PINCUS HUETER v. KRUSEPINCUS HUETER v. KRUSE
Case Information
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA STEVEN JAY PINCUS HUETER ,
Plaintiff,
v. Case No. 1:20-cv-03686 (TNM) LEALAIALOA FRITZ MICHAEL
KRUSE, et al. ,
Defendants. MEMORANDUM OPINION
A рlaintiff cannot sue anywhere he chooses. Aside from the prerequisites of personal and subject matter jurisdiction, a federal court simply might not be the most appropriate or convenient forum to adjudicate a controversy. In that case, the doctrine of forum non conveniens allows dismissal in favor of a better venue. This is such a case.
A resident of American Samoa, Steven Jay Pincus Hueter, sues the Government of
American Samoa (the Governmеnt) and over 70 of its officials for various actions taken by the
Government. He also sued the Secretary of the Interior, but the Court granted her motion to
dismiss.
See Hueter v. Kruse
, No. 20-cv-3686,
I.
As discussed in the Court’s last opinion, Hueter’s claims fall into four general buckets. He first alleges that the Government’s early policies to stop the spread of COVID-19, including a prohibition on public gatherings, violated several of his rights, including his right to exercise his religion. See Third Am. Compl. at 25–27, ECF No. 104 (TAC). [1] He also alleges that those restrictions violated the Religious Freedom Restoration Act (RFRA) and the Equal Protection Clause. See id. at 20–21.
Next, he claims that members of the Fono—the American Samoan legislature— improperly used COVID rеlief funds. See id. at 45–46, 56–57. According to Hueter, the misuse of funds constituted a conspiracy to violate his equal protection rights, in violation of 42 U.S.C. § 1985(3). See id. at 31. Third, he challenges the decision to allow a fishing vessel to dock on the island without first passing through COVID protocols. See id. at 59–63. Hueter says that this decision also was a conspiracy intended to violate his rights. See id. at 60. Lastly, Hueter alleges violations of his rights by Chief Justice Kruse and Associate Justice Sunia during his lawsuits before the High Court of American Samoa. See id. at 24, 27–28.
For relief, Hueter requests millions in damages, see id. at 41–42, an injunction against the docking of the fishing vessel, see id. at 63, and other injunctive relief, see id. at 37–39.
All members of the Government have moved to dismiss Hueter’s Complaint. See Am. Samoa Govt Defs.’ MTD, ECF No. 248 (ASG MTD); Fono Defs.’ MTD, ECF No. 250 (Fono MTD), Mamea Sala MTD, ECF No. 251 (Sala MTD). The two judges are technically federal employees because the Secretary appoints them. See Const. of Am. Samoa art. III, § 3. [2] They have accordingly filed their own motion to dismiss. Federal Defs.’ MTD, ECF No. 247 (Fed. MTD). These motions raise many threshold grounds to dismiss the Complaint, including lack оf standing, lack of personal jurisdiction, abstention doctrines, and forum non covneniens , as well as some merits grounds, like failure to state a claim. The motions are now ripe for decision.
II.
The Supreme Court recognized long ago the “very old” problem of plaintiffs misusing
venue to force trial “at a most inconvenient place for an adversary.”
Gulf Oil Corp. v. Gilbert
,
Forum non conveniens
is “essentially[ ] a supervening venue provision, permitting
displacement of the ordinary rules” when a district court declines to exercise jurisdiction.
Sinochem Int’l Co. Ltd. v. Malaysia Int’l Shipping Corp.
,
A party seeking dismissal under
forum non conveniens
bears the burden to show both
“(1) that an adequate alternative forum is available to hear the dispute, and (2) if so, that the
balance of certain public and private interest factors strongly counsels in favor of trying the
dispute in the alternative forum.”
In re Air Crash over the S. Indian Ocean on March 8, 2014
,
A.
The Court begins with Defendants’ proposed alternative forum, the High Court in Amеrican Samoa. See ASG MTD at 53.
“Generally, an alternative forum is adequate if the defendants are subject to service of
process there and the forum permits litigation of the subject matter of the dispute.”
EIG Energy
Fund XIV, L.P. v. Petroleo Brasileiro S.A.
,
Through his prior lawsuits, Hueter has essentially conceded the adequacy of courts in American Samоa. He has already sued most Defendants there. See Decl. of Julia Furlong ¶¶ 6– 50, ECF No. 248-38 (Furlong Decl.). Those suits make clear that all Defendants are subject to service of process in American Samoa. Indeed, each has filed declarations attesting that they live and work there. Fed. MTD, Exs. 1–2; ASG MTD, Exs. 11–36; Fono MTD, Ex. 1–18; Sala MTD, Ex. 1.
Courts in American Samoa would also give Hueter some remedy. They apply the
Constitution and the laws of the United States,
see
Am. Samoa Code § 1.0201, meaning that they
cаn hear and adjudicate Hueter’s federal claims.
See King v. Morton
,
American Samoa is thus an adequate alternative forum.
B.
Next, the Court balances the public and private interest factors. Before that evaluation, however, the Court must determine the amount of deference due Hueter’s choice of forum.
1.
Forum non conveniens
starts with “a strong presumption in favor of a plaintiff’s chosen
forum.”
Air Crash
,
Hueter is due little deference herе. For starters, he is not a D.C. resident. To be sure, he
does reside in an American territory and thus is unlike the typical foreign plaintiff “with minimal
or no connections to the United States.”
Air Crash
,
And that attempt is meant “to harass the defendant[s],” not motivated by any legitimate
reason.
Shi
,
This history reflects that he did so not to “take advantage of favorable law,”
Piper
Aircraft
,
True, those American Samoa suits never included Justice Sunia as a defendant nor any challenges to the entry of the fishing vessel. But Hueter has identified no reason why he could not bring those claims in American Samoa. They are all based on federal law, which the courts in American Samoa also apply. That Hueter could have brought those claims in American Samoa reinforces the harassing nature of his suit before this Court.
Hueter largely does not contest any of this. In fact, he makes no argument about forum non conveniens . His clоsest response is that American Samoa lacks “conflict-free Justices,” and thus he cannot return there for remedy. See Pl.’s Opp’n to Fed. MTD at 48, ECF No. 260 (Pl.’s Fed. Opp’n). Not so. Judges in American Samoa are not conflicted simply because of their rulings against Hueter. And if the judges do have conflicts because of pending lawsuits against them, Hueter has only his litigiousness to blame.
In sum, the Court will give only limited deference to Hueter’s choice of forum.
2.
To evaluate which fоrum the private interest supports, the Court considers (1) the relative
ease of access to sources of proof; (2) the availability of process for compelling unwilling
witnesses; (3) the cost to obtain attendance of willing witnesses; (4) the need to inspect the
premises, if appropriate; and (5) all other practical problems that make trial easy, expeditious,
and inexpensive.
See Gulf Oil
,
The first of these factors skews in favor of Ameriсan Samoa. On one hand, Hueter’s Complaint implicates much documentary proof that the parties can electronically move to the District. Indeed, the parties have already provided the Court with the Government’s Emergency Declarations. See ASG MTD, Exs. 1–10 . And a transcript would memorialize Hueter’s hearing before Chief Justice Kruse, as would other documents showing expenditures by Fono members.
But Hueter’s claims also require witnesses. For example, Huеter says that a Government
employee met the fishing vessel once it bypassed the mandatory quarantine.
See
TAC at 60.
That person might need to testify about why the Government apparently let the boat through
undisturbed. Likewise, Hueter’s conspiracy allegations,
see id.
at 25, 26, 27, 31, require
evidence of agreement “for the purpose of” violating his constitutional rights,
Mazloum v.
District of Columbia
,
The second factor is in equipoise. Courts in American Samoa certainly can compel the
attendance of other American Samoans. Am. Samoa R. Civ. P. 45(e). As for this Court, it
assumes that it could compel the appearance of any unwilling witnesses because American
Samoans “reside in the United States.”
Irwin v. World Wildlife Fund, Inc.
,
The Court comfortably makes that assumption because the third factor so strongly favors
American Samoa. The District is about 7,000 miles and six time zones away. Travel costs over
that distance are astronomical. In contrast, American Samoa has a total land area of 76 square
miles. Witnesses thus would travel much shorter lengths and at much less cost if this case
proceeded only in American Samoan courts.
See MBI Grp., Inc. v. Credit Foncier du Cameroun
,
The fourth private interest factor is inapplicable. None of Hueter’s claims require viewing any premises.
The Court’s foregoing discussion of the other factors largely addresses “practical
problems” with having trial in the District.
Gulf Oil
,
The private interest factors thus favor litigation in American Samоa.
3.
In its public interest analysis, the Court considers (1) the administrative difficulties
caused when litigation piles up in congested centers; (2) the burden of jury duty on a community
that has no relation to the litigation; (3) the local interest in having localized controversies
decided at home; and (4) the chance that the Court will confront choice-of-law problems or need
to interpret foreign law.
See Shi
,
As for the first factor, the District is “thousands of miles away from the majority of
witnesses and [ ] evidence[.]”
MBI Grp.
,
And although the Court cannot estimate the backlog of cases in American Samoa, this
district had 4,320 cases pending as of March 2022. The Court believes that American Samoa
courts have many fewer active cases and thus are more likely to reach an expeditious resolution
of this case.
See Miller
,
The Court takes the second and third factor together. “[T]his dispute centers on
[American Samoa] and [ ] everything relevant to the dispute happened in [American Samoa].”
MBI Grp.
,
Of course, possible infringements on constitutional rights should concern all Americans.
But those deprivations are best handled by a nearby community, not one “which has no relation
to the litigation.”
Wye Oak Tech., Inc. v. Repub. of Iraq
,
The fourth factor is in equipoise. Hueter brings federal law claims that either forum can competently resolve. Thus, three of the four public interest factors favor American Samoa as the appropriate forum for this case. In sum, the private and public interest factors support trying this case in American Samoa.
* * *
A related note deserves mention. Hueter’s Complaint raises thorny quеstions of jurisdiction under Federal Rule of Civil Procedure 4(k)(2), the federal long-arm statute. According to Samoan Defendants, that unique provision does not give personal jurisdiction in any federal court over an American Samoan. See ASG Defs.’ Reply at 20, ECF No. 305. Hueter objects, arguing that if Defendants are right, American Samoan plaintiffs can access no federal court without a state long-arm statute. See Pl.’s Opp’n to ASG MTD at 16, ECF No. 302. According to him, Rule 4(k)(2) grants personаl jurisdiction in any federal district court over American Samoan defendants. Pl.’s Fed. Opp’n at 47–50.
The Court endorses neither position in this consequential debate. But even if Huerter is
correct that American Samoan cases are uniquely adjudicable in any federal district court, the
District of Columbia remains inconvenient for a dispute between American Samoans. If Hueter
insists on a federal court, the District of Hawaii is much closer to the parties, avаilable evidence,
and necessary witnesses. He could sue in the federal court there. Indeed, he already has against
many of the same Defendants.
See
Furlong Decl. ¶¶ 51–71;
see also Hueter v. Kruse
, No. 21-
226,
Because the balance of factors favors suit in American Samoa, the Court will grant the
pending motions to dismiss. Hueter’s Complaint will be dismissed without prejudice.
See
United States v. Nat’l City Lines
,
III.
Rеmaining are Hueter’s motions for sanctions against the Federal Defendants,
see
ECF
No. 237 (Mot. for Sanctions), and his motion to disqualify defense counsel,
see
ECF No. 309
(Mot. to Disqualify). Because the Court could adjudicate these motions even if it lacked
jurisdiction over the case,
see Willy v. Coastal Corp.
,
A.
Hueter moves for sanctions under Federal Rule of Civil Procedure 11. Hueter says that counsel for the Federal Defendants violated local rules when he filed Notices of Substitution of Counsel without a signature from the represented parties. See Mot. for Sanctions at 2–3 (describing ECF Nos. 198, 200–201); see also LCvR 83.6(b) (when another attorney has entered an appearance on behalf of a represented party, a previous attorney withdraws by filing a notice signed by the attorney аnd the party). According to Hueter, those Notices are “unwarranted by existing law.” Mot. for Sanctions at 2.
Sanctions under Rule 11 are “an extreme punishment” reserved for filings “that frustrate
judicial proceedings.”
Naegele v. Albers
,
The Court will deny Hueter’s motion. Even if deficient under the local rules, the Notices
do not rise to a level of misconduct justifying sanctions. The Court has noticed no frustration of
judicial proceedings from those filings, nor has Hueter suggested that they hindered the
prosecution of his case in any way. Instead, any delay springs from Hueter’s own tactics, not
Defendants’.
[9]
See Hueter
,
B.
Hueter moves to disqualify defense counsel because Defendants accused of misusing COVID relief funds have “adverse interests to each other.” Mot. to Disqualify at 5. He argues that because misuse of federal funds is a federal crime, many Defendants will want to avoid а civil judgment saying that they essentially committed that crime. See id. But social customs in American Samoa (he says) force lower-status Samoans to defer to those higher in status, meaning that a lower-status Defendant might not pursue settlement of this action out of deference to higher-status Defendants.
Disqualification of an attorney “is highly disfavored,” and any motion to disqualify “is
therefore examined with a skeptical eye.”
United States v. Crowder
,
Two final matters remain. First , the Samoan Defendants ask the Court to strike Hueter’s motion to disqualify. Def.’s Opp’n to Mot. to Disqualify at 42, ECF No. 313. The Court need not strike the motion because it fails to meet Plaintiff’s applicable burden and will be denied on that basis.
Second , the same Defendants ask the Court to order Plaintiff to show cause why he should not be held in contempt. See id. True enough, this Court entеred an Order prohibiting Hueter from filing more motions without leave of Court. Order, ECF No. 289. And Hueter’s motion to disqualify arguably violated that Order. But the Court entered it when Hueter represented himself and had loaded the docket with several unnecessary motions. Hueter has since retained an attorney, prompting many fewer filings.
More, Hueter deserves the full benefit of an attorney. A blanket prohibition would deny
him that. So, relying on the Court’s “prerogative to manage its doсket, and its discretion to
determine how best to accomplish this goal,” the Court will deny Defendants’ motion to show
cause.
Jackson v. Finnegan, Henders, Farabow, Garrett & Dunner
,
IV.
For all these reasons, the Court will grant the pending motions to dismiss and will deny all other motions as explained herein. A separate Order shall issue.
Dated: June 18, 2022 TREVOR N. McFADDEN, U.S.D.J.
Notes
[1] All page citations refer to the pagination generated by the Court’s CM/ECF system.
[2] Available at https://asbar.org/revised-constitution-of-american-samoa/#sec303 .
[3] Although
forum non conveniens
is a non-merits determination, thе Court may “brush with [the]
factual and legal issues of the underlying dispute.”
Sinochem
,
[4] The Court has never admitted his inability to return to American Samoa courts, despite what
Hueter says in his most recent filing.
See
Pl.’s Consol. Resp. on Venue at 2, n.1, ECF No. 326.
In an earlier opinion, the Court refused to reconsider an order denying leave to file a fourth
amended complaint. Hueter argued that, as part of the refusal, the Court had disregarded his
inability to return to Samoan courts. Pl.’s Reply in Support of Mot. for Reconsideration at 2,
4–5, ECF No. 211. The Court responded that it “ha[d] not ignored that fact” in the earlier Order,
Hueter
,
[5] By this assumption, the Court does not decide or intend to decide whеther service of a
subpoena would create personal jurisdiction. Such a decision is unnecessary in this analysis.
See Sinochem
,
[6] See American Samoa , National Marine Sanctuary of American Samoa, available at https://americansamoa.noaa.gov/learn/american-samoa.html (last accessed June 10, 2021).
[7] https://www.uscourts.gov/statistics/table/c-1/federal-judicial-caseload- statistics/2022/03/31.
[8] This disposition rеsolves many of the other pending motions in this case. The Court will deny
as moot the motion from Mitzie Jessop Ta’ase, a former member of the COVID task force, to file
out of time her motion to dismiss.
See
ECF No. 287. The Court will also deny Hueter’s motions
to have the U.S. Marshals re-serve his Complaint,
see
ECF No. 273, and to strike a substitution
of counsel filing,
see
ECF No. 252. Hueter also seeks to supplement his oppositions with
thirteen new exhibits about the current restrictions in American Samoa.
See
ECF No. 319. The
Court will deny that motion because even if included, those exhibits do not change the Court’s
decision. Finally, Hueter has filed multiple requests asking the Court to enter default against
various Defendants.
See
ECF Nos. 255–59. Even if these motions survive the Court’s ruling,
the Court will deny them because Hueter did not ask the Clerk of Court to enter default, as
required by Federal Civil Rule 55(a). Fed. R. Civ. P. 55(a);
Peak v. District of Columbia
,
[9] More, Rule 11 by its own terms punishes “claims, defenses, and other legal contentions” when they are not “warranted by existing law.” Fed. R. Civ. P. 11(b)(2). The Notices include no legal content, undermining Hueter’s assertion that Rule 11 authorizes sanctions for errors in them.