Phillip Andre, Claimant-Appellant v. Anthony J. Principi, Secretary of Veterans AffairsPhillip Andre, Claimant-Appellant v. Anthony J. Principi, Secretary of Veterans Affairs
Phillip Andre appeals from the order of the United States Court of Appeals for Veterans Claims (“Veterans Court”) that dismissed part of his appeal for lack of jurisdiction and affirmed the rest.
Andre v. West,
BACKGROUND
I.
Mr. Andre served on active duty in the United States Navy from October of 1965 to January of 1966. In March of 1973, he filed a claim for service connection and benefits relating to a mental disorder. Id. at 8. The St. Louis, Missouri RO denied the claim on June 29, 1973. The RO determined that Mr. Andre suffered from a personality disorder that predated.his service, that the disorder had not been aggravated by his service, and that, after Mr. Andre left the service, the disorder had matured into the psychosis for which he sought benefits. Id. Mr. Andre did not appeal the RO’s denial of his claim. In August of 1992, however, the BVA reopened Mr. Andre’s claim and found his mental disorder (schizophrenia) to be service connected. In September of 1992, the RO implemented the Board’s decision by granting Mr. Andre a 100% disability rating, effective June 12,1990. Id.
In March of 1995, Mr. Andre filed a claim with the RO asserting clear and unmistakable error (“CUE”) in the 1973 decision that had denied him service connection and benefits.
1
Mr. Andre ad-
Mr. Andre appealed the BVA’s decision to the Veterans Court. Before the Veterans Court, Mr. Andre presented, for the first time, additional allegations of clear and unmistakable error in the RO’s 1973 denial of service connection. Specifically, Mr. Andre argued that the RO had committed CUE because it had failed to apply
In a July 20, 2000 order, the Veterans Court held that it lacked jurisdiction under
DISCUSSION
I.
Pursuant to
II.
On appeal, Mr. Andre makes three arguments. First, he contends that the Veterans Court erred by refusing to assert jurisdiction over his newly-raised CUE claims. Second, he argues that he did not abandon the CUE claims that he presented to the BVA and that the BVA decided by failing to raise them in his principal brief before the Veterans Court. Finally, he renews his contention that the Veterans Court should review de novo a prior VA decision collaterally attacked pursuant to a CUE claim. For the reasons that follow, we hold (i) that the Veterans Court did not err in holding that it lacked jurisdiction to consider the CUE claims Mr. Andre raised for the first time on appeal and (ii) that we are without jurisdiction to consider the abandonment issue. Our affirmance of the Veterans Court’s jurisdictional ruling renders moot Mr. Andre’s argument that the Veterans Court should review de novo an RO decision that is collaterally attacked in a CUE claim.
A. Whether the Veterans Court had jurisdiction to consider the CUE claims that Mr. Andre raised for the first time on appeal.
The jurisdiction of the Veterans Court is defined by
In
Maggitt,
the veteran filed claims in 1979 and 1983 for service connection for asthma, a knee condition, and a skin disorder. ROs denied the claims, and the veteran did not appeal the denials.
Id.
at 1373. In 1989, Maggitt sought to reopen his claims for these conditions. He also requested service connection for a back condition. After the RO denied the four claims, Maggitt filed a timely Notice of Disagreement (“NOD”) with the BVA pursuant to
We reversed the ruling of the Veterans Court on the jurisdictional issue. In our decision, we interpreted the Veterans Court’s jurisdictional grant under
The government argues that, unlike the veteran in
Maggitt,
who simply raised new arguments in support of a claim for benefits that already had been adjudicated by the Board, Mr. Andre raised before the Veterans Court claims that had not been the subject of a Board decision. Thus, according to the government, the
In 1977, the veteran in Ledford was granted a 100% disability rating for his schizophrenia, based on individual unem-ployability. In 1981, the RO changed the rating from 100% disability to 100% sche-dular. This change, which had the effect of terminating Ledford’s individual unem-ployability benefits, was made pursuant to VA Circular 21-80-7. The Circular provided that “[a] 100% schedular evaluation will be assigned if unemployability is directly attributable to a service-connected neuro-psychiatric condition.” Id. at 777. In 1985, a VA examiner determined, based upon an examination of Ledford, that Led-ford’s schizophrenia was in partial remission. The RO therefore reduced Ledford’s schedular rating to 70%. Ledford filed an NOD with the BVA in which he objected to the reduction. In 1990, after several remands for further factual development, the Board reinstated the 100% schedular rating and set April 19, 1990, as the effective date for the reinstatement. Id. Thereafter, in November of 1991, Ledford filed an NOD alleging that the 1990 effective date was improper because the RO had committed clear and unmistakable error in 1985 when it reduced his schedular rating. After the Board confirmed the 1990 effective date, Ledford appealed to the Veterans Court. Id. at 777-78.
We affirmed the decision of the Veterans Court. Noting that
Maggitt
and
Ledford
both teach that, in order for the Veterans Court to have jurisdiction under
Our decision turns on the fact that Mr. Andre’s case involves CUE claims. In
Russell v. Principi,
The necessary jurisdictional ‘hook’ for this Court to act is a decision of the BVA on the specific issue of ‘clear and unmistakable error.’ For a claimant to raise such an issue for the first time before this Court and request us to act de novo is tantamount to requesting plenary review over decisions that are not within our jurisdiction.
In other words, each “specific” assertion of CUE constitutes a claim that must be the subject of a decision by the BVA before the Veterans Court can exercise jurisdiction over it.
As noted above, in 1997 Congress enacted the statutes that govern claims of CUE before the RO and the Board. The RO CUE statute is codified at
Unlike a claim for benefits, a CUE claim subsumes a specific allegation of error. That is, both in name and in logic, a CUE claim is not a generalized assertion of entitlement to benefits. Rather, it is an assertion that that the RO committed a particular clear and unmistakable error.
The party bringing a CUE challenge to a final RO decision bears the burden of proving that the decision was based on a clear and unmistakable error. This burden is not satisfied by the mere assertion that the decision contained CUE; instead, the party must describe the alleged error “with some degree of specificity” and must provide persuasive reasons “as to why the result would have been manifestly different but for the alleged error.”
Pierce,
The CUE claims that Mr. Andre raised before the Board encompassed only the clear and unmistakable errors specifically alleged therein. The CUE claims that Mr. Andre raised in the first instance before the Veterans Court — -that the RO committed CUE by failing to apply
Finally, an important consideration supports our conclusion.
Before leaving this issue, we should note that although the Veterans Court lacked jurisdiction to consider Mr. Andre’s CUE claims relating to
B. Whether the Veterans Court erred in concluding that Mr. Andre waived the CUE claims that he had presented to the Board.
Mr. Andre argues that the Veterans Court erred in concluding that he waived the CUE claims that he had presented to the BVA by failing to raise them in his principal brief. In ruling that Mr. Andre had abandoned these claims, the Veterans Court cited
Ford v. Gober,
Mr. Andre contends that the Veterans Court misinterpreted
Mr. Andre has not asserted a claim within our jurisdiction. As noted above, our ability to review a decision of the Veterans Court is limited by
[U]nder subsection (a) [ofsection 7292 ] we have jurisdiction to review a decision of the Court of Appeals for Veterans Claims if that review invokes: (1) issues concerning the validity of statutes or regulations on which the decision of the Court of Appeals for Veterans Claims depended; (2) issues of interpretation if the Court of Appeals for Veterans Claims elaborated the meaning of a statute or regulation and the decision depended on that interpretation; and (3) issues of validity or interpretation raised before the Court of Appeals for Veterans Claims but not decided, if the decision would have been altered by adopting the position that was urged.
Mr. Andre’s appeal does not fit within any of the three categories that
Forshey
announced as defining our jurisdiction. Category (1) is inapplicable because Mr. Andre’s appeal does not present any issue involving the validity of a statute or regulation. Neither is category (2) applicable. The reason is that the Veterans Court did not cite to, let alone elaborate, the meaning of its jurisdictional statute or its notice of appeal statute. The court simply applied the jurisprudential rule that “an issue not raised by an appellant in its opening brief ... is waived.”
Becton Dickinson,
CONCLUSION
The Veterans Court held that it lacked jurisdiction to adjudicate the CUE claims that Mr. Andre raised for the first time on appeal. Accordingly, it dismissed his appeal as to those claims. At the same time, the court held that Mr. Andre had abandoned the CUE claims that were decided by the BVA. For the reasons set forth above, we have concluded that the court’s jurisdictional ruling was correct and that we lack jurisdiction to consider Mr. An
AFFIRMED.
Notes
. In 1995, claims of CUE at the RO level were governed solely by a VA regulation. The regulation provided that ''[p]revious determinations which are final and binding ... will be accepted as correct in the absence of clear and unmistakable error.”
Under the regulation, "[f|or the purpose of authorizing benefits, the rating or other adjudicative decision which constitutes a reversal
. Review of a BVA decision is obtained by filing a notice of appeal with the Veterans Court within the required time period.
See
. See H.R.Rep. No. 105-52, at 2-3 (1997); S.Rep. No. 105-157, at 3 (1997).
. For example, if a veteran argued for the first time on appeal that an RO decision denying service connection for a particular condition was clear and unmistakable error because the decision was based upon a clear misreading of specified medical records, it would be necessary for the Veterans Court to engage in fact finding as to the records and as to whether any error found was outcome-determinative.
See Bustos v. West,