13 N.H. 536 | Superior Court of New Hampshire | 1843
I shall confine myself, in the opinion I propose to deliver, to stating the judgment of the court upon the question, whether the jury possess the right to decide the law in criminal cases, leaving the conclusions of the court upon the other questions that arise in the case to be declared by the chief justice.
The enquiry is, in substance, whether the plea of the general issue of not guilty, confers upon the jury the right to determine the law of the case. The question how far they may decide the law in civil cases, is not, in terms, before u^ ; but it will be necessary to examine it, for the purpose of deriving from the discussion such aid as it may give us upon this point.
The clause of the constitution of this state which relates to the “ confirmation of laws,” being the clause numbered 90, on the 39th page of the Revised Statutes, provides that “all the laws which have heretofore been adopted, used and practiced upon in the courts of law, shall remain and be in full force until altered and repealed by the Legislature, such parts thereof only excepted as are repugnant to the rights and liberties contained in this constitution.”
At the time of the adoption of the constitution, the common law was the law of the state, so far as it was applicable to our institutions and the circumstances of the country. The State vs. Rollins, 8 N. H. Rep. 550. It might have been modified by statutes passed in the period from 1776 to 1792, by the judgments and practice of the courts, or by any re-' pugnancy between it and the constitution, when the latter would, by its terms, be the paramount law. But no statute
As a common law question, this must be determined by the authorities. Wherever they lead us, it is our duty to follow. Whatever result they may establish, it is our duty to declare. It is as little our duty, it is as inconsistent with our oaths, to throw upon the jury the responsibility of determining the law if it do not properly belong to them, as it is to assume to ourselves a jurisdiction which the law has not given us. We intend to do neither the one nor the other, but to state the law as we find it, upon a deliberate examination of the authorities and the constitution.
The statute Westm. 2, c. 30, (13 Ed. 1, A. D. 1285) is the groundwork of the arguments of those who assert the right of juries to determine questions of law. In one of Lord Erskine’s most eloquent arguments, that in support of the motion for a new trial in the case of The King vs. The Dean of St. Asaph, he takes the position that, from the words of this statute, the right of the jury to decide the law upon the general issue was vested in them by the constitution. Other arguments, more or less plausible, have been urged in its favor in times of excitement, either from the absence of a sufficiently careful investigation, or because they were adapted to attain particular ends; but this statute, at first sight, seems more like an authority for the general position, than any argument or decision that has been made since its passage. The following is a translation of so much of the act as pertains to this subject: “ The justices assigned to take assizes shall not compel the jurors to say precisely whether it be disseizin or not, so that they do show the truth of the fact, and re
Now, in giving a construction to this act, Lord Coke says that the first question was, whether, in case of assize, if the issue were joined upon a collateral matter out of the point of the assize, upon this special issue, the jury might give a special verdict. And it was resolved, that in all actions the jury might find the special matter of fact pertinent, and pray the direction of the court for the law. 2 Inst. 4.25. If any collateral matter, distinct from the general issue of nul disseizin, &c., were pleaded, then the assize was turned into a jury, instead of a separate recognition to try the fact. Glanville, lib. 13, c. 20, 21. The collateral matter was determined by the same recognitors in modum juratae. The jury were therefore limited to the collateral matter of fact out of the point of assize. But Glanville says that the assize could not decide upon the law connected with disseizin. He states that if the demandant object to put himself upon the grand assize, he must show some cause why the assize should not proceed. If the objection be admitted, the assize itself shall thereby cease, so that the matter shall be verbally pleaded and determined in court, because it is then a question of law, &c. If the assize could not determine questions of law, it would be the most groundless assumption to say that they could be determined by the jury, who were to find only collateral facts out of the points of assize.
The citation from Glanville is a strong authority against the right of the jury to decide the law upon a general issue involving law and fact. The implication from the latter part of the clause cited from the stat. Westm. 2d, is a strong argument against it. If the jury, “ of their own accord, are willing to say that it is disseizin or not, their verdict shall be admitted at their own periV But what peril could they incur if, by deciding the law, they simply exercised a right given them by the statute ? This phraseology is most singular, if the
In Townsend’s Case, Plowd. 111, decided about the year 1554, the jury undertook to decide a point of law as to remitter ; and the finding of the remitter was held void, because it is not the duty of the jurors to judge what the law is. And the case of Willion vs. Berkeley, Ploiod. 223, is express upon the same point. It was there said, that, “ at the beginning of our law, it was ordained that matters of fact should be tried by twelve men of the county where the matter arises, and the matters of the law by the twelve judges of the law.” To the same effect is the case of Grendon vs. Bp. of Lincoln, Plowd. 493. The maxim of the common law, ad quaestionem facti non respondent judices, ad quaestionem juris non respondent juratores, has been admitted by all writers and courts of law, either in terms, or by stating that the jury were not to determine the law. Co. Litt., 71 b, 72 a; Ibid. 125, a; Oneby’s Case, 2 Ld. Raym. 1494; Trials per pais, c. 14; Rex vs. Dean of St. Asaph, 3 T. R. 430, and innumerable other books of authority.
These authorities sufficiently establish the general position, that the jury are not to decide questions of law. But able and learned men have nevertheless expressed the opinion, that it was their right so to do, in certain cases. Among them is the celebrated Junius. But the “magni nominis umbra,” the political partizan, who, speaking of the terms of reproach which had been applied to Lord Mansfield, threatens his lordship that he will “collect the scattered sweets till their united virtue tortures the sense” • the brilliant rhetorician, who too often substitutes a showy antithesis for an argument,
Now it is to be remembered that Littleton, in the section cited, was not examining the rights or powers of juries. He was discussing matters very different. The passage was introduced in explaining the pleadings in real actions relative to estates upon condition. His remarks are, in brief, that after an estate tail is determined for default of issue, the donor may enter by force of the condition. But in the pleadings he must vouch a record, or show a writing under seal, proving the condition; but though no writing was ever made of
The writers and courts who have founded the right of the jury to decide the law upon the form of the issue, do not, we say it with all respect, seem to have looked beyond the question directly before them, to the consequences which this right involves. If the form of the issue gives the jury the right to settle the law, what becomes of the right of a party to demur to evidence, or to file a bill of exceptions ? The stat. Westm. 2d., c. 31, provides for the allowance of bills of
It by no means follows, because the jury must pass both upon the law and the fact, by the form of the issue, that therefore they must determine the law. They may take the law from the court and apply it to the facts ; and they thus deliver a verdict compounded of law and fact, or rather
Unless the power to do a thing necessarily implies the right to do it, the argument derived from the form of the pleadings falls to the ground. We cannot discover that the right of the jury depends upon any thing but their power to disregard the instruction of the court, which they may often do without detection, under the shield of a verdict of guilty or not guilty, as the case may be. Nor can we dis
Against the decisions which have been referred to on this point, in the state courts in this country, and which recognize the right of the jury to decide the law, may fairly be set off the opinions of Lewis, C.J., in The People vs. Croswell, 3 Johns. Cas. 403; of Mr. Justice Story, in The United States vs. Balliste, 2 Sumner 243; of Kent, J., in The People vs. Stone, N. Y. Express, May 17, 1842; and the case of Townshend, in Error, vs. The State, 2 Blackford’s (Ind.) Reports 152.
The eminent lawyers who delivered the above opinions held that the jury could not determine the law. And the result at which we have arrived is that the juries have not the right to decide the law in any case ; that this accords with the best authorities in the common law, and with other legal rights which must be surrendered if they may decide the law ; and that they are bound by the law, as laid down to them by the court.
It may also be well to enquire what effect the decision of the law by the jury might have upon the rights secured to the people by the constitutions of the United States and of this state. Every subject of this state is entitled to a certain remedy, by having recourse to the laws, for all injuries he may receive in his person, property, or character, &c. Bill of Rights, sect. 14. Absolute certainty is unattainable, in disputed cases, and in such as require minute and careful investigation to be made into the meaning of statutes, and contracts, and which call for the application of particular rales of construction. Mankind are fallible, and neither courts nor juries can claim an exemption from the common lot. But the decisions of which tribunal would, on the whole, be the more certain — of the court, who must apply general principles and fixed rules to the exposition of the law; or of the jury, who must necessarily apply to it such knowledge of the law as they may have
The constitution of the United States, and the acts of Congress made in pursuance thereof, are the supreme law of the land, and the judges in every state are bound thereby, &c. Constitution of the U, S.. Article 6, Clause 2. If juries are not bound also, the question can never be settled whether a law be in pursuance of the constitution, and the courts must suspend their judgments until a sufficient number of verdicts has been returned, one way or the other, to render it probable that juries generally in future will return their verdicts the same way, — for no nearer approach to certainty could be made.
We cannot believe that impartial and reflecting men, of whatever profession they may be, can advocate doctrines which may lead to such results as the right of the jury to decide the law may end in. We cannot think that the people or their representatives would be content with an exposition of the constitution which would cause the constitutionality of the license law to remain an open question, until it could be settled by the verdict of a jury; of a body admirably adapted to the decision of questions of fact, but irresponsible, giving no reasons for their decisions, not subject to impeachment or attaint, without access to the sources of the law, and therefore unfitted for the investigation of legal rights. No reflecting man in the jury box would be willing to take upon himself this responsibility. He would feel that the question could not be examined with the deliberation it required ; that the law could not be expounded with quite so much facility as it could be made, — and that there was no such inspiration in the jury box as would enable twelve men to determine, ■per saltum, grave questions which, elsewhere_
By the statute regulating the selection and services of grand and petit jurors, which was in force at the time of this trial, the justices of the courts, where they are returned to serve, are directed, upon motion from either party in the cause to be tried, to put a juror to answer upon oath, “ whether he expects to gain or lose by the issue of the cause then pending ? whether he is in any way related to either party ? and whether he has been of counsel to either party, or directly or indirectly given his opinion, or is sensible of any prejudice in the cause ?” And it is further enacted, that “ if it shall appear to the court that such juror does not stand indifferent in said cause, he shall be set aside from the trial of that cause, and another appointed in his stead.” N. H. Laws, (Ed. 1830,) 467.
So far as this statute goes, it shows that it is the duty of the court to make an examination, on motion of either party, for the purpose of ascertaining whether the jurors stand indifferent, and to determine that matter; and the question is, whether the enactments of the statute just cited are exclusive, so that no enquiry can be made, except through the interrogatories directed by the statute to be put to the jurors, and no objection to the competency of a juror be admitted, except that he does not stand indifferent between the parties.
The first consideration which naturally presents itself, is, that there is nothing in the language of the statute which indicates an intention on the part of the legislature thus to confine the jurisdiction of the court. Upon the motion of either party, the court shall do certain things. This in no manner implies that they may not do others, if the ordinary
The statute unquestionably was designed to secure the attendance of persons competent and suitable to perform the part of jurors in the administration of justice. It enacted that the selectmen should make a list of such persons, being inhabitants, of good moral character, and having a certain estate, as'they should judge most suitable, and best qualified to serve, &c.; and from this list the jurors required at any term were to be drawn. But notwithstanding all the diligence which the selectmen could exercise, a juror, at the time of the return, or of the trial, might be totally unfit for the performance of the duty. He might, before the return, have become non compos mentis. Could not the court enquire into that matter, on an allegation that he was so ? There is no provision in the statute for such an enquiry. But no one can for a moment hesitate to say, that it would be the imperative duty of the court to investigate the subject, and not proceed to try a case, with an insane juror upon the pannel. And if the court might institute an enquiry of that character, which the statute does not direct, what is there to prevent them from putting questions to the juror himself, in order to ascertain the state of his mind, although the statute has not framed any for that purpose. — So a case might occur where a juror, at the time of the trial, was utterly unfit to perform the duty, from intoxication. It is readily admitted that such a case must be rare, but its existence is not beyond the range of possibility. And it would be most absurd to contend, because the statute had made no provision for an enquiry of that character, that therefore the court could make none.
Other cases may exist where the juror, although he is neither non compos, nor intoxicated, is yet not qualified to perform the duties of a juror. And no case of unfitness can. be more clear, than one, where the juror holds such opinions,
In the same case other questions, not prescribed by the statute, were propounded to the jurors, for the purpose of ascertaining whether they stood indifferent, and without bias. A similar practice prevailed in the case of Emerson, Strafford, -term, 1817; in the case of Furnald, Strafford, December term, 1825; and in the case of Corey, Cheshire, October term, 1830. If this is a correct practice in capital cases, it cannot be rejected in those of less importance; and it is believed to have been the uniform course of the court. No case has been cited where a different practice was adopted.
But there is a still further enquiry here, and that is, whether the questions propounded to the jury were proper, in order to ascertain whether they were impartial and competent men. This depends upon the settlement of the next question in the
Upon the question whether the jury have the right to determine the law in criminal trials, the case might well be left upon the learned opinion delivered by my brother Gilchrist. But having had occasion to rule this point, while presiding in the common pleas, I am disposed to add a few remarks upon this part of the case, even at the hazard of repeating, to some extent, the positions which have been already so ably stated by him.
So far as I am aware, it is not known, at the present day, what was the doctrine of the courts here, upon this point, before the Revolution. It is well understood, however, that the administration of justice was in general of a very inartificial character, and great complaints were made respecting it, up to that period. How much of this was owing to the want of a competent knowledge of its true principles, on the part of those appointed to administer the law, and how much to the alleged corruption of some of the incumbents of the bench, it is impossible now to determine. Certain it is that, true or false, allegations of the latter character were not wanting, in that period: and it is very clear that we cannot resort with much safety to the rulings or decisions of that time, for the purpose of determining a contested question, involving legal principles.
Even after the Revolution, and the adoption of the Constitution, although perhaps substantial justice was adminis
If it be admitted, that immediately succeeding the formation of the new government, the jury were to some extent, practically, the judges of the law, as well as the fact, in criminal cases, it can avail little in the determination of the point in question, for they were so, also, in civil cases. When
It was not until some time after the commencement of the present century, that the practice obtained of granting a new trial, even in civil cases, for error of law, occurring during the progress of the trial, or in the verdict of the jury; and even subsequent to the time when that practice had been adopted, instances have been known in which different judges have given to the jury, in the same case, their differing views of its law and its fact.
The mode of correcting errors was by trying the case over again, and when the review allowed by law was exhausted, the legislature was appealed to, a hearing had there, and a further trial granted or refused, as to that body seemed expedient. And, if granted, it was under such rules and limitations as were thought to be just in that particular case. Instances occurred in which a new trial was granted, with a provision that the plaintiff should not be required to prove a particular matter, as a demand in an action for money had and received. Judgments were also annulled by the legislature, in some instances. But the granting of new trials by the legislature was held to be unconstitutional in Merrill vs. Sherburne, 1 N. H. Rep. 199, and the soundness of that decision is supposed now to be generally, if not universally, admitted.
The matter might perhaps have remained somewhat longer, in this state of practical denial of the right of the jury to judge of the law which has characterized our legal proceedings for more than a quarter of a century past, without attracting much attention, had it not been for a class of cases, of which this is one, which have recently assumed importance, if for no other reason, from the manner in which they have been contested.
When it was seriously and gravely urged upon the jury, that in criminal cases they were the judges of the law, as well as the fact, — that within the principle, they were to judge of the constitutionality of the laws enacted by the legislature, acquitting or convicting, as they should please to pronounce those laws unconstitutional, or otherwise, — that the rulings and instructions of the court, upon points of law, in criminal cases, might be entitled to respectful regard, as advice, but had no binding force, as a rule for the direction of the jury, — and that the jury ought to stand up for their rights, — the attention of the court was necessarily turned to the soundness of a principle which was to produce such results, and it became necessary to rule distinctly upon it. I may be permitted to say, however, that long prior to that time, general reflection upon the subject, without any particular examination of authorities, had led to a very strong belief that the doctrine was utterly unsound, and could not be sustained.
The examination which has since been made, has only served to confirm the opinions expressed at the trial. It is true, that some elementary writers seem to incline to the opinion, that in criminal cases the jury are constituted the judges of the law. The very slight reasons they have for so doing, have been sufficiently shown by my brother Gilchrist. Of the reported cases, none appear, necessarily, to
This doctrine, if by “ resolve” it is intended that they are judges of both, proves quite too much, as it proves, equally, that the jury are the judges of the law in civil cases, where the general issue is pleaded. The case therefore is of no greater weight than the early practice in this state, which was probably founded upon some loose doctrine of this description.
But the general doctrine was fully considered in England, by the court of King’s Bench, in the case of the Dean of St. Asaph, and the conclusion, there expressed, stands as the general rule of law, in England, at the present day. At least nothing appears to the contrary in the reported decisions of the courts there. That was a prosecution for a libel. The judge in summing up told the jury that there were only two questions for their consideration, namely, the fact of the publication, and the truth of the inuendos. The court sustained the ruling, citing a uniform practice in favor of it.
I am by no means prepared to say that the ge*e«fl principle involved in the ruling, in the case of the Dean of St. Asaph, was correct. The question of libel or no libel sometimes depends upon the intent of the party, in making the publication, and the circumstances under which it was made. 9 N. H. Rep. 34, The State vs. Burnham. And a rule by
The general doctrine, therefore, which has been quoted from the case of the Dean of St. Asaph, stands unaffected by the subsequent legislation, as it is unaffected by the subsequent judicial decisions in that country. If this position
In this country there has been a difference of opinion upon this subject.
The case of Georgia vs. Brailsford, 3 Dall. R. 4, was a civil case, at nisiprius. If corrrectly reported, the charge to the jury explicitly recognized the ancient rule, that on questions of fact it is the province of the jury, and on questions of law the province of the court, to decide; and then immediately overturned the rule, by the declaration that the jury had nevertheless a right to take upon themselves to judge of both, and to determine the law, as well as the fact, in controversy. It is apparent that this case cannot be regarded as of any authority on this point, because it is thus inconsistent with itself, and because the rule is now fully admitted to be otherwise in civil cases.
In The People vs. Croswell, 3 Johns. Cas. 337, the court were equally divided. The best argument extant, in favor of this alleged right of the jury, is found in that case, in the opinion of Mr. Justice, (since Mr. Chancellor,) Kent. Clarum et venerabile nomen. Ser us in coelum redeat. It must be remarked, however, that the case was a prosecution for a libel, and that the point in question was, whether the jury were confined to the consideration of the fact of publication, and the truth of the inuendos. or whether they might return their verdiet upon the consideration not only of those, but of the intent of the party, and the circumstances of the case. The discussion of this matter naturally led to a consideration of the power and rights of jurors, in criminal cases generally, but no small portion of the authorities cited would equally well prove that they possessed the right in question in civil cases. Mr. Justice Thompson, who concurred in that opinion, must have understood that concurrence to be merely in the points necessary to the decision of that cause, or have subsequently changed his views ; for I have his authority for saying, that he has repeatedly ruled that the jury are not
In The United Stales vs. Wilson Porter, Mr. Justice Baldwin, on the trial of Wilson, told the jury that they would distinctly understand that they were the judges both of the law and fact, in a criminal case, and were not bound by the opinion of the court. 1 Baldwin's C. C. Rep. 99. But subsequently, on the trial of Porter, he felt “ constrained to make some explanations,” not before deemed necessary, but then <£ called for from the course of the defence,” which explanations, while they concede the power, substantially deny the right. Ditto 108. And according to the abstract in the case of The United States vs. Shive, he afterwards held that “the constitutionality of the charter of the Bank of the United States is not a proper subject for the consideration of the jury :” and that “ the construction of the constitution of the United States, by the Supreme Court, is binding on a jury, as well as the court.” Baldwin's C. C. R. 510.
The Commonwealth vs. Knapp, 10 Pick. 496, is hardly an authority for the plaintiffs in error. True, the charge to the jury seems to favor their position to some extent; but, upon the whole, it can be regarded as little more than an admission of the power of the jury to decide, through their right to give a general verdict. It remains to be seen whether, when the matter shall be presented formally and directly to the consideration of the court there, the decision may not be adverse to the right, although the power is admitted.
The State vs. Snow, 18 Maine R. 346, (in which the court rely upon the opinion of Mr. Justice Kent, before referred to, and on Commonwealth vs. Knapp,) is undoubtedly a direct authority in favor of the right.
Declarations of opinions by pamphleteers, and especially
On the other hand, there are the rulings of Mr. Justice Thompson, before referred to, and I need not say that the opinions of that accomplished and distinguished jurist are entitled to the very highest respect.
The opinion of another eminent judge, Mr. Justice Story, is very explicit to the same point. “ The jury have not the right, though they may have the power, in rendering a general verdict, to determine the law in any case, civil or criminal. It is their .duty to follow the law as laid down by the court.” 2 Sumner's Rep. 240, United States vs. Battiste.
The supreme court of Indiana has held the same doctrine. 2 Blackford's R. 151, Townsend vs. The State, in error. And that of Kentucky also, as I am advised, although the cases have not come under my observation. 3 J. J. Marshall 149, Montee vs. The Commonwealth; 5 Littel's Rep. 141. For an early case in Pennsylvania, see Addison's R. 257, Pennsylvania vs. McFall.
So much for authority.
Upon legal principles the broad doctrine upon which the plaintiffs in error rely cannot stand for a moment. The principle stated, so far as any principle is defined, is, in general terms, that in criminal cases the jury are the judges of the law. But the ancient maxim which assigns the decision of questions of law to the court, and that of questions of fact to the jury, does not recognize criminal cases as an exception to the rule. And upon discussion, it is at once admitted that the rule contended for is not true, to the extent of the language used. The court regulate the course of the trial, and decide upon the legal admissibility of the testimony offered ; and if excluded
That the doctrine contended for by the plaintiffs in error cannot be supported, is perfectly clear, from some other considerations.
Where the defendant in a criminal case is acquitted, no further proceedings are to be had, as has been already remarked, by reason of the constitutional provision that no person shall be twice tried for the same offence. But in
A bill of exceptions is a matter of right, for any alleged error in the trial. It is the duty of the court to allow it; and then the supposed errors may be examined by the same or some other court, and the judgment, which has been rendered on the verdict, may be reversed. This procedure, as well as that of setting aside the verdict before judgment, and granting a new trial, for erroneous instructions by the court, is altogether inconsistent with the supposed right, and for the same reason. If the court are merely to advise the jury as to the matters of law, there would be no more propriety in setting aside the verdict on account of erroneous advice, than there would be in setting it aside because there had been an erroneous argument of counsel.
It is, furthermore, the uniform practice of the court to arrest the judgment if the indictment is defective, and this is not consistent with the principle contended for. On that principle, the jury must be supposed to have found the defendant guilty of some crime. Of what crime he was thus convicted, the court, in some cases of defective indictments, might find it difficult to determine, except by reference to what was alleged against him at the trial, and not spread upon the record ; and there might be some embarrassment
The court are no more at liberty to disregard the motions and applications founded upon the powers just considered, than the jury have a right to disregard evidence which stands unimpeached; and so long as these powers are exercised, it is morally impossible that the jury should be, in any proper sense, judges of the law.
Defendants in criminal cases, generally, would hardly be willing to part with the protection and security which they derive from the power and duty of the court to grant new trials, allow bills of exceptions, arrest judgments, and to reverse them on error, for any advantages which could be gained by an admission of the principle, even in its broadest latitude. There are undoubtedly cases in which particular defendants would gladly waive their claim to this protection and security, if they might resort to that principle instead, there being no hope of safety for them, in any of the ordinary rules which regulate legal proceedings.
It is true, also, that judges may be ignorant of the principles of the law they are sworn to administer, and the rights of the accused be thereby put at hazard. But it will hardly be supposed that men drawn each term from other occupations, who make no pretensions to legal knowledge, are to return in a few days to their former pursuits, and who are not responsible, even to impeachment, for their acts, will be more learned, sound, and safe expositors of those principles.
If any further matter is necessary to show that the jury have not and ought not to possess this right, it is found in the inconsistency which would exist between the administration of the civil and the criminal law, and in the uncertainty which must attend the administration of criminal justice, under the present organization of our courts, if such a principle were admitted. If one jury may so judge, all may. The decisions of one jury furnish no rule for the action of another. This is so as to matter of fact, and would be equally so in matter of law. No person could know what the criminal law was, for one jury might lawfully convict, even the same individual, upon a similar state of the fact, and under the same statute, upon which another had acquitted him. Had’ the jury in this case been advised that the statute was unconstitutional, and the plaintiffs in error been acquitted; another jury, in a subsequent case, on a similar state of the fact, and having similar advice, might, notwithstanding, rightfully convict them, having a different opinion upon the constitutional question. And it could never be settled, so far as
The argument, that the power conclusively proves the right, has not been so strongly urged upon this occasion as it was to the jury, but this is not the first case in which that kind of reasoning has made its appearance. It was resorted to in The People vs. Croswell. But the proposition is certainly not commended to us by its law, its logic, or its morality. And it proves quite too much. If it were true that the legal power to do an act, without legal accountability for it, established a right to do that act, the jury might rightfully acquit the accused in all cases, without regard to the law or the evidence, for their power so to do is undoubted, and their exemption from accountability equally clear.
The remaining question relates to the constitutionality of the statute upon which the indictment is founded.
Prior to the Revolution, the several colonies had power, with the assent of the mother country, to legislate fully respecting their internal affairs ; and, of course, to prescribe the mode and manner in which trade should be carried on within their respective borders, and to adopt such police regulations as each might deem expedient. Upon the declaration of independence, and upon its recognition and the establishment of peace, this power of regulating internal trade, and police in general, remained with the several states. There was nothing in the union of the colonies for the purpose of general defence, nor in the powers granted to or assumed by the continental congress, at variance, or in any way in conflict, with such state legislation.
Nor was there any thing in the articles of confederation, adopted in 1777, to impair or limit the exercise of state legis
All the rights and powers which the states possessed before the adoption of that constitution, they still retain, and may exercise, unless they are taken away, limited, or modified by it. The language of the tenth article of the amendments is express: “ The powers not delegated to the United States by the constitution, nor prohibited by it to the states, are reserved to the states respectively, or to the people.” It is very clear that the power of regulating the internal trade, and matters of police, of the several states, is not granted to the United States, nor prohibited to the states. As a general rule, it is undeniable that each state may manage affairs of that description as fully as it might do before the government of the United States was formed, except in cases where there is an express prohibition in the constitution; and if the right to pass laws which regard the prevention of crime, pauperism, and misery, and the promotion of the health and happiness of the citizens, by imposing restraints upon the sale, and upon the excessive use of the means of intoxication, (which has been supposed to be a very important branch of police,) is taken away by the constitution, it must
For more than half a century, the United States have exercised all the powers delegated by the constitution which it seemed good to that government to exercise ; and the states, during the same time, have, at their pleasure, passed laws respecting the sale of liquors within their borders, requiring licenses, to such extent as each pleased, in order to authorize sales; and during all this time there has been no conflict, or collision, between the general and state governments on the subject. Nor, until very recently, so far as we are aware, was any supposition entertained that the enactment of laws of that description was not still within the constitutional power of the states. Even now, the denial of this constitutional right comes not from that government, or from any of its officers or agents. There is nothing to show any objection, on the part of the constituted authorities of the United States, to laws like that now in question. On the contrary, so far as congress has legislated within its own sphere, its legislation has of late been of a kindred character.
This unchallenged exercise of the power for such a length of time, it is admitted, does not prove conclusively that it is constitutional, but it certainly furnishes an argument of no inconsiderable weight.
The inquiry then might be narrowed down to the question, whether this exercise of power by a state is so repugnant to the powers granted in the constitution to the general govern-
But it may be well to take a broader view of the subject.
It is, perhaps, not material to the decision of this case, but it may be remarked that state legislation is not to be held 'unconstitutional, because in its operation it may incidentally ¡and remotely have a bearing upon some of the powers granted :to and exercised by the general government — that it may, for instance, in some degree affect, indirectly, the revenue of that government. Yarious acts of legislation by the states must have a bearing upon that revenue. Every charter of a company for manufacturing purposes may have a tendency to reduce importations. The exemption of any branch of manufactures from taxation, for a limited time, may do so. And so of every act to improve the breed of sheep, or cattle, or to promote the raising of cotton, hemp, or silk.
It is not, therefore, sufficient for the condemnation of a state law, that its possible operation may be to render a particular exercise of a power of the general government of less pecuniary benefit to that government, so long as other modes are left open to it, through which it may fully and effectually accomplish its purposes. If this were enough to render an act unconstitutional, hardly any exercise of authority would be left to the states.
Nor is it sufficient that it may so operate as to induce or even require that government to seek new sources of revenue, by reason of the falling off in a particular branch of trade, if that result is produced by what would otherwise be a constitutional act. The constitutionality of the law does not depend upon the mere degree in which it may indirectly affect a branch of the revenue of the United States. That furnishes no criterion by which to judge of the constitutional right.
In order to render the act unconstitutional, because of its collision with the powers granted to the government of the
If it merely operates upon the same subject-matter, but not in such a manner as to show “a plain incompatibility, a direct repugnancy, or an extreme practical inconvenience,” it is not unconstitutional, because there may be “a possible or potential inconvenience.”
It has been contended, that the statute in question is repugnant to the power of the president, with the advice of the senate, to make treaties, and the powers of congress to regulate commerce with foreign nations, and among the several states.
In relation to the first and second branches of this objection, it might be answered that this case does not necessarily involve their consideration, because the liquor sold by the plaintiffs in error appears to have been manufactured in the United States. But as the argument to be drawn from the power of the United States to make treaties, and to regulate commerce with foreign nations, is so intimately connected, in principle, with that relating to the power to regulate commerce among the states, we have considered the case as broadly as the objection of the plaintiffs in error has presented it.
It would be foreign to the present occasion, to enter much at large into the causes which led to the adoption of the constitution of the United States, although those causes may well be taken into consideration, when the nature and limits of the powers granted come under review. Ample discussions upon that subject may be found elsewhere. It is enough for our present purpose to remark, that all the powers with which it has been supposed the statute of July 4,1838, is in conflict, are from their nature limited powers, notwith
Thus the general power to make treaties, confers authority to negotiate with other governments, and to form compacts relative to the proper subject-matters of treaty stipulation, such as peace, war, commercial intercourse, alliances, &c. A treaty has been defined to be “ a compact of accommodation relating to public affairs,” but the political rights of the people of the several states, as such, are not subjects of treaty stipulation. It needs no argument to prove that an attempt on the part of the United States, by compact with a foreign government, to qualify the right of suffrage in a state, prescribe the times and mode of elections, or to restrain the power of taxation under state authority, would transcend the limits of the treaty-making power, and be entirely void ; and an agreement with a foreign government, prescribing the terms on which highways should be laid out in the states, regulating the support of paupers, or the sale of goods by auctioneers, or by hawkers and pedlers, would be of the same character. The police of the several states, regarded as separate governments, is not a subject-matter to which the treaty-making power extends. And it is not pretended that the treaties which admit liquors, the manufacture of other countries, into this, on the most favorable terms, contain any stipulations which purport to limit the legislation of the several states, after the import has taken the character of property within a state, the act of importation being fully accomplished and perfected. Nothing of that kind, it is believed, has been, or will be, attempted by the government of the United States.
And so of the power to regulate commerce with foreign nations. Under this grant of authority the national government may prescribe rules for the trade with other communities, determine the kind, quality and condition of the articles
Similar remarks apply to the power to regulate commerce among the several states. This has respect to trade and commercial intercourse between the different states, interchange of productions, and transportation of commodities from one to another, with the means, time, manner, terms, &c. The power to regulate this commerce is vested in the general government. But that government, under pretence of the exercise of this power, cannot prescribe rules for the sale or taxation of articles which form the subject of it, after they have become the subject-matter of internal trade within the state whither they have been carried; nor enact laws to regulate the police of the state, so far as it may affect such articles. That government cannot enact that lottery tickets, or
On the other hand, the power to regulate the internal police of the state, which is lodged in, and guarantied to the state authority, has for its objects, the inhabitants and residents of the state, considered as such, (notwithstanding they at the same time owe duties to the United States, and are under obligations as citizens of that government,) and all the property within its limits which may fairly be regarded as a part of the mass of property in the state. Property may be within its territorial limits, but not for some purposes within its jurisdiction ; as property belonging to the United States, articles of import within the public stores on which the duty has not been paid, &c. An attempt to specify and limit the particular mode and manner in which this power may be exercised would be hopeless and useless. It has relation to the peace, security, and happiness of the community, regarded as a single government, and may provide for the prevention and punishment of offences, the prevention of pauperism and idle and dissolute habits, the preservation and promotion of industry and economy, health and morals. But, notwithstanding it embraces so wide a range, it is not an unlimited power. The several states cannot impose duties upon the entry of goods, nor prescribe what vessels shall come into their ports, or on what terms; nor give a preference in their markets to articles produced within their respective limits, in order to encourage the industry of their own citizens. Nor can they, xxnder pretence of preventing pauperism, or of providing for the security of their own citizens, prohibit the importation of certain articles from a foreign country, or another state, The transit and introduction of any article of commerce are .under the supervision and jurisdiction of the United States,
The power of state police, so far as it relates to those matters which have been the subjects of foreign commerce, or of commerce among the states, acts upon them generally after the transit has been accomplished. When the particular trade between another nation and this country, or between different stales, is ended, and the property which formed the subject of it, from being property in one government, and then in transitu, has, by that commerce and change of place, become part and parcel of the mass of property in a particular state, released from the charges of the national government, and from its superintendence, that properly can claim no exemption from the operation of the laws of the state where it is situate, regulating its safe-keeping, sale and use — those laws being general laws, affecting other property of a like character in a similar manner; and being, in good faith, but parts of the internal police of the state where it is situated, and not, in effect, regulations of the commerce which brought it there. The fact that the article had been transported from another nation, or state, and that it had before that time been the subject-matter of commerce between two countries, or states, cannot, after such change is perfected, confer upon it, in respect to the operation of state police, any character different from that possessed by other component parts of the general mass of property there. The general government would no longer be under any obligations to provide for its safe-keeping, or protection, nor owe any duty to the citizens of the state respecting it. And the state, being bound to afford suitable security and protection to it, as property there, may regulate it accordingly like other property. We are by no means prepared to admit that imports, in the hands of the importer, discharged from the superintendence and claims of the United States, and incorporated into the mass of property
A right to tax the property, in proportion to the taxation of other property, may well consist with the denial, in Brown vs. Maryland, of any right in a state to raise a revenue by requiring importers to procure a license before they can sell. And this denial may be consistent with the assertion and admission of a right to require them to procure a license, without charge, before they are authorized to sell ardent spirits, if the same law applies to all venders and manufacturers. A person may be an importer, and yet a very unsuitable person to be entrusted with the sale of an article liable to great abuse. But it is not necessary for us to discuss this topic.
There is no danger to the powers of the government of the United States from this doctrine. On the contrary, it is that best calculated for their preservation, by preventing them from being pressed out of their proper sphere, and made the means of limiting the action of the states, in cases where that government has not attempted to interpose any objection to such action, and where, if the states cannot legislate, there is no remedy for the evil.
In a political system like that which exists in this country, /where the powers of the different governments border so closely upon each other, being in many instances precisely similar in their nature, and often acting upon the same property, the line of division, where the power of the one ends, and that of the other begins, in relation to a particular subject-matter, can in some instances be determined only by a consideration of the object, operation, and effect of the enactment. Its constitutionality must depend upon its real character, upon the end designed and to be accomplished, and not upon its title or professions. If, under the general government, an act be ostensibly a regulation of foreign com
We believe, therefore, that the full exercise of the power of internal police, by the several states, is perfectly consistent with the most plenary exercise of all the powers of the United States, which have been supposed to conflict with the statute drawn in question in this case. If it be supposed that this police power may, remotely and indirectly, affect the action of that government in some particular, still there can be no conflict. As if, for instance, laws regulating the sale of liquors should diminish consumption, and thus cause a falling off of the revenue derived from that article. No act regulating the sale of liquors can possibly affect the revenue of the general government so as to impede its action or impair the efficiency of its powers. It has at all times ample sources of revenue in other modes. Nor can such an act affect its power to make treaties, or regulate commerce, for the reason already stated, that compacts and regulations of that character have regard to the introduction of the article into, or its exportation out of the country, and not to its sale within the states, after the importation is accomplished and ended. These powers may have full scope and efficiency should every state in the Union prohibit the sale of spirituous liquors within their respective borders. The treaties and laws made under them do not stipulate for, or order sales, and have not, in all cases at least, the right to do so.
It will be no answer to this reasoning to say that the states,
From what has been said, it will be seen that we regard the statute of July 4, 1888, as one of internal police. It was doubtless intended as a regulation of the internal trade of the state, in the particular specified, and such is its legitimate end and effect. One object to be effected by it must have been to place the trade in liquors, where it existed, in the hands of
The course of reasoning which seems to be demanded by the position of the plaintiffs in error, if pursued, would deny all power in the states, at any time, to tax any article, or to provide any regulation respecting the safe keeping, or sale, of any article which had been imported from a foreign country, or from another state. If the importer have a right of sale exempted from state legislation, there must be a corresponding right of purchase; and it may certainly be said, with much appearance of plausibility, that if the importer-have a right to sell, because he has imported, the party who purchases from him has an equal right to sell, or to put the article to the use for which it was designed, because he has purchased. The principle of a rule, which should confine the exemption from state authority to sales by the package in which the article is imported, is not readily perceived, for the article may have become mixed up with, and a part of, the mass of property in the state, while in the original package, in the hands of the importer. But if such rule be admitted, it will be easy to enlarge the exemption, by diminishing the size of the package; and if the law now in question should be held unconstitutional, it would not require the lapse of another half century to raise the argument that all state legislation respecting ardent spirits, lottery tickets, gunpowder, bowie-knives, &c., must be confined to such of the articles as are manufactured within the state enacting the
We have considered the statute in question, as it truly is, a law regulating the sale. It is not a statute of prohibition. The fact that the tribunal having the authority to license, in a town, may, in the exercise of its discretion, refuse to grant any license within that town, does not change its character. Laws requiring hawkers and pedlers to procure a license, are not laws prohibiting sales in that mode ; notwithstanding licenses may be refused. But if this were a law prohibiting. the sale entirely, we are not prepared to say that it would not still be a constitutional exercise of the legislative power of the state. With the most profound respect for the opinions of the late venerable, and very learned chief justice of the United States, we cannot concur in an incidental remark,
We have already admitted that the states may be restrained, in general, from prohibiting the sale of articles imported. They cannot do so against the legislation of congress, by virtue of any rights reserved to them. The prohibition, under whatever pretence, would be in effect a regulation of external commerce. But in those cases where the sale of the article has been, and may yet be, regulated, as a mere matter of police, for the promotion of the safety, prosperity, and happiness of the people, it is by no means clear that if regulation shall not be found effectual to accomplish the object designed, even prohibition may not be resorted to, without any conflict with the powers of the national government.
Such lias since been the decision. — Commonwealth vs. Porter, 9 Law Rep. 455.