Opinion
This сase poses the question, among others, whether a joke may give rise to a cause of action for defamation.
Petitioners, comedian Robin Williams (Williams), cable television programmer Home Box Office (HBO), Simon & Schuster, Inc., Paramount *546 Pictures Corp., Time-Life Films, Inc., Polygram Records, Inc., Casablanca Records, Inc., Mr. Happy Productions, Inc., and Little Andrew Enterprises, Inc., seek a writ of mandate to compel the respondent court to set aside its order overruling their demurrers, based upon failure to state a cause of action, to the first amended complaint of real party in interest, David H. Rege (Rege), and to enter an order sustaining their demurrers. We issued an order to show cause and stayеd the proceedings in the court below. We now determine that the demurrers must be sustained and accordingly direct the issuance of a peremptory writ.
Focusing solely upon a joke told by Williams during a comedy performance at the Great American Music Hall, a San Francisco nightclub, Rege’s amended complaint sets forth causes of action asserting “trade libel,” personal defamation, intentional and negligent infliction of emotional distress, invasion of privacy, and intentional and negligent interference with prospective economic advantage. 1 All of the causes of action were premised upon injury and damage allegedly arising out of the publication оf the joke through either distribution of record albums or audio tapes of Williams’ -comedy performance, distribution of video tapes of the performance, or the displaying of the performance over HBO cable television. 2
Rege brought suit individually and dba Rege Cellars and Rege Wine Cellars. He alleged that since 1977 he has sold and distributed assorted varieties of “Rege” brand wines from his San Francisco store, Rege Cellars. He claimed to have suffered damage and injury through publication of essentially the same joke in two slightly different versions, one distributed in audio format and the other in video format.
Rege alleged that the audio format version was distributed through record albums and tapes entitlеd “Throbbing Python of Love,” composed of a performance by Williams containing the following words: “Whoa—White Wine. This is a little wine here. If it’s not wine it’s been through somebody already. Oh.—There are White wines, there are Red wines, but why are there no Black wines like: Rege, a Motherfucker. It goes with fish, meat, *547 any damn thing it wants to. I like my wine like I like my women, ready to pass out.” 3
The complaint alleged that the video format version was distributed through “On Location” cable television broadcasts, composed of a performance by Williams containing the following words: “There are White wines, there are Red wines, but why are there no Black wines like: Rege a Motherfucker. It goes with fish, meat, any damn thing it wants to. [1f] (Comment from a member of the audience) [f] Thank you Lumpy, [1] Isn’t it nice, though, having someone like Mean Joe Green advertising it—You better buy this or I’ll nail your ass to a tree.” 4
Rege avers in his complaint that the above statements caused damage to his business by conveying a meaning that his wines were inferior. Petitioners contend that the complaint fails to state a cause of action because (1) the joke, told as part of a comedy performance, cannot under the circumstances be reasonably understood as any serious or literal statement of fact and is fully protected speech under the First Amendment and article I, section 2 of the California Constitution; 5 (2) Rege’s claim that the joke is defamatory because it purportedly associated his products with black consumers should be rejected as a matter of law; (3) the joke is purely an expression of opinion and as such is not actionable; and (4) the joke cannot reasonably be understood as being “of and concerning” Rege’s products. We agree with petitioners’ first two contentions and find it unnecessary to reach the third and fourth.
I.
The parties all contend, and we agree, that the central question in this case is whether Williams’ joke is as a matter of law actionable as defamation. The parties maintain, however, that this issue arises not simply in connection with Rege’s three causes of actiоn expressly alleging defama
*548
tion—which respectively relate to publication of the joke by audio recording, cable television and videotape—but as well as a result of three corresponding causes of action for “trade libel.” Though the basis upon which we resolve this case does not compel us to address the issue of “trade libel,” we think it appropriate to briefly do so in the exercise of our power “to insure the just and rational development of the common law in our state.”
(Rodríguez
v.
Bethlehem Steel Corp.
(1974)
“Trade libel,” which has been defined by one California court as “an intentional disparagement of the quality of property, which results in pecuniary damage to plaintiff”
(Erlich
v.
Etner
(1964)
The Restatement view is that, like slander of title, what is commonly called “trade libel” is a particular form of the tort of injurious falsehood and need not be in writing. This is so, according to the Restatement, “because the earliest cases were those of written aspersions cast upon the quality of the plaintiff’s goods by which he was prevented from selling them, and the decisions went upon a supposed analogy to personal defamation. The extension of liability to other forms of injurious falsehoоd has left ‘trade libel’ as a mere name occasionally applied to this particular type. The name no longer has any significance of its own; and in particular it is to be noted that actionable disparagement of quality need not be in writing.” (Rest.2d Torts, supra, § 626, com. a, p. 346.)
As the Restatement points out, and as the commentators agree, the torts of injurious falsehood and defamation “protect different interests and *549 have entirely different origins in history. The action for defamation is to protect the personal reputation of the injured party; it arose out of the old actions for libel and slander. The action for injurious falsehood is to protect economic interests of the injured party against pecuniary loss; it arose as an action on the case for the special damage resulting from the publication, [f] From the beginning, more stringent requirements were imposed upon the plaintiff seeking to recover for injurious falsehood in three important respects—falsity of the statement, fault of the defendant and proof of damage. At common law a defamatory statement was presumed to be false and truth was a matter to be proved by the defendant; in an action for injurious falsehood, the plaintiff must plead and prove that the statement is false. At common law, a defendant in a defamation action was held to strict liability insofar as falsity of the statement was concerned; in an action for injurious falsehood he was subject to liability only if he knew of the falsity or acted with reckless disregard concerning it, or if he acted with ill will or intended to interfere in the economic interests of the plaintiff in an unprivileged fashion. In defamation, it was only in [a] limited number of situations that a plaintiff was required to prove special damages; in injurious falsehood, pecuniary loss to the plaintiff must always be proved.” (Rest.2d Torts, supra, § 623A, com. g, pp. 340-341; Prosser & Keeton, Torts (5th ed. 1984) § 128, pp. 962-977; 1 Harper & James, The Law of Torts (1956) § 6.4, pp. 486-489; 4 Witkin, Summary of Cal. Law (8th ed. 1974) Torts, § 330, pp. 2596-2597; see also, Note, Corporate Defamation and Product Disparagement: Narrowing the Analogy to Personal Defamation (1975) 75 Colum.L.Rev. 963, 968; Developments in the Law—Competitive Torts (1964) 77 Harv.L.Rev. 888, 893; Comment, The Law of Commercial Disparagement (1953) 63 Yale L.J. 65.)
Thus, despite the fact that what has come to be known as “trade libel” is similar to defamation in that both involve the imposition of liability for injuries sustained through publication to third parties of a false statement affecting the plaintiff, the two torts are distinct; that is, “trade libel” is not true libel and is not actionable as defamation. Admittedly, the statutory definitions of libel and slander, which are the means by which defamation may be effected (Civ. Code, § 44), could be expansively construed so as to embrace “trade libel.” Civil Code section 45 defines libel as including a “false and unprivileged publication by writing . . . which has a tendency to injure [any person] in his occupation.” Similarly, under Civil Code section 46, slander includes “a false and unprivileged publication, orally uttered . . . which: . . . [t]ends directly to injure [any person] in respect to his . . . trade or business ... by imputing something with reference to his . . . trade [] or business that has a natural tendency to lessen its profits.” (Civ. Code, § 46; see also
Albertini
v.
Schaefer, supra,
The allegations set forth in Rege’s causes of action denominated “trade libel” do not make out a claim of defamation. These causes of action are all based upon the principal assertions that “Defendant Williams’ statements disparaged plaintiff’s . . . business and goods in that defendant Williams’ statements falsely indicated that plaintiff’s . . . business goods were of inferior quality,” and that “[a]s a proximate result of defendants’ publication of the statements, prospective customers have been deterred from buying plaintiff’s wines and from otherwise dealing with plaintiff, and plaintiff has thereby suffered injury to his business and sales of his wine, as well as loss of investors and prospective investors in his business, all in an amount according to proof at trial.”
Accepting these allegations as true, as for present purposes we must, it seems to us clear that false statements simply indicating that plaintiff’s business goods “were of inferior quality,” though conceivably tortious as injurious falsehoods, do not accuse plaintiff of dishonesty, lack of integrity or incompetence nor even imply any reprehensible personal characteristic, and are therefore not defamatory.
Thus the question of defamation, to which we now turn, arises in this case solely as a result of those causes of action for personal defamation, which assert that publication of the statements caused Rege embarassment, humiliation, ridicule and anxiety. 7 Our resolution of the defamation claims dispenses of all others.
*551 II.
The question whether a statement is defamatory can be reached on a demurrer as a matter of law.
(Okun
v.
Superior Court
(1981)
Petitioners’ argue that Williams’ allegedly defamatory monologue “is not actionable as a matter of law because an obvious joke, told during an obvious comedy performance, is a form of irreverent social commentary, is not taken seriously, and thus does not affect reputation in a manner actionable in defamation.” For the reasons later set forth, we shall agree that the foregoing statement is a substantially accurate characterization of the facts of this case and conclude that real party’s claims are therefore not legally actionable. 9 Before explaining this conclusion, however, we think it *552 necessary to clarify our position with respect to an idea vigorously advanced by petitioners in connection with the contention just set forth.
Petitioners do not simply maintain that the statements at issue in this cаse are not defamatory, but that comedy is a form of expression that is
categorically
protected by the First Amendment. They base this argument not only on the ground that humor is a useful and even necessary form of social commentary, comparable in certain respects to political speech and religious expression (see, e.g.,
Salomone
v.
MacMillan Pub. Co.
(1978)
First of all, the suggestion that humor cannot serve serious aims or, as one court put it, “sharpen the cutting edge of truth”
(Salomone
v.
MacMillan Pub. Co., supra,
Comedy, “the most complex and elusive, [if] not the most profound, aesthetic attitude” (Cook, The Dark Voyage and the Golden Mean: A Philosophy of Comedy (W.W. Norton & Co. 1966) foreword), doеs not, in our view, admit of definition by any readily ascertainable general principle.
12
What is one man’s amusement is another’s calumny. (Cf.
Cohen
v.
California
(1971)
The proper focus of judicial inquiry in a case such as this is not whether the allegedly defamatory statement succeeds as comedy, 14 nor whether its audience thought it to be humorous or believed it to be true; the threshold inquiry is simply whether the communication in question could reasonably be understood in a defamatory sense by those who received it. (Rest.2d, Torts, supra, § 563, com. c.) This is not to say that the discernibly humorous intent of the publisher is irrelevant, or that a court may not consider and give weight to the comedic context in which publication occurred, or the nature of audience response; for considerations of this sort invariably will bear upon the determination whether a defamatory meaning could reasonably be attached to the communication in question.
Arno
v.
Stewart, supra,
Examining the “entire auditory and visual impression” created by the defendants in that case, the court in Arno v. Stewart concluded that no defamatory meaning could reasonably attach to the communication because “it could only be interpreted as a joke.” (Id., at p. 962, italics added.) This conclusion was based on evidence showing “that reference to the Mafia had been frequently used as a gag in a jocular manner by other entertainers; and that on the occasion in question the reference was made in a jolly and friendly atmosphere and was greeted with laughter from all.” (Ibid.)
*556
The substance of the communication at issue here and the context in which it was made are even more indicative that there was no defamation than were the circumstances in
Arno
v.
Stewart, supra,
Decisions made in slightly different though still relevant contexts fully support our views. (See, e.g.,
Yorty v. Chandler
(1970)
III.
As indicated, the defamation claim in this case rests in part on the argument that Williams’ joke “associates ‘Rege’ brand wines with blacks,” allegedly “a socio-economic grоup of persons commonly considered to be the antithesis of wine connoisseurs,” who “harbor obviously unsophisticated tastes in wines. ” This argument is utterly untenable. Assuming, purely for the sake of argument, that the joke did convey the meanings ascribed by Rege, he could not recover damages based upon a theory that his wine had been disparaged by association with a particular racial or ethnic group, or a segment thereof. Courts will not condone theories of recovery which promote or effectuate discriminatory conduct. (See generally
Palmore
v.
Sidoti
(1984)
IV.
Since Rege’s claims are all based upon publication of the joke, and because “liability cannot be imposed on any theory for what has been determined to be a constitutionally protected publication”
(Readers Digest Assn.
v.
Superior Court
(1984)
Let a peremptory writ of mandate issue commanding respondent court to vacate its order overruling petitioners’ demurrers, to enter an order sustaining their demurrers and to enter a judgment of dismissal. The stay heretofore imposed shall be dissolved upon finality of this opinion.
Rouse, J., and James, J., * concurred.
Notes
Without objection, Williams requested the trial court to take judicial notice of the fact that he is a well-known comedian with a reputation for specializing in impromptu or improvisational humor. It is unclear from the record before us whether the court did so. This court does judicially notice such fact. (See Evid. Code, §§ 452, subd. (g), 459.)
Petitioners Mr. Happy Productions, Inc. and Little Andrew Enterprises, Inc. аre companies owned by Williams. Polygram Records, Inc. and Casablanca Records, Inc. were sued based upon distribution of the performance in audio format. HBO, Time-Life Films, Inc., Paramount Pictures Corp. and Simon and Schuster, Inc. were sued based upon distribution of the performance in video format.
We have quoted exactly from the complaint (and will do so again in setting forth the video format version complained of), including spelling, punctuation and capitalization. Petitioners in their points and authorities have spelled the name in the joke “Reggie.” The record is unclear as to the pronunciation of Rege’s name. He has attached to his points and authorities a cоpy of a newspaper article which indicates that it may be pronounced in four different ways. We will assume for purposes of this opinion that both “Rege” and “Reggie” are pronounced phonetically as “Reh-gee.”
For convenience, we hereafter refer to both versions of the joke by the singular term “joke,” except where it is necessary to differentiate between them.
Petitioners suggest that greater freedom of speech protections are provided by the California Constitution than by the United States Constitution. Due to the conclusions we reach in this opinion, it is not necessary to address that issue. For convenience, “First Amendment” will be used to refer to the frеe speech guarantees of both constitutions except where the context demonstrates that the reference is to the federal provision only.
In addition to
Erlich
v.
Etner, supra,
Action may be brought in the same suit for both the torts of injurious falsehood and defamation, so long as the damages are not duplicated. (Rest.2d Torts, supra, § 623A, com. g, P. 341.)
The determination whether a statement is defamatory is thus analogous to the legal question whether an allegedly libelous statement is one of fact or opinion. (See
Good Government Group of Seal Beach, Inc.
v.
Superior Court
(1978)
Because of this conclusion and because, in any event, petitioners do not deny that Williams’ statеments were published, it is unnecessary for us to attempt to determine whether the various forms of publication may technically constitute libel or slander. As earlier noted, Williams’ statements, which were originally uttered orally and apparently without the benefit of a script, have been published in the form of record albums, audio tapes and videotapes; and the videotaped performance has been broadcast on cable television. While California courts have held that broadcast defamation must be treated as slander
(Arno
v.
Stewart, supra,
The trial judge in
Salomone
expressed this idea as follows: “[t] Is there a recognized exception from the laws of libel when words otherwise defamatory are uttered in a humorous context? Of course, common sense tells us there must be. Humor takes many forms—sheer nonsense, biting satire, practical jokes, puns (clever and otherwise), one-liners, ethnic jokes, incongruities and rollicking parodies, among others. Laughter can soften the blows dealt by a cruel world, or can sharpen the cutting edge of truth. Without humor—the ability to recognize the ridiculous in any situation—there can be no perspective. Humor is a protected form of free speech, just as much to be given full scope, under appropriate circumstances, as the political speech, the journalistic expose, or the religious tract.”
(Salomone
v.
MacMillan Pub. Co., supra,
97 Misc.2d at pp. 349-350 [
The assertion in petitioners’ brief that “humor typically is understood to be humor
and to convey no serious factual allegations about its
object” (italics added) relies solely upon Sack, Libel, Slander, and Related Problems (Practising Law Inst. 1980) page 240. While the author of this treatise does indeed state that this is “often” true, he nonetheless makes it clear that “humor . . . can give rise to causes of action for defamation”
(id.,
at p. 238) and that humor is actionable where “it is used to make a defamatory point.”
(Id.,
at p. 65.) In short, as stated by an Irish court, “ ‘ “The principle is clear that a person shall not be allowed to murder another’s reputation in jest” ’ ” and that “ ‘ “[i]f a man in jest conveys a serious imputation, he jests at his peril.” ’ ”
(Donoghue
v.
Hayes
(1831) Hayes, Irish Exch. 265, 266, quoted in
Salomone
v.
MacMillan Pub. Co., supra,
The validity of Samuel Johnson’s observation that “comedy has been particularly unpropitious to definers,” is confirmed by most who have devoted intellectual attention to the comic vision. (See, e.g., Comedy: Meaning and Form (Corrigan edit., 1965) [which collects the views of, among others, Santayana, Auden, Baudelaire and Bergson]; The Psychology of Humor: Theoretical Perspectives and Empirical Issues (Goldstein & McGhee edits., 1972); Cook, The Dark Voyage and the Golden Mean: A Philosophy of Comedy, supra; and Freud, Jokes and Their Relation to the Unconscious (Strachey edit, and transl., 1960) pp. 188-221.)
The unpredictability of judicial endeavors to manage the mysteries of humor, and the extent to which this results from the interposition of value judgments, are illustrated by the conflict that has arisen in federal case law as to whether there is a “parody defense” to a claim of copyright infringemеnt. In applying the common law “fair use” doctrine (codified in 17 U.S.C. § 107), which accomodates First Amendment concerns by permitting certain limited use of copyrighted material
(Roy Export Co. Establishment
v.
Columbia Broadcasting System
(2d Cir. 1982)
As stated by then Presiding Justice Botein in
University of Notre Dame Du Lac
v.
Twentieth Century-Fox Film Corp.
(1965) 22 App.Div.2d 452, 458 [
Rege suggests in his brief that there are facts not presently alleged in the amended complaint which make clear that Williams intended the joke to refer to his products, and that the joke was so understood by some persons. Even if that were so and such facts were alleged in a further amendment to the complaint, for the reasons set forth in this opinion no cause of action could be based upon the joke. Thus, upon remand, leave to amend must be denied because “ ‘there are no circumstances under which an amendment would serve any useful purpose,’” and “‘speedy resolution of cases involving free speech is desirable’” to avoid “ ‘a chilling effect upon the exercise of First Amendment rights. ’ ”
(Okun
v.
Superior Court, supra,
We take judicial notice of the fact that there is a former professional football player with the Pittsburgh Steelers by the name of Joe Green, who is often referred to as “Mean Joe Green” and who has appeared in various television commercials. (See Evid. Code, §§ 452, subd. (g), 459.)
Needless to say, it is conceptually difficult to ascribe any meaning to a view of a wine as a “motherfucker. ” This appears to be more fantasy than opinion, let alonе a statement of fact. (See
Pring
v.
Penthouse International Ltd.
(10th Cir. 1982)
There actually appears to be no support for the position that this view was expressed in the joke distributed in audio format. “Taste” was in no way mentioned.
“[C]omedy begins from the absurd and the inexplicable and, like faith, tolerates the miraculous. ” (Sypher, The Meanings of Comedy in Comedy: Meaning and Form, supra, p. 48.)
Since the subject communication cannot be taken seriously, we need not consider whether it represents an “opinion” of the sort which, for constitutional reasons, is not actionable as defamation because it conveys no statement of facts. (See
Gertz
v.
Robert Welch, Inc.
(1974)
Assigned by the Chairperson of the Judicial Council.
