368 Mass. 501 | Mass. | 1975
This petition for a writ of certiorari, filed in the county court, sought to quash an order of a judge of the Municipal Court of the West Roxbury District issued following review of an action of the Civil Service Commission (commission).
A single justice of this court reserved and reported the case, without decision, for the determination of the full court. We conclude that the decision of the Municipal Court judge is to be set aside, and the case is to be remanded to the commission for a new hearing.
We summarize the facts as contained in an agreed statement submitted by the parties. The police commis
At the hearing before the police commissioner, the two M.D.C. officers testified that they had observed Ciovacco in a parked automobile repeatedly punching Miss Moran; that Ciovacco refused to obey their commands to cease striking the woman; and that Ciovacco punched the officers when they sought to restrain him physically. Neither Ciovacco nor Miss Moran testified.
By letter dated March 20, 1972, the police commissioner informed Ciovacco of his decision to discharge Ciovacco from his position as a patrolman. Ciovacco requested that the commission grant him a further hearing. On April 14, 1972, a hearing was held before Mr. Albert Mezoff, a hearing officer who was designated by the commission as a “disinterested person” pursuant to G. L. c. 31, § 43 (b).
Prior to entering the hearing room, counsel for Ciovacco did not know that Mr. Mezoff had been designated to conduct the hearing requested by Ciovacco. Before the taking of evidence began, counsel for Ciovacco objected to Mr. Mezoffs being assigned by the commission to hear the case. Counsel for Ciovacco stated that his objection was “not on personal grounds whatever,” but rather was that in the Probate Court for Middlesex County counsel for Ciovacco had represented the former Mrs. Mezoff in a divorce libel against Mr. Mezoff, and that at stages in that hearing there were acrimonious remarks made by Mr. Mezoff. For the same reason, counsel for the appointing authority also objected to Mr. Mezoff’s sitting and re
Mr. Mezoff heard substantially the same evidence as had been heard by the police commissioner relating to Ciovacco’s punching Miss Moran and the two police officers. Mr. Mezoff recommended that the action of the appointing authority in discharging Ciovacco be upheld by the commission. Thereafter the commission in a letter dated June 9, 1972, informed Ciovacco that the case had been reviewed by the commission and that the commission had voted that the action of the police commissioner in discharging Ciovacco “was justified and is affirmed.”
Ciovacco thereupon brought a petition for review of the commission’s decision in the Municipal Court of the West Roxbury District. On October 3, 1973, a hearing was held before the presiding judge of that court. At that hearing, a return of the commission was submitted which included Mr. Mezoff’s report, the transcript of the hearing, and a statement by counsel for Ciovacco, with the assent of counsel for the commission, that in the suit in the Probate Court for Middlesex County counsel had represented the wife of Mr. Mezoff in a “bitter and acrimonious” divorce.
The judge found, inter alla, that the hearing officer arbitrarily and capriciously refused to disqualify himself; that the hearing officer was not a disinterested person as required by G. L. c. 31, § 43 (b), and therefore he should have disqualified himself and removed himself from the hearing of the case; that the commission had based its decision on an unlawful procedure and that, by adjudicating this matter through the use of a hearing officer who was not disinterested, the commission had irreparably damaged Ciovacco’s right to a fair hearing. The judge ordered, as “the only remedy for this damage,” that Ciovacco be reinstated with back pay.
1. Review of the commission’s decision took place in the Municipal Court of the West Roxbury District under G. L. c. 31, § 45, as appearing in St. 1970, c. 711, as shown in pertinent part in the margin.
2. We examine first whether the judge had sufficient basis on which to conclude that Mr. Mezoff was not a “disinterested person” as required by the statute. We conclude that he had.
The disinterested person’s function is essentially judicial. He holds a hearing, takes evidence and makes findings of fact; thereafter the commission makes its decision based on the hearing officer’s findings; it can affirm the action of the appointing authority, or reverse the action, or modify any penalty imposed. G. L. c. 31, § 43 (b).
A judicial officer of this kind is governed, as are masters and auditors, by the same high standards as have been set for judges. See Beauregard v. Dailey, 294 Mass. 315, 324-325 (1936). These high standards in turn are reflective of the constitutional rights of litigants to a fair hearing, as established in art. 29 of the Declaration of Rights of the Constitution of this Commonwealth, viz.: “. . . It is the right of every citizen to be tried by judges as free, impartial and independent as the lot of humanity will admit . . ..” Article 29 extends beyond judges “to all persons authorized to decide the rights of litigants.” Beauregard v. Dailey, 294 Mass. at 324 (1936).
In the instant case, however, there was a sufficient basis for the Municipal Court judge’s conclusion that the hearing officer was not a disinterested person. It was shown that the request for disqualification was made in a timely fashion by counsel for Ciovacco and that the hearing was held over his objection. The judge found, on adequate and undisputed representations, that Ciovacco’s counsel had represented Mr. Mezoff’s wife in her divorce action against him, and that the proceeding was acrimonious. Contrary to the police commissioner’s present argument, the judge below rightly could infer from the record before him that the acrimony was directed specifically at counsel in the divorce proceeding. It was significant that counsel for both sides requested Mr. Mezoff to disqualify himself. This was a factor which Mr. Mezoff should have accorded significant weight in making his decision whether he should withdraw. In sum, the Municipal Court judge was warranted in concluding, as he did, that Mr. Mezoff should have disqualified himself and that his failure to do so deprived Ciovacco of a fair hearing. We observe that there is no showing that the hearing was unfairly conducted, or that Mr. Mezoff demonstrated bias in his findings, but those aspects are of course not controlling in
3. The question remains whether the Municipal Court judge was correct in ordering that Ciovacco be reinstated with back pay. We conclude that this order was not correct.
The statute, G. L. c. 31, § 45, provides that the judge may “affirm” the decision of the commission if he finds that the decision was justified; he may remand the matter for further proceedings before the commission; or he may set aside and reverse the decision of the commission if he determines that such decision suffers from any of the infirmities referred to in the statute. See fn. 2, supra. If the judge sets aside the commission’s decision, he may order reinstatement with back pay. However, we conclude that in the circumstances of this case, the judge should have remanded the case to the commission for a new hearing. We do not agree with the judge’s conclusion that the damage caused to Ciovacco was “irreparable” and that reinstatement with back pay was the only remedy for this damage. Clearly, a new hearing before an impartial hearing officer was then and continues to be an adequate remedy.
We analogize the matter to a judicial proceeding at common law. The wrongful failure of a judge or other judicial officer to disqualify himself would be remedied on appeal, not by ordering the entry of a final judgment in favor of the aggrieved party, but by ordering a new and valid proceeding below. We believe that the Legislature, in the application of common sense and common knowledge of what is ordinarily done in judicial proceedings, intended that similar relief should be afforded to the employee, in a case such as this, under the terms of G. L. c. 31, § 45. We are strengthened in this belief by the provision in the statute (inserted by amendment St. 1970, c. 711) that permits the reviewing judge to “remand the matter for further proceedings before the commission.”
4. We reject Ciovacco’s contention that the delay of four months, between the Municipal Court decision and the filing by the police commissioner of his petition before the county court, imports loches within the meaning of Whately v. County Commrs. of Franklin, 1 Met. 336, 339 (1840), Noyes v. Springfield, 116 Mass. 87 (1874), and Byfield v. Newton, 247 Mass. 46, 58 (1923).
The case is remanded to the county court, where a judgment is to be entered setting aside the order of the judge of the Municipal Court for the West Roxbury District and ordering that the matter be remanded to the commission for a new hearing before either a member of the commission or a disinterested person designated by the chairman of the commission pursuant to G. L. c. 31, § 43 (b).
So ordered.
The petition predated July 1, 1974. See Mass. R. Civ. P. 81 (b), 365 Mass. 841 (1974), abolishing the writ of certiorari but providing relief in accordance with the new rules of civil procedure. See also G. L. c. 249, § 4, as appearing in St. 1973, c. 1114, § 289.
General Laws c. 31, § 45, in pertinent part, reads as follows: “The review shall be conducted by the court and shall be confined to the record, except that in cases of alleged irregularities in procedure before the commission, not shown in the record, testimony thereon may be taken in the court.
“If application is made to the court for leave to present additional evidence, and it is shown to the satisfaction of the court that the additional evidence is material to the issues in the case, and that there was good reason for failure to present it in the proceeding before the commission, the court may order that the additional evidence be taken before the commission upon such conditions as the court deems proper. The commission may modify its findings and decision by reason of such additional evidence and shall file with the reviewing court, to become a part of the record, the additional evidence together with any modified or new findings or decision.
“The court may affirm the decision of the commission if it finds that the decision was justified or remand the matter for further proceedings before the commission; or the court may set aside and reverse the decision of the commission if it determines that such decision is — (a) in violation of constitutional provisions; or (b) in excess of the statutory authority or jurisdiction of the commission; or (c) based upon an error of law; or (d) made upon unlawful procedure; or (e) unsupported by substantial evidence; or (f) arbitrary or capricious, an abuse of discretion, or otherwise not in accordance with law.
“The court shall make the foregoing determinations upon consideration of the entire record, or such portions of the record as may be cited by the parties.
“If the court finds that the decision of the commission confirming action by an appointing authority in discharging, removing, suspending, laying off, transferring from his office or employment without his consent, lowering in rank or compensation, or abolishing his position should be reversed, the employee shall be reinstated in his office or position without loss of compensation.”
The Code of Judicial Conduct became effective in the Commonwealth on January 1, 1973. S.J.C. Rule 3:25, 359 Mass. 841 (1972). Canon 3 (C) (1) is particularly relevant as to impartiality, and provides that: “A judge should disqualify himself in a proceeding in which his impartiality might reasonably be questioned, including but not limited to instances where: (a) he has a personal bias or prejudice concerning a party . .
This Code was not in effect at the time of the litigation involved here. Ciovacco nevertheless argues that the Code was early and widely publicized as the probable rule of the future in the Commonwealth and that the hearing officer here should accordingly be held
Ciovacco argues that he gave up other business opportunities after the judge ordered his reinstatement, and that this loss is irretrievable. The bootstrapping nature of this argument is obvious. First of all, the order of the Municipal Court judge was subject to appellate review and Ciovacco was not justified in treating it as final. Second, if it is ultimately determined that his discharge was not justified, he will be entitled to recover all back pay.