*1 POLLARD, Roger Respondent,
BOARD OF POLICE COMMISSION
ERS, al., Appellants. et
(Two cases)
Nos. 65300. Missouri,
En Banc.
Feb. 1984.
Rehearing Denied March *2 Any any employee officer or department such cities who
shall be found board have vio- lated of this section discharged shall be forthwith from said duty service. It shall chief *3 police prefer charges against any Schmidt, J. Logan, Emmett Karl F. offending person such at once.... Maier, Manfred City, appel- Kansas for lants. § Pollard filed suit under U.S.C. 1983 Rosen, Anton,
Gerald H.
Richard H.
Kan-
seeking
against
injunction
an
his termina-
City,
respondent.
sas
tion,
relief,
declaratory
claiming (i)
and also
§
not
could
be enforced with
BLACKMAR, Judge.
regard
to federal
because the
Roger Pollard,
The respondent,
was a
field
preempted by
had been
certain federal
sergeant in
City,
the Kansas
Missouri Po-
legislation, (ii)
prohibition
Department.
July 5,
lice
1982 he
On
con-
by police
contributions
officers violated his
$1,000,
ample
tributed
of his
out
own
§
(iii)
rights,
first amendment
84.-
funds,
to a
committee formed to
deprived persons
position
in his
of the
promote
candidacy
of John Carnes for
equal protection of the laws.
party primary
Repre-
nomination in a
appellant
Board of Police Commis-
Congress
from
sentative
Missouri’s Fifth
sioners introduced substantial evidence
District. Pollard’s contribution was not so-
leading
about
the circumstances
to the
paid
licited
or
to a member of the Police
adoption
challenge.
under
statute
Department, and
not
was
made on
In 1932 this
held that
existing
premises or while was in
he
uniform. The
providing
statutes
for state control of the
contribution
reported
was
to the Missouri
City
Department
Kansas
Police
were un-
Secretary
required by
of State as
law1 and
constitutional.
State ex rel. Field v.
subject
was the
newspaper
comment.
Smith,
(banc
329 Mo.
S.W.2d 74
When news of Pollard’s contribution
1932).
city
After control reverted to the
came to the
superiors
attention of his
in the
police
department
heavily politi-
became
police department, steps were taken to ter-
belonged
par-
cized. Policemen
who
pursuant
minate his employment
to the fol-
ty
power
discharged.
out of
were
Those
§
lowing portions
84.830,
RSMo 1978.
* * *
remained,
hired,
newly
who
and those
were
employee
No officer or
obliged
profess
adherence
and to con-
service of
police department
said
shall
portion
tribute a
their salaries
directly
indirectly give,
lend,
or
pay,
or
support
party.
the dominant
part
salary
contribute
his
or com-
There followed substantial discoveries of
pensation
any money
or
or other valuable
corruption touching
de-
thing
of,
any person
on account
or to
partment
governmental
entire
to,
but
applied
promotion
any politi-
club,
party, political
City
cal
structure of
any political
Kansas
and Jackson
purpose
County.2
whatever.
130.086,
Graves,
provides
1. Section
RSMo
that a
ex inf. McKittrick v.
346 Mo.
1940);
(banc
candidate for elective federal office shall be
2. See State ex v. American inf. Insurance Co., (banc 1946); S.W.2d 1 35S Mo. legisla- might have influenced predecessor of 84.830 enacted which was returning the ture. in 1939 as a of the act Department
Kansas Police to state recognizing although judge, The trial the direction of by placing control it under interest in elimi- is “a vital state that there consisting mayor and four a board depart- corruption nating governor. appointed commissioners ment, in eliminating political interference,” Missouri, p. The statute Laws of 1939 545. nevertheless held that the area had been provision enlarged in when the was preempted by legislation, insofar as The evidence now before us was added.3 involved, federal elections are and that the compulsory political contribu- showed that deprived statute Pollard of first amend- (known collo- public employees tions from ment rights. Reinstatement with pay back important to a quially lug”)4 as “the were along ordered attorneys’ with pur- fees political control. scheme of suant to 42 U.S.C. 1988. judge ana- lyzed the issues and stated his sought to demon conclusions appellants *4 thoughtful a argument opinion, that the memorandum by and strate evidence which we have considered carefully. de challenged portion of the statute was disagree nevertheless police and the with his signed protect to officers conclusions and reverse judgments.5 political impaction of the law public from machinery. The law seeks to enforcement Preemption I. in law persons aspiring to careers assure they obliged are not preemption enforcement that The trial court found § 453, public display political reading affiliation as fol- wording make of 2 U.S.C. political dignitar to the or defer wishes lows: guarantee and ies in order to retention Act, provisions of this and of rules they may the full promotion, and that have Act, and supersede this prescribed under meager compensation their often
benefit of law with preempt any provision of State lug. The statute addi by undiminished office. respect to election to Federal police pro proclaim tionally serves form present assumed its 2 U.S.C. 453 public, to the free tection will be available amending a a 1971 as a of bill police that the and from jolitical_overtones, Election the “Federal enactment known as give them impartially with all who will deal Campaign Act of 1971.” legislature may have had the concern. The expressed purpose The 1971 statute ranking police officers thought further follows: political power brokers might function as in the con- practices fair promote To from freely induce contributions they could for Federal election duct of All of these reasons their subordinates. political offices ... of—substantial state interest are matters titles, cover- contained four not con- The statute of course are concern. We and (1) campaign follows: ing subject matter as legislation, cerned with the wisdom communications, treating of relations be- background appropriate factual and the media; campaigns and political tween the considerations only to demonstrate winged guarding south entrance Mo.1943, p. steeds 727. 3. Laws Hall, completed City’s imposing to Kansas 84.830, Only portion RSMo 1978 is of § "Cut” and popularly christened were prohibits a case. The statute material to this they concrete. "Lug” were set in as soon as activities, including variety solicitation officers, solici- from contributions and and use of research has made 5. The writer against police premises, retaliation tation on by Judge employed phraseology sometimes contribute, restric- and other those who fail to an earlier Billings opinion circulated at in an department designed insulate the tions stage. political influence. (codified 92-225, at 2 ‘‘[M]oney by politicians Dic- 4. Lug, ..." 86 Stat. 3-20 exacted Pub.L. No. 1967). (Crowell, (Supp. Slang, II tionary American U.S.C. 431-54 §§ 1972». (2) Code, amendments to the Criminal political committees, Title and but does not 18, U.S.C.; (3) disclosure of federal cam- State laws as to the manner affect funds; paign Provisions,” “General candidate, qualifying as a or the dates including in Section then codified as 2 places elections. § 453, U.S.C. pre- disclaimer of federal S.Conf.Rep. Sess., Cong., No. 93rd 2d emption. None of had the reprinted Cong. in 1974 U.S.Code & Ad. relationship least protection added). (emphasis News political service from influences. The Conference Committee also noted purpose of the 1974 federal statute7 the inclusion of amendments to the expressed as follows: Hatch Act the 1974 amendatory impose To overall limitations cam- act expression was not an of a desire to paign expenditures contribu- preempt state laws in that field of concern. tions; provide that each candidate for report stated: Federal office designate shall principal It is the intent of the conferees that campaign committee; provide for a regulating State law activi- single reporting responsibility with re- ties of State and local officers and em- spect receipts and expenditures by cer- ployees preempted is not superseded political committees; tain change the amendments to title United times filing for the reports regarding Code, States made legislation. this campaign expenditures con- (emphasis added). Id. at 5669 Similarly, tributions; provide financ- Report the House regula- states that “[t]he *5 ing of nominating Presidential conven- political tion of activities of State and local tions and primary elections; Presidential employees largely would be left to the and for other purposes. H.Rep. States.” No. 1239 Cong., 93rd 2d Only 2 Titles and 3 of the 1974 statute FEC, reprinted Sess. Legisla- are amendatory of the 1971 statute. The 197Ip History tive the Amendments 1974 act amends the corresponding section Act, the Federal Election Campaign at of the provide 1971 act to express pre- for emption, in the language set out above. An examination of the Senate debate on Even if a reader of the language bare amendatory the 1974 empha- act further might question have some scope as to the that, by including sizes amendments to the express of the preemption, legislative the bill, federal Hatch Act in legislature the history clearly Congress shows that did not preempt did not intend to regu- state laws § preemption intend the language of 453 to lating political activities of state and annul Acts, state little Hatch and other employees local in federal elections. The § laws, 84.830, state such as having similar following exchange between Senator Ste- purpose. incidence and overwhelming Cannon, vens and Senator manag- the floor concern was revision of the Federal Elec- bill, er of exemplifies point: this tion Campaign Act legislative of 1971. The President, MR. just STEVENS: Mr. 1 history makes it clear that U.S.C. clarify minute. I should like to some- was intended preempt the limited thing, may, if I manager with the of the field of imposing statutes restrictions on bill. candidates for federal office and their cam- paign committees. The provision Conference Com- A of this bill amends section explained mittee purpose that relating of title 5 activity follows: employees State or local in Federal cam- paigns.
It Specifically, is clear that the it occupies Federal takes out subsec- Law (a)(3), respect prohibits field with reporting and which a State or disclosure of employee contributions to local officer or taking from an expenditures by and Federal part management active 93-443, (codi- (1976)). 7. Pub.L. No. 88 Stat. 1263-1304 fied as amended at 2 U.S.C. §§ 431-55 (1974) political campaigns, Cong.Rec. (emphasis add- and substitutes S34386 ed). being a prohibition that a from candidate office. Federal Bill Similarly, summary House prepared by the Center for Public Financ- my understanding, It and I should Elections, ing inserted into the record bill, manager my like to ask during House debates on the Con- floor (Mr. Cannon), if friend from Nevada he Report by Congressman Young of ference agrees that this means that State laws Georgia, “[rjemoves noted that the bill employee, prohibit State or lo- voluntary Hatch Act activi- restrictions on prohibit employ- cal laws which a local employees ties in federal State local ee, engaging in Federal from prohibited by not otherwise campaigns, activities and Federal are State law.” Cong.Rec. still valid? ... added). (emphasis quite I important, think it is because history just legislative The value of the many our States have so-called simply is not diminished discussed because Act, little and it was not our Hatch immediate discussion focused repeal “little Hatch intent those ” amendments Title 5 of the United States Acts, them, modify but to take it or to Code, regulation of contributions while out Federal so that law Federal language preemption codi- activities, prohibit law does not those amendatory fied in Title 2. The 1974 act leaving up to the State do so. modified of Titles The Senator is abso- MR. CANNON: unlikely de- highly and 47. It is lutely correct. Section 401 House mentally provi- baters sorted the several title amendment amended section according to sions the bill before them 5, U.S.Code, relating influencing elec- showing what help title. The debates us tions, taking part political campaigns, Congress trying to do and what it was prohibitions, exceptions, provide to do. trying employ- and local officers apparent foregoing It ees an may take active intend, enacting Congress did not *6 management political campaigns, and in § 453, preempt state to a broad field of they except may that not be candidates rather, legislative history, re law. The for elective office. Congressional purpose of veals a manifest is conference substitute the same The regulating not preempting state laws It as the House amendment. public or political activities of state local
intent State conferees of employees, whether or not related to feder regulating political activity law of amendatory The of 1974 al elections. act employees local State or officers respect with to preempts the field preempted, superseded but [sic].8 and their committees. if We want to make it clear that did § 84.830, conclude, therefore, prohibited State has not those kinds 1978, respect is not “with to a law activities, permissible Fed- it would in be office,” scope within the to federal election eral elections.... §of up It is MR. STEVENS: II. First Amendment they to extent determine in (public employees) may participate respon- court also held that the The trial elections? Federal right make dent had a first amendment cases, in right. MR. CANNON: The Senator is issue. Numerous contribution years, make hold that The that determination. decided over States superseded." superseded" "or phrase, “but seems be in- should read 8. The undoubtedly with the context and consistent
339
support
may
expression
activities of
servants
be sub-
a con
evidenced
restricted,
stantially
21,
96
though
even
like activ-
U.S. at
S.Ct. at 635.
tribution.”
private
ities on the
citizens
United
States
The
strongly protected by
be
amend-
the first
recognized
government’s
that the
inter
has
ment.
regulating
est
both the conduct and
Mayor
speech
employees
significant
The case of
its
differs
McAuliffe
Bedford,
ly
regulating
New
155 Mass.
N.E. 517
its interest in
those
ac
citizenry
general.
dealt with
termination of
tivities of the
United
department regula
Mitchell,
officer for
violation
Workers
America v.
Public
by membership
committee,
party
tions
in a
330 U.S.
67 S.Ct.
L.Ed. 754
soliciting
(1947);
and also
contribu
United States
Service Com
Civil
tions. Justice
ex
Oliver Wendell Holmes
mission v. National
Letter
Association pressed
CarHers,
eloquence,
with
himself
his usual
413 U.S.
93 S.Ct.
(1973);
as follows:
Pickering
Education,
563, 568,
U.S.
Board
petitioner may
have a constitutional
1731, 1734,
L.Ed.2d
right
politics,
to talk
but he
no con-
has
governmental
strong
This
is even
interest
right
policeman.
stitutional
to be a
er,
anything,
application
police
in its
employments
There are few
hire in
emp
government
compared
men
to other
which the
agree
servant does not
sus-
loyees.9
pend
his constitutional
of free
speech
as of
as well
idleness
the im-
Federal,
govern
state
local
plied terms of his contract. The servant
right
place
have the
ments
restrictions
complain,
employ-
cannot
as he takes the
their
employees
conduct of
ment on the terms which are offered when “such restrictions serve valid and
him.
principle
city may
On the same
important state interests.” Broadrick v.
impose any
upon
reasonable condition
Oklahoma,
601, 606,
holding offices within its control....
jurist
undoubtedly
goal
venerable
over-
balance the interest
em
citizen,
wrote
opinion sug-
exercising
to the extent that
ployee
his
as a
first
gests
public employees
may
rights,
disci-
interest of
amendment
plined if they simply
politics,”
“talk
government,
promoting
but his
as an
employer,
words
important
nevertheless
efficiency
impartiality
illustrate an
point. The activities involved in
case
Pickering
services.
v. Board
Educa
before
clearly
tion,
him were of a kind which are
U.S. at
at 1734.
subject
regulation,
governmental
present
as the
below important
citations
interests
demonstrate,
his
lesson remains valua-
case
the instant
are described
*7
demonstrating
ble in
public employees
introductory
opinion.
that
portion of this
may appropriately
special
subjected
Valeo,
Buckley
supra,
making
v.
after
regulations covering political activities.
political
clear that
and ex-
contributions
on
penditures
protection
Limitations
contribu
are within the
of the
first,
amendment,
tions concededly involve
substantial
first
went on
sustain sub-
rights.
rights compre
upheld
amendment
These
restrictions.
stantial
The
hend both
of
free
very
freedom association and
strict
limits on individual contribu-
Valeo,
tions,
424
expression. Buckley
though
dom of
limitations
v.
even
the
would
1,
612,
(1976). necessarily preclude
persons
U.S.
96 S.Ct.
affluent
from
political campaign
they might
all
as
using
fully
Section 84.830
their means as
bans
prevents
“symbolic
promotion
political
the
in
favored
contributions and
like
the
Schicker,
455,
(E.D.
1001,
(1980); Note,
F.Supp.
tings Const.L.Q.
9. Otten v.
492
457
1011-14
Cir.1981).
1980),
(8th
aff'd,
causes. The
observed
a re- Bruno v.
Cir.1979),
in-
(5th
analysis
pur-
striction on
is
less
contributions much
contains no
and
rights
trusive
a
on
questioning
validity
than
restriction
est dicta
its
association,
assembly,
expression and
against
na-
prohibition
contributions to
which,
public employees
insofar as
are con-
local
by employees
causes
tional
cerned,
concededly subject
are
to substan-
complained of
governments.
opinion
The
tial limitation.
record before the
inadequacy
court,
present
quite
record is
whereas
recognize
of course
the state’s
complete
regulation.
on
need
pro
establishing,
burden of
when
Dallas,
City
341 Charter,11 elections under City’s produce Kansas of small donations could a 1926, which has been in effect sum. for the since are substantial There was reason “nonpartisan,” legislature problems nothing de- conclude that short respond of scribed evidence arose while this charter a total to the evils ban operation. may proper- was in statute shown the evidence.
ly
applied
to all
candi-
elections at which
ample justification
The cases furnish
for
dates stand
office.
regulations against
serving
police officers
committees,
political
on
at
working
determining
In
claims
over-
polls,
funds,
raising political
running for
breadth, our construction of
statute
is
office,
public
engaging
similar activi-
give
obliged
definitive and
are
it
we
a
designed
promote
ties
causes
valid,
construction which will
it
render
and to
advance
fortunes
candidates.
possible. Chaplinsky
Hampshire,
v. New
A
total
on
ban
contributions is a
568,
766,
315
62
U.S.
S.Ct.
Least
sug
29,
substantial of all is the
ernmental
interests.'”
Id. at
96
gestion
640,
that the total
ban on
con S.Ct.
658.
at
Broaderick v. Oklaho
ma,
tribution is
necessary,
speaks
more restrictive than
supra,
pages
(1984);
Judge, dissenting.
Brown v. Socialist Workers ’74
Committee,
459 U.S.
Campaign
examining
I respectfully dissent. After
The United
interest
States
being
does not rise to the level of
Buckley
recognized
“compel-
v. Valeo
that the First
ling”
permits
respect
Amendment
with
to
campaigns.
reasonable
such
limitations
Giv-
right
protected
to
en the
contribute to election cam-
nature of the
at
paigns.
case,
Wachsmann
City
Valeo,
Dallas
stake
this
Buckley
supra,
provides
example
an
regulation
of a
which I
principal opinion
believe the
accords the
permissibly
government
restricts a
employ-
legislature far too much discretion in deter-
right
ee’s
campaign
to make a
contribution. mining the
accomplish
means to be used to
The Fifth Circuit there sustained a munici-
purpose.
reasons,
its
foregoing
For the
I
pal
prohibiting
ordinance
§
contributions
84.830,
too would hold
insofar as it total-
city employees to
city
candidates for the
ly prohibits contributions to a candidate for
council. The Court
spe-
identified several
office,
applied.
unconstitutional as
present
cial circumstances
in that case that
tended
justify
to
prohibition.
First the
DONNELLY, Judge, dissenting.
proscribed
ordinance
contributions
appeal
This is an
from an order reinstat-
category
limited
of elective offices.
ing respondent as an officer of the Kansas
Second, these offices had a close nexus to City,
Department.
Missouri Police
While
government
employees
affected
an officer in
City
Depart-
the Kansas
Police
Finally,
ordinance.
the ordinance left em- ment,
$1,000
respondent made a
contribu-
ployees with
opportunity
to exercise
tion to the
committee of John
right
their
contribute
other elections.
Carnes, a candidate for election
Unit-
here,
court observed: “But
while it is
ed
Representatives.
States House of
Re-
absolute, the ban is on contributions in a
§
spondent
charged
violating
with
84.-
particular type
election,
not all elections.
prohibits
any
Kan-
It is directly tied
City’s
interest.”
sas
contributing
officer from
constitutional ap- on this
peal. paint We need not with a broad
brush this case. Liverpool, See New Philadelphia
York and
S.S. Co. v. Com-
33, 39,
Emigration,
missioners
need not hold 84.830 unconstitutional. *12 apply”
We can “tailor and 84.830 “in a
manner that avoids” such a result. God-
frey Georgia, 420, 428, I may hold not be deprive
used to respondent right of his
make a contribution to a candidate for elec-
tion to the Repre- United States House of
sentatives. Section 84.830 would remain a
viable constraint on activity not
related to election to Federal office.
I dissent. COMPANY,
ROYAL INDEMNITY
Corporation, Plaintiff-Respondent,
Irving SHULL, al., J. et
Defendants-Appellants.
No. 65401. Missouri, Court of
En Banc.
Feb. 1984.
Rehearing Denied March
