Lead Opinion
This is an appeal by allowance from the order of the Commonwealth Court reversing the trial court’s order permanently enjoining the enforcement of the City of Erie’s Ordinance 75-1994 (“Ordinance”), and striking the Ordinance in its entirety. For the following reasons, we now reverse.
On September 28, 1994, the City Council for the City of Erie (“City Council”) enacted the Ordinance.
Pap’s A.M. (“Appellant”) is the operator of an establishment known as “Kandyland” which features nude erotic dancing performed by women. On October 14, 1994, Appellant filed a complaint in equity, naming the City of Erie, the mayor for the City of Erie, and the members of the City Council (“Appellees”) as defendants. In its complaint, Appellant requested a declaratory judgment declaring the Ordinance unconstitutional as well as injunctive relief and attorney’s fees.
The Court of Common Pleas of Erie County held hearings on this matter. On January 18, 1995, the trial court determined that the Ordinance was unconstitutionally overbroad on its face. It therefore granted the permanent injunction and struck down the Ordinance. The trial court, however, denied Appellant’s request for attorney fees.
Appellant and Appellees cross-appealed to the Commonwealth Court. The Commonwealth Court determined that the trial court erred when it held that the Ordinance was unconstitutionally overbroad. Furthermore, it determined that Appellant’s additional claim that the Ordinance impermissibly infringed upon Appellant’s right to freedom of expression as guaranteed by the United States and Pennsylvania Constitutions was not borne out. It therefore reversed the trial court’s order striking the Ordinance and awarding Appellant injunctive relief.
Appellant then filed a petition for allowance of appeal with this court. We granted review, limited to the issues of
In examining whether the Ordinance violates Appellant’s freedom of expression as guaranteed by the First Amendment
As we have determined that nude dancing is entitled to some First Amendment protection, we must next decide whether the Ordinance is related to the suрpression of expression. Johnson,
In determining whether the Ordinance is related to the suppression of free expression, the Commonwealth Court below turned for guidance to the United States Supreme Court’s decision in Barnes, supra, a case which presented a situation very similar to the one presented in the matter sub judice.
We, too, begin our analysis of whether the Ordinance is content-based by reviewing the Barnes decision. The Court in Barnes analyzed an Indiana statute, which is strikingly similar to the Ordinance we are examining, to determine whether that statute violated the First Amendment. Unfortunately for our purposes, the Barnes Court splintered and produced four separate, non-harmonious opinions. We must review еach of the opinions to see if any holding can be gleaned from them.
The Chief Justice, in his opinion announcing the judgment of court, concluded that nude dancing is expressive conduct within the peripheral boundaries of First Amendment protection. He determined that the statute in question was a content-neutral restriction on speech since the governmental interest in protecting societal order and morality was unrelated to the suppression of free expression. Id. at 568,
Justice Scalia authored a separate concurring opinion. Barnes,
Justice Souter also agreed with the result reach by the Chief Justice, but wrote separately to express his view that the content-neutral governmental interest forwarded by the statute was prevention of the negative secondary effects (such as prostitution, sexual assault, and other criminal acts) which
Justice White’s dissenting opinion, which was joined by Justices Marshall, Blackmun, and Stevens, garnered the most votes of any of the Barnes opinions. Id. at 587,
From this hodgepodge of opinions, the Commonwealth Court selected the concurring opinion authored by Justice Souter as expressing the position of the Court and accorded it the status of binding precedent. In arriving at this conclusion, the Commonwealth Court quoted the United States Supreme Court’s dictate that where “a fragmented Court decides a case and no singlе rationale explaining the result enjoys the assent of five Justices, the holding of the Court may be viewed as that position taken by those Members who concurred in the judgments on the narrowest grounds....” Marks v. United States,
While we empathize with the Commonwealth Court’s plight when faced with trying to make sense out of Barnes, we cannot agree that Justice Souter’s concurring opinion is binding precedent. We agree that it is possible to cobble together a holding out of a fragmented decision.
It is simply not possible to find that Justice Souter’s position in Barnes commanded five votes. Even if we were to assume arguendo that his concurring opinion provided an approach which was “narrower” than, and yet still encompassed by and consistent with, the one taken by the Chief Justice, such a concession would provide only four votes for Justice Souter’s position. The fifth vote for Justice Souter’s position is not forthcoming. It cannot be provided by Justice Scalia, who believed that restrictions on nude dancing are not to be analyzed pursuant to the First Amendment. Nor can it be said that the dissenters, who rejected -the notion that the state’s goal of combating secondary effects via the statute rendered the statute content-neutral, were in agreement with Justice Souter.
We find that the Commonwealth Court’s determination that Justice Souter’s “secondary effects” rationale represents the “holding” of Barnes is simply not borne out. In fact, aside from the agreement by а majority of the Barnes Court that nude dancing is entitled to some First Amendment protection, we can find no point on which a majority of the Barnes Court agreed. Thus, although we may find that the opinions expressed by the Justices prove instructive, no clear precedent arises out of Barnes on the issue of whether the Ordinance in the matter sub judice passes muster under the First Amendment.
Having determined that there is no United States Supreme Court precedent which is squarely on point, we turn to our own independent examination of the Ordinance itself to determine whether it is related to the suppression of free expres
for the purpose of limiting a recent increase in nude live entertainment within the City, which activity adversely impacts and threatens tо impact on the public health, safety and welfare by providing an atmosphere conducive to violence, sexual harassment, public intoxication, prostitution, the spread of sexually transmitted diseases and other deleterious effects.
We acknowledge that one of the purposes of the Ordinance is to combat negative secondary effects. That, however, is not its only goal. Inextricably bound up with this stated purpose is an unmentioned purpose that directly impacts on the freedom of expression: that purpose is to impact negatively on the erotic message of the dance. We find that Justice White expressed this position most eloquently in his dissenting opinion in Barnes when he declared that
it cannоt be [said] that the statutory prohibition is unrelated to expressive conduct. Since the State permits the dancers to perform if they wear pasties and G-strings but forbids nude dancing, it is precisely because of the distinctive, expressive content of the nude dancing performances at issue in this case that the State seeks to apply the statutory prohibition. It is only because nude dancing performances may generate emotions and feelings of eroticism and sensuality among the spectators that the State seeks to regulate such expressive activity, apparently on the assumption that creating such thoughts and ideas in the minds of the spectators may lead to increased prostitution and the degradation of women. But generating thoughts, ideas, and emotions is the essence of communication.
Barnes,
As in the matter sub judice, the governmental entity in Forsyth declared that the ordinance permitting the adjustable fee was content-neutral because it was “aimed only at a secondary effect— the cost of maintaining public order.” Id. at 134,
Similarly, the negative secondary effects associated with nude dancing are inextricably linked to the erotic message of the dance. Thus, as in Forsyth County, we find that a content-neutral reason is insufficient to save the Ordinance since it is inextricably linked with a content-based motivation for the restriction.
Since the Ordinance’s restrictions are content-based, we must now determine if the Ordinance passes the strict scrutiny test. Grace,
We begin our review of this issue by noting that Appellees have not presented us with a strict scrutiny analysis as part of their brief. Establishing that the Ordinance passes the strict scrutiny test is a burden for Appellees to bear. Simon & Schuster, supra. Appellees’ utter failure to carry their burden on this point would be a sufficient reason to find that the strict scrutiny test was not met here.
Furthermore, our own independent analysis of this issue leads us to conclude that the strict scrutiny test cannot be satisfied. The most compelling governmental interest which could be articulated in connection with the Ordinance is the interest in deterring sex crimes. It is beyond cavil that curbing crimes such as prostitution and rape is a compelling governmеntal interest.
Yet, that determination satisfies only one half of the strict scrutiny test. It still must be established that the Ordinance is narrowly tailored to meet this compelling interest. On this front, we come to the inescapable conclusion that the Ordinance must fail. We agree with Justice White’s statement in Barnes that there are several ways to combat these social ills without banning the expressive activity of nude dancing. Justice White suggested that “the State could perhaps require that, while performing, nude performers remain at all times a certain minimum distance from spectators, that nude entertainment be limited to certain hours, or even that establishments providing such entertainment be dispersed throughout the city.” Barnes,
Furthermore, we also find it highly circuitous to prevent rape, prostitution, and other sex crimes by requiring a dancer
Now that we have determined that the Ordinance places an unconstitutional burden on Appellant’s freеdom of expression, we next consider Appellees’ claim that we may sever the unconstitutional portions rather than striking the Ordinance in its entirety. In support of their position, Appellees’ rely upon 1 Pa.C.S. § 1925
When we determine that an ordinance is unconstitutional, we sever the unconstitutional portions if “the remainder of the [Ordinance] ... shall not be affected thereby....” 1 Pa.C.S. § 1925. Yet, we are specifically directed that we may not sever the unconstitutional portions of an ordinance where “the valid provisions of the [Ordinance] are so essentially and inseparably connected with, and so depend upon, the void provision or application, that it cannot be presumed the [City Council] would have enacted the remaining valid provisions without the void one....” Id.
Appellees assert that this court may “sever” the Ordinance by merely “severing] only the necessary ‘expressive’ nudity from the ordinance....” Appellees’ Brief at 13. As there is no language in the Ordinance which separates non-expressive nudity from expressive nudity, we presume that Appellees would have this court draft such language and insert it into the Ordinance.
Such a position shows a fundamental misunderstanding of the mechanics of severing void portions of a statute as
Limitations on the power to sever statutes and ordinances are consistent with the constitutional doctrine of the separation of powers, a doctrine which has been at the heart of our governmental system since the 1776 Plan or Form of Government for the Commonwealth or State of Pennsylvania. Dauphin County Grand Jury Investigation Proceedings (No. 2),
Yet another option for severing the Ordinance would be to remove §§ 1(c) and 2, the provisions which concern the bar to public nudity. We find this option to be tenable. In severing those portions of the Ordinance, we would remove but one of the four prohibitions. The other three forbidden activities
The order of the Commonwealth Court below is reversed.
Notes
. We have jurisdiction over this matter pursuant to 42 Pa.C.S. § 724.
. The Ordinance states in relevant part:
1. A person who knowingly or intentionally in a public place:
a. engages in sexual intercourse;
b. engages in deviate sexual intercourse as defined by the Pennsylvania Crimes Code;
c. appears in a state of nudity, or
d. fondles the genitals of himself, herself or another person commits Public Indecency, a Summary Offense.
2. "Nudity” means the showing of the human male or female genital (sic), pubic area or buttocks with less than a fully opaque covering; the showing of the female breast with less thаn a fully opaque covering of any part of the nipple; the exposure of any device, costume, or covering which gives the appearance of or simulates the genitals, pubic hair, natal cleft, perineum anal region or pubic hair region; or the exposure of any device worn as a cover over the nipples and/or areola of the female breast, which device simulates and gives the realistic appearance of nipples and/or areola.
3. "Public Place” includes all outdoor places owned by or open to the general public, and all buildings and enclosed places owned by or open to the general public, including such plаces of entertainment, taverns, restaurants, clubs, theaters, dance halls, banquet halls, party rooms or halls limited to specific members, restricted to adults or to patrons invited to attend, whether or not an admission charge is levied.
4. The prohibition set forth in subsection 1(c) shall not apply to:
a. Any child under ten (10) years of age; or
b. Any individual exposing a breast in the process of breastfeeding an infant under two (2) years of age.
6. CONSTRUCTION AND SEVERABILITY—It is the intention of the City of Erie that the provisions of this ordinance be construed, enforced and interpreted in such a manner as will cause the least possible infringement of the constitutional rights of free speech, free expression, due process, equal protection or other fundamental rights consistent with the рurposes of this ordinance. Should a court of competent jurisdiction determine that any part of this ordinance, or any application or enforcement of it is excessively restrictive of such*353 rights or liberties, then such portion of the ordinance, or specific application of the ordinance, shall be severed from the remainder, which shall continue in full force and effect.
. Since the Commonwealth Court found that the Ordinance was constitutional, it saw no need to address Appellant’s claim that it was entitled to attorney's fees.
. In reviewing the determination of the court below, our scope of review is plenary as the issues presented in this case are questions of law. See Phillips v. A-Best Products Co.,
. The First Amendment is made applicable to the states by the Due Process Clause of the Fourteenth Amendment. Board of Education, Island Trees Union Free School Dist. No. 26 v. Pico,
. The O’Brien Court stated that the "government regulation is sufficiently justified” if it meets all factors of the following four-part test:
1) Promulgation of the regulation is within the constitutional power of the government;
2) The regulation furthers an important or substantial governmental interest;
3) The governmental interest is unrelated to the suppression of free expression; and
4) The incidental restriction on First Amendment freedoms is no greater than essential to the furtherance of that interest.
United States v. O'Brien,
. In fact, we have done so in this opinion at page 276, supra.
. Section 1925 is part of the Statutory Construction Act ("Act”). In construing an ordinance, we follow the dictates of the Act even though the Act applies specifically to statutes and is not expressly applicable to local ordinances. Patricca v. Zoning Bd. of Adjustment of the City of Pittsburgh,
. See footnote 1, supra, for the full text of the "Construction and Severability” clause of the Ordinance.
. Appellees' citation to Commonwealth, Dept. of Education v. First School,
. Those three activities are: publicly engaging in sexual intercourse; publicly engaging in deviate sexual intercourse; and, publicly fondling genitalia. Footnote 2, supra.
. As we have determined that the Ordinance violates Appellant’s freedom of expression as guaranteed by the United States Constitution, there is no need for us to determine whether the comparable provision found in Article I, § 7 of the Pennsylvania Constitution is also violated. Furthermore, we need not address either Appellant's claim that the Ordinance is unconstitutionally overbroad, or Appellees' claim that Appellant lacks standing to raise this overbreadth challenge.
Concurrence Opinion
concurring.
I agree with the majority that Sections 1(c) and 2 of the ordinance at issue must be stricken. However, because a mаjority of the United States Supreme Court has upheld the constitutionality of a virtually identical ordinance under the First Amendment to the Federal Constitution, and because this Court is bound by the United States Supreme Court’s interpretations of the Federal Constitution, I must disagree with the majority’s conclusion that the provisions of the ordinance at issue fail under the First Amendment to the Federal Constitution. Instead, I believe that the provisions of the ordinance at issue here must be stricken under Article I, § 7 of the Pennsylvania Constitution. Accordingly, I concur only in the result reached by the majority in this matter.
The United States Supreme Court case which lies at the crux of this matter is Barnes v. Glen Theatre, Inc.,
According to the majority in the instant matter, there was “no point on which a majority of the Barnes Court agreed,” aside from agreeing that nude dancing is expressive conduct for First Amendment purposes. Maj. Op. at 278. Thus, the majority gleans that Barnes is not binding precedent on the issue of whether the ordinance sub judice can be characterized as relating to the suppression of free expression under the First Amendment. Finding no such binding precedent in Barnes, the majority proceеds to determine that the ordinance at issue here is related to the suppression of free expression, and further finds that the ordinance fails to pass constitutional muster under the strict scrutiny test. I believe that the majority herein strains to find discord in Barnes where none exists. In so doing, the majority circumvents binding United States Supreme Court precedent.
My disagreement with the majority centers on the fact that five Justices, and thus a majority, voted to uphold the ordinance in Barnes on the basis that the ordinance at issue in Barnes could not be characterized as relating to the suppression of free expression for purposes of the First Amendment. Therefore, a five-justice majority declined to apply the strict scrutiny test.
The plurality opinion, authored by Chief Justice Rehnquist and joined by Justices Kennedy and O’Connor, stated: “... the public indecency statute furthers a substantial government
In a separate concurrence, Justice Souter agreed with the majority that the statute was not aimed at the suppression of free expression, and therefore also declined to apply strict scrutiny. Id. at 586,
Finally, in another separate concurrence, Justice Scalia agreed with the plurаlity and Justice Souter that the purpose of the statute was not the suppression of protected free expression. Justice Scalia wrote separately because he did not believe that the “public nudity” proscribed by the statute was entitled to any First Amendment protection at all since it was not “expressive” behavior which would fall within the protective ambit of the First Amendment. However, Justice Scalia agreed with the plurality regarding the underlying purpose of the statute:
The purpose of the Indiana statute, as both its text and the manner of enforcement demonstrate, is to enforce the traditional moral belief that people should not expose their private parts indiscriminately, regardless of whether those who see them are disedified. Since that is so, the dissent has no basis for positing that, where only thoroughly edified adults are present, the purpose must be repression of communication.
Id. at 575,
Thus, the basic premise upon which five Justices of the United States Supreme Court agreed is that the purpose of a statute virtually identical to the one at issue here cannot be characterized as the suppression of protected expression.
Although I believe that Sections 1(c) and 2 of the Ordinance at issue here do not fail under the First Amendment in light of Barnes, I nevertheless concur in the result reached by the majority since I believe that those provisions must be stricken under Article I, § 7 of the Pennsylvania Constitution, which provides: “... The free communication of thoughts and opinions is one of the invaluable rights of man, and every citizen may freely speаk, write and print on any subject, being responsible for the abuse of that liberty ... ”. Pa. Const. Art. 1. § 7. This Court has repeatedly determined that Article I, § 7 affords greater protection to speech and conduct in this Commonwealth than does its federal counterpart, the First
I believe that the dissent authored by Justice White in Barnes is persuasive and that this Court should adopt it for purposes of interpreting Article I, § 7 of the Pennsylvania Constitution. As Justice White pointed out in Barnes, the position of the Barnes plurality—that the purpose served by the ordinance at issue was to protect morals and public order rather than to suppress free expression—is patently erroneous. Justice White wrote:
The purpose of forbidding people to appеar nude in parks, beaches, hot dog stands and like public places is to protect others from offense. But that could not possibly be the purpose of preventing nude dancing in theatres and barrooms since the viewers are exclusively consenting adults who pay money to see these dances. The purpose of the proscription in these contexts is to protect the viewers from what the State believes is the harmful message that nude dancing communicates.
This being the case, it cannot be that the statutory prohibition is unrelated to expressive conduct. Since the state permits the dancers to perform if they wear pasties and G-strings but forbids nude dancing, it is precisely because of thе distinctive, expressive content of the nude dancing performances in this case that the State seeks to apply the statutory prohibition. It is only because nude dancing performances may generate emotions and feelings of eroticism and sensuality among the spectators that the State seeks to regulate such expressive activity, apparently on the assumption that creating or emphasizing such thoughts or*369 ideas in the minds of the spectators may lead to increased prostitution and the degradation of women. But generating thoughts, ideas, and emotions is the essence of communication. The nudity element of nude dancing performances cannot be pigeonholed as mere “conduct” independent of any expressive component of the dance.
Barnes, supra,
Justice White’s dissent forcefully articulates the position which I believe that this Court should adopt for purposes of our interpretation of Article I, § 7 of the Pennsylvania Constitution. If the purpose of the ordinance, as the plurality and Justice Scalia believed, was merely to “enforce the traditional moral belief that people should not expose their private parts indiscriminately,”
Accordingly, for purposes of Article I, § 7 of the Pennsylvania Constitution, I believe that the strict scrutiny test is appropriately applied in this case. I concur in the majority’s application of the strict scrutiny test, as well as the remainder of the majority’s disposition of this case.
. The ordinance in Barnes provided:
Sec. 1. (a) A person who knowingly or intentionally, in a public place:
(1) engages in sexual intercourse;
*365 (2) engages in deviate sexual conduct;
(3) appears in a state of nudity; or
(4) fondles the genitals of another person; commits public indecency, a Class A misdemeanor.
(b) ‘Nudity’ means the showing of the human male or female genitals, pubic area or buttocks with less than a fully opaque covering, the showing of the female breast with less than a fully opaque covering of any part of the nipple, or the showing of the covered male genitals in a discernibly turgid state.
The ordinance at issue in the matter sub judice is excerpted in footnote two of the Majority Opinion.
. Notwithstanding Justice Scalia’s belief that his own concurrence did not depart significantly from the plurality’s position, the majority of this Court confidently asserts that Justice Scalia arrived at his conclusion by a "radically different route” than that taken by the Barnes plurality. Regardless of whether Justice Scalia’s concurrence is to be interpreted in accordance with Justice Scalia’s clearly stated intent or interpreted as the majority herein characterizes it, the important point is that Justice Scalia, like the plurality and Justice Souter, clearly did not believe that the statute was aimed at the suppression of protected expression.
. The majority acknowledges that binding precedent can emanate from a fragmented Court when that Court can be said to be in agreement on a given concept. See Maj. Slip Op. at 278.
. Barnes, supra,
. This concept was eloquently articulated by Justice Harlan: “It is largely because government officials cannot make principled decisions in this area that the Constitution leaves matters of taste and style so largely to the individual.” Cohen v. California,
