BRUCE POLLACK, Plaintiff and Respondent, v. DEPARTMENT OF MOTOR VEHICLES, Defendant and Appellant.
L.A. No. 31912
Supreme Court of California
Mar. 21, 1985
38 Cal. 3d 367
John K. Van de Kamp, Attorney General, N. Eugene Hill, Assistant Attorney General, and Beth Lori Faber, Deputy Attorney General, for Defendant and Appellant.
William A. O‘Malley, District Attorney (Contra Costa), and Gayle Elaine Graham, Deputy District Attorney, as Amici Curiae on behalf of Defendant and Appellant.
Michael R. Marrinan for Plaintiff and Respondent.
Lowell Sykes, Alaine Parry, Rasiel Gessler and David W. Brown as Amici Curiae on behalf of Plaintiff and Respondent.
OPINION
GRODIN, J.-Once again we are called upon to interpret the ambiguous wording of a recently amended statute. In this case, the issue involves the
The Department of Motor Vehicles (DMV) appeals from a judgment setting aside its one-year suspension of Bruce Pollack‘s driving privileges pursuant to
Pollack was convicted of drunk driving on December 4, 1981, and again on September 9, 1982. The criminal complaint filed in the second offense did not allege the prior conviction nor was the fact of that conviction proven at trial. On November 23, 1982, the DMV suspended Pollack‘s license for a period of one year pursuant to
Pollack does not contest the accuracy of the DMV‘s records or the legality of either of his convictions. He thus admits that he incurred two valid convictions for drunk driving within the applicable five-year period. Nonetheless, he argues that the DMV may not suspend his license under
The fundamental principle of statutory interpretation is “the ascertainment of legislative intent so that the purpose of the law may be effectuated. . . .” (People ex rel. Younger v. Superior Court (1976) 16 Cal.3d 30, 40). This principle requires us to determine the objective of the Legislature and to interpret the law so as to give effect to that objective even when such an interpretation appears to be at odds with conventional usage or the literal construction of the statutory language. (Younger, supra, at pp. 40-42; Friends of Mammoth v. Board of Supervisors (1972) 8 Cal.3d 247, 259.)
In this instance, the disputed phrase, “violation of
The DMV argues, however, that
Both interpretations are plausible. In a case where the statute‘s words are sufficiently flexible to admit of several constructions, it is appropriate to examine the legislative history in an attempt to discern the purpose of the statute. (See Friends of Mammoth, supra, 8 Cal.3d at pp. 259-262.)
Prior to the 1981 amendments, the Vehicle Code contained no separate sentencing statutes analogous to present
“(c) Upon a second . . . conviction,” driving privileges would be suspended for not less than a year;
“(e) Upon a third or subsequent conviction,” driving privileges would be revoked, not to be reinstated for a period of three years.
It was established under former In 1981, the Legislature effected a comprehensive reorganization of the Vehicle Code. These 1981 amendments amended and reenacted most of the code provisions relating to driving under the influence of intoxicating liquor and drugs. This legislation was evidently prompted by increasing public concern over the problem of intoxicated drivers. (See generally Review of Selected 1981 California Legislation (1982) 13 Pacific L.J. 787-799.) In general terms, the amended statutes made it more difficult to avoid a criminal conviction for the offense of driving under the influence and increased the criminal penalties to be imposed upon conviction. (Compare former Rather, another and more credible explanation illuminates the Legislature‘s intent in choosing this ambiguous wording. As originally introduced by Assemblywoman Moorhead on February 18, 1981, Assembly Bill No. 541 included new sections 23156 through 23160. These new sections mandated sentences for first and subsequent offenses of both On the same day she introduced Assembly Bill No. 541, Assemblywoman Moorhead also introduced Assembly Bill No. 542. This bill, intended to take effect only if Assembly Bill No. 541 were enacted, amended additional provisions of the Vehicle Code to conform to the provisions of Assembly Bill No. 541. Assembly Bill No. 542 contained proposed revisions of In light of Assembly Bill No. 541‘s sentencing provisions, described above, the necessity of specifying the substantive provision violated ( Section 21 of Assembly Bill No. 542, for example, proposed that This observation suggests that the “punishable under” formulation was merely intended to provide a shorthand reference to drunk driving offenses, with and without prior convictions. It does not imply, as Pollack suggests, an intent on the part of the Legislature to change the operation of existing law pertinent to the DMV‘s suspension or revocation of drivers’ licenses upon a second conviction for drunk driving. This conclusion is bolstered by consideration of the Legislative Counsel‘s Digests prepared for Assembly Bills Nos. 541 and 542 as they progressed through both houses of the Legislature.5 Assembly Bill No. 541 was amend- Thus, the digest prepared for Assembly amendments of March 23, 1981, read, in pertinent part: “Existing law . . . provides for the suspension or revocation of a person‘s privilege to operate a motor vehicle for, among other things, driving while under the influence of intoxicating liquor or drugs or the combined influence thereof. . . . “. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . “The bill would require the Department of Motor Vehicles to suspend the privilege for 90 days to 6 months for a first conviction of that violation not involving bodily injury or death. The bill would require the department to suspend the privilege for 1 year for a second conviction of that violation not involving bodily injury or death to another or for a first conviction of that violation involving bodily injury or death to another.” (Italics added.) The final version of the Legislative Counsel‘s Digest, introducing the statute as enacted, read, in pertinent part: “Existing law . . . provides for the suspension or revocation of a person‘s privilege to operate a motor vehicle for, among other things, driving while under the influence of intoxicating liquor or drugs or the combined influence thereof. . . . “. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . “The bill would require the department to suspend that privilege for 1 year for a second conviction of that violation and to revoke it for 3 years for a third or subsequent conviction.” (Leg. Counsel‘s Dig. of Assem. Bill No. 541 (1981 Reg. Sess.).) If the statute actually read as described by the Legislative Counsel, there would be no question as to its meaning. As this court has had occasion to observe before, it is reasonable to presume that the Legislature acts, in amending statutes, with the intent and meaning expressed in the Legislative We also note that the Legislature specifically provided that out-of-state convictions would result in suspension of driving privileges under It seems unlikely that our Legislature would provide special procedural protections to safeguard the driving privileges of California drivers tried in California courts, while simultaneously failing to provide similar protections for California drivers tried in out-of-state courts. For these reasons, we conclude that the Legislature did not intend, via its 1981 amendment, to alter the operation of prior law, and that the DMV, under It has been argued that this interpretation of It is apparent that this statute was intended to limit the power of the court, by striking prior convictions, to avoid imposing the new harsher sentences mandated for multiple offenses of drunk driving. Early in 1982, the Legislature enacted additional amendments to the Vehicle Code. Many of these were intended to clarify provisions of the 1981 law or to eliminate minor inconsistencies in the 1981 enactments. These 1982 amendments were enacted as an urgency measure. (Stats. 1982, ch. 53, eff. Feb. 18, 1982.) Among many other provisions, chapter 53 added the following clause to the end of On the basis of this change in the legislation, the following argument is advanced. Former While logically consistent, this argument is based on a false premise. The amended language of Prior to the 1981 amendments, In the comprehensive 1981 amendments, the Legislature effected a significant change in this statute. Although the court could still prevent the suspension or revocation of driving privileges of second offenders, the provisions pertinent to third and subsequent offenders were deleted. (See former Thus, the 1981 amendment of The 1982 amendment to The dissent errs in suggesting that our interpretation of amended The United States Supreme Court has held that due process does not require an administrative hearing prior to revocation of driving privileges where the threat to public safety is sufficiently obvious to justify immediate termination. (Dixon v. Love (1977) 431 U.S. 105.) The California courts have long held the same view. (See Hough v. McCarthy (1960) 54 Cal.2d 273, 285; Cook v. Bright, supra, 208 Cal.App.2d 98, 103; Westmoreland v. Chapman (1968) 268 Cal.App.2d 1, 5; Cook v. Department of Motor Vehicles, supra, 33 Cal.App.3d at p. 268.) We are satisfied that the procedural safeguards afforded to California drivers which are summarized above are adequate to satisfy the demands of the Conclusion The thrust of the legislative concern under The judgment is reversed. Kaus, J., Broussard, J., and Lucas, J., concurred. MOSK, J.-I dissent. As is so often the case, when a grave social problem emerges that seems to require severe sanctions, the legislative source-sometimes the people by initiative, sometimes the Legislature-acts with undue haste and the result is a statute that is hardly a model of clarity. That occurred here. The public outcry against repetitive drunk drivers resulted in the adoption of a measure that unfortunately may not always achieve its apparently desired objective. The majority opinion is difficult to track. It contends that the legislation is ambiguous. It then proceeds to ignore the generally accepted result of statutory ambiguity-i.e., to resolve the ambiguity in favor of a criminal defendant, as the trial court did. Finally, the majority rationalize a result that ignores the text of the statute and plays havoc with a defendant‘s elementary due process right to be heard. In my opinion the laudable motive of getting drunk drivers off the streets and highways does not justify suspending the rule of law in California. The Vehicle Code ( The reason for the foregoing is clear. Section 23165 provides not only for license suspension, but for increased punishment up to a year in jail and a fine of $1,000 when there has been a prior offense committed within five years. We have consistently required that whenever prior convictions may be employed to increase penalties, they must be pleaded and proved, with the defendant given an opportunity to be heard in opposition. See, for example, the unanimous opinion of this court in People v. Jenkins (1975) 13 Cal.3d 749, 756; to the same effect are People v. Lo Cicero (1969) 71 Cal.2d 1186, 1192, and People v. Ford (1964) 60 Cal.2d 772, 794. The People failed to plead and prove defendant‘s prior conviction. Therefore he was not punishable under section 23165, and the prerequisite for suspension under section 13352, subdivision (a)(3), was not met. The trial court‘s order was thus compelled. Since the majority are in error in their statutory interpretation, I need not reach the very grave due process problem that lurks in the background. I do observe, however, that under the traditional American rule of law, one may not be deprived of a right without an opportunity to be heard. On the issue of his prior conviction, this defendant has had no opportunity, in court or before an administrative agency, to be heard and to produce evidence concerning any possible invalidity of the prior. Indeed, he was not even informed, through any pleading, that he was in additional jeopardy because of the purported prior conviction. That does not comport with any recognized concept of due process. As Justice Cardozo wrote in Escoe v. Zerbst (1935) 295 U.S. 490, 493, “He shall have a chance to say his say before the word of his pursuers is received to his undoing.” There is no justification for the prosecution to fail to charge a prior drunk driving conviction. Unfortunately, after the majority opinion in this case is filed there will be no incentive for the prosecution to do so. Yet there would be no burden on the state: it has local records available, and for records elsewhere the facilities of state and federal Department of Justice bureaus are as handy as the nearest law enforcement computer terminal. Ineptness of the prosecution in this instance does not justify judicial rewriting of a statute. The next legislative session should do that. Bird, C. J., and Reynoso, J., concurred.
