On Direct Appeal
The defendant, known as “Albert” Pittman, was found guilty by a jury of two counts of felony murder, and one count each of attempted murder, theft, auto theft, and conspiracy to commit burglary. The jury found that Pittman intentionally killed each of the murder victims and recommended a sentence of life without parole on each of the murder counts. The trial court sentenced Pittman to two con-secutiv'e life sentences for the murders plus consecutive sentences on the other counts aggregating seventy-three years. We find that the evidence does not support one of the life without parole sentences and remand with instructions to enter a consecutive sentence of sixty-five years on that count. We otherwise affirm Pittman’s convictions and sentence^.
Facts and Procedural History
The defendant, Albert Pittman, is the son of Hobert Pittman and the stepson of Linda Pittman. 1 In the spring of 2004, Hobert and Linda lived 'together in the Ohio River town of Mauckport," Indiana, along with Linda’s mother, Myrtle Satter-field. Myrtle was in her eighties and suffered from a medical condition that had required amputation of both legs. To transport Myrtle, Hobert and Linda had purchased a wheelchair-accessible van. They also owned two pick-up trucks and a Ford Explorer.
Although Myrtle owned a house in adjacent Crawford County, she was unable to live alone, and Hobert and Linda were helping to prepare the house to be rented. On Saturday, June Í2, 2004 — Hobert and Linda’s thirteenth wedding anniversary— Hobert, Linda, and Myrtle all worked at the Crawford County property. At some point, Hobert left for home in his truck, but Linda and Myrtle remained for a few hours and returned to Mauckport late in the afternoon in the van.
When Linda and Myrtle arrived at the home, they found the security gate open and Hobert’s truck parked at an unusual angle. As the van stopped in the driveway, Pittman emerged from the garage on the driver’s side of the van and fired shots into the van. Pittman then got into Lim da’s Explorer, drove past the van, and stopped. Pittman and another man emerged from the Explorer and both resumed shooting into the van. Linda screamed, then stopped breathing and tried to appear dead in the driver’s seat.
Despite having sustained severe injuries, Linda drove for help with Myrtle still in her wheelchair in the van. Linda identified the Explorer ahead of her turning left toward the Ohio River. She saw the Explorer’s backup lights come on, thought the Explorer was coming after her, and turned right into the parking lot of a tavern where she was able to flag down a passing truck. Linda told Darrell Mosier and Matthew Stanley that Pittman had shot her and her family and had driven away in an Explorer. At that point, Mosier and Stanley saw an Explorer approach, execute a U-turn, and head back toward the Ohio River. Stanley remained with Linda and called 911 while Mosier followed the Explorer in his truck. From a height above the river, Mosier saw the Explorer stop under a bridge where two men transferred items from the Explorer to a Plymouth Horizon that had been parked under the bridge, and then drove the Horizon over the bridge into Kentucky.
Myrtle was found dead in the van. An autopsy concluded that she had died of shotgun blasts to her head and shoulder. Linda sustained shotgun wounds to her chest and lost a thumb, but survived. Examination of the van revealed bullet fragments and shotgun pellets and wadding. The front windshield and rear driver’s side window had bullet holes, and the windows on the driver’s side had holes consistent with shotgun fire.
At the home, officers found Hobert under a tarp in the garage, dead from a wound to the head that could have been inflicted by either a shotgun or a rifle. Empty shotgun and rifle shells were found in the driveway. Portions of the home had been ransacked, a window was broken, and Hobert’s gun cabinet had been emptied. A search of the Ford Explorer abandoned at the bridge turned up seventeen long guns, at least four of which were Hobert’s. Tests determined that the bullet fragments and shotgun shells recovered at the crime scene had been fired from two of the weapons recovered from the Explorer. No useful fingerprints were found on either weapon.
Two days after the shootings, Pittman’s mother reported to law enforcement that she had received a phone call from Pittman. Pittman told his mother that he was not involved in the shootings and was sleeping in a park when they occurred, but had heard of the murders on his scanner radio. Law enforcement determined that the call came from a pay phone in Daytona Beach, Florida. Daytona Beach police soon located and arrested Pittman and John Michael Naylor and seized a Plymouth Horizon. The men were transported back to Indiana along with evidence found in the Horizon, including firearms and survival gear. No scanner was found among the items removed from the vehicle. While incarcerated in Indiana, Naylor requested to speak with a correctional officer and stated, “I’m guilty of killing those two people and need to talk to someone over the situation.”
Pittman was charged with theft, auto theft, conspiracy to commit burglary, attempted murder of Linda, and two counts of felony murder alleging that Hobert and Myrtle were killed in the course of a burglary. The State also filed a request for life imprisonment without parole, alleging three aggravating circumstances as to each murder: that Pittman had intentionally killed each victim in the course of the burglary, that he did so by lying in wait, and that the murders occurred while Pittman was on probation. The jury found Pittman guilty on all counts, determined the existence of statutory aggravators, decided that the aggravators outweighed any
Pittman appeals his convictions and sentences. Because the trial court imposed life without parole, this Court has mandatory jurisdiction of this direct appeal under Indiana Rule of Appellate Procedure 4(A)(1)(a). Pittman’s appeal raises five issues:
I.Whether a sentencing order imposing life imprisonment without parole under the current life without parole statute must comply with the heightened requirements of Harrison v. State;
II. Whether the trial court abused its discretion in denying a mistrial after testimony that Pittman and his co-conspirator met in prison;
III. Whether the trial court erred in admitting into evidence a photograph of the victims during life;
IV. Whether the trial court improperly imposed a sentence of life without parole on a theory of accomplice liability; and
V.Whether the trial court improperly imposed consecutive sentences.
I. Adequacy of the Sentencing Order
Pittman argues that his sentences of life without parole are erroneous because the trial court’s written sentencing order does not satisfy the requirements set out in
Harrison v. State,
A sentence of life without parole requires findings that (1) the State proved at least one aggravating circumstance beyond a reasonable doubt and (2) the aggravating circumstances outweigh any mitigating circumstances. Ind.Code § 35-50-2-9 (2004). Before 2002, if the defendant was convicted in a jury trial, the jury made the findings and recommended a sentence of life without parole to the judge. The judge then considered, but was not bound by, the jury’s recommendation, and the judge made the final determination. Ind. Code Ann. § 35-50-2~9(d)-(e) (West 1998). If the defendant was convicted in a bench trial or if the jury was unable to agree on a recommendation, the judge made the findings and final sentencing determination.
Id.
§ 35 — 50—2—9(d), (f), (g). In either event, under the pre-2002 statute “the sentencing, court [had] a separate and independent role in assessing and weighing the aggravating and mitigating circumstances and in making the final determination whether to impose [a sentence].”
Harrison,
In
Harrison,
we interpreted the life without parole statute as requiring the trial court’s sentencing order to (1) identify each mitigating and aggravating circumstance found; (2) include the specific facts and reasons which led the court to find the existence of. each circumstance; (3) articulate that the mitigating and aggravating circumstances have been evaluated and balanced in determination of the sentence; and (4) set forth the trial court’s personal conclusion that the sentence was appropriate punishment for the offender and crime.
In 2002, the General Assembly amended the statute governing sentencing .in life without parole and death penalty
The amended statute altered the relative roles of judge and jury.
Laux v. State,
to insure the trial court considered only proper matters when imposing sentence, thus safeguarding against the imposition of sentences which are arbitrary or capricious, and to enable the appellate court to determine the reasonableness of the sentence imposed.
Harrison,
The sentencing process under the current statute introduces two qualitatively different processes. First, the jury must find an aggravating circumstance beyond a reasonable doubt. This is a traditional fact-finding exercise that is subject to the usual provisions in Trial Rules 50 and 59 permitting judges to set aside jury verdicts as not supported by the evidence or otherwise defective. The second component of a sentence under the statute is the determination whether the aggravating circumstances outweigh the mitigating circumstances. We have held that this finding is not a factual determination and is not susceptible to evaluation under the reasonable doubt standard.
Ritchie v. State,
If the jury makes a recommendation, the extent to which the judge is bound by that recommendation has not been fully resolved.
See Kubsch v. State,
There are, however, circumstances in which the trial judge exercises discretion over the sentence imposed. This occurs when judgment was entered on a guilty plea or after a bench trial, or when the court assumes control of sentencing after a jury is unable to agree on a recommendation after reasonable deliberation. Similarly, if the jury finds several aggravators, one or more of which is not supported by sufficient evidence, the trial court may balance the remaining aggrava-tors and determine whether to impose a sentence of life without parole or a term of years. In these circumstances the role of the trial judge is similar to the judge’s role under the pre-2002 statute. Accordingly, the trial court’s sentencing order must comply with Harrison in all these cases. A trial court may also exercise its traditional Trial Rule 50 and 59(J)(7) functions to find that there is insufficient evidence for a jury to find one or more aggravators. But those rules already impose requirements as to findings and reasons, and no additional judicial requirement is needed.
When a jury makes the final sentencing determination, a Harrison-style order would be out of place. Juries are traditionally not required to provide reasons for their determinations. Any reasoning provided by a trial court’s order would necessarily be that of the trial judge, not the jury. Because the final decision belonged to the jury, this reasoning would be unhelpful on appeal and could undermine confidence in the jury’s determination. We think it is enough that by entering the sentence recommended by the jury, the trial court has made an independent determination according to the trial rules that there is sufficient evidence to support the jury’s decision.
II. Motion for Mistrial
Prior to trial, Pittman filed a motion in limine to exclude all testimony related to his “prior arrests or convictions.” Defense counsel raised the concern that deposition testimony had revealed that Pittman and Naylor had met while both were incarcerated. At the pretrial hearing, the trial court observed that
any gratuitous references, or volunteered information in nonresponse to questions is going to cause a problem .... So I’m sure that the State and the defense attorneys are going to tell all the witnesses that they can leave all the gratuitous, irrelevant comments at home.... They basically need to answer the questions asked and not volunteer anything else that’s obviously not appropriate.
The trial court ordered all litigants and witnesses to “refrain from stating or alluding to any arrests or convictions of the Defendant without first obtaining permission of the Court outside the presence and hearing of the jury.”
At trial, the State called Andrew Naylor, John Michael Naylor’s brother, as a witness, and the following dialogue ensued.
Q [by the State]: All right. Mr. Nay-lor, do you know a man by the name of Albert Pittman?
A: Yes.
Q: How do you know him?
A: Through my brother.
Q: Okay. When did you first meet him?
A: In, I think it was 2003, in the summer.
Q: Where was that at?
A: Uh ... We met him at the Walmart over here in Corydon.
Q: Okay. Now you say we met him, who are you referring to?
A: Me and my brother.
Q: Okay. Was he a friend of your brother’s?
A: Uh ... He ... he was someone that he knew from prison.
The defense immediately moved for a mistrial, and the trial court dismissed the jury. After questioning Andrew Naylor, the trial court was satisfied that the prosecution did not deliberately elicit a reference to Pittman’s incarceration. After hearing argument and reviewing case law, the trial court denied the motion for a mistrial and instead ordered the jury to “disregard” the “last answer to the last question that the witness gave.”
Pittman argues that the trial court abused its discretion in denying his motion for a mistrial. Alternatively, Pittman argues that the State’s conduct shows a deliberate attempt to prejudice him because the State did not advise Andrew Naylor of the motion in limine and used the same line of questions that had produced the prohibited answer during Andrew Naylor’s deposition.
We review a trial court’s decision to deny a mistrial for abuse of discretion because the trial court is in “the best position to gauge the surrounding circumstances of an event and its impact on the jury.”
McManus v. State,
We agree that Andrew’s disclosure was unfortunate, particularly given the State’s failure to advise him of the motion in limine. Nevertheless, the trial court did not abuse its discretion in denying Pittman’s motion for a mistrial. Innocent violation of a motion in limine does not automatically warrant a mistrial.
E.g., Bradley v. State,
III. Admission of Photographic Evidence
Pittman argues that the trial court erred in admitting into evidence a photograph of Myrtle, Linda, and Hobert on Myrtle’s eightieth birthday. The photograph shows Myrtle holding a bouquet of roses given to her by Hobert, and all three are dressed for the birthday celebration. The State introduced the photograph after Linda’s description and explanation of the photograph, during which she predictably sobbed. The State rested its case the following morning immediately after passing the photograph to the jury.
Pittman argues that the State introduced the photograph as victim-impact evidence designed to play to the jury’s sympathy. The State responds that the photograph is relevant in two ways. It shows that Myrtle was alive before the killing. It also depicts a close family, suggesting that Hobert was murdered first because he did not come to Myrtle’s and Linda’s aid.
All relevant evidence is generally admissible. Ind. Evidence Rule 401. Rel
Relevant evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice. Evid. R. 403. When this photograph was introduced, the jury had already seen gruesome photographs of the victims’ injuries. Juxtaposing those photographs with a picture of the victims healthy and celebrating created a prejudicial emotional impact that outweighed the picture’s probative value. Its admission was therefore error, but, in light of the other evidence presented against Pittman, the photograph’s admission was harmless error that did not affect his substantial rights. Ind. Trial Rule 61;
see also Littler v. State,
Pittman also contends that the trial court abused its discretion by allowing Linda to wear this same photograph as a lapel pin during the trial. The pin displayed the picture in an opaque holder and measured approximately two and one-eighth inches by three and one-half inches. The trial court considered the size of the pin, the low quality of the photograph, that Linda would sit during trial on the side of the courtroom opposite the jury, and that the jury would already see Linda as a live witness during the trial. The trial court concluded that the pin was not prejudicial. “Judges require broad latitude to run their courtrooms and to maintain discipline and control.”
Brown v. State,
IV. Life Without Parole and Accomplice Liability
The State sought sentences of life without parole for the murders of Hobert and Myrtle. To support its request, the State charged three aggravating circumstances listed in Indiana Code section 35-50-2-9(b). These are that Pittman committed the murders by intentionally killing while committing or attempting to commit burglary (subsection (b)(1)), committed the murders by lying in wait (subsection (b)(3)), and committed the murders while on probation after receiving a sentence for a commission of a felony (subsection (b)(9)). As to Myrtle, the jury found all three aggravators proved beyond a reasonable doubt. As to Hobert, the jury found the (b)(1) and (b)(9) aggravators proved beyond a reasonable doubt, but did not find that Pittman committed the murder by lying in wait. Pittman raises several challenges to these findings.
A. The Instruction
Pittman argues that the jury instructions for the first aggravator found
B. Sufficiency of the Evidence
Pittman also contends that the State did not present sufficient evidence to prove that Pittman intentionally killed Ho-bert or Myrtle. The Supreme Court of the United States has held that the Eighth Amendment requires a showing of the defendant’s major participation in a crime and reckless indifference to human life before imposing a death sentence.
Tison v. Arizona,
“A person engages in conduct ‘intentionally’ if, when he engages in the conduct, it is his conscious objective to do.so.” Ind. Code § 35-41-2-2(a) (2004). In
Ajabu,
we found that the State did not establish that the defendant had intentionally killed even though he helped plan and substantially participated in the crimes leading to the murders, was present and armed with a loaded weapon when violence escalated, and was aware of the high probability of a victim’s death at the hands of an accomplice.
Ajabu,
Pittman’s argument is in substance a claim that the evidence is insufficient to support a finding of the (b)(1) aggravator. We disagree as to Myrtle and find that the State presented sufficient evidence for the jury to find that Pittman intentionally killed Myrtle. Linda testified that when she pulled the van into her driveway, Pittman emerged from the garage and began shooting into the occupied van from a “very close range.” After getting into the Explorer and driving past the van, Pittman got out of the Explorer and fired additional shots into the van. Only after Linda played dead did Pittman return to the Explorer -and leave the scene. These facts are sufficient to allow a jury to find
Hobert’s killing presents a different picture. There is no evidence that Pittman killed Hobert, who died from a single wound. An expert testified that he could not determine what type of firearm was used. There is clear evidence that both Pittman and Naylor were at the scene, but no evidence as to who shot. Hobert, even assuming one of the pair did. We agree that the State has not established beyond a reasonable doubt that Pittman killed Hobert. Imposition of life without parole based on this aggravator is therefore not permitted under Indiana law.
C. Life Without Parole and Felony Murder .
“Felony murder” is a term usually used to describe a crime punishable as murder under Indiana Code subsections 35-42-1-1(2) and (3) but where the defendant did not necessarily intentionally or even recklessly kill the victim, or may not have been the killer at all.
E.g., Palmer v. State,
Hobert’s murder presents a more difficult problem. Indiana Code subsection 35-50-2-9(a) permits the death penalty or life without parole for “murder” if one of the aggravating circumstances listed under subsection (b) is found. In this case the State alleged three aggravators: subsection (b)(1), the defendant “intentionally kill[ed]” in the course of another listed felony; (b)(3), the defendant “committed the murder by lying in wait”; and (b)(9), “the defendant was on probation” after being sentenced for a felony. As to Ho-bert, the jury did not find the (b)(3) aggra-vator, and there is insufficient evidence to support the (b)(1) aggravator, leaving only the (b)(9) aggravator.
Here, even if we assume Pittman or Naylor killed Hobert, and each was an accomplice of the other, and each is punishable for felony murder, the issue remains whether the (b)(9) probation aggra-vator is met by proof that Pittman is guilty of felony murder without proof that he was the killer. We think it is not.
The (b)(9) aggravator, unlike the (b)(1) and (b)(3), turns on the defendant’s status as a probationer, not on any act or omission. As such, it does not explicitly state that the defendant must have killed the victim, with or without a specified mens rea. But we think the structure of this statute leads to the conclusion that the defendant must have been the sole killer or an active participant in the killing to be eligible for death penalty or life without parole. Otherwise stated, we think subsection 35-30-2-9(a) uses “murder” as defined in subsection 35-42-1-1(1) (“knowingly or intentionally kills another human being”), and does not include felony mur
We find one sentence of life without parole that is supported by the evidence as to all three aggravators and one that is not supported by any aggravators. We are required to set aside the life sentence as to Hobert’s death for lack of proof as to a subsection 35-50-2-9(b) aggravator. We revise Pittman’s sentence for the murder of Hobert to a term of sixty-five years, the current maximum sentence for murder under section 35-50-2-3, under our constitutional power to review and revise sentences. Ind. Const., art. 7, § 4.
V. Consecutive Sentences
Pittman urges this Court to revise his consecutive sentences to concurrent terms in light of the insufficiency of the sentencing statement and the mitigating circumstances he raised at the sentencing hearing.
2
As explained in Part I, the trial court’s sentencing statement was sufficient and does not necessitate revision of Pittman’s sentences. Similarly, the claimed mitigating circumstances do not require revision of the consecutive sentences. The trial court, having heard Pittman’s mitigating evidence, found that “the aggravators clearly outweigh the miti-gators.” The court then considered the jury’s recommendation of two life without parole sentences and the shootings of Linda and Myrtle at close range in deciding to impose consecutive sentences for all counts except theft and conspiracy to commit burglary. Consecutive sentences reflect the significance of multiple victims.
McCann v. State,
Conclusion
Pittman’s convictions are affirmed, as are his sentences for the murder of Myrtle Satterfield, attempted murder of Linda Pittman, conspiracy to commit burglary, theft, and auto theft. This case is remanded to the trial court with instructions to enter a sentence of 65 years for the murder of Hobert Pittman, to be served consecutively to his other sentences.
Notes
. The defendant’s legal name is Hobert Alan Pittman, but he is known as Albert Pittman. This opinion will refer to the defendant as “Pittman” and to his father as “Hobert.”
. Pittman contends that because the trial court departed from the advisory sentences, his consecutive sentences were not authorized by Indiana Code section 35-50-2-1.3(c) (West Supp.2007). After Pittman’s brief was filed, this Court addressed the same argument in
Robertson v. State,
