*1
COFFIN,
Before
BOWNES
BREYER,
Judges.
Circuit
*2
COFFIN,
Judge.
foundation,
Circuit
and
clinic,
referral
a medical
a
physician,
pregnant
and an unmarried
mi-
appeal from a
This is an
decision of the
nor, on their own behalf
on
and
behalf of
for the District of
district court
Massachu-
(all
classes certified
the district court
abstain,
Young-
setts to
on
Burford1
PPLM),
simply
hereinafter
brought suit
entertaining
grounds, from further
er2
challenging
constitutionality
the facial
challenging
constitutionality
suit
of a
original
amended
12S. The
defendants
§
statute,
actually imple-
Massachusetts
Attorney
were the then
General of Massa-
mented,
regulates abortions. The
chusetts,
Bellotti,
Francis X.
the Commis-
requires
seeking
statute
a minor
an abor-
Health,
sioner of Public
and the Suffolk
parental
per-
tion to obtain
consent or to
County
Attorney,
District
representing
superior
justice
suade a
of the
court that
prosecutors as a class. The district court
enough
she is either mature
an
make
denied a motion for preliminary injunction
informed decision to have an
or
abortion
prevented
implementa-
would have
operation is in her
that such an
best inter-
tion of
12S. Planned Parenthood
§
ests.3
Bellotti,
League
F.Supp.
215
(D.Mass.1980).
I.
1981,
In
2.
we reversed the district
challenge
Plaintiffs’ first
to section 12S
preliminarily
court’s decision not to
enjoin
1978,
began
of M.G.L. ch.
when
requirements
sign
that a minor
a con
sought
enjoin
original
version
description
sent form that included a
of the
statute. After certification to the Massa-
fetus and that she wait for 24 hours after
Court,
Supreme
chusetts
Judicial
the Unit-
signing
having
the form before
an abor
Supreme
provi-
ed States
Court struck the
tion.
preliminary
We directed that a
in
required parental
sions that
notice of a
junction issue. We affirmed the court’s
abortion,
decision to seek an
minor’s
enjoin
provisions
refusal
12S§
granted
authority
requiring parental
consent or
by
withhold consent even for minors suffi-
pass
abortions, stating
authorization for
ciently mature to make an informed deci-
undeveloped
that “on a record
as to the
Baird,
622,
sion. Bellotti v.
443 U.S.
actual
judicial approval
3035,
(1979)(Bellotti
judgment
petitioners,
on
manner which
recusals,
individu minor
information on
deciding particular
al state
sec
reported by
information
legal
the volunteer
cases,”
spectacle
“the
of panel concerning
hostile
data on
judges being
state
cross-examined as to
out-of-state clinics performing abortions on
only
deciding
their
reasons
cases
minors,
Massachusetts
data on court case-
for their most
even
casual trial utter
loads,
psychological trauma,
information on
gestures”
possibility
ances and
and the
of a
impacts
and other
undergoing
minors
being
asked to issue “de
proceedings.
conduct” for
judges.
tailed rules of
brief,
In
starkly
the issue was
de
II.
scribed: “Can a federal court ever sit as a
11, 1985,
February
On
the district court
superjudge
an entire
system?”
over
opinion dismissing
issued its
complaint
Then followed the elaboration of five bases
“judicial defendants,”
as to the
the two
dismissing
complaint
as to the
justices
administrative
superior
(1)
judges:
complaint
was made of the
court and the
County
Suffolk
clerk.
*4
actions,
or supervisory,
individual
of the
Bellotti,
League
Planned Parenthood
defendants; (2)
two
there is no case
F.Supp.
(D.Mass.1985).
608
800
The court
controversy,
being
there
no basis for
observed that all of defendants’ theories
monetary relief and no real and immediate
supporting dismissal centered on the foun-
plaintiffs;
(3)
threat
there is both an
question:
dation
“whether a federal court
adequate
superior
and a
remedy at law may
superjudge
‘sit as a
over an entire
(4)
within the
system;
Massachusetts court
”
judicial system?’
state
Id. at 803. The
there should be abstention under Burford
argument
court noted PPLM’s
that it did
Co.,
315,
1098,
v. Sun Oil
319 U.S.
63 S.Ct.
contemplate
not
specific injunctive relief
(1943),
Harris,
L.Ed.
or Younger v.
against
individual state
but rather
37,
746,
401 U.S.
91 S.Ct.
hi.
rule,’
exception,
not the
Moses H. Cone
Hospital
Memorial
Mercury
Construc
We have set forth in detail the back-
Corp.,
ground
claims,
party
characterizations
[103
claims,
(1983)
74 L.Ed.2d
amendments,
(quoting
Colo
interpreta-
765]
River, 424
rado
U.S. at 813
sought
implications
tions of the relief
S.Ct. at
[96
1244]).” Indeed,
thereof,
exception
and disavowals and
is further
clarifications
of PPLM.
described
We have done so
Colorado River as “an ex
because our
analysis
traordinary
proper
exception
we deem to
narrow
what
to the
approach
duty of a
only
to abstention can be
District Court
adjudicate
made
light
background
controversy properly
in all its confu-
before it.” 424 U.S.
sion,
complexity,
stridency.
judiciary
implements regulations
as it
of
treading
out
on those state interests and
minors’ abortions.
internal
pur-
affairs.
If
cannot be so
sued,
invoked;
abstention
Second,
should be
if
court seemed concerned
managed
the case can so be
that
about the
fears
judiciary
intrusion into the state
unseemly
dispelled,
intrusion can be
that
ab-
plaintiffs’
would occur
because
stention should be refused.
discovery and other
develop
efforts to
Although
factual record.
expressly
short,
In
a federal
has a difficult
stated, we surmise a realistic fear on the
play.
institutional role to
He or she cannot
plaintiffs
court’s
that
would seek to
safely base a decision on how
party
either
complaints
document
indiscrimi-
characterizes
case but must do an inde-
nately questioning
subpoenaing
Massa- pendent
Otherwise,
analysis.
abstention
judges
chusetts
in pursuit of useful testi-
decisions could be based on the
rhetoric
mony.
Minnesota,
In
Hodgson
case in
rather than on the
advocate
essential
plaintiffs relied,
on
judges presented
which
suspect
nature of a case. In this case we
testimony (apparently
extensive
voluntary)
happened.
have
In retro-
support
Third,
plaintiffs'
case.
spect
sides seem
both
to have contributed.
pointed
ongoing litigation
to the
Although
general
PPLM
objec-
framed its
in state
“parallel”
it deemed a
which
terms,
alleging
tives
conventional
proceeding.
“procedures in fact
constitute
...
an undue
As we
opinion
(plaintiffs’
did
our recent
in Bath
burden”
more definite state-
ment)
Hospital
Memorial
Maine
Health Care
and that the
“focuses on
continuances,
accessibility, delay,
prac-
cluding
workings of the statute
actual
applied by
length, the demeanor of
and the
it is administered
tice
grounds
petitioners.
trauma of
(explanation of
clerks”
judges and
held out
amending complaint), it also
—The statistics on
number of
“specific relief
possibility
denials,
applications, initial
and reversals
clerks as a class.”
as a class and
judges
appeal
readily
seem to be
available.
later, in its motion to re-
Although PPLM
opposition
PPLM’s
to defendants’
opinion,
first
the district court’s
consider
represented
first motion to dismiss
by disclaim-
its motion to amend
“clarified”
investigation had been made in all of the
equitable relief
ing
intention to seek
supporting
Ten
above areas.
exhibits were
this came after defendants’
against judges,
might
attached. The kinds of evidence that
superheated motion to dismiss.
expected
as-applied
the asserted
con
motion,
held
In
the Commonwealth
stitutional attack were further
revealed
having a federal court
specter
out the
opposition
PPLM’s
to defendants’ second
dismiss, i.e.,
hos-
judges
were so
proposed
determine which
find
motion
unavailable, preside
in the Hodgson
ings
de facto
tile as to be
fact submitted
case.
of state
cross-examinations
over
offerings
PPLM’s
basic ob-
show
its
“their
only their reasons but even
to not
holding
is
achieve a
jective
gestures,”
casual trial utterances
most
process
obtaining
Massachusetts
12S§
mandating specific
injunction
and issue “an
is,
minors’
consent for
abortions
its actu-
Superior
rules of conduct
and detailed
workings,
This
al
unconstitutional.
reme-
judges.”
Court
dy
permissible
pursue
is a
one to
in federal
paradigm
this case is a
court.
Indeed
helped
have
retrospect
In
it would
action,
rights case
the kind of class
civil
sound
decision
court to make a
abstention
Challenging
that characterizes our era.
had,
as-imple-
PPLM
at the outset of its
if
question
approach to the sensitive
state’s
attack, given
court in more
mented
regulating
of minors within
abortions
revealing
a clearer idea of what
terms
set
Court is
the constraints
Nevertheless,
the court
case would be.
genre
as those
of the same broad
of cases
its first decision
available to it before
had
rights, public housing,
involving prisoners’
kinds of issues that
indications of the
testing.
In
desegregation,
drug
all of
evidence
raised and the nature of
would be
these,
court finds viola-
whenever a federal
adduced:
that would be
rights,
tions of constitutional
whether
question
delay,
the court
—On the
laws and
individual state officials
steady accumulation of
aware of the
ordinances,
In
state interests
affected.
processing
statistical data on
cases,
way in
virtually
such
all
petitions, under Chief Justice
cases is affected.
state courts treat future
This
available
Morse’s order.
would be
proceeding;
there
succeed,
to PPLM the state
occur
plaintiffs
If
what will
*7
insuperable
obstacle
would seem to be
ongoing intermeddling
an
not
in
instant case.
availability
to its
un-
judiciary
prohibition
a
of an
state
but
said in Bath
As
process.
we
article
attached
constitutional
—The Donovan
Hospital,
467
challenges,
statutory
not
and thus the ac-
1015. Where
853 F.2d at
Hosp.,
morial
remedy
invalidating the
ceptable
and federal claims
of
statute
bifurcates state
plaintiff
O’Shea,
forum for
a federal
not
414
at
preserve
order to
was
available.
U.S.
500,
678; Parker,
as envisioned
Pennhurst
federal claims
additional parents’ both consent unconstitutionally
burdens a
right
minor’s
to seek an abor-
Unquestionably,
many
parents
there are
tion. ... At least
com-
when the
peting
together
pregnant
theories
and the
living
about the most
minor
effective
home,
way
parents
to fulfill their
both the father
central
and mother
assisting
role in
have an
way
normally
their children on
interest —one
support-
responsible
helping
adulthood.
ive—in
While we do
determine the course
pretend any special
that is
daugh-
wisdom on this
best interest of a
subject,
ignore
every pregnant
ter— As
we cannot
that central to
minor is enti-
theories,
tled in the
many
go
first
deeply
directly
these
instance to
root-
ed in
the court for
history
tradition,
our Nation’s
determination
prior
notice,
parental
is the
without
parental
implies
belief that the
role
consulta-
tion,
consent,
general
substantial
authority
measure of
rule with
over
respect
parental
one’s
children.
consent does not un-
duly
right.
burden the constitutional
637-38,
(cita
U.S. at
parent
V.
weight” in
dispositive,
if
"great,
en
may proceed
conclude
this case
We
that
443 U.S. at
proceedings.
consent
judicial
unduly interfering with the Massa-
without
This
at
n. 29.
649 n.
judicial
system,
chusetts
that absten-
majority
of the Court10
suggests
a
inappropriate
either
tion is therefore
under
judicial bypass
cures
the
envisioned
line
Younger
of cases.
the Burford
two-parent
possible
the
the
overbreadth
judgment
vacated and the case is
The
is,
requirement,
application
consent
proceedings.
remanded for further
raising
parents are not
where both
active
exemption in
Coupled
the
the child.
BREYER,
Judge (dissenting).
Circuit
divorced,
parents,
for
non-custodial
pri-
appellants’ present,
I
here are not
As understand
interests
believe
we
by mary
to the Massachusetts abor-
attack envisioned
subject to
broad
statute,
it does not call
tion-consent
plaintiffs.
abstention,
court
but neither does it
claim, however,
at
PPLM’s other
cannot
hearings.
require further district
as a matter
juncture
be dismissed
litiga-
requires
statute
an
The Massachusetts
As we indicated earlier in this
law.11
seeking
tion,
an
ei
requirement unduly burdensome
unmarried minor
abortion
“a
parents’
if not
her
consent or
operation will
struck down even
ther
obtain
be
judge,
permission of a
who must
face.”
Par-
clearly invalid on its
Planned
obtain
Bellotti,
grant permission if he finds either that
League
enthood
capable
giving
(1st Cir.1981).
It
as to the “un- minor is “mature
consent,” or that an
...
cal-
informed
“abortion
due
of the constitutional
burden”
in her
Mass.Gen.
left
interests.”
that Justice Powell Bellotti II
would
best
culus
(West 1983) (em
Ann. ch.
operational
open
possibility
of a future
Laws
12S§
added.)
plaintiffs’
challenge.12
grant
phasis
Supreme Court,
bur-
We
Baird,
Bellotti
unconstitutionality den to demonstrate
443 99 S.Ct.
3035, 61
(1979) (Bellotti
is a
one in the after-
applied
considerable
L.Ed.2d 797
II),
II wrote that
of the Court’s indication in Bellotti
such a
math
statute is constitutional.
But,
facially
appellants
More
argue
such
statute is
valid.
now
the Court wrote
frustration, discomfort, and this without
occasional
than
the benefit of a record that
To would
have to be shown.
show
inconvenience would
how such a statute worked in
garnered
support
lenge.
have
directed in
opinion
Plaintiffs’ efforts
been
II
10. No
in Bellotti
However,
addressing
majority
proceedings
Justice
of the Court.
toward
absten-
recent
go
clear
dissent makes it
that he would
challenges.
White’s
are not confident that
We
justices joining Justice
farther than the three
plaintiffs hope to
record
extent
factual
upholding regulations of minors’
Powell
abortions,
fully
develop
We
has been
defined.
trial
including parental
require-
consent
whether,
is, will
express
once it
it
no view as to
opin-
We
view Justice Powell’s
ments.
therefore
as matter of law.
be sufficient
majority
representing
the views
ion
present purposes.
Court
645 n.
12. See
(“In
as to
absence
evidence
n. 25
pro-
pretrial
We note that to date extensive
proceedings
under
ceedings
have
on the nature of
focused
pro
[judicial
we must assume
12S ...
(shifting
§
ceedings
operational
a facial
claim
challenge),
from
defendants,
confidentiality,
provide
lack
will
identity
burden,
speed]”).
procedural
chal-
federal suit’s relation to the state court
compile
practice. They
Opinion,
a factual
Panel
Appellants
want
See
n. 6.
court and
findings
record in the district
obtain
believe that
of this sort will show
view,
that, in their
findings
fact
will show
approval
that the
require-
statute’s
*11
unconstitutionally
that the
burdens
unreasonably
minors,
statute
ments
intimidate
right
time,
to choose to have an
given
the
of a minor
while at the same
the over-
rate,
whelming approval
abortion.
the statute serves
significant ‘screening’
function.
panel
The
would remand this case to
permit
present
appellants
the
to
the evi-
Next, one
proceed-
should examine the
appellants hope
dence that
will lead to
ings
case,
Eighth
the
Hodgson
Circuit
findings
consequent
these
a
holding Minnesota,
F.Supp.
(D.Minn.1986),
—and
of unconstitutionality.
reviewing
After
(8th
part,
Cir.1988).
rev’d in
recused themselves abortion power proceed [from to veto their decision to approximately and Vi of the re- notifying parents. cases] without one or both mainder are avoided for reasons of Many angry minors and are resentful at hostility; many of sometimes the latter being required justify their decision sitting are same county; complete strangers. before Despite the (2) open evenings Courts confidentiality proceeding, are or many
weekends; difficulty in scheduling having minors resent reveal intimate particular judges requires 2 or more personal details of their lives to these minor, trips by delays with strangers. of 2 to 4 minors Finally, are left feel- days obtaining being ing abortion guilty and ashamed about their life- common; style and their decision terminate their (3) pregnancy. sought Judicial Some mature minors by authorizations are some minority applicants;
few minors whose best interests it is to proceed notifying parents without their (4) Any decrease Massachusetts abor- are so daunted proceeding tions seems to be accounted for they forego bypass option visits in neighboring to clinics New notify parents either carry Maine; Hampshire and upset term. Some minors so (5) parents Consultation does not bypass proceeding consider it seem to be stimulated either more procedure difficult than medical helpful; Indeed, itself. anxiety resulting (6) hearings rituals, are often from bypass proceeding may linger coached, being minors well and ‘matu- procedure until the time of the medical rity’ being difficult in a brief and thus render the latter more difficult session; and necessary. than (7) 1,571 Of applications for abortion be- tween only 648 F.Supp. 7 were at 763-64. The de- district court nied and 5 of length these denials were over- also found that the “effective appeal. turned on delay statutory procedure ere- [that abortion, many over a decision to have an or more” “veto" may reach week ated] judge may review a decision during It at 765. found Id. cases. permission (though judge may withhold 3,573 judicial approval period, out of one if is immature and the only the minor abor- courts, peti- in Minnesota filed petitions interest). her tion is not in best decision, 9 before tions were withdrawn 633-51, Powell 3042-52. Justice denied, 3,558 granted. Id. were were very specifically stated that statute conclusion The district court drew factual large “satisfies constitutional standards here; plaintiffs urge it said of the sort that part,” though it “falls short two re- to serve the State’s statute “fails 651, 99 spects.” 443 U.S. at at 3052. fostering intra-family interest asserted respects” present These “two are not now pregnant mi- *12 protecting communication and (amended) in the statute before us. nors.” Id. at 775. perfect- I conclude that the matter is not point Hodgson about is important The because, footnote, is ly clear. That in a Despite court did next. these what the following: Justice Powell added the findings, say the the court did statute Supreme take Intervenors issue with the (except two re- was unconstitutional judicial Judicial Court’s assurances that present purposes). spects not relevant for proceedings provide necessary will the Rather, court said that the stat- the district procedural confidentiality, of lack bur- reason Its was ute was constitutional. den, speed In of resolution. the Court had indicat- simply Supreme that the any opera- absence of evidence as to the II and Planned Parenthood ined Bellotti proceedings tion of under Ashcroft, Association Supreme ... we must assume that the (1983), that stat- 76 L.Ed.2d judgment Judicial Court’s is correct. (here in Hodg- at sort issue utes the 645 n. 99 S.Ct. at n. 25. son) are constitutional. footnote, however, This seems to me to banc, Circuit, sitting Eighth The en held challenges to refer to the manner which constitutional. that the entire statute was statute, implements Massachusetts its vote) (by a It reversed the district divided whether, example, procedural for its rules findings unconstitutionality court’s adequate (perhaps) whether the respect special parts to two statute. And, practice. courts follow them in these I can no indication that find brought, challenges appropriately seem appellate disagreed that with the dis- instance, the first before the Massachusetts about the statute’s consti- trict court basic footnote, view, my does not courts. tutionality. refer to a to statute itself view, my Eighth In Circuit is correct. upon very based the view that the exist- point permitting appellants is There no approval proceeding ence this general prove the facts the stat- to about right improperly the minor’s to burdens they prove, seek to ute’s that say, That choose an abortion. is showing amount to a that court facts that delays than 2 to footnote refers more hearings may many mi- themselves inhibit days, psy- and to burdens other than seeking permission for an nors from abor- chological inherent in the burden fact of tion, hearings days’ involve several proceeding expedi- itself. That even nearly delay, process that the leads to judicial proceedings might take tious sever- approval peti- of minors’ universal very might days, that their existence al point for There minors, tions abortions. is be- likely to intimidate that those most cause, assuming plaintiffs can make such a cope feel intimidated are those least able showing, I not see one could effectively judicial system, still do how all with the holding fairly reconcile a that the statute is un- seem obvious from the outset. would And, open In to leave constitutional Bellotti II. Bellotti had the Court intended may regulate showing type that the possibility II the Court held minors, change of mind about the party, that no third lead to abortions would statute, explicitly parent, may categorical it not have said so such as a have a would constitutional; or, law, was the statute low Massachusetts’ own as embodied least, statute, would have made this Standing Order, footnote in its its Planned apparent. ,also I note possibility more League Parenthood Massachusetts appellants pro- explain nowhere how Bellotti, 1006, Appendix (1st posed showing designed bring factual Cir.1981), and in Justice Liacos’ modifica approval” “judicial system about a that is Order, Standing Panel Opinion significantly intimidating less or more use- Alternatively, at 460-461. lower Massa Yet, opinions ful. Court’s Bellotti II given chusetts courts not have virtually lead me to think it inconceivable legal words these documents constitu the Court believes the Constitution tionally permissible interpretations. Inso requires permit even immature appellants far as raise these kinds of any- minors to choose abortion without (and I I claims must admit am not certain (neither parent’s judge’s) one’s nor consent. so), are still doing the district court degree recognize ambiguity I right light abstain in of the “comi footnote, recognize possibility and I ty” considerations that the district court change that the Court could forth. inappropriate set It seems mind also about this statute. It is true present federal district in the circum records, that factual as in the instance of stance, to hold a hearing fact based on the *13 help school desegregation, pro- sometimes question of whether Massachusetts Yet, duce change mind. before courts systematically violating are Massachusetts’ spend effort, time, the considerable by harassing (e.g., seeking own law minors building resources involved records of abortion) requiring rather than these “legislative specific partic- fact” to the appellants to raise such issues in the state issue, ular case at there be more must proceedings where are they already par reason present than is here to believe ties, thereby leaving to Massachusetts from, law is different about to become Supreme job Judicial Court the of adminis from, what Supreme different Court tering its own system. Middle Cf. previously Otherwise, has stated. it seems County sex Ethics Committee v. Garden expeditious more for simply a lower court Association, 423, Bar 457 State U.S. 102 that, point present out on the state of 2515, (1982) (absten S.Ct. 73 116 L.Ed.2d law, proof change the factual would not appropriate tion challenged because legal Those challenging result. the law procedures discipline of attorneys are appeals, submit to courts of and then “judicial nature”); Vail, Court, v. to the Juidice 430 they the facts wish 327, 97 U.S. S.Ct. 51 show means in their L.Ed.2d 376 statements (abstention (1977) articles, appropri- briefs or appropriate references because chal ate appendices. The appropriate lenged statutory contempt procedures courts can then clear make whether the factual process “through are vin [the state] showing legal make could difference. regular dicates of its This signifi- is not an area the law where system”); Light Louisiana Power & Com cant challenges prior precedent are like- pany City of Thibodaux, v. 79 ly to escape, Court’s attention. (1959) (absten S.Ct. 1058 L.Ed.2d appropriate because eminent domain Finally, appellants, I note proceedings “special peculiar,” district fundamentally raised a dif- “intimately sovereign prerog involvedwith type challenge ferent to the Massachu- ative”); see also River Colorado Water law, setts seem they States, Conservation District United press forcefully somewhat less in this U.S. S.Ct. 47 L.Ed.2d court. In they the district court seemed to (while (1976) say challenging suit state alloca even if the Massachusetts statute constitutional, is itself tion of water is not barred abstention Massachusetts has doctrine, not applied way; its law a “several factors” counsel constitutional say seemed jurisdiction). concurrent federal Massachusetts Insofar as example, correctly appellants’ challenge did not fol- turns interpreta- law, Railroad of Massachusetts tions Co., 312 v. Pullman Texas
Commission of (1941), L.Ed. 971 abstention.
counsels I would affirm these reasons
For district court.
judgment
The STUDENT GOVERNMENT etc., al.,
ASSOCIATION, et
Plaintiffs, Appellants, OF the OF TRUSTEES
The BOARD MASSACHUSETTS, OF UNIVERSITY al., Defendants, Appellees.
et
No. 88-1261. Appeals,
United States Court
First Circuit. Sept.
Heard *14 21, 1989.
Decided Feb.
As Amended Feb.
