Jonathan F. POLLARD v. STATE of Maryland
No. 22, Sept. Term, 2005
Court of Appeals of Maryland
Aug. 2, 2006
904 A.2d 500
Mary Ann Ince, Asst. Atty. Gen. (J. Joseph Curran, Jr., Atty. Gen. of Maryland, on brief), Baltimore, for respondent.
Argued before BELL, C.J., RAKER, WILNER, CATHELL, HARRELL, GREENE and LAWRENCE F. RODOWSKY (retired, specially assigned), JJ.
GREENE, J.
Recently, in State v. Wilkins, 393 Md. 269, 272, 900 A.2d 765, 767 (2006), we held that “a sentencing judge‘s failure to recognize his or her right to exercise discretion in the imposition of a sentence does not render the sentence illegal within the meaning of Md. Rule 4-345(a).” In the present case, the Court of Special Appeals affirmed the judgment of the Circuit Court for Harford County which denied the motion of Jona
Background
Petitioner was indicted October 2, 1973, on charges of first-degree rape and assault with intent to rape and other related charges. He appeared in the Circuit Court for Harford County on May 28, 1974, and entered a guilty plea to first-degree rape. Three cases were called for trial, criminal case numbers 4777, 4778, and 4779. In exchange for his plea of guilty to first-degree rape in case number 4779, the State agreed to stet the other outstanding charges of robbery and sodomy as alleged in the other two cases pending before the court. Upon accepting the plea of guilty, the court ordered a pre-sentence investigation and held a sentencing hearing on July 26, 1974. The court sentenced Petitioner to a term of life imprisonment for first-degree rape and ordered an examination at Patuxent Institution.1 Between 1975 and 1985, Peti
Discussion
Petitioner contends that the sentencing judge abused his discretion by imposing a life sentence and failing to expressly recognize that all or a portion of the sentence could have been suspended. Specifically, Petitioner asserts that it was unclear from the record that “Judge Close knew that he could suspend a portion of the life sentence. Rather, that it was obvious from [the] sentencing court‘s language that it believed that it had two, and only two alternative sentences: a sentence of between 18 months and 21 years or a life sentence.” In response to this contention, the Court of Special Appeals stated that because “judges are presumed to know the law ... we will not infer an error by the [sentencing judge], absent an affirmative indication that he believed he lacked the discretionary authority to suspend [petitioner‘s] sentence.” Adopting the rationale of the Court of Special Appeals, the State contends that the intermediate appellate court‘s judgment
We view the matter differently, primarily, because our focus is on the nature of the sentence actually imposed, rather than on what the sentencing judge said or did not say about his discretionary authority, during the course of that sentencing proceeding. Further, we emphasize that the sentencing court is not required to specify, either before, during or after the imposition of a sentence, that it does or does not have the discretion to suspend any portion of a sentence. Therefore, it is not material, to the question of legality of a sentence, that the sentencing judge did not acknowledge his discretion under
Petitioner was convicted of first-degree rape. The statute in effect in 1974 specifically provided that
[e]very person convicted of a crime of rape ... shall, at the discretion of the court, suffer death, or be sentenced to confinement in the penitentiary for the period of his natural life, or undergo a confinement in the penitentiary for not less than eighteen months nor more than twenty one years....
Upon entering a judgment of conviction, the court having jurisdiction may suspend the imposition or execution of sentence and place the defendant on probation upon such terms and conditions as the courts deems proper. The court may impose a sentence for a specified period and provide that a lesser period be served in confinement, suspend the remainder of the sentence and grant probation for a period longer than the sentence but not in excess of five years.
The judge did not suspend any portion of the life sentence imposed. Immediately, prior to imposing the sentence, Judge Close asked:
THE COURT: Mr. Pollard, is there anything that you wish to say in your own behalf, any reason that you wish to give to the Court why it should be lenient in imposing a sentence upon you?
PETITIONER: I would like to say that I am sorry for what I done [sic].
Judge Close then imposed sentence:
THE COURT: Let me just say this to you, the presentence investigation, the report that I have, doesn‘t show anything
Now, Jonathan, the Court has some reason to believe—at least there have been certain allegations made that you may have had similar involvement such as this with the victim in this case in ... the area, and that is really one of the reasons that the sentence that will be imposed upon you is of the nature that you will hear.
****
THE COURT: Now, the sentence of the Court is that you be committed to the custody of the Commission of Correction for the period of your natural life....
In State v. Wooten, 277 Md. 114, 115, 352 A.2d 829, 831 (1976), interpreting
Conclusion
In our review of the sentence imposed, we conclude that it was a sentence permitted by law. The alleged error does not inhere in the sentence itself; and thus is not an illegal sentence within the meaning of
JUDGMENT OF THE COURT OF SPECIAL APPEALS AFFIRMED WITH COSTS.
BELL, C.J., RAKER and HARRELL, JJ., Concur.
RAKER, J., concurring, in which BELL, C.J., joins:
I join in the opinion of the Court holding that the alleged error in this case does not inhere in the sentence itself and is thus not an illegal sentence within the meaning of
While I subscribe generally to the proposition that trial judges are presumed to know the law and to apply it properly, I do not believe that the record in this case supports that conclusion. Petitioner was sentenced in 1974, two years before this Court made clear in State v. Wooten, 277 Md. 114, 352 A.2d 829 (1976), that trial judges had discretion to suspend a portion of a mandatory life sentence. I do not agree with the concurring opinion‘s view that Wooten merely clarified the law as to whether a portion of a life sentence could be suspended. See conc. op. 394 Md. at 57, 904 A.2d at 510. Wooten did much more. When the Court held in Wooten that
The Wooten court, focusing exclusively on the language in the first sentence of
“The court may impose a sentence for a specified period and provide that a lesser period be served in confinement, suspend the remainder of the sentence and grant probation for a period longer than the sentence but not in excess of five years.”
The Wooten court overlooked another ambiguity in
“Upon entering a judgment of conviction, the court having jurisdiction, may suspend the imposition or execution of sentence and place the defendant on probation upon such terms and conditions as the courts deem proper.”
Indeed, this ambiguity was a major focus of the Wooten case. The State argued vociferously before both the trial court and the Court of Special Appeals that
“[STATE‘S ATT‘Y]: Well, your Honor, framing the issue so the Court sees my point of view, I think the issue in this case is can the Court suspend the execution of the sentence.
[COURT]: Well, 641A says, ‘Upon entering a judgment of conviction, ...‘—which was done—‘... the Court having jurisdiction, ...‘—and I had it—‘... may suspend the imposition or execution of sentence ...’ and then it goes on.
[STATE‘S ATTY]: ‘... and place the defendant on probation ...’
[COURT]: Then it says, ‘The Court may impose a sentence for a specified period ...’ well, the sentence of life was imposed. ‘... and provide that a lesser period be served in confinement, ...’
[STATE‘S ATTY]: Your Honor, you stopped, respectfully
[COURT]: Go ahead.
[STATE‘S ATTY]: And ‘... suspend the remainder of the sentence and grant probation for a period ...’ not in excess of five years. Now that was not done in this case, no probation was given in this case, and I went to the Chapter—.”
The State made similar arguments before the Court of Special Appeals. The opinion of the Court of Special Appeals in Wooten stated as follows:
“In sentencing Mrs. Wooten, the court did not place her on probation upon any terms and conditions in suspending a
State v. Wooten, 27 Md.App. 434, 442, 340 A.2d 308, 313 (1975).
After the Court of Special Appeals rejected this argument, the State, in its brief filed with this Court in Wooten, pointed to another problem created by reading
“Applying the provisions of [Art. 41, § 122(b)] to [Wooten], it appears that she will not be eligible for parole consideration until she has served fifteen years of the life sentence imposed by [the trial judge]. Undoubtably she will seek to be released after the expiration of the eight years she was ordered to spend in confinement, or sooner, and will thus place the Commissioner of Corrections in the untenable position of either having to disregard [the trial judge‘s] suspension order or to violate the provisions of Article 41, Section 122(b).”
This conclusion that Wooten did more than clarify an unambiguous statute is further reinforced by reference to contemporaneous historical materials outside the Wooten record. In 1974, a joint committee of the Maryland Judicial Conference and the Maryland State Bar Association issued a report proposing detailed reforms to the Maryland criminal justice system. REPORT ON STANDARDS OF CRIMINAL JUSTICE (1974). This joint committee consisted of seven members of the Maryland Judicial Conference, nine members of the Maryland State Bar Association, and five faculty members of Maryland law schools. Id., Foreword at 1. In this report, the committee recommended that trial courts generally should have the power to suspend sentences, but that courts should not have such powers for certain serious offenses, including first degree murder and first degree rape. See id., Committee Report on ABA Sentencing Alternatives and Procedures at 21-22. Most germane to present purposes, the committee, in conjunction with its discussion of this proposal, observed the following about the state of Maryland law governing the powers of trial courts to suspend sentences:
“Suspension of sentence and probation is apparently available at present in Maryland as a possible disposition for all offenses, although it has never been tested whether it is available under the sentencing structure for such offenses
as first degree murder (see Section 413 of Article 27) or rape (see Section 468 of Article 27).”
Id. at 21 (emphasis added); see also id., Committee Report on ABA Standards on Probation at 8 (observing that “[t]he present statutory sections governing suspension of sentence and probation at the circuit court level are overlapping and confusing“). That a committee composed of representatives of the Maryland judiciary, bar, and legal academic community would represent Maryland law as being unsettled on this point and advance a proposal to clarify it lends strong support to the claim that a member of the Maryland legal community would not have been aware prior to our decision in Wooten that
The revolutionary nature of our opinion in Wooten is further evidenced by the fact that trial judges resisted applying the suspension powers granted by our interpretation of
The colloquy between defense counsel and the judge support the finding that the trial judge believed that he had only two options: to impose a life sentence, or to sentence petitioner to a term of incarceration somewhere between eighteen months and twenty one years. When a court must exercise discretion, failure to do so is usually reversible error. See e.g., Maus v. State, 311 Md. 85, 108, 532 A.2d 1066, 1077-78 (1987). The fact that petitioner was called upon to allocute before sentence was imposed has no bearing on the issue before this Court; all defendants have an absolute right to allocute, irrespective of whether the judge has discretion to impose one sentence or another.
Based on the record in this case, if this Court were to reach the merits, I would conclude that the trial judge did not exercise his discretion in imposing the sentence, and therefore, petitioner would be entitled to a new sentencing.
Chief Judge BELL has authorized me to state that he joins in the views expressed in this opinion.
Concurring Opinion by HARRELL, J.
For the reasons stated in my concurring and dissenting opinion in State v. Wilkins, 393 Md. 269, 900 A.2d 765 (2006), I disagree with the reasoning of the Majority opinion here. I nonetheless would affirm the judgment of the Court of Special Appeals, which affirmed, on the merits, the Circuit Court‘s denial of Pollard‘s Motion to Correct Illegal Sentence.
I believe that a sentencing judge commits error if he or she refuses to acknowledge his or her power to suspend completely or partially a sentence imposed. Williamson v. State, 284 Md. 212, 215, 395 A.2d 496, 497 (1979); State v. Wooten, 277 Md. 114, 117-18, 352 A.2d 829, 832 (1976). The allegation of error in the present case, like the allegation of error in Wilkins, is the imposition of a sentence in a manner that
Pollard argues that the trial judge erred on 26 July 1974 when he imposed a life sentence without expressly recognizing that the entire sentence, or a portion of it, could have been suspended. Pollard contends that the record of the exchange between the trial judge and himself at the guilty plea proceeding earlier on 28 May 1974 demonstrates that the trial judge was unaware two months later of his discretion to suspend all or a portion of the life sentence ultimately imposed. Evidence of this, he claims, can be found when the court outlined the range of possible sentences that it could impose, as required before accepting a guilty plea, but failed to state expressly that it could suspend all or any part of such a sentence:
THE COURT: Do you understand that if the Court accepts this plea that you could, in the discretion of the Court, either receive a life sentence, that is to be ordered to the custody of the Commissioner of Correction for a period of your natural life, or in the alternative, that you might receive anywhere from eighteen months to twenty-one years in prison, do you understand that?
THE COURT: Do you understand that if the Court accepts this plea it cannot promise you what the sentence may be?
[MR. POLLARD]: Yes, sir.
We recently considered a similar claim in State v. Chaney, 375 Md. 168, 179, 825 A.2d 452, 458 (2003). In 1978, two years after Wooten was decided, Chaney was sentenced in the Circuit Court for Calvert County to life imprisonment for a conviction of first-degree murder. Chaney, 375 Md. at 171, 825 A.2d at 453. Twenty-two years after his sentencing, Chaney moved in the Circuit Court for a new sentencing proceeding, arguing that the sentencing judge had not considered suspending any part of his sentence, as was allowed by
Chaney fails to provide us with any evidence sufficient to rebut this presumption. There is nothing in the record to negate the presumption that the sentencing judge knew and properly applied the law. He did not misstate the law. In fact, as both we and the intermediate appellate court agree, he correctly stated that the only sentence available under Art 27, § 413 and Bartholomey [v. State, 267 Md. 175, 297 A.2d 696 (1972)] was life imprisonment under these facts. The Wooten decision, clarifying that life sentences were subject to possible subsequent suspension, was decided two years prior to Chaney‘s conviction. Nothing has been presented that rebuts the presumption that the sentencing judge was aware of that decision. (Emphasis in original).
Chaney, 375 Md. at 184, 825 A.2d at 461. Pollard contends that, because he was sentenced two years before Wooten was
I would conclude that Pollard‘s argument fails. The sentencing judge‘s possible lack of prescience in 1974 in foreseeing Wooten is not material.2 Our decision in Wooten merely “clarif[ied] that life sentences were subject to possible subsequent suspension,” notwithstanding the unambiguous language of the statute to that effect. Chaney, 375 Md. at 184, 825 A.2d at 461. The statute was in existence and effective before Wooten was decided. More importantly,
I would conclude also that Pollard‘s argument to rebut this presumption finds no support in the record. The inquiry at the plea acceptance stage between the sentencing judge and Pollard, when the sentencing judge correctly stated the law regarding the available range of finite sentences for a conviction of rape, does not indicate necessarily, by negative implication, a lack of awareness of
Moreover, even though not critical to the analysis, I would emphasize that the record includes some arguable indicia of support for application of the presumption that the sentencing judge knew that he could suspend all or a portion of the sentence. Following acceptance of the guilty plea, the sentencing judge postponed imposition of sentence for the purpose of obtaining a pre-sentence investigation that would assist the court in “mak[ing] a more appropriate sentence than might otherwise be made.” Also, immediately prior to imposing sentence, the sentencing judge inquired: “Mr. Pollard, is there anything that you wish to say in your own behalf, any reason that you wish to give to the Court why it should be lenient in imposing sentence upon you.” Pollard responded: “I would like to say that I am sorry for what I done.” Of course, this colloquy equally may be argued to support an inference that the sentencing judge was considering only whether to sentence Pollard somewhere in the lower portion of the range of 18 months to 21 years of incarceration, versus life imprisonment. The point remains, however, that the record does not disclose any clear indication that the judge was unaware of, or unreasonably resistant to, consideration of suspension of sentence as an option. I would agree with the conclusion of the Court of Special Appeals that “[t]he request for a presentence investigation, coupled with the judge‘s inquiry, demonstrate[d] that [the trial judge] was well aware of the discretion he possessed.”
Notes
Upon entering a judgment of conviction, the court having jurisdiction, may suspend the imposition or execution of sentence and place the defendant on probation upon such terms and conditions as the court deems proper. The court may impose a sentence for a specified period and provide that a lesser period be served in confinement, suspend the remainder of the sentence and grant probation for a period longer than the sentence but not in excess of five years. Unless otherwise provided, all statutory references are to Article 27, § 641A.
Section 6-221 reads, in pertinent part:
On entering a judgment of conviction, the court may suspend the imposition or execution of sentence and place the defendant on probation on the conditions that the court considers proper.
In addition, § 6-222(a), in pertinent part, states:
A ... court may:
(1) impose a sentence for a specified period and provide that a lesser period be served in confinement;
(2) suspend the remainder of the sentence; and
(3) order probation for a [period] longer than the sentence but not [in excess of five years]. Technically speaking, the ambiguity here arises because the scope of “may” is ambiguous. It could be that “may” was intended to modify each clause of the conjunction in the first sentence of
“Upon entering a judgment of conviction, the court having jurisdiction, may suspend the imposition or execution of sentence, and may place the defendant on probation upon such terms and conditions as the courts deem proper.”
“May” as used in
(a) Illegal sentence. The court may correct an illegal sentence at any time. Ironically, the position taken by the State in Wooten is in marked contrast to the position taken by the State in the case sub judice. In its brief, the State baldly asserts that “[c]ontrary to Pollard‘s contention, even prior to Wooten, the applicable statutes clearly and unequivocally provided for suspension of all, or a portion of, any life sentences.” In Chaney, we discussed the purposes and implications of the established principle that judges are presumed to know and properly apply the law, which remain relevant today. See generally State v. Chaney, 375 Md. 168, 179-84, 825 A.2d 452, 458-61 (2003).
“No person who has been sentenced to life imprisonment shall be eligible for parole consideration until he shall have served fifteen years or the equal of fifteen years when considering the allowances for diminution of period of confinement provided for in Article 27, § 700 and Article 27, § 638C, of the Annotated Code of Maryland. Prisoners serving terms of life imprisonment shall only be paroled with the approval of the Governor.”
