OPINION AND ORDER
Before the Court is Defendants’ Motion to Dismiss Plaintiffs Amended Complaint for failure to state a claim pursuant to Federal Rule of Civil Procedure 12(b)(6), (Doc. 19), and Defendants’ unopposed Motion for Judicial Notice, (Doc. 22). For the reasons stated below Defendants’ Motion for Judicial Notice is GRANTED and Defendants’ Motion to Dismiss is GRANTED in part and DENIED in part.
I. Background
The following facts are assumed to be true for purposes of the motion.
Plaintiff Lee Porrazzo consumed approximately ten six-ounce cans of tuna fish per week from approximately January 2006 to October 2008. (Am. Compl. ¶ 1.)
At some point between January 2006 and October 2008, Plaintiff began to experience, two to three times per week, “episodes of chest pains, heart palpitations, sweatiness, dizziness, and lightheadedness,” which led him to believe that he had a heart condition. (Id. ¶ 5.) Plaintiff sought medical attention and underwent numerous tests to understand the cause of his symptoms, but none of these tests provided an answer. (Id. ¶ 5.) On April 14, 2006, Plaintiff went to the White Plains Hospital Emergency Room because he believed (incorrectly) that he was having a heart attack. (Id. ¶ 6.)
On or about October 1, 2008, Plaintiffs primary care practitioner ordered a heavy metals blood test, which showed that there was an elevated level of mercury in Plaintiffs blood. (Id. ¶ 7.) Specifically, Plaintiffs blood mercury level was 23 mcg/L as opposed to the less than 10 mcg/L, which is normal. (Id.) On the same date, the New York State Department of Health contacted Plaintiff by telephone, advised him that he had a dangerous level of mercury in his blood, asked him questions, filled out a questionnaire, and instructed him to stop eating tuna fish. (Id. ¶ 8.) Plaintiff stopped eating tuna fish, and a blood test on November 4, 2008, revealed that his mercury levels had returned to normal. (Id. ¶ 9.) Plaintiff no longer suffered the heart attack-like symptoms pre
Plaintiff filed the Amended Complaint on August 31, 2010, alleging claims for: (1) breach of implied warranty of merchantability and fitness for consumption; (2) failure to warn under both strict liability and negligence theories; (3) “emotional distress;” (4) violations of New York State Agriculture and Markets Law; and (5) violations of New York State General Business Law. (Doc. 9.)
II. Legal Standards
A. Motion to Dismiss
“To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’ ” Ashcroft v. Iqbal,
In considering whether a complaint states a claim upon which relief can be granted, the court may “begin by identifying pleadings that, because they are no more than conclusions, are not entitled to the assumption of truth,” and then determine whether the remaining well-pleaded factual allegations, accepted as true, “plausibly give rise to an entitlement to relief.” Id. Deciding whether a complaint states a plausible claim for relief is “a context-specific task that requires the reviewing court to draw on its judicial experience and common sense.” Id. “[Wjhere the well-pleaded facts do not permit the court to infer more than the mere possibility of misconduct, the complaint has alleged— but it has not ‘show[nj’ — ‘that the pleader is entitled to relief ” Id. (second alteration in' original) (quoting Fed.R.Civ.P. 8(a)(2)).
B. Consideration of Documents Outside the Pleadings
When deciding a motion to dismiss, the Court is entitled to consider the following:
(1) facts alleged in the complaint and documents attached to it or incorporated in it by reference, (2) documents “integral” to the complaint and relied upon in it, even if not attached or incorporated by reference, (3) documents or information contained in [a] defendant’s motion papers if plaintiff has knowledge or possession of the material and relied on it in framing the complaint, (4) public disclosure documents required by law to be, and that have been, filed with the Securities and Exchange Commission, and (5) facts of which judicial notice may properly be taken under Rule 201 of the Federal Rules of Evidence.
Weiss v. Inc. Vill. of Sag Harbor,
III. Discussion
A. Documents the Court May Consider
Before addressing the merits of Defendants’ Motion to Dismiss, I must first address which documents may properly be considered on this motion. Defendants’ request that I take judicial notice of the following documents of the United States Food and Drug Administration (“FDA”):
• “What You Need to Know About Mercury in Fish and Shellfish,” published by the United States Department of Health and Human Services and the United States Environmental Protection Agency, (Goldstein Cert. Ex. A)2 ;
• “Backgrounder for the 2004 FDA/EPA Consumer Advisory: What You Need to Know About Mercury in Fish and Shellfish,” published by the United States Food and Drug Administration and the United States Environmental Protection Agency, (Goldstein Cert. Ex. B);
• Letter from Lester M. Crawford, D.V.M., Ph.D., United States Commissioner of Food and Drugs, to Bill Lockyer, Attorney General of the State of California, dated August 12, 2005, re: a suit filed on June 21, 2004 in San Francisco Superior Court, (Goldstein Cert. Ex. C);
• Section 540.600 of the Federal Food and Drug Administration’s Compliance Policy Guide, which allows up to one part of methyl mercury per million non-mercury parts of the edible portion of seafood, (Goldstein Cert. Ex. D);
• FDA Letter Responding to Martek Petition, dated September 8, 2004, (Goldstein Cert. Ex. E).
“Rule 201 of the Federal Rules of Evidence permits judicial notice of a fact that is ‘either (1) generally known within the territorial jurisdiction of the trial court or (2) capable of accurate and ready determination by resort to sources whose accuracy cannot be reasonably! ] questioned.’ ” U.S. v. Bryant,
B. Federal Preemption
Defendants contend that Plaintiffs state law claims must be dismissed because they are “preempted by a ‘pervasive federal regulatory scheme implemented by and through the FDA’ which specifically addresses and regulates the extent to which the Defendants could distribute canned tuna containing legally permitted levels of methylmercury and whether it was required to warn consumers of trace amounts.” (Defs.’ Mem. 25-26.)
The Supremacy Clause, U.S. Const., art. VI, cl. 2, “invalidates state laws that ‘interfere with, or are contrary to,’ federal law.” Hillsborough Cnty., Fla. v. Automated Med. Labs., Inc.,
This is a situation in which the FDA has promulgated no regulation concerning the risk posed by mercury in fish or warnings for that risk, has adopted no rule precluding states from imposing a duty to warn, and has taken no action establishing mercury warnings as misbranding under federal law or as contrary to federal law in any other respect. Fellner’s lawsuit does not conflict with the FDA’s “regulatory scheme” for the risks posed by mercury in fish or the warnings appropriate for that risk because the FDA simply has not regulated the matter. Fellner’s duty-to-warn claim does not conflict with an FDA determination deliberately to forego warnings because the FDA took no action to preclude state warnings — at least, no binding action via ordinary regulatory procedures .... Finally, Fellner’s lawsuit does not conflict with the FDCA’s food misbranding provision or the FDA’s actions thereunder because the FDA has not exercised its misbranding authority under the FDCA with respect to methylmercury warnings for fish.
Fellner,
As far as this Court is aware, since the time of the Fellner decision the FDA has promulgated no new regulations with respect to methylmercury in tuna. Moreover, the Fellner court had before it the same supporting documents that were submitted to me on this motion — namely, the five documents of which I have been asked to take judicial notice.
Although I am not bound by the Fellner Court’s decision, I find its reasoning and approach to this issue persuasive. Thus, for substantially the same reasons cited by the Fellner court, I decline to find that Plaintiffs state law claims here are preempted by a pervasive federal regulatory scheme implemented by and through the FDA.
Defendants next assert that all of Plaintiffs claims must be dismissed because Plaintiff fails to allege that he sustained any injuries that were proximately caused by his consumption of Defendants’ canned tuna fish. (Defs.’ Mem. at 14.) Specifically, Defendants assert that despite Plaintiffs consultations “with numerous physicians ... there was no diagnosis of any specific ailment,” and although Plaintiff claims that he remains worried about what effects the mercury has had on his health, “he has not alleged the existence of any actual ill health effects caused by consumption of tuna.” (Id.) Defendants also assert that Plaintiff has not alleged “that the elevated mercury level in his blood was proximately caused by his consumption of Bumble Bee canned tuna fish.” (Defs.’ Reply at 8.)
“Under New York law, [i]t is well settled that, whether [an] action is pleaded in strict products liability, breach of warranty or negligence, it is a consumer’s burden to show that a defect in the product was a substantial factor in causing the injury.” Viscusi v. P & G-Clairol, Inc.,
Defendants’ contention that Plaintiff has not alleged that he suffered injury
I also find that Plaintiff has plausibly alleged that Defendants’ conduct was the proximate cause of his injuries. “Proximate cause requires only some direct relation between the injury asserted and the injurious conduct alleged, and excludes only those link[s] that are too remote, purely contingent, or indirect.” Staub v. Proctor Hosp., — U.S.-,
D. Emotional Distress Claim
Defendants next assert that Plaintiffs claims for emotional distress must be dismissed because Plaintiff fails to allege a physical injury which was proximately caused by his consumption of Defendants’ canned tuna fish. As described above, I find he has sufficiently pleaded the same. But emotional distress is a prayer for relief, not a separate cause of action, see Brennan v. N.Y. Law Sch., No. 10-CV-0338,
E. Plaintiffs Product Liability Claims
Defendants also contend that Plaintiffs common law claims — Counts I through IV, for breach of the implied warranties of merchantability and fitness for consumption
1. Legal Standards
Under New York law, “[a] manufacturer who places a defective product on the market that causes injury may be liable for the ensuing injuries.” Liriano v. Hobart Corp.,
a manufacturer, wholesaler, distributor, or retailer who sells a product in a defective condition is liable for injury which results from the use of the product regardless of privity, foreseeability or the exercise of due care. The plaintiff need only prove that the product was defective as a result of either a manufacturing flaw, improper design, or a failure to provide adequate warnings regarding the use of the product and that the defect was a substantial factor in bringing about the injury.
Leary ex rel. Debold v. Syracuse Model Neighborhood Corp.,
A manufacturer may also be held liable under New York law for breach of implied warranty of merchantability when its products are not “fit for the ordinary purposes for which such goods are used.” New York U.C.C. § 2-314(2)(c). Specifically, a Plaintiff may recover “upon a showing that [a] product was not minimally safe for its expected purpose,” and the focus of a breach of implied warranty inquiry is whether the product meets “the expectations for the performance of the product when used in the customary, usual and reasonably foreseeable manners.” Denny v. Ford Motor Co.,
2. Reasonability of Tuna Consumption
Defendants contend that Plaintiffs consumption of its canned tuna fish was unreasonable as a matter of law and that Plaintiffs claims therefore cannot survive. (See Defs.’ Mem. at 22 (“[A] diet consisting of nearly 1,500 cans or over 500 lbs of tuna in thirty-three months is undisputedly outside the ‘intended use’ of the product”).) Defendants’ contention is unavailing. Plaintiffs daily consumption of one to two cans of tuna fish cannot, as a matter of law at this stage, be said to be unreasonable.
3. Reasonable Expectations and Obviousness of Danger
In order to succeed on either a failure to warn claim, or a breach of implied warranty claim, a plaintiff must also establish that the danger inherent in the injurious product was not open and obvious and thus something which a reasonable consumer would ordinarily anticipate finding therein. See Fitzgerald v. Fed. Signal Corp.,
This is not a case where I can say as a matter of law at this stage that the dangers of mercury poisoning from consumption of canned tuna fish are open and obvious, and that an ordinary consumer would necessarily be aware that canned tuna fish contains high levels of methyl-mercury, the consumption of which could
4. Failure to Warn
Plaintiff here has adequately set forth a strict liability failure to warn claim. As noted above, he has established both injury and proximate cause, and has sufficiently alleged that the dangers of mercury poisoning from consumption of canned tuna fish are not open and obvious. Further, there is no suggestion at this stage that this particular Plaintiff was, in fact, aware either that canned tuna fish contained methylmercury or that there were risks inherent in the consumption of fish which contained high concentrations of this substance. See Colon ex rel. Molina,
Defendants nonetheless contend that Stop & Shop cannot be held liable for failure to warn because “there are no circumstances under which the alleged defect could have been discovered during a normal inspection while the tuna cans were in Defendant Stop & Shop’s possession.” (Defs.’ Mem. 23.) “There is no question,” however, “that under New York law the seller of a defective product may be strictly liable for any resultant injury even though the seller was not responsible for the defect.” Davila v. Goya Foods, Inc., No. 05-CV-8607,
Plaintiff has also adequately alleged a negligent failure to warn claim against Bumble Bee, because “[r]egardless of the descriptive terminology used to denominate the cause of action (viz, ‘strict liability’ or ‘negligence’), where the theory of liability is failure to warn, negligence and strict liability are equivalent.” Wolfgruber v. Upjohn Co.,
Defendants are correct, however, that Plaintiffs negligent failure to warn claim cannot be sustained against Stop & Shop. Under a negligence theory of liability, a “retailer ... can be held liable ... for the sale of a defective product or for failure to warn only if it fails to detect a dangerous condition that it could have discovered during the course of a normal inspection while the product was in its possession.” Pelman,
5. Breach of Implied Warranty of Merchantability
Plaintiff has also adequately asserted a breach of implied warranty of merchantability claim here. “To establish that a product is defective for purposes of a breach of implied warranty of merchantability claim, a plaintiff must show that the
The relevant question here, therefore, is whether the presence of mercury in Defendants’ canned tuna, without any accompanying warnings, renders it not reasonably fit for the ordinary purpose for which it was intended. In other words, Plaintiffs claim for breach of implied warranty turns upon whether: 1) the customary, usual, and reasonably foreseeable use of tuna fish includes the type of consumption Plaintiff engaged in — namely, eating approximately one to two cans of tuna fish daily for more than two years; and 2) Plaintiff reasonably expected mercury— which, when consumed in those quantities,
With respect to Plaintiffs claim for breach of implied warranty of merchantability against Stop & Shop (Count II), however, such claim must fail. For claims for breach of warranty and negligence, a retailer “cannot be held liable for injuries sustained from the contents of a sealed product even though a test might have disclosed a potential danger” because “[t]here [i]s no obligation upon it to make such a test.” Brownstone v. Times Square Stage Lighting Co.,
F. Counts III and IY
Defendants also contend that Counts III and IV should be dismissed because “Plaintiff improperly couches a common law claim for punitive damages, which is a prayer for relief, as a cause of action ... [and] there is no independent cause of action for punitive damages” under New York law. (Defs.’ Mem. 22.) Counts III and IV appear to merely duplicate the claims that are set forth in Counts I and II. Thus, to the extent that Counts III and IV are, in fact, simply requests for punitive damages, they are dismissed as “separate claimfs] for punitive damages ... [which] cannot be maintained” because “[i]t is settled that there is no independent cause of action for punitive damages.” Mayes v. UVI Holdings,
G. NYS Agriculture & Markets Law Claims
Finally, Defendants assert that Counts V and VI should be dismissed because Defendants’ manufacture and sale of its canned tuna fish does not violate any provision of the New York Agriculture and Markets (“A & M”) Law. (Defs.’ Mem. 24.)
Section 199-a(l) of the A & M Law provides that “No person or persons, firm, association or corporation shall within this state manufacture, compound, brew, distill, produce, process, pack, transport, possess, sell, offer or expose for sale, ... any article of food which is adulterated or misbranded within the meaning of this article.” Section 200 of this law defines adulterated food and provides that food shall be deemed adulterated:
1. If it bears or contains any poisonous or deleterious substance which may render it injurious to health; but in case the substance is not an added substance such food shall not be considered adulterated under this subdivision if the quantity of such substance in such food does not ordinarily render it injurious to health.
2. If it bears or contains any added poisonous or added deleterious substance other than one which is (a) a pesticide chemical in or on a raw agricultural commodity, (b) a food additive, or (c) a color additive, which is unsafe within the meaning of section two hundred two, or if it is a raw agricultural commodity and it bears or contains a pesticide chemical which is unsafe within the meaning of section four hundred eight-a of the federal food, drug and cosmetic act, as amended, or if is, or it bears or contains, any food additive which is unsafe within the meaning of section four hundred nine of such federal act, as amended; provided, that where a pesticide chemical has been in or on a raw agricultural commodity in conformity with an exemption granted or a tolerance prescribed under section four hundred eight of such federal act, and such raw agricultural commodity has been subjected to processing such as canning, cooking, freezing, dehydrating or milling, the residue of such pesticide chemical remaining in or on such processed food shall not be deemed unsafe if such residue in or on the raw agricultural commodity has been removed to the extent possible in good manufacturing practice, and the concentration of such residue in the processed food, when ready to eat, is not greater than the tolerance prescribed for the raw agricultural commodity.
3. If it consists in whole or in part of a diseased, contaminated, filthy, putrid or decomposed substance, or if it is otherwise unfit for food.
5. If it is the product of a diseased animal or of an animal which has died otherwise than by slaughter, or that has been fed upon the uncooked offal from a slaughterhouse.
9. If damage or inferiority has been concealed in any manner.
11. If it falls below the standard of purity, quality or strength which it purports or is represented to possess.
N.Y. Agrie. & Mkts. Law § 200.
Plaintiff asserts in Count V that “by manufacturing, selling, processing, marketing and packaging canned tuna fish adulterated with poisonously high levels of mercury, the defendants violated [A & M] Law Sections 199-a(l), 200(1), 200(2), 200(3), 200(5), 200(9) and 200(11).” (Am. Compl. ¶ 52.) In Langiulli
Plaintiffs claims under Sections 200(2), 200(3), 200(5), and 200(9), cannot, however, survive. First, with respect to Section 200(2), despite Plaintiffs assertion to the contrary, there is no indication that Defendants’ canned tuna contained “any added poisonous or added deleterious substance.” The Amended Complaint does not allege any addition and is consistent with Defendants’ claim that the mercury was already part of the fish before it was canned or sold. See People ex rel. Brown,
Although Defendants assert in their motion papers that both Counts V and VI of Plaintiffs Complaint, alleging violations of New York State Agriculture and Markets Law, must be dismissed because they fail to state a claim, Defendants’ arguments in their motion papers are limited to Plaintiffs claims in Count V under Section 200, with respect to adulterated food, and they do not address the merits of Plaintiffs claims in Count VI under Section 201, with respect to misbranding. Likewise, Defendants have not included any discussion of Count VII of Plaintiffs Amended Complaint, which alleges that “defendants engaged in deceptive acts and practices in violation of New York State General Business Law Section 349(a).” (Am. Compl. ¶ 58.) Thus Counts VI and VII — which in any event appear to the Court, at least at first blush, to state a claim — will stand.
IV. Leave To Amend
Leave to amend a complaint should be freely given when justice so requires. Fed.R.Civ.P. 15(a)(2). It is within the sound discretion of the district court to grant or deny leave to amend. McCarthy v. Dun & Bradstreet Corp.,
A pre-motion conference was held on August 17, 2010, at which time Plaintiff was granted leave to amend his Complaint and was advised by the Court that he “ought to put everything in there that [he’s] got because [i]f [Defendants’] motion is well taken, [he]’ll already have had [his] chance to amend.” (Hr’g Tr. 5, Aug. 17, 2010.) Plaintiff filed his Amended Complaint on August 31, 2010. (Doc. 9.) He has not requested leave to file a Second Amended Complaint, demonstrated how further amendment would cure the deficiencies that remain in his pleadings, as identified in Defendants’ papers, or submitted to the Court a Proposed Second Amended Complaint addressing such deficiencies. Accordingly, I decline to grant leave to amend sua sponte. See, e.g., Walton v. Morgan Stanley & Co.,
V. Conclusion
For the reasons stated above, Defendants’ Motion for Judicial Notice is GRANTED, and Defendants’ Motion to Dismiss is GRANTED as to Counts 111 and IV, as to the allegations for breach of implied warranty and negligent failure to warn against Stop & Shop within Count II, and as to the allegations within Count V as to subsections 200(2), 200(3), 200(5), and 200(9), and DENIED in all other respects. The Clerk of the Court is respectfully directed to terminate the pending motions, (Docs. 19, 22). The remaining parties are directed to appear for a status conference on October 14, 2011, at 11:00 a.m.
SO ORDERED.
Notes
. "Am. Compl.” refers to Plaintiff's Amended Complaint, filed on August 31, 2010. (Doc. 9.)
. “Goldstein Cert.” refers'to the October 20, 2010 Certification of Scott H. Goldstein in support of Defendants’ motion requesting judicial notice. (Doc. 22.)
. "Defs.' Mem.” refers to Defendants Bumble Bee Foods, LLC and the Stop & Shop Supermarket Company, LLC's Memorandum of Law in Support of Their Motion to Dismiss Plaintiff's Amended Complaint for Failure To State a Claim. (Doc.19.)
. The district court in Fellner took judicial notice of all these documents except for the FDA’s Letter Responding to the Martek Petition, (Goldstein Cert. Ex. E). See Fellner,
. Defendants contend that Plaintiff's Opposition, which relies heavily on the Fellner decision, is “devoid of any mention of the live circuit split on this issue.” (Defendants Bumble Bee Foods, LLC and the Stop & Shop Supermarket Company, LLC’s Reply Brief in Further Support of Defendants' Motion to Dismiss ("Defs.” Reply”), Doc. 21.) Defendants’ base their assertion that there is a “live circuit split” on their claim that “the California Supreme Court affirmed a thirty-eight page decision which concluded that: (1) Cali
. "Defs.’ Reply” refers to Defendants Reply Brief in Further Support of Defendants' Motion to Dismiss, filed on January 14, 2011. (Doc. 21.)
. Defendants argue that Plaintiff concedes that the cause of his symptoms could not be determined. (See Defs.’ Mem. 13 ("[D]espite consulting with numerous doctors, no one was able to causally relate any of the plaintiff's health problems with his alleged elevated mercury levels and alleged tuna consumption.”); Defs.' Reply 8 ("[D]espite a multitude of exams and testing by several medical providers plaintiff was not found to have any physical ailment.”).) In so doing Defendants disingenuously interpret statements in paragraphs six and seven of the Amended Complaint that clearly refer to the period before Plaintiff's blood was tested for mercury. That Plaintiff's mercury levels were dangerously high until he stopped eating Defendants' tuna fish, whereupon they returned to normal and his symptoms disappeared, more than plausibly supports the conclusion that the tuna
. Plaintiff also recites formulaic elements for breach of express warranty, (see Am. Compl. ¶¶ 19, 22, 35, 38), but provides no facts with respect to any express warranty. Accordingly, the Amended Complaint is dismissed to the extent it alleges a breach of express warranty.
. Defendants attempt to analogize this case to Pelman, which held that fast food restaurants have no duty to warn customers that certain foods, like hamburgers and french fries, if consumed over a prolonged period of time, may lead to obesity.
I likewise do not find determinative Comment (h) to Section 402A of the Restatement (2d) of Torts, which asserts that if an "injury results ... from abnormal consumption, as where a child eats too much candy and is made ill, the seller is not liable.” I simply cannot determine as a matter of law, at least at this stage, that eating one to two cans of tuna fish daily in an apparent effort to pursue a heart-healthy diet is unreasonable or unforeseeable, and akin to child who eats too much candy and thereby makes herself ill.
. "Pl.’s Mem.” refers to Plaintiff’s memorandum of law in opposition to Defendants’ motion to dismiss, filed on January 15, 2011. (Doc. 20.)
. Defendants argue that under New York law "a retailer is liable for the sale or failure to warn of a defective product, ‘only if it fails to detect a dangerous condition that it could have discovered during the course of a normal inspection while the product was in its possession,’ ” (Defs. Reply 13), citing Pelman,
. Plemmons v. Steelcase Inc. held that under New York law, in addition to the reasonable expectation test cited above, “[a] breach of implied warranty claim requires proof of the following three elements: (1) that the product was defectively designed or manufactured; (2) that the defect existed when the manufacturer delivered it to the purchaser or user; and (3) that the defect is the proximate cause of the accident.” No. 04-CV-4023,
Since Plemmons, some courts addressing breach of implied warranty claims under New York law have picked up the Plemmons language and asserted that the aforementioned three elements are required for establishing a breach of implied warranty, see, e.g., Oscar v. BMW of N. Am., LLC,
