Lead Opinion
OPINION OF THE COURT
A prisoner brought this action pro se against prison officials, alleging that by repeatedly opening properly marked incoming legal mail outside of his presence, those officials had violated his constitutional rights.
I.
The district court had jurisdiction pursuant to 28 U.S.C. § 1331. Plaintiff filed a timely notice of appeal, and we have jurisdiction pursuant to 28 U.S.C. § 1291.
Plaintiff Polyns Bieregu is incarcerated at the federal prison in Fairton, New Jersey. He alleges that on numerous occasions and outside his presence, prison mailroom employees opened and read mail addressed to him from federal judges, in violation of the Constitution, federal regulations, and internal Bureau of Prisons (“BOP”) guidelines.
The federal regulatory framework for handling prisoner mail is straightforward. The regulations distinguish between incoming “general mail,” which the Warden must open and inspect and may read, and incoming “special mail,” which the Warden may open “only in the presence of the inmate for inspection for physical contraband and the qualification of any enclosures as special mail.” 28 C.F.R. §§ 540.14(a), 540.18(a).
Plaintiff does not attack the general BOP scheme for handling mail, nor the specific authority of BOP employees to open incoming legal mail in his presence. Rather, plaintiff contends that in repeatedly opening court mail outside his presence, the mailroom employees violated his rights to “confidential and uncensored commications” [sic] and to “access to the court” under the First, Fourth, Sixth, and Fourteenth Amendments. As approved in Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics,
In response to defendants’ motion for summary judgment, plaintiff supplied evidence that five pieces of mail from federal judges were opened outside his presence within a three month period. The mail concerned civil proceedings to which plaintiff was a party. Plaintiff alleges further that on another occasion, the mailroom employees opened and damaged a scheduling order in a civil forfeiture proceeding. Bieregu claims that because the order was damaged, he failed to file a timely brief and his appeal was dismissed.
An internal review by the prison determined that on at least three of the five alleged occasions, mailroom employees did open plaintiffs properly marked legal mail outside his presence. The employees claim they did not read the mail and submitted affidavits denying they had opened it intentionally.
The district court concluded “we cannot say that a reasonable trier of fact would be compelled to find that defendants actions were the result of mere negligence.” Bieregu v. Reno, No. 94-2775, slip op. (D.N.J. Nov. 4, 1994), at 5. It went on to conclude that “a policy or practice of opening properly identified legal mail outside the presence of the inmate” is a constitutional violation. Id. at 9. Nevertheless, the court determined that because the law in this circuit is not clearly established as to whether -such conduct rises to the level of a constitutional violation, the officials were entitled to qualified immunity.
Our review of a district court’s grant of summary judgment is plenary. In re City of Philadelphia Litigation,
II.
By definition a sentence of imprisonment involves a loss of one’s liberty, and by necessity a substantial loss of one’s privacy. Yet confinement does not result in the forfeiture of all ’ constitutional rights. Indeed, the closing of the prison gates upon an inmate is punishment enough in most instances, and any attempt to isolate inmates completely from the outside world might not only violate their constitutional rights, but would disserve the interests of a society hoping to release prisoners to become law-abiding citizens. Thus the Supreme Court has reminded us that “[p]rison walls do not form a barrier separating prison inmates from the protections of the Constitution.” Turner v. Safley,
Accordingly, the Supreme Court has recognized that persons convicted of serious crimes and confined to penal institutions retain the right to petition the government for the redress of grievances, Johnson v. Avery,
The Court has also recognized, however, that the rights of prisoners “must be exercised with due regard for the ‘inordinately difficult undertaking’ that is modern prison administration.” Abbott,
Courts have been called upon to review the balance struck by prison officials between the penal institution’s need to maintain security within its walls and the rights of prisoners and non-prisoners. As former Chief Judge Higginbotham has written for our court, “ ‘courts have learned from repeated investigation and bitter experience that judicial intervention is indispensable if constitutional dictates — not to mention considerations of basic humanity — are to be observed in the prisons.’ ” Peterkin v. Jeffes,
Against this background we turn to the conduct of defendants regarding plaintiffs incoming court mail.
III.
The district court granted summary judgment on the grounds that defendants enjoyed qualified immunity, but before reaching this issue we must first determine whether plaintiff has alleged a constitutional violation. In re City of Philadelphia,
A number of courts of appeals have determined that opening properly marked incoming attorney or court mail outside a prisoner’s presence, or reading such mail, infringes the Constitution. Though finding a constitutional violation, the Seventh, Eighth, and Eleventh Circuits identified no right in particular. See Castillo v. Cook County Mail Room Department,
Similarly, district courts in our circuit, like the one herein, have concluded that to read legal mail or to open it outside a prisoner’s presence violates the Constitution, though they too have not agreed as to the constitutional rights at issue. See Jordan v. Fauver,
Only once have we confronted the question of whether opening and reading an inmate’s legal mail violates the Constitution. See Allen v. Aytch,
A. Freedom of speech
As Justice Holmes recognized years ago, “[t]he United States may give up the Post Office when it sees fit, but while it carries it on the use of the mails is almost as much a part of free speech as the right to use our tongues.” United States ex rel. Milwaukee Social Democratic Publishing Co. v. Burleson,
In Procunier v. Martinez,
In the years after Procunier and Wolff, however, the Court abandoned the distinction between the free speech rights of inmates and their correspondents on the outside. Abbott,
Clearly, then, prisoners do not forfeit their First Amendment rights to use of the mails. For example, prison officials violate a prisoner’s First Amendment rights when they refuse to deliver incoming personal mail simply because it is written in a language other than English. Ramos,
The Fifth Circuit has concluded that “[t]he precise contours of a prisoner’s right to free speech are ... obscure.” Brewer,
Here, plaintiffs complaint alleged that on fifteen occasions defendants.opened his legal mail outside his presence. In response to this motion, he supplied evidence documenting five instances in which his incoming court mail was opened in a three month period. Defendants admit that on three of the five occasions • documented by plaintiff, they did open his incoming court mail outside his presence. Because we must view the facts in the light most favorable to plaintiff, the non-moving party,, and draw all reasonable inferences therefrom, we conclude that there is sufficient evidence in the record for a reasonable person to infer that there exists a pattern and practice of opening plaintiffs incoming court mail outside his presence.
Plaintiff also alleges that defendants censored his mail. In the context of the First Amendment and prison mail, however, censorship means altering, or “withhold[ing] delivery of a particular letter.” Procunier, 416 at 417,
B. Right to meaningful court access
The Supreme Court has held that “prisoners have a constitutional right of access to the courts.” Bounds,
1. Source of the right
The Bounds decision made only one reference to a particular constitutional source, describing the prisoners’ complaint as alleg
a. Right to petition
The First Amendment’s right to petition “has a pedigree independent of — and substantially more ancient than — the freedoms of speech and press.” San Filippo v. Bongiovanni,
In the modern era, the Supreme Court has held that the Petition Clause encompasses a right of access not only to the legislative branch, but to the courts as well. California Motor Transport Co. v. Trucking, Unlimited,
b. Right to counsel
The plain language of the Sixth Amendment is limited to criminal proceedings,
Here, plaintiff characterizes the five pieces of opened mail as regarding “a civil rights action” against prison officials. Pl.Br. at 2. Two of the letters were apparently related to Bieregu v. Reno, No. 93-4894 (D.N.J.), a civil action. In addition, the briefing schedule allegedly opened and damaged concerned a civil forfeiture case. Certainly plaintiff offered no evidence in response to the motion for summary judgment indicating that the opened mail involved a criminal proceeding. Thus we will explore plaintiffs Sixth Amendment claim no further.
c. Due process
As noted, the Bounds decision characterized the plaintiffs’ allegations of a denial of court access as arising under the Fourteenth Amendment.
We note that defendants are federal officials, so plaintiffs reliance on the Fourteenth Amendment is misplaced; if grounded in the Due Process Clause, his right of access arises under the Fifth Amendment. We will construe the pro se complaint liberally, however, Todaro v. Bowman,
2. Scope of the right
The Supreme Court’s characterization of the right to court access as requiring “adequate, effective, and meaningful” access, Bounds,
Although our decisions have primarily concerned the adequacy and accessibility of prison law libraries and legal staff, see Peterkin, supra; Valentine v. Beyer,
Relying principally on our decision in Hudson v. Robinson,
This analysis ignores our later decision in Peterkin. There we distinguished “ancillary” aspects of court access, which “may affect merely comfort or convenience without depriving a prisoner of access,”
In Peterkin we characterized as “ancillary” an action seeking to require the prison to supply gratis pads, pens, pencils, postage, and photocopying to prisoners who had funds in their institutional accounts sufficient to purchase the items. See Peterkin,
Plaintiff does allege he was injured by the damage to his briefing schedule, but he offers no evidence to establish that the damage obscured the dates, nor to dispute defendants’ contention that he received a separate notice from the clerk’s office pursuant to Third Circuit LAR Misc. 107.2(a), informing him that he had fourteen days to file a brief else the appeal would be dismissed. We conclude that plaintiff has not demonstrated that he has suffered an actual injury regarding court access.
Nonetheless, and although the question is close, we conclude that repeated violations of the confidentiality of a.prisoner’s incoming court mail are more central than ancillary to the right of court access, and thus no showing of actual injury is necessary for plaintiff to establish that the right has been infringed. We are satisfied that a practice of opening court mail outside an inmate’s presence implicates a core aspect of the right. Such conduct inhibits an inmate’s ability to protect his legal rights in court and frustrates the principles of Bounds. Unlike free pens or slight delays in notarizing documents, interference with such mail threatens the primary, often sole means by which a prisoner can exercise his constitutional rights. Without assurances that legal correspondence, including, both attorney and court mail, is confidential and secure, court access can hardly be effective, adequate, and meaningful.
In so holding, we distinguish between a single, inadvertent instance of an inmate’s court mail being opened outside his presence, and a pattern and practice of such conduct. Notwithstanding our characterization that protection of court mail is central to an inmate’s right of court access, and thus no actual injury need be shown in the face of a pattern and practice of opening such mail outside of the inmate’s presence, we do not necessarily rule out the need to show such injury where the opening is isolated and inadvertent. See Castillo,
We need not specify a minimum number of instances in which properly marked legal mail is opened outside a prisoner’s presence sufficient to eliminate the requirement of showing actual injury. Determining whether
Lastly, we note several distinctions that may clarify our discussion of the right of court access as applied to prison legal mail. First, reading legal mail would appear to infringe the right of access even more than simply opening and inspecting it. Second, as the Supreme Court noted, the only way to ensure that mail is not read when opened, and thus to vindicate the right to access, is to require that it be done in the presence of the inmate to whom it is addressed. Wolff,
We conclude that a pattern and practice of opening plaintiffs properly marked incoming court mail outside his presence impinges upon his constitutional rights to free speech and court access.
rv.
We turn next to the question whether a pattern and practice of opening plaintiffs properly marked incoming court mail outside his presence, which infringes his rights to free speech and court access, rises to the level of a constitutional violation.
In several decisions the Supreme Court has struggled to define the standard for review of prison regulations which impinge upon the constitutional rights of inmates. Though the Court announced a fairly searching standard in Procunier,
In Turner, the Court applied a less rigorous standard for review of incoming mail, a standard which it applied in Abbott as well.
Though the case before us concerns an alleged pattern and practice of official conduct, rather than a prison regulation, application of the Turner standard is appropriate. See Brewer,
The first Turner factor asks whether there is a rational connection between the infringing prison practice and a valid government interest. To justify interference with prisoner mail, officials typically invoke their interests in rehabilitation of inmates and institutional security. See, e.g., Abbott,
In addition, we note that prison officials themselves have long recognized that providing a confidential, reliable means for prisoners to communicate their grievances to impartial courts and government officials, and to obtain a fair resolution of those grievances, releases tension in the prisons and itself advances the state interest in maintaining institutional order and security. See generally Ira P. Robbins, The Prisoners’ Mail Box and the Evolution of Federal Inmate Rights,
It seems to me important that the inmates in your institution should have some reasonable and dignified method of making known any real or fancied grievance that they might have. An institution is a good deal like a steam boiler, and needs a safety valve occasionally.
Prisoners’ Mail Box,
Consideration of the second Turner factor, the availability of alternate means of exercising the rights at issue, also indicates that defendants’ practice is not reasonably related
Finally, the third Turner factor concerns the burdens of accommodating the exercise of prisoners’ constitutional rights. To accommodate plaintiffs rights to free speech and court access by opening his incoming court mail only in his presence places no burden at all on guards, prisoners, and the allocation of prison resources: it is what the regulations have required since 1985. See 28 C.F.R. § 540.18 (1994).
We hold that the pattern and practice of opening plaintiff’s properly marked incoming court mail outside his presence fails the Turner reasonableness standard and violates the Constitution. We acknowledge that our conclusion differs from that of the Fifth Circuit, see Brewer,
As noted above, we are careful to distinguish between a single, inadvertent opening of properly marked legal mail outside an inmate’s presence and a pattern or practice of such actions. The former may not infringe a prisoner’s right to free speech, nor his right to court access absent a showing of actual injury. The latter, however, both infringes those rights and fails Turner.
V.
Even where- a plaintiff can establish a constitutional violation, under the doctrine of qualified immunity government officials will not be liable if “their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald,
There can be no dispute that the contours of plaintiff’s rights under § 540.18 and § 13(a) of the Policy Statement were sufficiently clear that a reasonable prison official would understand that repeatedly opening plaintiffs incoming court mail outside his presence violates those regulations. Although promulgation of a regulation will not constitutionalize its violation, § 540.18 and the Policy Statement surely undermine any claim by defendants that they were unaware of their legal obligations in handling plaintiffs mail. Thus the government’s argument is reduced to the contention that while the illegality of their behavior was manifest, the constitutional magnitude of their actions was murky.
We disagree. First, in Procunier and Wolff the Supreme Court made clear that the treatment of a prisoner’s legal mail implicates constitutional rights to free speech and court access. The subsequent decisions in Turner and Abbott did not question that interference with prison mail infringed these constitutional rights; the latter decisions merely established that such infringement was constitutionally permissible if it was reasonably related to a legitimate penological purpose. Here, defendants do not even argue that their conduct meets this standard.
The Seventh Circuit’s decision in Castillo is particularly instructive. There, a prisoner alleged that three letters from a federal courthouse were opened outside his presence. Because three instances “may be indicative of ongoing activity,”
The Sixth Circuit’s decision in Lavado is also relevant. There, the court denied summary judgment to defendant prison officials on the basis of qualified immunity where one letter from the Court of Appeals for the Eleventh Circuit was allegedly opened outside an inmate’s presence and a second letter, from a state law department, was allegedly opened and read in his presence. Lavado,
Third, the district courts in our circuit who have addressed the issue have consistently determined that repeatedly opening a prisoner’s legal mail outside his presence violates the Constitution. See Jordan,
Finally, the absence of a previous decision from our court on the constitutionality of the conduct at issue is not dispositive. We have explained that the “clearly established” standard “require[s] ‘some but not precise factual correspondence between relevant precedents and the conduct at issue.’ ” In re City of Philadelphia,
Thus, we conclude that though our court has not previously ruled on this precise issue, the contours of defendants’ legal obligations under the regulations and Constitution were sufficiently clear that a reasonable prison official would understand that repeatedly opening plaintiffs properly marked incoming court mail outside his presence violates the Constitution. Accordingly, we will reverse the district court order granting defendants qualified immunity from plaintiffs claims.
VI.
For the foregoing reasons, we will affirm in part, see note 1, supra, and reverse in part the order of the district court granting summary judgment to all defendants on all claims.
Notes
. Plaintiff also named Attorney General Janet Reno as a defendant and alleged two state law negligence claims against all defendants. On appeal, he mentions the dismissal of neither the state law claims nor the federal claims as to Attorney General Reno, and hence we need not reach these issues. We note in any event that (a) the district court held that tort claims against federal employees may arise only under the Federal Tort Claims Act, 28 U.S.C. § 1346; and (b) to be liable for a constitutional violation a defendant must have some causal connection to the wrongdoing. Mark v. Borough of Hatboro,
. Unless otherwise noted, all subsequent references to federal regulations are to 28 C.F.R.
. At the founding, the Petition Clause also implied a "congressional duly to respond." Amar, Bill of Rights,
. "In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed, which district shall have been previously ascertained by law, and to be informed of the nature and cause of the accusation; to be confronted with the witnesses against him; to have compulsory process for obtaining witnesses in his favor, and to have the Assistance of Counsel for his defence." U.S. Const., Am. VI.
. We add a note about the right to privacy, because plaintiff relies on the Fourteenth Amendment and the district court cited the decision in which Judge Reinhardt, in dissent, stated "reading legal mail is a violation of the prisoner's privacy rights.” Stevenson,
. In Procunier, the Court held that a prisoner’s mail is protected "against unjustified governmental interference.”
. Interestingly, though prison officials initially censored inmate correspondence to federal judges to ensure that the content was decent, respectful, and non-libelous, when federal judges and even the Clerk of the U.S. Supreme Court expressed a preference for receiving prisoner mail unopened and unexpurgated, the Bureau of Prisons changed its procedures. Prisoners’ Mail Box,
Concurrence Opinion
concurring.
I agree that Bieregu has alleged a constitutional violation of his right to court access, and that the law was sufficiently established to preclude a finding of qualified immunity. But I have doubts that Bieregu’s free speech rights are implicated here.
First Amendment free speech rights are implicated when prison officials censor inmates’ mail. Procunier v. Martinez,
SUR PETITION FOR REHEARING
Sept. 11, 1995
The petition for rehearing filed by appellant in the above-entitled case having been submitted to the judges who participated in the decision of this court, and no judge who concurred in the decision having asked for rehearing, the petition for panel rehearing is denied.
