator is divorced or the marriage is dissolved, all provisions in the will in favor of the testator’s spouse are thereby revoked.”
Subsequently, plaintiffs filed an application for an adjudication of law points under Iowa R.Civ.P. 105, asking whether defendant was entitled to take under the terms of the will.
Defendant was granted permission to appeal that ruling in advance of judgment, pursuant to Iowa R.App.P. 2. The court of appeals reversed, holding that in this case testator’s estate passed as if the former spouse had failed to survive testator. That court reasoned that testator’s unmistakable intent was to disinherit his three natural children and leave the estate to others. This was evidenced, it said, by Article III, which named an alternative contingent beneficiary other than testator’s natural children, and by Article VI, which specifically disinherited his natural children. We subsequently granted plaintiffs’ application for further review of the decision of the court of appeals and now affirm that decision.
This appeal presents a narrow issue of first impression: the proper construction of a gift over made contingent upon the death of the spouse when the spouse, who is divorced from the testator after execution of the will, survives the testator but is barred from taking under the will by operation of section 633.271.
Because the answer to this question lies in a determination of the testator’s intent, which is the guiding light in will interpretation, Covert v. Sebern,
The testator’s intent is to be determined by examination of the whole will. As stated in Elkader Production Credit Association v. Eulberg,
[A] testator’s intent is not to be ascertained from a single part or paragraph o[f] his or her will. That means the instrument must be read and considered as a whole, each part in connection with every other part and with the entire will, with each part given meaning and effect if possible.
Concomitant to an examination of the whole will and also helpful in gleaning the testator’s intent is an examination of the scheme of distribution. Additionally relevant to ascertaining the testator’s intent are the circumstances surrounding him at the time he made his will and the existing facts. See, e. g., In re Estate of Lamp,
Applying these principles of interpretation to the will before us, we conclude that testator intended that his estate should devolve upon defendant if testator’s former spouse for any reason could not take under the will. Any indefiniteness regarding testator’s intent in including the condition of his wife’s predeceasing him in his will is
Moreover, this court has previously favored the interpretation of conditions which avoids forfeiture and permits the bequests. See In re Estate of Anderson,
Our interpretation of the will's condition in this case is also consistent with other principles of construction recognized by previous decisions of this court. One is that substantial performance of a condition in a will is sufficient to vest an interest in property if intestacy would result from a more literal interpretation. See, e. g., Livingston v. Lenox College,
Our conclusion is also supported by the majority of decisions from other jurisdictions which have considered the issue. Most of those jurisdictions also base their interpretation of similar will provisions on a determination of the testator’s intent. See, e. g., In re Estate of Fredericks,
Plaintiffs make a number of arguments on behalf of revoking the gift over to defendant. First, they contend that the will must be construed as written and that in construing a will the question is.not what the testator may have meant, but what the meaning is of the words actually used.
While this court has recognized the importance of the requirement of written expression of the testator’s intent by the above rules, see, e. g., In re Estate of Fairley,
The doctrine of gift by implication has been described more fully by other jurisdictions that have had occasion to apply it. For example, Davis v. Davis,
When a testator’s will clearly reveals a general plan or intention as to the disposition of his property, and a situation arises that is not within the express language of the will, such general plan may be regarded as existing but incompletely expressed, and the failure to provide for the situation inadvertent rather than intentional, and a gift may be implied for the purpose of completing the general plan.
Accord, In re Estate of Cummings,
This well-established doctrine is particularly appropriate in situations where the testator bequeaths property in contemplation of one contingency and then another contingency occurs which was not provided for in the will. Depending on the particular facts of the case, the testator’s disposing intent may be implied with regard to the unmentioned contingency. See, e. g., Fay v. Fay,
The doctrine of gift by implication is fully applicable here. Testator’s will set forth a complete scheme of distribution, indicating that his intent to bequeath property to defendant extended not only to the contingency accounted for in the will, Sena’s predeceasing testator, but also to the contingency which actually occurred, the dissolution and revocation by law of Sena’s bequest. In view of the whole will, especially the disinheritance clause, a contrary intention cannot be realistically supposed.
Nonetheless, plaintiffs argue that the gift by implication doctrine is inappropriate in this situation, citing Davis v. Davis,
While Davis is distinguishable because the will there included no clause disinheriting the testator’s heirs, we also believe its rationale is overbroad. There is no reason to assume that in all or even most cases a testator estranged from his spouse will also be estranged from alternative beneficiaries under the will, even if they are relatives of that spouse. The results of other jurisdictions considering the validity of gifts over to testators’ stepchildren are divided. Compare Lamontagne v. Hunter,
Also, to interpret section 633.-271 as Davis advises would violate the rule that statutes will not be construed as taking away common law rights existing at the time of enactment unless that result is imperatively required. Jansen v. Harmon,
Next, plaintiffs urge that when construction of a will is required, a construction is favored which most nearly brings the bequest in conformity with laws of descent and distribution. This is a valid rule of construction. See, e. g., Watson v. Manley,
Finally, plaintiffs argue that upholding the gift over would violate legislative intent because the legislature did not elect, in section 633.271, to deem the divorced spouse civilly dead, as did Uniform Probate Code § 2-508 and statutes modeled after that provision. See In re Will of Lampshire,
Although we affirm the court of appeals’ decision, reversing trial court’s ruling that the gift over fails under the terms of the will, the case must be remanded for trial of plaintiffs’ other grounds for contesting the will: that testator was of unsound mind and unduly influenced in making his will.
DECISION OF COURT OF APPEALS AFFIRMED AND CASE REMANDED.
Notes
. The original petition also named Sena C. Porter and the Ramsey Memorial Home as defendants and proponents of the will. Subsequently, trial court rendered a default judgment against Sena for failure to comply with an order compelling discovery. Of the two remaining defendants, only Wayne Nelson appealed trial court’s ruling on the motion here at issue.
. Although the will refers to defendant as testator’s son-in-law, he was in fact the son of Sena by a prior marriage and thus testator’s stepson. This misdescription of testator’s relationship to defendant does not invalidate the gift over because the designation by name shows testator’s intent beyond reasonable dispute. See Hollenbeck v. Gray,
. Rule 105 was an appropriate vehicle for plaintiffs’ question because it sought a determination of the legal effect of certain uncontro-verted pleadings. See M & W Farm Service Co. v. Callison,
. Because § 633.271 was passed by the legislature in 1963, see 60th G.A., ch. 326, § 271, and the UPC was not approved by the National Conference of Commissioners on Uniform State Laws and by the American Bar Association until 1969, Foreward to Uniform Probate Code at III, the UPC provision was not available for consideration by the drafters of § 633.-271. A comment to the original bill, 60th G.A., S.F. 165, § 271, states only that it was adapted from § 53 of the Model Probate Code. •
Dissenting Opinion
(dissenting).
Being unable to agree with the result reached by the majority, I respectfully dissent.
Section 633.271, The Code, provides in part: “If after making a will the testator is divorced or the marriage is dissolved, all provisions in the will in favor of the testator’s spouse are thereby revoked.”
Corwin E. Porter’s will provided in pertinent part:
Article I
In the event my wife, Sena C. Porter, survives me, I hereby give all my property, real and personal, to her absolutely.
Article II
If my wife, Sena C. Porter, shall predecease me, then and in that event I give all my property, real and personal to my [step son], Wayne E. Nelson, or his heirs, share and share alike.
Other will clauses made an alternative gift in the event Wayne Nelson predeceased Corwin and expressed an intent not to leave property to Corwin’s children.
Due to section 633.271, the gift to Sena under Article I is revoked.
Next in seeking to determine the effect of the will, we must consider Article II, by which Corwin established a condition precedent, that Sena predecease Corwin, before any gift went to his former stepson, Wayne Nelson.
The marriage of Corwin and Sena was dissolved on December 7,1976. Corwin had time to change or update his will to meet current circumstances, if he so chose, before he died on July 1, 1977, but he did not.
The real issue here is, where a contingent bequest to the testator’s stepson is conditioned upon the spouse predeceasing the testator, does the contingent bequest fail where the former spouse survived the testator? I believe it does.
To answer the question otherwise forces us into one of two choices: (1) to ignore the condition precedent placed in the will by
We cannot ignore the condition precedent.
I recognize there appears to be a split of authorities on the question posed. The cases are collected at Annot.,
However, two cases are very close on the facts and statutes involved to the present situation. In In re Estate of McLaughlin,
Our holding that [testator’s stepson] is entitled to nothing under the will is based upon the fact that the alternative bequest to him in the will was conditional, i. e., by the terms of the will he takes only if the ex-wife predeceases the decedent. Since the ex-wife survived the decedent, the bequest fails, leaving the decedent’s estate to pass via the laws of intestate succession.
Similarly, in In re Estate of Lampshire, 57 Misc.2d 332,
If after making a will testator is divorced, all provisions in the will in favor of the testator’s spouse so divorced are thereby revoked but the effect of the revocation shall be the same as if the divorced spouse has died at the time of the divorce. .
The above provision is patterned after the Uniform Probate Code, section 2-508 (1969), which specifies that “property prevented from passing to a former spouse because of revocation by divorce or annulment passes as if the former spouse failed to survive the decedent . . .
The New York court recognized that if the legislature had wanted to treat a divorce as declaring the spouse civilly dead, it could have so provided such as in Missouri. Since the legislature did not so elect, the New York court refused to read that into the statute and concluded that “(t)he dis-positive provisions of the will are limited by certain conditions which not having occurred, caused the results of intestacy.
Another case on somewhat different facts but reaching the same result as the trial court here is Davis v. Davis,
I find the reasoning of the Washington and New York courts persuasive.
Also, the spirit of our laws of descent and distribution should not be disregarded. The Iowa bar committee comment to section 633.274 (which provides a devise to a spouse shall lapse unless intent to the contrary is clear and explicit in the will) states: “Testators ordinarily do not intend property to pass to heirs of predeceased spouses, unless such heirs are the same as those of the testators . . . .”
We have said, “[W]hen construction of [a] will is required, a construction is favored which most nearly brings the bequest in conformity with laws of descent and distribution.” Watson v. Manley,
The majority interprets the condition precedent — that Sena predecease Corwin— to mean that Corwin intended his estate
In sum we should take section 633.271 and Corwin’s will as we find them. The condition precedent did not occur.
Therefore, I would vacate the court of appeals decision, and affirm the trial court ruling that the gift over to the former stepson, Wayne Nelson, failed and that the estate passed by intestacy to Corwin’s children.
REYNOLDSON, C. J., and REES and HARRIS, JJ., join this dissent.
