217 Conn. 588 | Conn. | 1991
The plaintiffs, Port Clinton Associates and Port Clinton Marina, Inc.
Since this case is about procedure, a review of its procedural history is appropriate. The following facts are
The board issued a memorandum of decision denying Port Clinton’s application. In its decision, the board first noted the purposes and standards set forth in the ordinance, “ ‘conserving and preserving’ the water resources of Clinton Harbor and other waterways.” It then refused permission on the basis of “evidence indicat[ing] that the proposed expansion would have a negative impact on safety, both in the harbor and on shore and that it could cause harm to the environmental quality of the harbor and its water resources. Both the expansion of the docking facilities further out into the harbor and the resulting increase in the intensity of onshore activities could lead to further crowding, congestion, and pollution.”
Port Clinton did not resubmit a revised application. Instead, pursuant to § 7-147, it filed an administrative appeal in the manner prescribed by General Statutes § 8-8,
Port Clinton filed a motion for summary judgment on September 9,1988, which the trial court denied on April 27, 1989. In its decision, the court appeared to reject the taking and § 1983 claims as a matter of law, but it left for trial the question of the ordinance’s validity in light of the factual dispute over the town’s geographical jurisdiction. Thereafter, on August 2,1989, the board filed its own motion for summary judgment. Instead of ruling on that motion, the court, in a decision dated January 31, 1990, dismissed the case suo motu for lack of subject matter jurisdiction because (1) the challenges to the ordinance and statute were moot, and (2) the other claims were predicated upon a “taking” by an agency decision that would not be “final” until the statutory appeal process, which Port
I
The cornerstone of Port Clinton’s complaint is its taking claim.
To evaluate these claims, we must first understand what “property” Port Clinton claims has been taken.
Although riparian rights are in fact “property”; Shorehaven Golf Club, Inc. v. Water Resources Commission, supra; Simons v. French, 25 Conn. 346, 353 (1856); rather than simply “rights” that constitute elements of ownership; see Keystone Bituminous Coal Assn. v. DeBenedictis, 480 U.S. 470, 497, 107 S. Ct. 1232, 94 L. Ed. 2d 472 (1987); they are so limited by superior public rights that they are often referred to as a mere “franchise.” East Haven v. Hemingway, 7 Conn. 186, 202 (1828). Thus, “[a] riparian proprietor whose land is bounded by a navigable stream has certain rights, as such, among which, in the language of Mr. Justice Miller, are ‘access to the navigable part of the river from the front of his lot, the right to make a landing, wharf or pier for his own use or for the use
It is undisputed that Port Clinton has already built docks into the water off its upland. Port Clinton therefore has already made some use of its riparian property or rights but not to its outer limit, namely, the navigable channel. See Lane v. Harbor Commissioners, supra.
II
The trial court, presented with Port Clinton’s claim that a portion of its limited riparian rights had been taken by an unconstitutional and invalid ordinance in violation of 42 U.S.C. § 1983, dismissed the complaint suo motu for lack of subject matter jurisdiction. Port Clinton contends that the trial court improperly relied upon the doctrine of exhaustion of remedies in dismissing the taking and § 1983 claims.
While we agree with Port Clinton that federal law prevents us from applying the exhaustion doctrine to a § 1983 claim; Patsy v. Board of Regents, 457 U.S. 496, 102 S. Ct. 2557, 73 L. Ed. 2d 172 (1982); we do not agree that the trial court ultimately reached its decision on the basis of that doctrine. Rather, we read the memorandum of decision as later amplified
A
Finality is required when the claim is made that a valid regulation has gone “too far.” In this case, however, Port Clinton has charged that the regulation itself was invalid and therefore that its “adoption and application” to Port Clinton caused a temporary taking without regard to the extent of loss caused. When the regulation itself is not a “valid” exercise of the police power, United States Supreme Court precedents imply that no matter how “far” it goes, the regulation may constitute a taking. See Penn Central Transportation Co. v. New York City, 438 U.S. 104,127, 98 S. Ct. 2646, 57 L. Ed. 2d 631, reh. denied, 439 U.S. 883, 99 S. Ct. 226, 58 L. Ed. 2d 198 (1978); Goldblatt v. Hempstead, 369 U.S. 590, 592-93, 82 S. Ct. 987, 8 L. Ed. 2d 130
We conclude, however, that Port Clinton was nevertheless required to satisfy the “finality” requirement in the sense of showing that “the initial decision-maker [had] arrived at a definitive position on the issue that infliet[ed] an actual, concrete injury . . . .” Williamson County Regional Planning Commission v. Hamilton Bank, supra, 193.
We reach this conclusion for two reasons. First, Port Clinton sought not only invalidation of the regulation,
More importantly, in contending that the ordinance itself constituted a “per se” taking, Port Clinton did not charge that the ordinance furthered an improper purpose, but rather attacked its lack of specificity, its jurisdictional basis and the method by which it was enacted.
Similarly, finality is required even when the claimant does not allege that the challenged regulation deprives him of all reasonable use of the property and constitutes a “practical confiscation”; see MacDonald, Sommer & Frates v. Yolo County, supra, 349; Pennsylvania Coal Co. v. Mahon, 260 U.S. 393, 43 S. Ct. 158, 67 L. Ed. 322 (1922); but rather alleges that the “interference with appellants’ property is of such a magnitude that ‘there must be an exercise of eminent domain and compensation to sustain [it].’ ” Penn Central Transportation Co. v. New York City, supra, 136; see also Keystone Bituminous Coal Assn. v. DeBenedictis, supra. The latter test, often applied to regulatory takings; see, e.g., Chevron Oil Co. v. Zoning Board of Appeals, 170 Conn. 146, 151, 365 A.2d 387 (1976); Brecciaroli v. Commissioner of Environmental Protection, 168 Conn. 349, 355-56, 362 A.2d 948 (1975); see generally C. Rose, “Mahon Reconstructed: Why the Takings Issue is Still a Muddle,” 57 S. Cal. L. Rev. 561 (1984); permits a property owner to claim a partial taking if the public’s gain does not outweigh his loss.
Finality is a prerequisite to such a “partial taking” claim just as it is a prerequisite to a “temporary taking” claim. In each case, without a final administrative decision, the reviewing court cannot measure the extent of the injury to the property owner’s interests and can neither decide whether a taking has occurred nor calculate the measure of damages. A secondary consideration, of course, is the possibility that pursuit of
Ill
If a property owner has not obtained a final decision from the administrative agency applying the regulation, the reviewing court lacks jurisdiction to rule on a taking claim. The jurisdictional nature of finality derives from its similarity to “ripeness.” See Williamson County Regional Planning Commission v. Hamilton Bank, supra, 185. Thus, the remaining question before us is whether the trial court correctly decided that the board of selectmen’s decision was not a “final” decision and thus that the court lacked jurisdiction over the taking claim and the claim under 42 U.S.C. § 1983.
In its memorandum of decision on Port Clinton’s motion to vacate or set aside the judgment, the trial court explained its conclusion that lack of finality deprived it of jurisdiction as follows. “The statutory appeal procedure provided a plain and adequate legal remedy, whereby the plaintiffs could have sought to establish the issues of finality and confiscation, as precedents to seeking just compensation. When the plaintiffs withdrew such appeal, they deprived the court of jurisdiction to consider these issues, and rendered the court without power to address the issue of just compensation.”
In finding a lack of finality, the trial court reached the right conclusion, but for the wrong reason. The United States Supreme Court, in Williamson County
“Resort to those procedures would result in a judgment whether the Commission’s actions violated any of respondent’s rights. In contrast, resort to the procedure for obtaining variances would result in a conclusive determination by the Commission whether it would allow respondent to develop the subdivision in the manner respondent proposed.” (Emphasis added.) Id., 193. The court added: “If the government has provided an adequate process for obtaining compensation, and if resort to that process ‘yield[s] just compensation,’ then the property owner ‘has no claim against the Government’ for a taking. . . . [I]f a State provides an adequate procedure for seeking just compensation, the property owner cannot claim a violation of the Just Compensation Clause until it has used the procedure and been denied compensation.” Id., 194-95.
In Hamilton Bank, supra, the property owner submitted a subdivision proposal to the local zoning commission. The commission thereafter changed its density requirements so that the original proposal, which had not yet been acted upon, was no longer in conformity with the regulations. The commission denied several revised plans submitted by the developer. The developer then pursued appeals to the county board of zoning appeals, but did not seek variances from the zoning commission. It also did not avail itself of applicable inverse condemnation procedures and did not argue that these procedures were unavailable or inadequate. The United States Supreme Court concluded that in order to show finality, the developer should have (a) sought variances from the zoning commission, and (b) utilized the inverse condemnation procedures available. Id., 193-95.
The regulation at issue in the present case, by contrast, is not a zoning regulation. In Connecticut, if a property owner’s plans do not comply with zoning regulations, the owner can seek to bypass certain requirements by obtaining a variance, or, when applicable, by obtaining an exception to permit it to use the property in a manner generally prohibited by the regulations but permitted upon satisfaction of certain conditions. Variances and exceptions in Connecticut are generally
By contrast, Port Clinton had no “decisionmaker” other than the board of selectmen itself from which it could have obtained a more favorable result. In 1985, General Statutes § 7-147 provided only that a property owner aggrieved by a decision based on a town harbor line ordinance could pursue an appeal pursuant to General Statutes § 8-8. That statute, however, provides for an administrative appeal to the Superior Court, which may review the propriety of the initial decisionmaker’s action within the usual limits on judicial review of an agency action. The statutory appeals process under § 8-8 is, thus, precisely the type of procedure that a claimant under 42 U.S.C. § 1983 need not pursue as a prerequisite to filing his suit.
Nevertheless, the trial court was correct in holding that Port Clinton failed to demonstrate the finality required. Port Clinton indisputably submitted only one proposal to the board of selectmen. We cannot know whether the board would also have rejected a more modest plan. Although we do not believe “that repeated applications and denials are necessary to pinpoint” the board’s position; MacDonald, Sommer & Frates v. Yolo County, supra, 359 (White, J., dissenting); nor that a property owner must “take patently fruitless measures”; id.; in most cases, a property owner must do more than submit one plan to an agency in order to establish that the agency’s decision is “final” for the purposes of the taking clause. See, e.g., id. (owner filed one application to subdivide property into 159 lots); Wil
Port Clinton made no attempt whatever to seek a favorable result on another proposal. “Appellant is thus in the same position Mr. and Mrs. Agins would have occupied if they had requested and been denied the opportunity to build five Victorian mansions for their single-family residences, or if San Diego Gas & Electric Co. had asked and been denied the option of building a nuclear power plant. Rejection of exceedingly grandiose development plans does not logically imply that less ambitious plans will receive similarly unfavorable reviews.” McDonald, Sommer & Frates v. Yolo County, supra, 353 n.9 (referring to Agins v. Tiburon,
Port Clinton’s proposed expansion would have more than doubled the existing dock’s protrusion into the waters of the Hammonassett River and would have come within fifty feet of the channel.
IV
In Hamilton Bank, the United States Supreme Court implicitly approved the respondent’s contention that “there is no requirement that a plaintiff exhaust administrative remedies before bringing a § 1983 action. Patsy v. Florida Board of Regents, [supra].” Williamson County Regional Planning Commission v. Hamilton Bank, supra, 192. Hamilton Bank applied that proposition only to a § 1983 claim that was based on an alleged taking, not to a pure taking claim, i.e., one brought without reference to § 1983.
While we have used similar reasoning in addressing a pure taking claim; see Florentine v. Darien, supra; we need not decide whether one making such a claim is never required to pursue procedures that provide review of the legality of an initial decision but cannot themselves result in a decision allowing an owner some reasonable use of his property or award just compensation for deprivation of reasonable use of the property. For the same reasons given above, whether or not Port Clinton would be required to exhaust the statutory appeals process before presenting its pure taking claim outside the § 1983 context, we conclude that the trial court had no jurisdiction to consider the taking claim until Port Clinton obtained a final decision from the board of selectmen as to the amount of expansion it would permit.
The judgment is affirmed.
In this opinion the other justices concurred.
(See Appendix on following page.)
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Port Clinton Associates owns the land and the marina built onto the land that are the subject of this appeal. Port Clinton Marina, Inc., leases the marina from Port Clinton Associates and runs the marina business.
The trial court’s memorandum of decision set forth few facts. The record, however, contains permit applications, maps, agency correspondence and other supporting documents. The facts set forth herein are intended to summarize this undisputed documentary evidence, not to express any conclusion regarding possible inferences to be drawn from that evidence.
See Appendix to this opinion.
The DEP’s “Certificate of Authorization,” dated December 10, 1985, stated: “This permit is subject to and does not derogate any present or future property rights or powers of the State of Connecticut, and conveys no property rights in real estate or material nor any exclusive privileges, and is further subject to any and all public and private rights and to any federal, state or local laws or regulations pertinent to the property or activity affected hereby;”
The Army Corps of Engineers advised Port Clinton by letter dated June 19, 1986: “Pursuant to Federal Regulations, Title 33 CFR Part
“AN ORDINANCE ESTABLISHING BUILDING LINES IN CERTAIN CLINTON WATERWAYS
1. Pursuant to Section 7-147 of the Connecticut General Statutes, as amended the Waterway lines hereinafter described are hereby established for the purposes of conserving and preserving the water resources of Clinton Harbor, Hammonassett River and Long Island Sound, and for all other lawful purposes.
2. The Waterway Lines are those delineated on a map entitled ‘TOWN OF CLINTON ESTABLISHMENT OF HARBOR LINES’ as prepared by Flaherty-Giavara and Associates Environmental Design Consultants, 158 Bull Hill Lane, West Haven, Conn., Scale 1" = 200' dated 20th September, 1972, as shown on four (4) drawings, which map is hereby incorporated in, and made a part of, this Ordinance.
3. No private person or firm or corporation shall hereafter place any permanent obstruction or encroachment seaward of, or beyond, (in the direction of the waterway), the Waterway Lines, without the written permission of the Clinton Board of Selectmen.
4. Any person, firm or corporation, desiring such permission, shall make written application therefor to the Board of Selectmen. Such application shall contain complete details of, and a map of, the proposed obstruction or encroachment and showing its relationship to the Waterway Lines. Such map shall be a Class A-2 survey and shall be certified by a Licensed Surveyor or Professional Engineer.
5. The Board of Selectmen shall refer such application to the Clinton Harbor Commission for its recommendations. The Harbor Commission may, at its discretion, hold a public hearing on such application, and, shall submit its report and recommendation to the Board of Selectmen within 60 days after referral to the Commission.
6. Within 90 days after its receipt of an application for permission the Board of Selectmen shall grant or deny permission, in writing.
7. Any person, firm or corporation, in violation of this ordinance shall, upon conviction thereof, be fined not more than $100. for each day of such violation.
9. The invalidity of any provisions of this ordinance shall not [ajffect the validity of the remainder.
10. This ordinance shall be effective at 12:05 o’clock on the 18th Nov. 1972.”
Prior to 1988, General Statutes § 7-147 provided: “prohibition of obstructions in waterways. Any town, city or borough may, within its jurisdiction, establish by ordinance lines along any part of any waterway beyond which, in the direction of the waterway, no permanent obstruction or encroachment shall be placed by any private person or any firm or corporation, unless permission is granted in writing by the legislative body of the town, city or borough. Wherever there is a city or borough within a town, the town shall have authority to establish such lines for such of its area as is not within such city or borough, and the city or borough shall have such authority within its boundaries. Any two or more adjoining municipalities shall have authority to investigate jointly the desirability of establishing lines on either or both sides of a waterway within their jurisdiction. Any private person or any firm or corporation aggrieved by any decision of a legislative body made in accordance with this section may, within thirty days after notice thereof, appeal from such decision in the manner provided by section 8-8 for appeal from the decisions of a municipal zoning board of appeals. Nothing contained in this section shall limit or restrict the commissioner of transportation in exercising his authority over the harbors and navigable waters of the state, nor apply to any dam, bridge, pipeline or other similar structure, and appurtenances thereto, extending across any waterway, which are otherwise in compliance with law.”
The statute was extensively amended by Public Acts 1988, No. 88-327, §§ 1, 3, after the Superior Court found the statute to be unconstitutionally vague. Bottone v. Westport, Superior Court, judicial district of Stamford-Norwalk, Docket No. CV87-0085097 (January 12, 1988); 3 Conn. Super. Ct. Reports 160,163 (1988). Subsequently, as discussed infra, the Supreme Court reversed that decision and found the statute to be constitutionally sound when read to require a town to prescribe by ordinance the process for exceptions instead of leaving exceptions to be “decided on an ad hoc basis at the whim of the local legislative body.” Bottone v. Westport, 209 Conn. 652, 672, 553 A.2d 576 (1989).
General Statutes (Rev. to 1985) § 8-8 provides in pertinent part: “appeal FROM BOARD TO COURT. REVIEW BY APPELLATE COURT, (a) Any person or persons severally or jointly aggrieved by any decision of said board, or any person owning land which abuts or is within a radius of one hundred feet of any portion of the land involved in any decision of said board, or any officer, department, board or bureau of any municipality, charged with the enforcement of any order, requirement or decision of said board, may, within fifteen days from the date when notice of such decision was published in a newspaper pursuant to the provisions of section 8-3 or 8-7, as the case may be, take an appeal to the superior court for the judicial district in which such municipality is located, which appeal shall be made returnable to said court in the same manner as that prescribed for civil actions brought to said court. ...”
“(e) The court, upon an appeal taken under subsection (a) of this section, shall review the proceedings of said board and shall allow any party to such appeal to introduce evidence in addition to the contents of the record of the case returned by said board if the record does not contain a complete transcript of the entire proceedings before said board, including all evidence presented to it, pursuant to section 8-7a, or if, upon the hearing upon such appeal, it appears to the court that additional testimony is necessary for
“(f) The court, upon an appeal taken under subsection (a) of this section and after a hearing thereon, may reverse or affirm, wholly or partly, or may modify or revise the decision appealed from. Costs shall be allowed against said board if the decision appealed from is reversed, affirmed in part, modified or revised. Appeals from decisions of said board shall be privileged cases to be heard by the court, unless cause is shown to the contrary, as soon after the return days as is praticable.
“(g) There shall be no right to further review except to the appellate court by certification for review, upon the vote of two judges of the appellate court so to certify and under such other rules as the judges of the appellate court establish. The procedure on such appeal to the appellate court shall, except as otherwise provided herein, be in accordance with the procedures provided by rule or law for the appeal of judgments rendered by the superior court unless modified by rule of the judges of the appellate court. ...”
Originally, Port Clinton named the board of selectmen as defendants. Subsequently, on September 3,1986, Port Clinton cited in as parties defendant individual members of the board of selectmen, namely, Virginia D. Zawoy, Margery C. Scully, Patricia A. Swaun, Miguel A. Escalera and Edward A. Miller III. The motion to cite in was granted September 22, 1986. These defendants were named in the revised amended complaint dated December 7,1988, and have joined the board’s briefs on appeal. On December 21,1987, the court ordered that the state of Connecticut and the commissioner of environmental protection be added as parties defendant; these defendants, although not named in the revised amended complaint of Decern
Reversing the trial court’s decision, we held the statute to be constitutional as construed by this court. Bottone v. Westport, 209 Conn. 652, 553 A.2d 576 (1989); see footnote 7, supra.
Port Clinton’s substantive and procedural due process claims were also dismissed by the trial court because they were directed toward the repealed ordinance and were therefore also moot.
The fifth amendment to the United States constitution provides: “nor shall private property be taken for public use, without just compensation.” The constitution of Connecticut, article first, § 11, provides: “The property of no person shall be taken for public use, without just compensation therefor.” Port Clinton has offered no separate analysis under the Con
The right to wharf out derives from the right of access to “navigable” or “deep” water. 1H. P. Famham, Water and Water Rights § 62. For that reason, “as soon as the point of navigability is reached, the purpose of the pier is fulfilled, and the right to construct it ceases at that point. Illinois Central Railroad Company v. Illinois, 146 U.S. 387, 13 S. Ct. 110, 36 L. Ed. 1018 [1892].” Id., § 111, p. 522; accord Lane v. Harbor Commissioners, 70 Conn. 685, 40 A. 1058 (1898). Both Port Clinton and the board appear to have implicitly assumed throughout this litigation that Port Clinton’s right to wharf out extends as far as the federal channel designated by the United States government and mapped out in Port Clinton’s proposal. See Appendix. The board has argued that because this right to wharf out is subject to the public’s superior right of navigation, its deprivation cannot be a “taking,” but has not claimed that Port Clinton had no right whatever to expand its dock. See Lane v. Harbor Commissioners, supra. We shall assume, therefore, for purposes of this opinion only, that Port Clinton had
The trial court further articulated its decision on June 20, 1990, in a memorandum of decision denying Port Clinton’s “motion to vacate or set aside judgment of dismissal” dated March 7, 1990.
The decision of the United States Supreme Court in First Evangelical Lutheran Church v. Los Angeles County, 482 U.S. 304, 107 S. Ct. 2378, 96 L. Ed. 2d 250 (1987), does not require us to reach a different conclusion. That case, holding that a property owner is entitled to compensation for a temporary taking for losses incurred prior to a regulation’s repeal, was expressly limited to situations where the challenged regulation deprives the owner of all use of his property. Id., 321. Moreover, the ordinance in that case prohibited all construction beyond a specified flood line and did not provide for special permission to build under any circumstances.
As noted above, Port Clinton has not contested that portion of the trial court’s decision dismissing as moot the count directly challenging the ordinance’s validity.
Port Clinton’s complaint attacked the ordinance as “a municipal mode of arbitrarily denying reasonable use of property, confiscating the Plaintiffs’ property, or arbitrary conduct, abuse of authority, interfering with the rights of citizens who wish to make recreational use of the coastal waters and permitting predetermined suppression of property rights.” That alie
While we need not determine what type of invalidity could give rise to a taking no matter “how far” the reach of the regulation, we note Justice Stevens’ concurring comment in Williamson County Regional Planning Commission v. Hamilton Bank, 473 U.S. 172, 202 n.1, 105 S. Ct. 3108, 87 L. Ed. 2d 126 (1985): “For example, even if the State is willing to compensate me, it has no right to appropriate my property because it does not agree with my political or religious views.”
The test in a facial challenge to a statute is whether the statute “ ‘denies an owner economically viable use of his land.’ ” Hodel v. Virginia Surface Mining & Reclamation Assn., 452 U.S. 264, 295-96, 101 S. Ct. 2352, 69 L. Ed. 2d 1 (1981), quoting Agins v. Tiburon, 447 U.S. 255, 260, 100 S. Ct. 2138, 65 L. Ed. 2d 106 (1980). Port Clinton made a facial challenge to the ordinance and also challenged the board’s application of the ordinance.
See “Proposed Dock in Clinton Harbor” at Appendix.
Since the board’s reasons for its decision included the potentially negative impact of the expansion on harbor safety, it is unlikely that Port Clinton could prevail on the merits of its taking claim. Given that Port Clinton’s riparian rights are by definition subject to regulation protecting the public’s superior right to navigation, the ordinance, whether or not it was preempted by state regulation, could not take from Port Clinton something it did not already have: an absolute right to build a dock as far as the navigable channel. See Scranton v. Wheeler, 179 U.S. 141, 163, 21 S. Ct. 48, 45 L. Ed. 126 (1900) (total deprivation of a riparian owner’s right of access to navigable water was not a taking where the deprivation occurred when the federal government built a pier to improve public navigability); see also Lane v. Harbor Commissioners, 70 Conn. 685, 694, 40 A. 1058 (1898) (revocation of a harbor commission permit to extend a wharf was not a taking when a new channel brought navigable water to the edge of the existing wharf). Certainly Port Clinton could not demonstrate that it was deprived of all reasonable use of its “property,” that is, its riparian rights; it was already exercising those rights, presumably at a profit. “[T]he submission that appellants may establish a ‘taking’ simply by showing that they have been denied the ability to exploit a property interest they heretofore had believed was available for development is quite simply untenable.” Penn Central Transportation Co. v. New York City, 438 U.S. 104, 130, 98 S. Ct. 2646, 57 L. Ed. 631, reh. denied, 439 U.S. 883, 99 S. Ct. 226, 58 L. Ed. 2d 198 (1978); see Manor Development Corporation v. Conservation Commission, 180 Conn. 692, 433 A.2d 999 (1980) (commission’s denial of proposal for thirty-three lot subdivision and acceptance of twenty-six lot subdivision did not constitute a taking); see also Samp Mortar Lake Co. v. Plan & Zoning Commission, 155 Conn. 310, 314-15, 231 A.2d 649 (1967) (zone change preventing developer from expanding existing nonconforming industrial uses did not constitute a taking).