Philiр McQuirk, a former employee of the Glenn County, California, Sheriffs Office, applied for a job with the Mountlake Terrace, Washington, Police Department. The day before McQuirk was to begin working, Louis Donnelley, the Sheriff of Glenn County, made a number of allegedly defamatory statements about McQuirk’s performance as an employee of the Glenn
I.
McQuirk worked for the Glenn County Sheriffs Office from 1976 until he retired for medical reasons in 1990. Approximately five yeаrs after his retirement, McQuirk applied for the non-peace officer position of Property Room Manager with the Mountlake Terrace Police Department. As part of the application process, McQuirk signed a release that authorized the recipient to furnish the Mountlake Terrace Police Department with information about “me, my work record, my reputation, my financial and credit status,” and excused the recipient from any liability resulting from the provision of this information. 1 On April 11, 1995, McQuirk signed a fоrm consenting to be hired and was instructed to report to work on April 13,1995.
On April 12, 1995, Commander Smith returned a phone call from Donnelley. McQuirk alleges that Donnelley made five defamatory statements about him during the twenty-minute conversation: (1) that a splitting maul had disappeared from the evidence room over which McQuirk had responsibility and that the maul had reappeared after McQuirk was notified that its owner wanted it; (2) that McQuirk had submitted a false insurance claim for damage to the tires of his car; (3) that McQuirk had committed perjury while testifying in a criminal case; (4) that Donnel-ley personally knew that McQuirk had fabricated a police report; and (5) that McQuirk had stolen a ring from another officer in the sheriffs locker room. Don-nelley was later told that a ring had in fact not been stolen, but he did not so notify Smith. It is disputed whether Donnelley informed Smith that some of his comments were based on rumor. Smith subsequently rescinded McQuirk’s offer of employment.
McQuirk filed suit in Washington state court against Donnelley and Glenn County, seeking damages and injunctive relief for defamation, interfеrence with business expectancy, and outrage. Defendants removed the case to the United States District Court for the Western District of Washington and then secured a change of venue to the Eastern District of California. McQuirk amended his complaint to include claims for negligent and intentional infliction of emotional distress. The district court granted defendants’ motion for summary judgment.
McQuirk contends that the district court erred in granting summary judgment with respect to his claims for defamation, interference with business expectancy, outrage, and intentional infliction of emotional dis
II.
We review the grant of summary-judgment de novo.
See Griggs v. Pace American Group, Inc.,
III.
McQuirk contests the district court’s grant of summary judgment on two grounds. First, he contends thаt the release did not constitute consent to the making of defamatory statements and, if it did, it violates California law. Second, he argues that Donnelley’s provision of a job reference was not a discretionary act entitled to immunity from liability under California law.
A. Consent
Although we agree with the district court that the scope of the release is broad enough to encompass Donnelley’s statements, we conclude that the release violates § 1668 of the California Civil Code by shielding Donnelley from liability for intentional torts. Therеfore, the release is not enforceable.
Section 1668 provides that “[a]ll contracts which have for their object, directly or indirectly, to exempt anyone from responsibility for his own fraud, or willful injury to the person or property of another, or violation of law, whether willful or negligent, are against the policy of the law.” Cal. Civ.Code § 1668 (West 1999). McQuirk’s claims for defamation, interference with business expectancy, outrage, and intentional infliction of emotional distress are all intentional wrongs.
See Miller v. National Broad. Co.,
The California Court of Appeal has noted that “contractual releases of future liability for fraud and other intentional wrongs are invariably invalidated.”
Farnham v. Superior Court,
Donnelley contends that we should apply the Second Restatement of Torts instead of § 1668. According to Donnelley, McQuirk’s consent cloaked Donnelley’s statements in an absolute privilege, because “[e]xcept as stаted in § 584, the consent of another to the publication of defamatory matter concerning him is a complete defense to his action for defamation.” Restatement (Second) of Torts § 583 (1977).
The court applied § 583 of the Restatement in
Royer v. Steinberg,
The California courts have applied this doctrine of consent to a contractual release once before. In
Kelly v. William Morrow & Co.,
When faced with conflicting authority, we must predict what the California Supreme Court would do.
See Elliott,
Therefore, we hold that the district court erred in granting summary judgment on the basis of the relеase because the release is unenforceable under § 1668.
B. Statutory Immunity and Privilege
Donnelley raised absolute defenses to liability based on § 820.2 of the California Government Code and § 47(a) of the California Civil Code. The district court granted summary judgment pursuant to § 820.2. We conclude that neither statute applies.
1. Section 820.2
Section 820.2 of the California Government Code states: “[e]xcept as otherwise provided by statute, a public employee is not liable for an injury resulting from his act or omission where the act or omission was the result of the exerсise of the discretion vested in him, whether or not such discretion be abused.” Cal. Gov’t Code § 820.2 (West 1999). McQuirk contends that the district court erred in granting summary judgment on this basis because Donnelley’s conduct was not discretionary, but rather was ministerial. We agree.
The California Supreme Court still applies the analysis it set forth over thirty years ago in
Johnson v. California,
The [Johnson ] court concluded that section 820.2 confers immunity only with respect to those “basic policy decisions” which have been committed to coordinate branches of government, and does not immunize government entities from liability for subsequent ministerial actions taken in the implementation of those basic рolicy decisions. This distinction is sometimes characterized as that between the “planning” and the “operational” levels of decision-making.
Lopez v. Southern Cal. Rapid Transit Dist.,
For example, the
Johnson
court found the parole officer’s decision to parole the youth to be a planning level decision warranting immunity because the state legislature had granted the Youth Authority the power to make parole decisions.
See Johnson,
Applying this analytical framework, we conclude that the California Supreme Court would find Donnelley’s statements to be an operational judgment rather than a planning judgment; therefore, Donnelley is not immune from liability. Donnelley’s decision to provide references to other law enforcement agencies about past employees arguably resembles a policy decision entitled to immunity under § 820.2. The decision as to what to include in the reference, however, is merely an implementation of that larger policy. Providing a particular reference is analogous to the parole officer’s decision whether to warn foster parents of the danger posed by a parolee and what information to provide.
Sanborn v. Chronicle Publ’g Co.,
Further, there is nothing
to
indicate that there has been an express commitment of authority to law enforcement agencies to decide what to provide in an еmployment reference. In
Caldwell,
the California Supreme Court held that members of a school board were immune from liability
for
their decision not to renew the school superintendent’s contract in part because a state statute gave the school board authority over the superintendent’s employment.
Caldwell,
We are mindful of the importance of an effective law enforcement system, and the concomitant need to hire capable, responsible individuals. However, “[i]n the absence of a legislative declaration, we cannot say that [law enforcement] performs a function so much more important than that of other state agencies as to warrant total immunity.”
Johnson,
2. Section 47(a)
Donnelley argues that his statements were privileged under § 47(a) of the California Civil Code. Section 47(a)
provides
that “[a] privileged publication or broadcast is one made ... (a) In the proper discharge of an official duty.” Cal. Civ.Code § 47(a) (West 1999). This privilege is absolute.
See Saroyan v. Burkett,
The statements of local officials may be privileged.
See Copp v. Paxton,
To be privileged, however, Donnelley’s statements had to have been made “[i]n the proper discharge of an official duty.”
This requirement that the statements at issue be related to the exercise of a policy-making function is closely related to the inquiry into whether an official was acting at a planning, as opposеd to an operational, level under § 820.2. That is, actions found to be operational for purposes of § 820.2 cannot constitute statements made in the exercise of a policy-making function for purposes of § 47(a). In
Sanborn,
the California Supreme Court employed the result of its analysis under § 820.2 to determine whether statements by a city clerk to the news media were made in the exercise of a policy-making function.
See
In Sanborn, the California Supreme Court discussed when an official is engaged in exercising his policy making functions by reference to cases construing immunity for discretionary acts under Government Code section 820.2. To be engaged in exercise of his policy-making function the official must reach a basic policy decision, as distinct from an operational decision, after balancing the risks and advantages.
Neary v. Regents of the Univ. of Cal.,
Because we concluded that Donnelley was not immune from liability under § 820.2 because his actions were operational judgments, we also conclude that he was not acting in a policy-making role. Therefore, his stаtements were not privileged pursuant to § 47(a), and we cannot affirm the district court’s grant of summary judgment. 11
The district court granted summary-judgment to Glenn County on the basis of § 815.2(b) of the California Government Code, which immunizes a public entity from liability resulting from the actions of an employee who is immune from liability. See Cal. Gov’t Code § 815.2(b) (West 1999). Because we conclude that Donnel-ley is not immune from liability, Glenn County cannot be immune from liability pursuant to § 815.2(b). We therefore reverse the district court’s award of summary judgment to Glenn County, as well.
IV.
We conclude that summary judgment was inаppropriate as to McQuirk’s claims for defamation, interference with business expectancy, outrage, and intentional infliction of emotional distress because the release McQuirk signed , is' unenforceable under California law and the California immunity and privilege statutes at issue do not apply. Accordingly, the district court’s award of summary judgment to Donnelley and Glenn County is reversed and the case is remanded for further proceedings consistent with this opinion.
REVERSED and REMANDED.
Notes
. The release stated, in pertinent part: I respeсtfully request and authorize you to furnish the above listed Police Departments any and all information that you or your organization have concerning me, my work record, my reputation, my financial and credit status. Please include any and all medical, physical and mental records or reports including all information of a confidential or privileged nature and photo copies of same if requested. This information is to be used to assist the department in determining my qualifications and fitness for the position I am seeking with the Police Department.... I hereby release you, your organization or others from any liability or damage which may result from furnishing the information requested above.
. The district court awarded summary judgment to Donnelley and Glenn County on McQuirk's claim of negligent infliction of emotional distress because McQuirk failed to produce any evidence that he had suffered a physical injury on account of Donnelley’s behavior. McQuirk does not contest this issue on appeal.
. The parties seem to agree that California law aрplies. We do not question this assumption. See Brobeck, Phleger & Harrison v. Telex Corp., 602 F.2d 866, 871 n. 2 (9th Cir.1979).
. Outrage is "a variation of the tort of intentional infliction of emotional distress.”
Ribas v. Clark,
. California courts have invalidated releases based on § 1668 in a number of cases. In
Loughan v. Harger-Haldeman,
. We note that this outcome does not leave employers unprotected when giving recommendations regarding former employees to prospective employers. California law makes clear that employers are entitled to a qualified privilege when giving recommendations.
See
Cal. Civ.Code § 47(c);
Neal v. Gatlin,
. In
Tunkl v. Regents of the University of Calif.,
. Donnelley argues that § 1668 is inapposite because the release waived liability for torts and therefore principles of contract law do not apply. California courts, however, have routinely applied § 1668 to releases of liability for torts.
See, e.g., Tunkl,
Donnelley argues in the alternative that if the release is subject to § 1668, he is a third party beneficiary who may enforce the contract on a theory of promissory estoppel. We reject this argument because a third party beneficiary cannot recover under a contract that is unenforceable. See 1 B.E. Witkin, SUMMARY OF CALIF. LAW, Contracts, § 662, at 601 (9th ed.1987).
Finally, the district court rejected McQuirk’s argument that the release was unenforceable under § 1668 because it found the release to constitute consent to the release of information relevant to McQuirk’s fitness for employment, not defamation. We find this distinction to be an overly formal one. Section 1668 expressly prohibits releases that “directly or indirectly” exempt a party from certain kinds of liability.
. In finding Donnelley immune, the district court relied in large part on
Kemmerer v. County of Fresno,
. In
Kilgore v. Younger,
. Section 47(b) of the California Civil Code also provides absolute immunity to "[a] privileged publication or broadcast ... made ... (b) In any (1) legislative proceeding, (2) judicial proceeding, (3) in any other official proceeding authorized by law, or (4) in the initiation or course of any other proceeding authorized by law and reviewable pursuant to [certain provisions of California law.]” Cal. Civ.Code § 47(b) (West 1999). Because defendants did not plead § 47(b) as an affirmative defense or argue it in their brief on appeal, we do not consider it here. We do note, however, that the California Court of Appeal recently held that § 47(b) immunized a former employer from liability arising from statements made to a police department located in California that was conduct
Donnelley did raise § 47(c), which provides only qualified immunity, as an affirmative defense, and as a ground for summary judg.ment. See Cal. Civ.Code § 47(c) (West 1999) (limiting privilege to “a communication, without malice"), and cases cited in footnote 6, supra. The district court, however, did not reach this ground and the parties have not briefed it on appeal. We therefore decline to reach it.
