Lead Opinion
Selena Pickle was found guilty of thirteen counts of cruelty to children in the first degree, eleven counts of aggravated battery, and four counts of aggravated assault for crimes committed against her nine-year-old daughter. Pickle had filed a notice of intent to introduce the defenses of battered person syndrome and coercion through an expert witness, Dr. Marti Loring. The State moved to exclude the evidence, arguing that Pickle could not use the battered person syndrome as an affirmative defense, and the trial court granted the motion. Thereafter, Pickle made a proffer of Dr. Loring’s testimony, who essentially concluded that Pickle was a victim of battered person syndrome.
In her appeal, Pickle argues that the trial court erred by excluding her expert testimony relating to battered person syndrome, and in admitting evidence barred by the Child Hearsay Statute.
The facts, viewed in the light most favorable to the verdict, show that Pickle is married to Jerome Pickle, the victim’s stepfather. The couple married in 1997, divorced three years later, and remarried the next year.
The events leading up to the Pickles’ arrest occurred from March 9, 2003 until March 13, 2003, the date Pickle arrived at a local hospital’s emergency room with her nine-year-old daughter who was so badly bruised that her race could not be initially determined. The facts demonstrate that on March 9, Pickle’s husband became enraged with his stepdaughter when she wet the bed and pushed the child so violently that her head hit the bedroom window and broke it. He then kicked the child in her vagina, causing a tear that bled until Pickle’s husband sewed the wound shut with fishing line.
The next day, Pickle and the victim went with her husband to his psychiatrist’s office, but Pickle said that she was unable to escape because she and her daughter were locked in the car, and the cell phone keys were also locked. Later that same day when her husband went out to get beer, she called her brother-in-law who lived next door and told him she was afraid of her husband, but recanted her statement when he came over. On March 13, after her husband went to the store, Pickle went next door to her brother-in-law’s because she
The victim reported that she had been tied to the bed on several previous occasions, dragged through the house, hit in the head with different objects, and made to lie in the sun until her face blistered. She said that sometimes she was not fed for days, then she would be forced to eat and then kicked until she threw up the food. She said that her mother would “whoop me in the chest with a belt or fly swatter about every day. She would whoop me all over with a hickory stick about twice a week. She would shake me and hit me about every day,” and that on some occasions her mother abused her, and other times her stepfather did. The child also said that her mother had duct taped her eyes, mouth, and hands and laid her in the hallway for hours, day or night.
The victim also said that her mother sometimes begged her stepfather not to hurt her, but that her mother would participate in the beatings to protect the family. She also said that her stepfather had put a gun to her mother’s head and threatened to shoot her, and hit her mother “a lot.” She said that on the night she was taken to the hospital, her mother told her to say that this was the first time her stepfather had ever hurt her. The victim also said that when her stepfather was asleep, she would beg her mother to leave and take her, and then said, “I don’t know why she wouldn’t leave.”
Jerome and Selena Pickle were both arrested and charged with these crimes, but Selena Pickle successfully moved to sever her trial from her husband’s.
1. Pickle contends that the trial court erred by excluding expert testimony regarding the battered person syndrome. She contends that the evidence was relevant to explain her conduct and mental state, and also relevant to her defense of coercion. “The decision to exclude expert testimony lies within the trial court’s sound discretion, and this court will not disturb it absent a clear abuse of discretion.” Viau v. State,
(a) Pickle first argues that she was not using the syndrome as an affirmative defense as in Graham v. State,
the court said specifically [in Alvarado v. State,257 Ga. App. 746 (572 SE2d 18 ) (2002)] that it has held that expert testimony is admissible to explain the behavior of a domestic violence victim who does not report abuse or leave the abuser. . . . Ours is the reverse. We are seeking to put the expert testimony in to explain the behavior of the defendant, which is a victim of domestic violence who does not leave the abuser and scientific terms to explain that, all of which is admissible. The only thing that is not admissible in this state in light of Graham is I cannot and will not argue to the jury that they can find her not guilty of justification because she’s battered, they can use the evidence that they receive along with all other evidence to understand what acts were taken by her or not taken by her and they can apply that as they do every other piece of evidence to the other instructions of the Court dealing with reasonable doubt and coercion. That’s why it’s admissible. Our expert does not intend, nor will we seek to elicit, any testimony specifically as to whether or not Mrs. Pickle is a victim in [the expert’s] eyes of battered wife’s syndrome because I think that might go too far.
(Emphasis supplied.)
She further argued that
we are ready to be able to take specific evidence that is in this case, admitted before this jury, and the expert is prepared, based on the evidence in the record, to testify as to specific acts and explain within her expertise and scientific foundation how those acts fit within the cycle of violence, how they are to be explained in terms of the abuser, the abused, the victim and the relationship between them.
The State complained that the expert would be testifying as to facts in the jury’s province, and the trial court agreed. The trial court opined that “[i]t sounds like . . . you’re not going to call your client a battered wife or a battered person because that’s going too far, but you’re going to pick up instances that occurred and say this is battered.” The trial court noted that battered person syndrome is not a separate affirmative defense, but information admitted to assist the jury in evaluating the issue of imminent danger in a self-defense claim. It further noted that the defense had “been able to introduce
Pickle claims that the trial court committed reversible error in applying Graham to exclude the expert testimony that she suffered from battered person syndrome. In Graham, the mother challenged her conviction for three counts of aggravated child molestation perpetrated against her children. She maintained that the trial court erred in excluding evidence of prior domestic violence. She argued that she should have been able to present a justification defense in the form of a battered person defense, and present evidence that her acts against her children were justified because she had previously been beaten and threatened by her husband.
In affirming the trial court’s exclusion of this evidence, this court held that
under OCGA § 16-3-20, a defendant is entitled to raise a justification defense for, inter alia, acts of self-defense, defense of property, entrapment, coercion, and in all other instances which stand upon the same footing of reason and justice as those enumerated in this article. In this state, the battered person syndrome is not a separate defense and evidence supporting this syndrome is admissible only to assist the jury in evaluating a defendant’s claim of self-defense under OCGA § 16-3-21. However, self-defense is not an issue in this trial, where the criminal acts were directed toward non-aggressor victims.
(Citations and punctuation omitted.) Graham v. State, supra,
The battered person syndrome describes a series of common characteristics that appear in persons who are abused physically and psychologically over an extended period of time by a dominant figure in their lives. Mobley v. State,
This court, however, has also permitted the use of the battered person syndrome in certain cases to explain the actions of victims of crimes who do not leave despite acts of domestic violence perpetrated against them. In Alvarado v. State, supra,
Likewise, in Parrish v. State,
Only a few courts in other jurisdictions have published opinions discussing the admissibility of battered person syndrome evidence when self-defense is not an issue at trial, and when the criminal acts were directed toward nonaggressor victims. In State v. Mott,
In Mott v. Stewart, 2002 U. S. Dist. LEXIS 23165 (D. Ariz. 2002), a federal district court granted Mott’s application for a writ of habeas corpus. The district court noted that “[s]pecific intent crimes of omission are both more difficult to prove and more difficult to disprove. As a result of the nature of the charges against [Mott], the possibility of a Due Process violation was heightened because of the defense’s limited opportunities to challenge the state’s evidence.” Id. While recognizing a state’s right to limit the use of mental disease or defects in the defense of crimes, the district court reasoned that a
state’s efforts to limit the insanity defense is a separate issue from criminal defendants being allowed to present evidence providing an alternative explanation for their conduct or to argue that they did not have the requisite intent and therefore, did not commit the charged offense. The distinction between whether evidence is being introduced to prove insanity or negate an element of the offense may be difficult for jurors to inherently understand. However, detailed jury instructions could explain the limited purpose for which the evidence should be considered.
Id.
Similarly, in Barrett v. State,
Here, likewise, Pickle attempted to present the evidence of battered person syndrome to negate specific intent, or, in other words, contravene that she had acted knowingly and intentionally, rather than as a separate defense. Essentially she argued that her evidence would specifically go to whether the State had proved specific intent, and would go to establish whether Pickle had the culpable mental state necessary to be found guilty of the crime.
The dissent in Mott, supra, addressed the subtle distinction between using the evidence of battered person syndrome to negate specific intent as opposed to using it as an affirmative defense. State v. Mott, supra,
[i]t is clear that the mens rea variant of diminished capacity is not a separate defense that deserves to be called “diminished capacity” or any other name connoting that it is some sort of special, affirmative defense. The defendant is simply introducing evidence, in this case evidence of mental abnormality, to make the following claim: “I did not commit the crime charged because I did not possess the requisite mens rea.” This is not an affirmative defense such as insanity whereby the defendant admits or has proved against him the elements of the crime charged, but then raises a claim of justification or excuse. Rather, the defendant is straightforwardly denying the prosecution’s claim that a requisite mental element was present at the time of the offense. He is*828 claiming that he is not guilty of that crime at all, although he may be guilty of a lesser crime if all the elements of the latter are proven.
(Punctuation omitted.) State v. Mott, supra,
While we have recognized battered person syndrome as a “unique and almost mysterious area of human response and behavior,” Sinns v. State,
In her proffered testimony, Pickle’s expert, Dr. Loring, testified that
to understand why a woman would actually participate in harming a child she loves or not leave during the time of terror to protect the child she loves is simply not understandable unless we talk about or I talk about as an expert the impact of the Battered Woman’s Syndrome of the incredible stress and panic that would make understandable her behavior that would in fact help to explain why in the context of that battering relationship her behavior may be the safest and the most protective at that time to keep her child alive.
It is well established that evidence is relevant and, therefore, admissible if it tends to prove a material issue in the case. OCGA § 24-2-1. We have further held that every act or circumstance which serves to explain or throw light upon a material issue is relevant. See Sailor v. State,
In Paul v. State,
In Porter v. State,
In distinguishing Selman, we noted that
Selman’s defense was in the nature of a justification defense and although OCGA § 16-3-21 (d) (2) provides for the admissibility of relevant expert testimony regarding the condition of the mind of a defendant in a situation of abuse, it has not otherwise changed the rule in homicides where justification is raised as a defense, namely, that justification is based upon the fears of a reasonable person, not upon the reasonable fears of the defendant.
(Citation and punctuation omitted.) Porter v. State, supra,
In Porter we found the evidence was admissible to show whether Porter knew about her husband’s actions, as it related to several of the crimes charged, rather than to show the absence or presence of criminal intent. We find that in this instance, it is for the jury to decide whether Pickle had the requisite intent, and
it was important that their decision be made upon all the facts. If, indeed, [Pickle] suffered from a psychological condition that caused her [to believe she had to hurt the child to help her,] the only way the jury could know about such a condition was through expert testimony. Psychological diagnosis was not within the jury’s ken. Once armed with this testimony, they could choose to believe it or not in concluding*830 whether [Pickle] had the requisite [intent], and they could then fairly decide her fate.
Id. at 508 (on motion for reconsideration). That being so, it was error for the trial court to exclude expert testimony of battered person syndrome.
However, “it is not every erroneous exclusion of evidence that will suffice to reverse a judgment, and a case will not be reversed for error in the rejection of evidence unless the error results in a miscarriage of justice or constitutes a substantial violation of a constitutional or statutory right.” Hall v. State,
(b) Pickle also argues that she should have been allowed to present the expert testimony of battered person syndrome to support her justification defense of coercion. Ajustification defense of coercion is available to show that a criminal act “is performed under such coercion that the person reasonably believes that performing the act is the only way to prevent his imminent death or great bodily injury.” OCGA § 16-3-26.
In order for duress or fear produced by threats or menaces [ ] to be a valid legal excuse for doing anything which would otherwise be criminal, the act must have been done under such threats or menaces as show that life or member was in danger____The danger must not be one of future violence but of present and immediate violence at the time of the commission of the forbidden act.
(Citations and punctuation omitted; emphasis in original.) Holder v. State,
*831 [T]o assert a statutory affirmative defense, such as coercion, the defendant must admit all of the elements of the crime except intent; evidence of coercion is then presented to justify, excuse, or mitigate the crime by showing no criminal intent. After evidence of coercion is presented, the State bears the burden of disproving that defense beyond a reasonable doubt.
(Citations and punctuation omitted.) Graham v. State, supra,
In his special concurrence in Cox v. State,
[a]n act which would otherwise be a crime is justified (and therefore not a crime) if the actor reasonably believes the act is necessary to prevent harm to himself or another. The applicable standard is objective rather than subjective: are the circumstances sufficient to arouse the fears of a reasonable man that he or another is in danger? The external circumstance that the victim had attacked the actor on prior occasions is relevant to show the reasonableness of the actor’s fears, but personal characteristics of the actor which may make him act unreasonably are not. The defenses addressed by Uniform Superior Court Rule 31.4 — insanity, mental illness and mental incompetency — form a separate category of defenses based on diminished capacity rather than justification. In these situations an unjustified, criminal act has occurred, but the actor argues he should not he deemed fully culpable due to his mental disabilities. Evidence of mental capacity is clearly relevant in such cases____ Even though evidence of “battered woman syndrome” includes testimony from mental health experts, it is a defense of justification rather than diminished capacity because it is based on prior attacks upon the actor by the victim and is thus relevant to the reasonableness of her fears.
(Citations omitted; emphasis supplied.) Id. at 89. See Wallace v. State,
In this circumstance, where the victim is a nonaggressor third party, we cannot say that the characteristics of battered person
Pickle fully presented her coercion defense and, as the trial court noted, was “able to introduce every threat through every witness, hearsay or not, of the acts of violence perpetrated upon Mrs. Pickle by Mr. Pickle” without objection. Thus, we discern no error in the trial court’s refusal to admit expert testimony regarding the battered person syndrome to support Pickle’s justification defense of coercion.
2. Pickle also asserts that the trial court erred in admitting evidence barred by the Child Hearsay Statute. She argues that the court erred when it found testimony from counselor Judy Dutton and psychologist Dr. Elizabeth Hudson regarding the victim’s statements to be inherently reliable. She urges that the victim’s statements to Dutton and Hudson that Pickle had abused her contradicted the victim’s statements to other people that Pickle never abused her.
In determining whether a child’s out-of-court statement is reliable and admissible as evidence under OCGA § 24-3-16, the “Child Hearsay Statute,” we held that indicia of reliability must spring from the circumstances of the child’s statement. Gregg v. State,
(1) the atmosphere and circumstances under which the statement was made (including the time, the place, and the people present thereat); (2) the spontaneity of the child’s statement to the persons present; (3) the child’s age; (4) the child’s general demeanor; (5) the child’s condition (physical or emotional); (6) the presence or absence of threats or promise of benefits; (7) the presence or absence of drugs or alcohol; (8) the child’s general credibility; (9) the presence or absence of any coaching by parents or other third parties before or at the time of the child’s statement, and the type of coaching and circumstances surrounding the same; and, the nature of the child’s statement and type of language used therein; and (10) the consistency between repeated out-of-court statements by the child.
(Citations and emphasis omitted.) Id. We cautioned that “[t]hese factors are to be applied neither in mechanical nor mathematical
The trial court held an evidentiary hearing on the witnesses’ testimony, and found the statements inherently reliable. The trial court noted
some differences or additions, but I do not find the statements made to Ms. Dutton and Dr. Hudson to be that — they’re very consistent in many ways. And also if you look at the testimony of... some of the other witnesses, there were many points that this child in her original hospitalization refused to address at all and sometimes it takes a while. I don’t see any evidence of prompting or coaching by either of these two potential witnesses. I think they both were meeting with the child for purely therapeutic purposes and not for purposes of preparing for prosecution.
In this case, the victim was nine years old at the time of the alleged incidents. There was no evidence that she was forced to make her statements or that she was coached regarding what to say. Further, the statements were made in a therapeutic setting without provocation or intervention from the State. Although some statements were inconsistent with statements given to others regarding Pickle’s participation in the abuse, the statements were also consistent with statements given to others. In reviewing all the factors to be considered, we conclude that the trial court did not abuse its discretion in concluding that the statements contained sufficient indicia of reliability to support their admission.
Further, “if defense counsel had the opportunity to confront and cross-examine the witness who made the out-of-court statement, the statement was admissible. [Cit.]” Medina v. State,
Notes
Barrett v. State was superseded by statute. See Marley v. State,
Concurrence Opinion
concurring specially.
Although I concur fully in Divisions 1 (b) and 2 and the judgment, I do not agree with Division 1 (a), because I do not believe the expert testimony regarding the battered person syndrome was admissible in this case under Georgia law, nor am I persuaded by the foreign authority relied upon by the majority.
I believe, as did the trial court, that this issue is on all fours with Graham v. State,
“In this state, the battered person syndrome is not a separate defense and (evidence supporting .this syndrome) is admissible only to assist the jury in evaluating a defendant’s claim of self-defense” under OCGA § 16-3-21. (Citations' omitted.) Chester v. State,267 Ga. 9 , 10 (471 SE2d 836 ) (1996), overruled on other grounds, Smith v. State,268 Ga. 196 , 200, n. 5 (486 SE2d 819 ) (1997). See also Selman v. State,267 Ga. 198 (475 SE2d 892 ) (1996); Chapman v. State,259 Ga. 706 , 707 (4) (386 SE2d 129 ) (1989), overruled on other grounds, Smith v. State, supra, 268 Ga. at [200], n. 5; Smith v. State,247 Ga. 612 , 619 (277 SE2d 678 ) (1981); Pugh v. State,191 Ga. App. 394 (382 SE2d 143 ) (1989). However, self-defense is not an issue in this trial, where the criminal acts were directed toward non-aggressor victims. Accordingly, the battered person defense was not available . . . and the trial court did not err in excluding evidence thereof. See Freeman v. State,269 Ga. 337 , 339 (1) (d) (496 SE2d 716 ) (1998).
(Emphasis supplied.) Graham v. State, supra at 431 (1). See also Gravitt v. State,
The majority acknowledges that Pickle did file a notice of the defense of battered person syndrome and coercion. That defense was not withdrawn prior to trial and it was only during arguments
As succinctly noted by the trial court, evidence of the battered person syndrome would have been admissible “had she shot Mr. Pickle . . . , but she didn’t.”
To the extent that the reasoning of the majority is premised on a federal district court case and cases from appellate courts of sister states, such authority is not binding on this Court
I am authorized to state that Judge Bernes joins in this opinion.
See Macon-Bibb County Hosp. Auth. v. Nat. Treasury Employees Union,
Concurrence Opinion
concurring specially.
I concur fully in Divisions 1 (b) and 2 and the judgment, but I agree only with the judgment in Division 1 (a). While I also concur fully with the special concurrence of Judge Andrews as to Division 1 (a), I write separately to further highlight why I believe that the expert testimony concerning battered person syndrome was not admissible in this case.
First, appellant’s contention that introduction of the battered person syndrome evidence was sought to negate the mens rea element of her crimes is contravened by the proffered testimony of appellant’s expert, Dr. Marti Loring, who explained her proposed testimony as follows:
Some of what a woman with a Battered Person’s Syndrome and who maybe experiencing the wheel of control, the power and control, some of what a woman who’s experiencing that will do in terms of her behavior is simply not understandable to many people. That is to understand why a woman would actually participate in harming a child she loves or not leave during the time of terror to protect the child she loves is simply not understandable unless we talk about or I talk about as an expert the impact of the Battered Woman’s Syndrome of the incredible stress and panic that would make understandable her behavior that would in fact help to explain why in the context of that battering relationship her behavior may be the safest and the most protective at that time to keep her child alive.
(Emphasis supplied.) Based on the proffer of the expert’s testimony, it is clear that the testimony would have the effect of doing exactly what appellant cannot do — in form and in substance, appellant was attempting to present evidence of battered person syndrome as part of a justification defense. Significantly, however, through the enactment of OCGA § 16-3-21 (d), the Georgia legislature has limited the use of expert testimony relating to family violence or child abuse as part of a justification defense to prosecutions for murder or manslaughter. See Graham v. State,
Second, the proffered testimony in this case demonstrates that Porter v. State,
