*1 her mother need to have child’s against the we ex As testifying.
present while
based on error
rejecting appeals
plained in
which were
on matters
by the trial court
attention, “a
-the trial court’s
called to
reversed on
not be
trial court
should
urged
argued
or
grounds
never
that were
Corp.
Inger
v.
the court
Caisson
below.”
Co.,
(3d
at 680
soll-Rand
witness is “essential” must bear burden of supporting showing allegation
why policy of Rule in favor of sequestration inapplicable automatic desiring The party seques- situation. opportunity tration given must then be to show Fi- why sequestration needed. explicate
nally, the trial court should factors is denied. sequestration considered if Jr., Circuit Higginbotham, A. Leon appellant has not shown Because the opinion. Judge, dissenting filed a prejudice sequester failure judgment we will affirm the the district court. CORPORATION,
PICK-MT. LAUREL Petitioner, RELATIONS NATIONAL LABOR BOARD, Respondent. No. 79-1131. Appeals, Court of United States Third Circuit. Argued Nov. 10, 1980. Decided June *2 OF THE
OPINION COURT VITER, Judge. SLO Circuit
I. Corporation Laurel
Petitioner Pick-Mt. (hereinafter pursuant “Pick”) petitions, Nation- 160(f), 29 U.S.C. for review § January order of al Labor Relations Board’s recognize ordering Pick to Bartenders, Hotel, bargain with Local Union, Employee Motel and Restaurant (hereinafter AFL-CIO “Union”). The Gen- for enforcement cross-petitions eral Counsel to 29 U.S.C. order, pursuant of the Board’s issue 160(e). case raises This employer to bar- obligation of a successor when the Union gain with incumbent good faith successor it entertains alleges majori- the Union’s as to reasonable doubt the circumstances part on ty status of the Union recognition surrounding the six months be- which occurred more than ownership. change fore in employer
II. Associates, 9, 1977, February P-B
On Pick as a partnership limited which included partner, hotel and res- general purchased facilities, Mt. Laurel taurant known Development Com- Inn, Hilton from MLH “MLH”).1 operated (hereinafter pany date hotel and restaurant Associates, pursuant acquisition by P-B (argued), Howard L. Alan Rut- Kastel S. circum- to a management contract. koff, Gray, Chicago, 111.,Fred- Altheimer & initiation surrounding the stances Archer, Read, Rohloff, erick J. Greiner & MLH, prede- relationship Union’s Haddonfield, J., petitioner. N. for Pick’s con- basis of cessor are the employer, Bado, (argued), Jay E. Barbara Shanklin tentions on review. C., B., for Washington, respon- N. R. D. L. operation the hotel began MLH on dent; Counsel, Irving, Gen. E. John S. John February months June 1975. Counsel, Jr., Robert Higgins, Deputy Gen. business, the opened the hotel before Counsel, Allen, Acting E. Associate Gen. began negotiations direct- Union and MLH Moore, Gen. Deputy Elliott Associate Coun- relationship. The subsequent ed to their sel, C., B., N. L. R. D. Washington, MLH had reached substantial Union and counsel. of their agreement on terms ^contract were any employees April 1975 before GIBBONS, Before was executed HIGGINBOTHAM hired. That 1, 1975, VITER, Judges. it was effective Circuit June stated SLO distinguish purposes develop operated there no need our 1. for the The hotel had been them, company by management company, to as ment between both will be referred Services, Hospitality Management “MLH.” Inc. Since At that time there approxi- cations. were of December preceding date unit; bargaining recognized December mately 80 of em- representative There exclusive were February housekeeping, laundry, ployees “engaged operation change no or hiatus in the maintenance, restaurant and repair and hotel. exceptions, some listed bar activities” with Cummings, began operations, After Pick security clause. and contained a union *3 manager, general who remained as hotel employees that who provided That clause employee of reported heard that he had at the time the were members of the Union in late 1976 the Union with dissatisfaction would remain agreement became effective However, 1977.3 through continuing Union, employees that who members of the em- any unit was no evidence that there join would on were not members Union checkoff authoriza- revoked the dues ployee following day ninetieth or after Union, attempted or tion, resigned from that agreement, effective date of the petition. to file a decertification the effective date of employees hired after 23, 1977, members on agreement vice-presi- would become Union February On following their day or after the thirtieth Cummings payment for dent McBride asked hiring.2 to the were owed of funds which he claimed MLH by under Union the collective bar- hiring employees MLH began its initial day gaining On same agreement. in June May throughout and continued signed authoriza- began McBride to solicit until practice, May 1975. In employees. unit Gotta, MLH’s assist- cards from February Wayne director, regularly 24, Cummings gave McBride a beverage ant food and On February for required applica- employees to execute check drawn on bank account MLH’s membership employ- tion for in the Union and a by Union dues withheld MLH dues checkoff authorization card at any make ee’s paychecks, but refused employment, time of rather than within Pick and told payment such on behalf thirty days provided by the written that McBride instructed that he had been agreement. with dealings Pick would not have further the Union. negotiation During the course of hotel, 1976 or sale of the in late in 25, 1977, consultation February On after January general manager hotel with to the lawyer about its doubt as Cummings Ralph Lewy, Daniel told Pick’s representation Union’s Pick filed a treasurer, that he vice-president and be- petition seeking a Board conducted election negotiated lieved the contract had been be- as collective determine the status Union’s any employees fore were hired. On the same bargaining representative. day, Thirty-nine When a strike. operation Pick took over the McBride called unit employees hotel on all of the 103 failed February it retained scheduled work including supervisors; report MLH’s all next employees, to work at their all employees job retained the same classifi- date. Union, department opposed provides her were
2. The Act but National Labor Relations expressed only employees shall not be an unfair labor could name six who to make an with a directly opposition that agement Another man- to her. organization requiring labor employment membership “as a condition of opposition employee about testified on or union] [in addition, the Union. was some testi- day following beginning after the thirtieth mony by concerning employees unit their own employment of such . . . .” 29 U.S.C. employees’ or with other unit dissatisfaction 158(a)(3). having the Union. A Union steward testified employ- five to seven with fellow conversations Cummings employees testified that seven ees, pos- four, concerning of whom she named complained directly to him and in addition he replacement as collective sible Union complaints by department was told of other bargaining representative. supervisor opinion heads. A testified as to her per in cent of the 24 or 25 III. Regional April Director of the On complaint Region issued a Fourth Board’s petition of its support in argument Pick’s charges which had Pick, against to review and set the decision aside 4, alleg- on March been filed the Union essentially twofold. is order of the Board committed unfair labor ing that Pick had recog- which Pick that a union refusing to practices by contract and nized by prehire an unlawful sought Director then Regional Union. The employer as- unlawful has received injunction temporary in federal district is not enti- continuously sistance thereafter bargain. Following require court continued tled to presumption 1977, the hearings May days three petition, status. Pick’s second contention district court denied injunction was holding temporary if even view of the “substantial warranted Board erred warranted evidence of the credible and uncontroverted holding that the circumstances good faith doubt” existence of [Pick’s] recognition initial *4 Hirsch majority the Union’s status. v.. predecessor disregarded must be employer 1342, F.Supp. Corp., Pick-Mt. Laurel 436 a determining in Pick entertained whether (D.N.J.1977). 1358 the of Union’s good doubt faith reasonable 27, Regional Director May 1977 the On events oc- those majority status because be- representation petition Pick’s dismissed charges curred before more six months than pending of unfair labor cause the were filed. charge on that charge. hearing A was held has presumption The status majority of Judge Law on before Administrative 31,1977.4 later, year genesis rule, approved by in Almost a its May May on the NLRB 1978, 5, opinion ALJ in NLRB, issued his favor 348 v. Supreme in Brooks Court position which was affirmed of the NLRB’s (1954), 96, 125 176, U.S. 75 L.Ed. 99 S.Ct. by the Board on with minor modifications pre that created an irrebuttable “almost” 12, January The ALJ concluded that 1979. sumption that a a union certified as result employer, Pick was a successor of a elec representation Board conducted es- and the Union MLH
contract between status chal majority not may have its presumptive majority tablished the latter’s lenged ordinarily period, “reasonable” not succeed and that Pick did presumption Thereafter, of one year. presumption demonstrat- rebutting continues, but becomes re majority status of ing good a reasonable faith doubt can rebutted presumption The buttable. Union’s ALJ held majority status. The is in if the the union employer shows validity that Pick’s of attempt attack employer had minority or the contract on the basis of the circum- of doubt faith reasonable inception was pre- stances 104, Id. at 75 cluded time. support statute of limitations at relevant 10(b) Act, Vic, of the National Labor 181; Inc., § Relations Vegas 546 S.Ct. at NLRB 160(b). 29 ALJ U.S.C. The did con- denied, § 828, cert. (9th F.2d Cir. 829 illegality sider Pick’s contention that 57, 54 818, L.Ed.2d 434 54 U.S. objective the contract was an consideration NLRB, 427 (1977); Terrell Machine Co. v. supporting reasonably 1088, denied, Cir.), 398 (4th F.2d 1090 cert. The Board con- doubt status. 91 1821, L.Ed.2d U.S. S.Ct. was., argument, sidered held that it too continued presumption of period, precluded by the limitation also applicable status unions has to certified ALJ of the affirmed the conclusions been unions which alia, applied to Pick, recognize ordered inter v. Frick voluntarily recognized. NLRB with the Union. injunction proceeding primarily before the district court. the ALJ case was submitted to transcript portions basis of the no 1970). nary circumstances 1327, 1332(3d challenge Cir. We have to the Un
423 F.2d
by the
ion’s status
launched
emerged
could have been
presumptions
these
noted that
competing union
conflicting goals
employer,
two
or a
weighing
employees,
“the
in this
preserving
employ
policy:
during
pendency
national
years.
representa
three
bargaining
ees’ free choice
which did not exceed
tives,
stability for established
providing
of con-
that the
relationships.”
Id. The same
applied
not be
should
tinued
status
even when the volun
apply
considerations
employ-
is a successor
in this
case because
not been
tary recognition of the union has
originally
er,
who
employer
and not
v. Broad
writing.
reduced to
Street
recognition
voluntary
accorded the
Center,
Hospital and Medical
a successor em-
obligation
Union. The
(3d
1971).
brings
play
compet-
into
ployer
number of
pre
has also established a
The Board
which are
ing
central
policy considerations
sumption majority
binds the
policy. They
to labor relations
are the need
employer
period during
for the
which the
flexibility
for an
to retain
peti
contract would be a bar to an election
assets,
right
transfer of business
NLRB,
tion. Pioneer Inn
Associates
contract,
parties to have freedom of
1978);
Shamrock
security,
job
interests of the
Inc.,
(1957),
Dairy,
119 N.L.R.B.
economy in
and the interests of the entire
(1959),
124 N.L.R.B.
495-96
enforced
considering the obli-
stability.
industrial
sub nom.
International Brotherhood
gations
the Su-
employers,
of successor
Teamsters,
NLRB,
Local 310 v.
ject
con
the terms and conditions
suc-
non-assuming
cases
permitted
employees of
perforce
tract
deprives
cessor
doubt as
to raise a
faith
job
expectations.5
their
security and
How
union’s
a refusal
a defense
ever,
inevitably
argument
would
lead
term of the old
charge during the
the requirement
to a conflict with
enunciat
Id.
at 1583
contract.
at
290 n.
S.Ct.
employer
ed
Burns that a successor
has
(citing
n. 12
Randolph Rubber
N.L.
obligation
bargain.
R.B.
(1965)
Standard
and Mitchell
given
status
to an
incumbent
Corp.,
(1963)).
lawful at day beginning thirtieth following it had a doubt as to shown that employment the Union at the . . ..” status of time 29 U.S.C. 158(a)(3). The Board re- has held that arguments These are bargain. it refused to sign quiring applicants employment they rely on factually because both related applications membership and dues inception the circumstances for union commence- before and checkoff authorizations relationship of the between despite ment of their a con- predecessor employer. argu- employment, The first gave grace period tract which them the give operative ment effect to the asks us Act, assist- by allowed them the is unlawful by holding in 1975 events that occurred 8(a)(2) section initio, ance in NLRA they prevented, presumptive ab violation of (1). Co., Luke arising; status from ever Construction 211 N.L. argument is directed to the extent R.B. second regard- subsequently acquired information presumption contin- that a ing the 1975 used in a later events can be out of an ued cannot arise majority status
period.
Pick construes
illegal
agreement.
prehire
Con-
in R. J. Smith
the Board’s decision
findings
The factual
of the AU in
(1971), en-
struction
191 N.L.R.B.
this case
of the
illegality
origi
confirm the
150, In-
nom. Local
forcement refused sub
nal
contract. The ALJ found
“[t]he
Engineers
Operating
ternational Union of
agree
Union and
substantial
MLH reached
NLRB,
(D.C.Cir.
480 F.2d
ment on the terms of their collective-bar
of a
execution
holding that even when the
22, 1975, 6 to 7
gaining agreement by April
it is in the
prehire
legal,
Inn
weeks before the Mt. Laurel Hilton
industry pursuant
construction
to section
began operations
two weeks be
and about
8(f)
Act,
8(f) agreement
the section
any employees
fore MLH had hired
at those
give
does not
of ma-
rise
presumption
to a
By granting bargaining
facilities.”
Therefore,
jority.
according
Pick,
it fol-
agency
not been selected
had
lows
can arise if
no such
any of its employees, much
less a
prehire
illegal.
agreement was
of such employees, MLH violated section
.
interpreta-
Pick’s
disputes
General Counsel
8(a)(1)
(2)
by abridging
NLRA
to the effect
respect
tion of the law with
employees’ right
bargain collectively
prehire
construction indus-
contracts in
through representatives of their own choos
try,
have held that
arguing that courts
ing and
by contributing support
a labor
8(f) agreement
where a
is followed
section
organization.
International Ladies’ Gar
clause,
NLRB,
security
union
operation
ment
of a
Workers’ Union v.
366 U.S.
arises,
731, 737-738,
rebuttable presumption
483 1972); 30, NLRB v. did not District expressly Board United The comment on America, 115, 122 issue, position the ALJ’s on this but con- Mine Workers denied, 959, 10(b) 398 period limitation U.S. 90 strued section cert. (1970); exclusionary which Bender effecting 2173, a total bar 543 S.Ct. 26 L.Ed.2d 615, relying on the circum- precluded Ship Repair 188 N.L.R.B. recognition surrounding stances the initial Pick conceded At argument, oral n reasonably support MLH as a basis to it from precludes that Bryan decision status. based doubt of agreement, in relying prehire on the illegal itself, bargain. refusal It to defend its IV. coupled when agreement, 10(b) assistance, provides, illegal Section NLRA in is rel with continuing part, that: evant. complaint upon any
no
shall issue
contends,
If, as the General Counsel
practice occurring
unfair labor
more than
employers
means that
Bryan decision
six months
filing
events
occurred
any
cannot consider
charge with the Board
the service of
10(b) period
any pur
beyond the section
a copy
upon the person against
thereof
be at an end.
pose,
inquiry
then
would
our
whom such charge is made
Pick failed
estab
finding
ALJ’s
Lodge
Local
No.
160(b).
U.S.C.
§
grounds based
lish
had reasonable
1424,
of Machin-
Association
International
believing that
objective considerations for
Manufacturing Co.),
(Bryan
ists v. NLRB
support at
enjoy
Union did not
822,
While the literal
of section
refusal
inception
light upon
to shed
applies
filing
complaints
only to the
buttress
Board,
bargain,
background
evidence
the Board and courts have used
*8
ing
analysis of the various
reasoning
respondent’s
the Bryan
case to extend
gave rise
timely
allegedly
which
prevent
section to
defense
an unfair
events
good
status.”
charge
exclusively
on conduct
faith doubt
Corp., 436
pre-10(b)
Hirsch v.
Laurel
period.
which occurred in the
Pick-Mt.
(9th'
Tragniew,
F.Supp.
F.2d
673
at
470
relationship
that
when
reflected in the
compelling
ment
highly
Such a result
earlier
refer to the
contract.
which seeks
party
not involved
who was
period is a successor
any appel-
Although we are not aware of
original em-
in
Unlike the
those events.
court case
the effect
analyzed
late
that has
agreement;
to the
ployer,
party
it was not a
period on a
of the
10(b)
section
limitation
caused
may have
the considerations
a refusal
ability
successor’s
to defend
accept
bargaining
rela-
predecessor
did arise NLRB
issue
charge, the
may
be
minority union
tionship with a
(9th
Cir.
Tragniew, Inc.,
it;
prior opportuni-
had no
known to
and it
1972),
that the succes-
where the court held
during the six
ty
raise a
faith doubt
from introduc-
sor employer was not barred
question.
following the events
months
in which
ing
manner
evidence “as to the
noted,
light
Supreme
As the
Court has
“[I]n
under its
operated
obtained and
[the Union]
difficulty
successorship ques-
of the
agreement.”
collective
tion,
myriad
factual circumstances
contention
agreed
employer’s
court
with the
arise, and the
legal contexts in which it can
all evidence
10(b)
not bar
that
does
“Section
congressional
absence of
guidance as to its
statutory six-month
of events outside the
resolution,
facts of each
emphasis on the
period,
lack of
upon
which bears
appropriate.”
especially
case as it arises is
period.”
representation within that
Id.6
Employees,
Howard Johnson Co. v. Hotel
not a suc-
Even
when the
2236, 2240,
U.S.
cessor,
has been held rel-
pre-10(b) evidence
L.Ed.2d 46
along
evant
other
when it was offered
10(b)
If
a succes-
applied
section
were
faith doubt
company’s good
evidence of the
sor in
form and to the
precisely the same
In
about
the union.
status of
prede-
same
to the
apply
extent as it may
Dayton Motels, Inc.,
NLRB v.
cessor,
Burns case
rationale of the
(6th
1973),
the court held:
holding
would be undercut.
that a suc-
In
Thus, these earlier
be uti-
may
events
exactly
cessor does not stand in
the same
light
lized to shed
with-
on what occurred
predecessor
shoes as its
because it will not
period.
the limitation
present
In the
previously bargained
bound to the
case these
events were admissible
terms,
pol-
the Court construed the relevant
reflecting on the
background evidence
icies
prevent
imposing
on the successor
doubt of
good-faith
mental attitude or
an obligation
by past
to be bound
events
Company officials
If
arrangements.
the successor is not
of its em-
ever represented a
contract,
by
employer’s past
bound
no
constitute
ployees.
this
In no
does
way
why
valid reason exists
it should be bound
validity
expiring
an attack
on the
not to refer to the
actions.
employer’s past
created
presumption
or on the
change
When
has
no
in the
been
thereby,
was barred
Sec-
which attack
month
employer, application of the six
rule
that is shown is
10(b)
All
of the Act.
in the
context of the
of contin-
the circumstances
ued majority
arising
voluntary
agreement gave
Company good
rea-
recognition clearly
congres-
carries
out
son to believe that
never did
the Union
policy
existing
sional
relation-
protecting
represent
choice of a ma-
uncoerced
ships. That policy
fully
cannot be
served
jority
employees.
of its
fact
where there is a
employer,
successor
who
evidence could have
the basis of
never had
existing relationship
charge
with the
unfair labor
Union and who is free to
not to render the
reject
ought
the embodi-
coincidental and
Id. at
the issue
doubt.
245. How-
6. The
relies on NLRB v. Den-
General Counsel
ham,
ever,
A. Circuit LEON Judge, dissenting. KELLY, Petitioner, Mary Ann
We are asked to consider in this case the certain events which relevance of occurred RAILROAD RETIREMENT years almost two to the six-month BOARD, Respondent. period 10(b) statute of limitations of Section No. 79-1959. of the National Labor Relations Act. I agree with part majority’s the first Appeals, Court of United States decision which holds that Local Bar- Third Circuit. tenders, Hotel, Motel and Restaurant Em- Argued Jan. 1980. ployee Union, (the Union) AFL-CIO contin- June Decided ues enjoy a presumption 10(b). within the period six-month Although there illegal recognition
the Union prior hiring employees, 10(b)
Section precludes raising after six months this unfair labor as a basis for eliminating of minority
status. I cannot agree with the illegal same evidence of recogni- (two years earlier) must be considered to help rebut that presumption once estab- lished; and that the failure of the National (the
Labor Board) Relations Board to con- contrary sider this evidence was Section 10(b) and reversible error. Board’s de- cision is entirely consistent with the under-
lying purposes of Section to further stability Supreme and with the
Court’s Lodge decision in Local No.
International Association of Machinists v.
NLRB (Bryan Co.), Manufacturing 362 U.S. L.Ed.2d 832 While I uphold would the Board’s decision
to consider such evidence under its discre- Sloviter, Circuit Judge, concurred and tion to probative evaluate the value of evi- opinion. filed dence, not, I does, would as the require they do so. Without this evi-
dence, there clearly is substantial evidence
to support the Board’s conclusion that
employer lacks a good faith doubt of the
Union’s majority status.
The Board’s order should be enforced.
