Lead Opinion
This case presents the issue of whether only surviving beneficiaries named in a will’s residuary clause should receive equal shares of the residuary estate, or whether the children of a beneficiary who also was named in the residuary clause but who predeceased the testator should inherit his share. For
I
Following the death of Frances P. Haines, appellee, Dixie Lee Polen, the executor of Haines’s estate, brought a will construction action in the Pickaway County Common Pleas Court, Probate Division. Polen asked the court to construe the will’s residuary clause. The will directed Polen “to distribute the net proceeds [from the residue of the estate] to Dorothy Landrum, Dixie Lee Polen, Dorothy N. Franklin, Ercil Cutler and George Baker, equally share and share alike, the same to be theirs absolutely, or to the survivors thereof.” (Emphasis added.) George Baker predeceased Haines and it is Baker’s children, appellants, who sought a share of the residuary estate as “survivors” of their father. The executor, on the other hand, sought to distribute the residue in equal shares to Landrum, Franklin, Cutler, and herself as “survivors” of the listed beneficiaries who outlived Haines.
Baker’s son and daughter filed a counterclaim, arguing that under the will they are entitled to their deceased father’s share. They argued in the alternative that, because the language of the residuary clause was ambiguous, they are entitled to their father’s share under Ohio’s antilapse statute. R.C. 2107.52(B), the antilapse statute, provides:
“Unless a contrary intention is manifested, in the will, if a devise of real property or a bequest of personal property is made to a relative of a testator and the relative * * * dies after that time, leaving issue surviving the testator, those issue shall take by representation the devised or bequeathed property as the devisee or legatee would have done if he had survived the testator.”
Both sides moved for summary judgment. Finding the residuary clause unambiguous and R.C. 2107.52(B) inapplicable, the trial court granted summary judgment in favor of the executor, Polen. Baker’s children appealed to the Fourth District Court of Appeals. That court affirmed, reasoning that use of the phrase “or to the survivors thereof’ evinced “an intent to avoid operation of R.C. 2107.52(B) and to have the residuary estate vest only in those named beneficiaries who survived” Haines. Baker’s children then appealed to this court.
The cause is now before this court upon our allowance of a discretionary appeal.
II
The parties agree that the dispositive issue here is what the residuary clause of the will means. The question of law posed on summary judgment and reviewed
We begin with the basic law guiding will interpretation. It is axiomatic that “[i]n the construction of a will, the sole purpose of the court should be to ascertain and carry out the intention of the testator.” Oliver v. Bank One, Dayton, N.A. (1991),
In deciding the intent of the testator here, we recognize that this court has previously addressed similar survivorship language. We held, for example, that in the context of a parent’s bequest to his unnamed children, “words of survivor-ship should be referred to the period ‘for the payment or distribution of the subject-matter of the gift,’ ” Sinton v. Boyd (1869),
The court later explicitly extended the Sinton construction of survivorship language to a residuary clause that provided for distribution to three named beneficiaries, “or their survivors, absolutely and in fee simple, equally, share and share alike,” in Hamilton v. Pettifor (1956),
Here, the court of appeals recognized the construction set forth in several of the foregoing cases, but found that the cases were “not directly dispositive, * * * because they deal only with common law will construction cases and do not analyze the term ‘survivors’ in the context of R.C. 2107.52(B).” This is only partially true. While this court decided Hamilton before the enactment of current R.C. 2107.52(B), the analogous former R.C. 2107.52 nonetheless existed when this court decided Hamilton,
Therefore, we find that the meaning of “or to the survivors thereof’ in Haines’s will is consistent with this court’s long-standing construction of such words of survivorship. As a result, we conclude that Haines intended for per capita, or equal, distribution of the residuary estate to those named individuals who survived her. And because the will provides for such distribution, the -will evinces sufficient intent to avoid application of the antilapse statute. See Tootle v. Tootle (1986),
The appellants, however, advance a number of arguments that they allege support finding a contrary intent on behalf of the testator. They argue, for example, that “the survivors thereof’ must be read to mean the issue of deceased named beneficiaries, because the phrase “the same to be theirs absolutely” conveyed an unconditional gift to each named beneficiary that could not lapse. Because they conclude that the phrase is used in the context of bequests to named individuals and not to a class, the appellants then aver that, pursuant to Martin v. Summers (1995),
We find this reasoning unpersuasive. In Martin, the Twelfth District addressed a bequest to the testator’s wife and son, “equally * * * share and share alike.” Id. at 271,
Further, it is well settled that “equally share and share alike” designates the manner in which beneficiaries are to take. Mooney v. Purpus (1904),
The appellants also contend that, because Item XIX(D) of the will permits the executor to make distributions of the estate to minors, and because none of the named beneficiaries were minors at the time Haines made the will, we must interpret “survivors” as meaning potential minors who would take as issue of the named residual beneficiaries. If we do not, the appellants argue, then Haines’s “express inclusion of instructions for gifts to minors would be irrelevant, meaningless, and without effect.” It is indeed true that “ ‘all the parts of the will must be construed together, and effect, if possible, given to every word contained in it.’ ” Ohio Natl. Bank of Columbus v. Adair,
Instead, the Item XIX language can be read as targeting provisions of the will wholly distinct from the residuary clause. We note that two provisions of Haines’s will, Items XIV and XV, bequeath personal property to Dixie L. Polen and Dorothy Franklin, respectively. Both individuals are identified as Haines’s nieces, and, as the appellants concede in their appellate brief, both women were related to Haines by consanguinity. While the Item XVII residuary clause
Finally, the appellants argue that, if we construe the residuary clause as we do today, the will would have permitted the possibility of intestate disposition. This is so because the will did not set forth an alternative scheme for the disposition of the residuary estate should all of the named beneficiaries have predeceased Haines. But the appellants neither point to any authority mandating the avoidance of intestate disposition, nor account for how this alleged prohibition would come into play if everyone named in the will and their issue had predeceased Haines. While the law disfavors intestate disposition, Wendell v. AmeriTrust Co., N.A (1994),
Ill
For the foregoing reasons, we hold that the language in Haines’s residuary clause provides for per capita distribution to the surviving named beneficiaries, rendering R.C. 2107.52(B) inapplicable. Because the appellants are not entitled to share in the residuary estate, the judgment of the court of appeals is affirmed.
Judgment affirmed.
Notes
. Former R.C. 2107.52 was a 1953 recodification of G.C. 10504-73. 1953 H.B. No. 1. The General Assembly then amended R.C. 2107.52 in 1992. Sub.H.B. No. 427, 144 Ohio Laws, Part IV, 5457-5458. The legislative intent behind the amendments was not to alter this court’s construction of survivorship language in regard to wills, however; rather, the amendments were wholly unconcerned with the Hamilton holding. The General Assembly stated in uncodified law:
“In amending sections 2107.01 and 2107.52 of the Revised Code, the General Assembly hereby declares its intent to supersede the effect of the holding of the Ohio Supreme Court on October 26, 1988, in Dollar Savings & Trust Co. of Youngstown v. Turner (1988),
In Dollar Savings & Trust, this court addressed whether R.C. 2107.52 applied to a trust agreement, so as to vest in a beneficiary’s issue that portion of the trust res intended for a beneficiary who predeceased the settlor. We held that the statute was applicable. Id. at syllabus. In superseding this holding, the General Assembly demonstrated a willingness to counter what it perceived to be an undesirable construction of R.C. 2107.52 by this court. The General Assembly has never taken such action in regard to the Hamilton construction.
. See, e.g., In re Estate of Farris (Okla.App.1993),
. See, e.g., Early v. Bowen (1994),
Dissenting Opinion
dissenting. I respectfully dissent from the majority decision holding that the residuary clause expresses an intention to provide per capita
R.C. 2107.52(B) provides that “[ujnless a contrary intention is manifested in the will, if a devise of real property or a bequest of personal property is made to a relative of a testator and the relative was dead at the time the will was made or dies after that time, leaving issue surviving the testator, those issue shall take by representation the devised or bequeathed property as the devisee or legatee would have done if he had survived the testator.” (Emphasis added.) This statute creates a statutory presumption against the lapsing of bequests to relatives of the testator. A testator, however, may avoid application of the statute by including in the testator’s will a sufficient statement of intent that is clearly and affirmatively set forth. See Larwill’s Exrs. v. Ewing (1905),
In her will, Haines distributed the residue of her estate to five named individuals to “equally share and share alike, the same to be theirs absolutely, or to the survivors thereof.” The rule is that when the words “equally” and “share and share alike” are used to make testamentary gifts to named individuals, rather than to a class, equal shares are to be distributed to all the named individuals, with no gift lapsing if a named beneficiary predeceases the testator. See Martin v. Summers (1995),
All parts of a will must be construed together, and, if possible, effect must be given to every term of the will. Ohio Natl. Bank of Columbus v. Adair (1978),
As noted by the appellants, the term “absolutely” means “[cjompletely, wholly; without qualification; without reference or relation to, or dependence upon, any other person, thing, or event.” (Emphasis added.) Black’s Law Dictionary (6
There are other reasons that should have led the majority to a different conclusion. First, Baker predeceased the testator by three and one-half years. The law presumes that a testator knows the law when executing a will, and the law presumes that the testator knew the presumption created by R.C. 2107.52(B). Tootle v. Tootle (1986),
Second, Item XIX(D) of the will, which provides for the contingency that gifts from the estate could be made to minors, indicates an intent to provide for the issue of certain of the beneficiaries. Under Item XIX of the will, which designates powers of the executor, the question is, to whom would the executor make such gifts? Because the language of the residuary clause evidences no intent to defeat application of the antilapse statute, it is reasonable to conclude that the only minors to which Item XIX(D) could apply would be the issue of named beneficiaries.
Finally, appellants make no claim that the five named beneficiaries constitute a class, natural or otherwise. The general rule is that when a gift is made to named persons, it is a gift to them individually, and not as a class. See Jewett v. Jewett (1900),
For the foregoing reasons, I respectfully dissent from the interpretation of the residuary clause adopted by the majority. We should reverse the judgment of the court of appeals.
Dissenting Opinion
dissenting. The danger in applying settled case law to wills is that all wills are personal. Intentions of testators and stylistic preferences of lawyers combine to make unique documents. Thus, while particular cases may appear to be applicable to a particular will, a closer reading of the language of the wills involved reveals key differences. Such is the case in this matter.
The majority cites Hamilton v. Pettifor (1956),
“If my wife should predecease me, should remarry, or at her death after my decease, I give, devise and bequeath all of my property of any kind, nature and description, then remaining, of which I may own or have the right to dispose of at the time of my decease, to my three (3) children, Carl, Emma and Muriel Pettifor, or their survivors, absolutely and in fee simple, equally, share and share alike.”
The key phrase in the clause is “to my three children * * *, or their survivors, absolutely and in fee simple, equally, share and share alike.” In the Hamilton will, the “or their survivors” language comes before the “share and share alike” language. Thus, if the court had interpreted the “or their survivors” language as including the children of a deceased beneficiary, the collective surviving beneficiaries and the deceased beneficiary’s, children would be part of the group that would “share and share alike.” They would each get an equal share of the estate, thereby extending the number of persons in the class. For example, in Hamilton, if the deceased beneficiary, Muriel, had had two children, those two children would get shares of the estate equal to what the surviving beneficiaries, Carl and
There is no such danger in this case. Here, the “or to the survivors thereof’ language follows the language that grants each of the five beneficiaries an equal share. Again, the language reads that the estate goes to “Dorothy Landrum, Dixie Lee Polen, Dorothy N. Franklin, Ercil Cutler and George Baker, equally share and share alike, the same to be theirs absolutely, or to the survivors thereof.” In this case, the will clearly creates shares in the estate before the “survivors” language appears. Each named beneficiary is granted one fifth of the estate. The “survivors” are outside of the phrase bequeathing the estate to the five persons. Thus, unlike in Hamilton, no matter the size of each beneficiary’s family, the size of each share could not be diluted to less than one fifth of the total of the estate. That one-fifth share belongs absolutely to each of the five named, so absolutely, in fact, that even in their own death that share gets passed on to their own survivors.
In short, the will in this case creates a solid one-fifth distribution for each beneficiary. In Hamilton, if the court had interpreted “survivors” as children of original legatees, the distribution could have been fractionalized further. Thus, in Hamilton, allowing children of legatees to participate would potentially leave the original beneficiaries worse off than if all of them had survived. Because of the different placement of the “survivors” language in this case, the same potentiality did not exist.
It is a subtle difference between the two wills, but very significant. And it is significant enough a difference that the will in this case should be considered separately from Hamilton. It seems to me clear in this case that the testator’s intent was to give equal shares of the estate to the five beneficiaries, and that if a beneficiary died, their one-fifth share would go to their survivors. At the very least, the clause at issue is ambiguous. As such, the clause does not defeat the antilapse statute. The statute reads:
“Unless a contrary intention is manifested in the will, if a devise of real property or a bequest of personal property is made to a relative of a testator and the relative * * * dies after that time, leaving issue surviving the testator, those issue shall take by representation the devised or bequeathed property as the devisee or legatee would have done if he had survived the testator.” R.C. 2107.52(B).
The will in this case does not contain language that overcomes the statute’s presumption in favor of deceased beneficiaries’ survivors. If one can logically
The court today stamps the language used in this will with its imprimatur. Do we really want the language of this will to be the benchmark for how to avoid the antilapse statute? Is this the example we expect Ohio practitioners to follow? This court’s ruling today not only defeats the intent of the testator in this case, it defeats the General Assembly’s intent in enacting the antilapse statute.
