Joao PIMENTAL v. DEPARTMENT OF TRANSPORTATION for the State of Rhode Island et al.
Supreme Court of Rhode Island.
July 7, 1989.
1348
James E. O‘Neil, Atty. Gen., Thomas M. Dickinson, Jeffrey Greer, Asst. Attys. Gen., Providence, for defendant/petitioner.
John A. MacFadyen, Providence, for amicus curiae.
OPINION
FAY, Chief Justice.
This case is before the Supreme Court following our granting of a petition for the issuance of a writ of certiorari to review a judgment of the District Court. That judgment reversed a decision of the Administrative Adjudication Division of the Department of Transportation, holding that drunk-driving roadblocks violate
The relevant, undisputed facts are as follows. The town of Warren police department established a “sobriety checkpoint” or “drunk-driving roadblock” program in order to screen for intoxicated motorists. The program was initiated following a directive from Captain Robert G. Pare entitled “D.W.I. Roadblock Enforcement.” The directive included strict guidelines regarding the planning, operation, procedure, and personnel of the roadblock-enforcement program.
On October 7, 1986, a press release in the Providence Journal indicated that the police department intended to set up weekend roadblocks at several sites in Warren, Rhode Island. The roadblocks, according to the newspaper article, would end a two-month highway-safety program. Although the newspaper column stated that multiple roadblocks would be placed in high-volume-traffic areas, the article did not reveal their precise times or locations.
On October 10, 1986, in the late-evening hours, the police department established a roadblock checkpoint on Metacom Avenue. The roadblock remained in operation into the early morning hours of October 11, 1986. During the period in which the roadblock was in force, police stopped all vehicles passing through the checkpoint area.
The defendant challenged the summons and under
In reviewing the circumstances surrounding Pimental‘s arrest, the administrative law judge noted that the roadblock was conducted pursuant to the guidelines incorporated in Captain Pare‘s directive. The judge also found that the police officers involved in the roadblock had limited discretion in implementing the program. The checkpoint, according to the judge, was accomplished with minimal intrusion to motorists, and the public received adequate prior notice. Therefore, the judge sustained the charge against Pimental and ordered multiple sanctions. The sanctions included a mandatory fine of $203 and a highway-safety assessment of $250. In addition the judge suspended Pimental‘s license and privilege to operate a motor vehicle for three months, required defendant to participate in the alcohol-education program, and assigned him ten hours of community service.
On April 23, 1987, defendant filed an appeal with the AAD Appellate Panel, reiterating his claim that the roadblock violated the United States and Rhode Island Constitutions. The appellate panel denied Pimental‘s assertion, and pursuant to
The sole issue to be decided here is whether the Warren police department‘s drunk-driving roadblock was justified. We have previously noted that Rhode Island citizens hold “a double barrelled source of protection which safeguards their privacy from unauthorized and unwarranted intrusions: the [F]ourth [A]mendment of the Federal Constitution and the Declaration of Rights which is specified in the Rhode Island Constitution.” State v. Sitko, 460 A.2d 1, 2 (R.I.1983) (quoting State v. Luther, 116 R.I. 28, 29, 351 A.2d 594, 594-95 (1976)). Our resolution of the question of whether this drunk-driving roadblock violates the Federal Constitution is controlled by United States Supreme Court precedent. Oregon v. Hass, 420 U.S. 714, 719, 95 S.Ct. 1215, 1219, 43 L.Ed.2d 570, 576 (1975).
The Supreme Court, however, has recognized the right and power of state courts as final interpreters of state law “to impose higher standards on searches and seizures [under state constitutions] than required by the Federal Constitution.” Cooper v. California, 386 U.S. 58, 62, 87 S.Ct. 788, 791, 17 L.Ed.2d 730, 734 (1967). This greater protection may be afforded to citizens under a state constitution even if the federal and state language is similar. Id. The Federal Constitution only establishes a minimum level of protection. Oregon v. Hass, 420 U.S. at 719, 95 S.Ct. at 1219, 43 L.Ed.2d at 576.
We have departed from these minimum standards only when we have determined that our guarantee against unreasonable searches and seizures requires greater protection. Although the Supreme Court had found that a six-person petit jury in a criminal prosecution was adequate under the
Although we may grant this greater protection, we note that the
We believe that this case deserves an analysis of whether a principled rationale exists to depart from the standards of protection provided under the
Thereafter, the Supreme Court extended the Terry doctrine beyond a search for weapons as long as a trained police officer, relying on articulable facts and rational inferences based upon his experience, formed a reasonable suspicion that a driver of a vehicle might be engaged in illegal conduct. See United States v. Cortez, 449 U.S. 411, 101 S.Ct. 690, 66 L.Ed.2d 621 (1981) (importation of illegal aliens). In implementing the doctrine of reasonable suspicion, the Court invalidated the random stopping of an automobile for the purpose of checking licenses and registrations. Delaware v. Prouse, 440 U.S. 648, 99 S.Ct. 1391, 59 L.Ed.2d 660 (1979). This determination was consistent with prior case law and was within the Terry doctrine. The Court, however, noted that “[t]his holding does not preclude the State of Delaware or other States from developing methods for spot checks that involve less intrusion or that do not involve the unconstrained exercise of discretion. Questioning of all oncoming traffic at roadblock-type stops is one possible alternative.” 440 U.S. at 663, 99 S.Ct. at 1401, 59 L.Ed.2d at 673-74.
It is at this point that we note that neither this court nor the United States Supreme Court has considered the constitutionality of sobriety checkpoints. We may assume, however, on the basis of language in Delaware v. Prouse, supra, that the
We shall now make an independent analysis of the safeguards afforded under
“The right of the people to be secure in their persons, papers and possessions, against unreasonable searches and seizures, shall not be violated; and no warrant shall issue, but on complaint in writing, upon probable cause, supported by oath or affirmation, and describing as nearly as may be, the place to be searched and the persons or things to be seized.”
Additionally, the preamble to article I declares that the maintenance and preservation of the “rights and principles hereinafter mentioned” shall be the “paramount obligation” of the executive, legislative, and judicial branches of the government. See State v. Maloof, 114 R.I. at 384, 333 A.2d at 678 (citing preamble to article I of Rhode Island Constitution).
When our Legislature enacted a statutory exclusionary rule, we, like the Supreme Court, permitted the seizure of a person or automobile only on the basis of probable cause. We also followed the rationale of Terry v. Ohio not only for
We believe that allowing such roadblocks or checkpoints would diminish the guarantees against unreasonable searches and seizures contained in the Rhode Island Constitution. It is illogical to permit law enforcement officers to stop fifty or a hundred vehicles on the speculative chance that one or two may be driven by a person who has violated the law in regard to intoxication. We therefore hold that roadblocks or checkpoints, established to apprehend persons violating the law against driving under the influence of intoxicating beverages or drugs, operate without probable cause or reasonable suspicion and violate the Rhode Island Constitution.
In reaching this conclusion, we agree that the state has a compelling interest in detecting drunk drivers. It is well beyond dispute that drunk drivers are a grave menace to the public and that stronger measures are needed to cope with this problem. See People v. Bartley, 125 Ill.App.3d 575, 80 Ill.Dec. 894, 466 N.E.2d 346 (1984). We also agree, however, that the state has a significant interest in apprehending and bringing to punishment individuals who commit other serious criminal offenses, such as murder, robbery, burglary, and drug selling, to mention a few.
However, it would shock and offend the framers of the Rhode Island Constitution if we were to hold that the guarantees against unreasonable and warrantless searches and seizures should be subordinated to the interest of efficient law enforcement. Once this barrier is breached in the interest of apprehending drivers who violate sobriety laws, the tide of law enforcement interest could overwhelm the right to privacy. We decline to take the step of approving roadblocks, even for the purpose of apprehending drunk drivers.
The state argued that the roadblock is a deterrent. The effectiveness of such deterrence may be highly questionable, and nothing in the record supports this contention. Even assuming that roadblocks may have some deterrent effect, we believe that it is purchased at too high a price. Doubtless other devices may also increase the effectiveness of law enforcement, including punishment without trial, repealing of the privilege against self-incrimination, dispensing with the right to confrontation of witnesses, and elimination of trial by jury. Such techniques, however, would diminish the rights of all in order to secure the punishment of a few.
Additionally, less intrusive means exist to address the drunk-driving problem. We are confident that trained law enforcement officials can spot violators without having to stop all traffic. Officers observing motor-vehicle operators may then apprehend drunk drivers on the basis of probable cause or at least individualized articulable suspicion.
Courts upholding the constitutionality of roadblocks are aware of their intrusiveness but stress that careful control and absence of discretion can bring the use of the roadblock within the tenets of the Federal and their own State Constitutions. See, e.g., State v. Golden, 171 Ga.App. 27, 318 S.E.2d 693 (1984); People v. Long, 124 Ill.App.3d 1030, 80 Ill.Dec. 332, 465 N.E.2d 123 (1984); State v. Garcia, 481 N.E.2d 148 (Ind.App.1985); State v. Deskins, 234 Kan. 529, 673 P.2d 1174 (1983). The relevant factors that have enhanced judicial approval of roadblocks include adequate warnings to minimize fright to the public, advance notice to deter intoxicated individuals from driving, and clearly specified neutral and courteous procedures to reduce the possibility of arbitrary conduct by police officers. See generally State v. Kirk, 202 N.J.Super. 28, 493 A.2d 1271 (1985) (discussion of cases upholding drunk-driving roadblocks pursuant to rigorous guidelines).
The Warren police department‘s drunk-driving roadblock program was accomplished pursuant to strict guidelines with minor intrusion to motor-vehicle operators. In addition motorists were also afforded adequate advance warning of the highway-
The founders of this colony, and later this state, valued freedom and liberty above all other interests of society. It is in that tradition of freedom and liberty that we decline to dilute the guarantees of the Rhode Island Constitution. We therefore find that police roadblocks for drunk driving are so violative of our citizens’ rights that they must be declared unconstitutional.
Consequently the state‘s petition for certiorari is denied and the writ heretofore issued is quashed. The judgment of the District Court is affirmed, and the papers of the case are remanded to the District Court with our decision endorsed thereon.
SHEA, Justice, dissenting, joined by KELLEHER, Justice.
As the majority notes, and as this court has said in the past, although the Federal Constitution establishes a minimum level of protection from governmental intrusions for all citizens of the United States, a state is free to interpret its own constitution to afford greater protection to the citizens of that state. State v. Benoit, 417 A.2d 895, 899 (R.I.1980) (citing Oregon v. Hass, 420 U.S. 714, 719, 95 S.Ct. 1215, 1219, 43 L.Ed.2d 570, 576 (1975)). However, “[t]he decision to depart from minimum standards and to increase the level of protection should be made guardedly and should be supported by a principled rationale.” Id. at 899.
As acknowledged by the majority, even though the United States Supreme Court has yet to consider the constitutionality of sobriety checkpoints, the
“the reasonableness of the procedures followed in making these checkpoint stops makes the resulting intrusion on the interests of motorists minimal. * * * [T]he purpose of the stops is legitimate and in the public interest, and the need for this enforcement technique is demonstrated by the records in the cases before us.”
These checkpoint stops were specifically distinguished from the random, roving immigration-patrol stops that were found to violate the
In 1979, the Court further elaborated on this theme, stating that
“[absent an] articulable and reasonable suspicion that a motorist is unlicensed or that an automobile is not registered, or that either the vehicle or an occupant is otherwise subject to seizure for violation of law, stopping an automobile and detaining the driver in order to check his driver‘s license and the registration of
the automobile are unreasonable under the Fourth Amendment . * * * [P]ersons in automobiles on public roadways may not for that reason alone have their travel and privacy interfered with at the unbridled discretion of police officers.” Delaware v. Prouse, 440 U.S. at 663, 99 S.Ct. at 1401, 59 L.Ed.2d at 673-74.
However, in reaching this conclusion, the Supreme Court specifically stated that
“this holding does not preclude the State of Delaware or other States from developing methods for spot checks that involve less intrusion or that do not involve the unconstrained exercise of discretion. Questioning of all oncoming traffic at roadblock-type stops is one possible alternative.” (Emphasis added.) Id.
The central issue in the case before the court is not whether the Warren police department‘s sobriety checkpoint was justified. According to Martinez and Prouse, and given Rhode Island‘s concern for drunk driving, such a roadblock-type sobriety checkpoint could be justified under the
Textually, the
Several states have approved the use of sobriety checkpoints when they employed the safeguards deemed necessary for the practice to pass constitutional muster.3 In Little v. State, 300 Md. 485, 499-500, 479 A.2d 903, 910 (1984) (quoting Commonwealth v. McGeoghegan, 389 Mass. 137, 143, 449 N.E.2d 349, 353 (1983)), the Maryland Supreme Court reasoned:
“For a roadblock to be permissible, it appears that the selection of motor vehicles to be stopped must not be arbitrary, safety must be assured, motorists’ inconvenience must be minimized, and assurance must be given that the procedure is being conducted pursuant to a plan devised by law enforcement supervisory personnel. While we do not suggest that advance notice is a constitutional necessity, advance publication of the
date of an intended roadblock, even without announcing its precise location, would have the virtue of reducing surprise, fear, and inconvenience.”
“Adherence to these guidelines * * * assures that a roadblock seizure is the result of a ‘plan embodying explicit, neutral limitations on the conduct of individual officers.’ * * * Conducting roadblocks in accordance with such neutral criteria minimizes the risk ‘that the individual‘s reasonable expectation of privacy [will be] “subject to the discretion of the official in the field.“” * * * Adherence to the guidelines’ requirements also assures that the surprise, fear, and inconvenience to--and therefore the intrusion on--the motoring public is minimized.” Commonwealth v. Shields, 402 Mass. 162, 165, 521 N.E.2d 987, 989-90 (1988).
In this case the sobriety checkpoint guidelines are clearly articulated and comport with the constitutional concerns expressed by our sister states and the United States Supreme Court. The guidelines state:
- The checkpoint site is chosen by administrators and supervisors relying on their awareness of problem areas where accidents and arrests for drunken driving have occurred. In the choice of a site, consideration is also to be given to the safety of and the minimal intrusion to drivers.
- The date, but not the location, of the intended checkpoint must be announced. In order to educate the public about the purpose of the checkpoint and to deter drunk driving a press release will be published at least two days in advance.
- Each checkpoint must be planned in advance, and all specifics must be prearranged in order to eliminate any possibility of random or arbitrary implementation.
- The officers may not arbitrarily select vehicles to be stopped. Either every vehicle or a set number of vehicles, for example, one in every ten passing cars, must be stopped.
- A supervisor must be present at all checkpoints.
- In order to ensure safety and to minimize public fear or apprehension of the checkpoint, each checkpoint must have signs, road flares, police cruisers with flashing lights, and a sufficient number of uniformed police officers. Each vehicle may be stopped for one minute or less.
- The officer must give a “brief and courteous” statement to each driver articulating the purpose of the stop. Only if there is an “articulable sign of possible intoxication will further inquir[y] be warranted.”
- The officer may then pull the car off the road, request a license and registration, and ask the driver to perform certain motor-coordination tests.
These guidelines clearly protect motorists from the discretionary conduct of individual police officers and would cause minimal inconvenience, fear, or surprise. The minimal intrusion on the driver‘s privacy rights is reasonable and fully within the safeguards provided by
I agree with the majority that there are many areas of criminal conduct that the state has a significant interest in deterring or prosecuting, including murder, burglary, and drug sales. I would note, however, that the majority ponders an issue much broader than the one before us: whether a well-supervised, systematic sobriety checkpoint which safeguards against any discre-
The sobriety checkpoint in question fully comports with the level of protection set forth in the Rhode Island Constitution.
