MEMORANDUM
Bеfore the Court is Plaintiffs’ motion for a temporary restraining order and preliminary injunction directing officials of the Pennsylvania Department of Corrections
I. BACKGROUND
On November 8, 2012, the Commonwealth of Pennsylvania will execute Hubert Michаel by lethal injection pursuant to a detailed written protocol adopted in 2012. Because the protocol limits the ability of Plaintiffs, The Philadelphia Inquirer and The Patriot-News, and other witnesses to see and hear all phases of the execution, Plaintiffs request that the Court order Defendants, the Pennsylvania Department of Corrections (DOC) and its agents, to conduct all phases of Mr. Michael’s execution in view of and audible to all witnesses present at the execution. (Doc. No. 4 at 2.) Plaintiff The Patriot-News has been selected to witness Mr. Michael’s execution from the observation room adjoining the execution chamber. (Doc. No. 31.)
The parties have identified no factual dispute concerning the DOC Capital Case Procedure Manual’s lethal injection protocols. (Doc. No. 5 at 5.) As written, the current protocol requires that a curtain between the injection chamber and the witness observation room be closed during three phases of the execution process: (1) the entry of the inmate and the lethal injection team’s medical preparation of the inmate for the execution, (2) any necessary consciousness check after the administration of the first drug, and (3) the coroner’s examination of the inmate following the administration of the final two lethal injection drugs. The curtain between the injection chamber and witness room is therefore opened and closed up to three times during the execution.
First, the curtain is closed while the inmate enters the execution chamber, and remains closed while the inmate is secured to the table, the lethal injection team (LIT) enters the chamber, the LIT connects the inmate to the EEG and ECG monitors, and the LIT inserts two intravenous catheters in the inmate’s forearms to commence the flow of saline solutions. Upon completing all connections, the LIT returns to the injection control room. The Major-of-the-Guard or designee, who remains in the injection chamber to make a written record of all activity, will remove the surgical mask from the inmate, and cover the inmate with a sheet. Once the Capital Facility Manager gives the order to proceed with the execution, the Major-of-the-Guard opens the curtain between the lethal injection chamber and the witness room for the first time.
After the LIT completes their remote administration of the first drug from a separate room, the curtain may or may not close depending on whether an EEG monitor is being used for the execution. If an EEG monitor is used, the LIT checks the EEG monitors to determine whether the inmate is unconscious from effect of the first drug. If the EEG monitor does not conclusively show that the inmate is unconscious, the designee will close the curtains between the injection chamber and the witness room and the LIT will then enter the injection chamber to perform a consciousness check by tactile stimulation. If the LIT determines that the inmate is unconscious follоwing this check, the LIT
Once the final two drugs have been administered, and the LIT observes an absence of electrical activity on the ECG monitor, an LIT member will notify the Capital Facility manager or designee that injection of the drugs has been completed. The designee will then draw the curtains closed for a third time, at which point the Coroner will enter the injection chamber to determine that the inmate died following the lethal injection. Following the conclusion of the Coroner’s examination and his exit from the injection chamber, the curtain between the chamber and the witness room will be opened.
The dispute centers on whether these limitations comport with First Amendment standards. Plaintiffs maintain that the First Amendment guarantees them the right to observe the execution without visual or auditory obstructions. Plaintiffs contend that they should be allowed to observe and report on whether the inmatе experiences pain during the execution, the content of any statement made by the inmate, any conversation that the medical team and the inmate engage in prior to the administration of the lethal injection drugs, and any complications resulting from the administration of the drugs. (Doc. No. 5 at 3.) Defendants argue that Plaintiffs have no First Amendment right to witness the portions of the process from which they are now excluded, and that Plaintiffs have not satisfied the standards of injunctive relief. (Doc. No. 17.)
II. LEGAL STANDARD
A preliminary injunction is warranted when the moving party demonstrates: (1) a likelihood of success on the merits; (2) that it will suffer irreparable harm if the injunction is denied; (3) granting relief will not result in even greater harm to the non-moving party; and (4) that the рublic interest favors such relief. Stilp v. Contino,
III. DISCUSSION
Plaintiffs assert that they have satisfied all four elements necessary to grant a preliminary injunction. First, Plaintiffs argue they would likely prevail on the merits, arguing that the Court should recognize their First Amendment right to view executions under Richmond, Newspapers, Inc. v. Virginia,
A. Likelihood of Success on the Merits
The precise legal question Plaintiffs present finds no ready answer. Although the important right of the press to witness and report on government action has long been recognized as essential to our democracy, no Supreme Court or Third Circuit opinion addresses the right of the press to witness fully and report on state-sponsored executions. Plaintiffs urge this, Court to simply defer to the Ninth Circuit’s decision in Woodford. (Id. at 7.) The Court, while cognizant that federal courts should respect each other’s efforts, is equally aware that “[blinding precedent for all is set only by the Supreme Court, and for the district courts within a circuit, only by the court of appeals for that circuit,” meaning that each federal court has an obligation to engage independently in reasoned analysis. In re Korean Air Lines Disaster of Sept. 1, 1983,
Generally, the law does not recognize a First Amendment right of the press to gather information, but rather, recognizes a right only to obtain access where the public is entitled to access. See Zemel v. Rusk,
Following the decision in Richmond Newspapers, the Supreme Court adopted Justice Brennan’s two-prong analysis, noting in its subsequent decisions that the “two complementary considerations” of history and logic are used to determine whether a First Amendment right of public access exists. Press-Enter. Co. v. Superior Court (Press-Enter II),
The Supreme Court’s opinions in Richmond Newspapers and its progeny focused on proceedings in the context of criminal trials. The United States Court of Appeals for the Third Circuit has been “less reticent in its extensions” of Richmond Newspapers. N. Jersey Media Group,
The Third Circuit has closely hewed to the Supreme Court’s two-prong analysis in its public access jurisprudence, emphasizing that courts must find both that the “place and process has historically been open to the press and general public,” and that “public access plays a significant positive role in the functioning of the particular process in question.” Whiteland Woods,
Applying both prongs of Richmond Newspapers, the Third Circuit has emphasized the importance of the historical prong, finding that arguments about
With respect to the “logic prong,” the Third Circuit has identified six factors traditionally served by public participation in governmental proceedings: (1) promotion of informed discussion of governmental affairs by providing the public with the more completе understanding of the judicial system, (2) promotion of the public perception of fairness which can be achieved only by permitting full public view of the proceedings, (3) providing a significant community therapeutic value as an outlet for community concern, hostility, and emotion, (4) serving as a check on corrupt practices by exposing the judicial process to public scrutiny, (5) enhancement of the performance of all involved, and (6) discouragement of perjury. United States v. Simone,
In this case, Plaintiffs are challenging portions оf the DOC’s lethal injection protocol that prohibit media witnesses from viewing executions without auditory or visual obstruction. (Doc. No. 5 at 5.) As such, the Third Circuit’s decision in North Jersey Media Group, Inc. is particularly instructive because, there, the court evaluated whether an executive directive that mandated closing “special interest” deportation hearings complied with the First Amendment.
Defendants argue that the access Plaintiffs seek is foreclosed by the Supreme Court’s decision in Houchins v. KQED, Inc.,
Defendants correctly posit that Supreme Court precedent does not support a First Amendment right of the press to enter prisons for newsgathering purposes. However, Defendants err in concluding that Houchins applies to Plaintiffs’ facts. Executions in Pennsylvania are not conducted inside penal institutions.
Even if Plaintiffs did have to enter SCIRockview in order to view the execution, the Court must reject Defendants’ argument that Houchins would control the Court’s result. Here, Plaintiffs seek press access to a state-administered execution. (Doc. No. 32 at 12:2-5.) Under Pennsylvania law, up to six media witnesses are allowed to view and report on the execution. 61 Pa.C.S. § 4305(a). The DOC’s press office has developed a procedure to
The Court next turns to whether Richmond is the correct test to apply to Plaintiffs’ requested relief. Here, Plaintiffs challenge portions of the lethal injection protocol contained in the Cаpital Case Procedure Manual, a policy promulgated by the DOC. (Doc. No. 5 at 6.) While Defendants correctly point out that the Supreme Court has only had occasion to revisit Richmond in the context of criminal proceedings, the Third Circuit has found Richmond controlling in the context of civil and administrative proceedings, including executive directives. N. Jersey Media Group,
Plaintiffs argue that the history of executions in Pennsylvania supports finding the first prong of Richmond Newspapers is satisfied, claiming that historical tradition in Pennsylvania favors open executions. (Doc. No. 5 at 11.) Plaintiffs rely on several historical sources that demonstrate that witnesses were able to view every phase of the execution until recent changes to the DOC’s lethal injection protocol. (Id.-, Doc. No. 32 at 32:20-23.) Defendants, on the other hand, argue that executions have been private since 1834, when the Pennsylvania General Assembly abolished public hangings. (Doc. No. 17 at 5.)
Pennsylvania abolished public executions before the Civil War, passing an “Act to Abolish Public Executions” on April 10, 1834. See Michael H. Reggio, History of the Death Penalty, in Society’s Final Solution: A History and Discussion of the Death Penalty (Laura E. Randa, ed., 1997). Although public hangings were moved into the confines of the county penitentiary, the state still required the presence of twelve reputable witnesses to attend the executions. Negley K. Teeters, Public Executions in Pennsylvania 1682 to 1831, 64 Journal of the Lancaster County Historical Society, No. 2, 114 (Spring 1960). Later accounts of executions held in Pennsylvania also indicate that witnesses were allowed to view all phases of the execution, even after Pennsylvania substituted the electric chair for death by hanging condemned inmates. See, e.g., Joseph R. Daughen, When Elmo Smith Went Killer’s ‘Eyes Were Popping With Terror’, Philadelphia Daily News (May 3, 1995); First Electrocution in State Success, The Philadelphia Inquirer (Feb. 24,1915).
The Court finds that historical practice in Pennsylvania indicates that the public and press have traditionally enjoyed a right of access to executions. Even after Pennsylvania abolished public hangings, witnesses were still invited to view the entirety of the hanging. Later historical
The Court turns now to the “logic prong.” Plaintiffs argue that the current lethal injectiоn protocol prevents them from exercising public oversight and therefore deprives them of the information necessary for the public to engage in a fully informed debate about the death penalty. (Doc. No. 5 at 5.) In response, Defendants argue that Plaintiffs are not entitled to a right of access under this reasoning because the First Amendment does not create any per se right of access to government activities simply because such access might lead to more thorough or better reporting. (Doc. No. 17 at 11.)
Applying the “logic prong” factors developed by the Third Circuit, this Court finds that permitting the press to view the entire execution without visual or auditory obstruction contributes to the proper functioning of the execution process. First, allowing the press to report on the entire method of execution may promote a more informed discussion of the death penalty. Second, it may promote the public perception of fairness and transparency concerning the death penalty, which can only be achieved by permitting full public view of the execution. Allowing the press to view the entire execution also provides significant community therapeutic value, as well as exposes the execution process to public scrutiny. See United States v. Simone,
Moreover, full access to Pennsylvania’s process and experience will allow for a more thorough evaluation of how the Commonweаlth’s procedures comport with evolving constitutional standards, especially as the legal analysis is now focused on the precise phases of the execution that the Commonwealth plans to conduct behind a closed curtain. Condemned inmates challenging the constitutionality of state lethal injection protocols have claimed that the potential failure of state agencies to properly follow their lethal injection protocols will lead to severe pain when the drugs are administered, thus violating the Eighth Amendment’s prohibition on cruel and unusual punishment. See Baze v. Rees,
Plaintiffs have made a sufficient showing on both the history and logic prongs under Richmond Newspapers and this Circuit’s precedent. The Court’s inquiry, however,
At the oral argument and evidentiary hearing, the Court asked both parties what evidence would need to be introduced into the record were the Court to find that the press enjoyed a qualified First Amendment right of access to executions. (Doc. No. 32 at 42:12-15.) Plaintiffs claimed that introducing the most current version of the lethal injection protocol, and other depositions taken in the course of discovery, would be sufficient for this Court to decide the dispute. (Doc. No. 32 at 42:16-25, 43:1-2.) Defendants, in response to the Court’s query, cited interrogatories and depositions tаken in the course of discovery. (Doc. No. 32 at 43:16-20.) At the conclusion of the hearing, the Court received these documents, testimony, and transcripts of testimony as exhibits. (Doc. No. 32.) The Court will thus decide whether Defendants have produced evidence sufficient to overcome Plaintiffs’ qualified First Amendment right on the basis of the pleadings and exhibits received so far.
Defendants do not articulate specific factors that would limit Plaintiffs’ qualified First Amendment right in their brief, but instead present these factors as part of the Court’s irreparable harm inquiry. (Doc. No. 17 at 14.) The Court will consider them here, even though they have not been raised in response to Plaintiffs’ likelihood of success on the merits arguments. Defendants first argue that they are required under 61 Pa. Cons.Stat. § 4305(c) to keep the identity of DOC employees participating in executions confidential, and that the safety and security of the individuals participating in the execution could be compromised were the curtain to remain open during the execution. (Doc. No. 17 at 14.) Defendants also claim, without citation of the record, that granting Plaintiffs’ requested relief would “impact” the DOC’s ability to carry out the execution scheduled for November 8, 2012. (Doc. No. 17 at 14-15.) At oral argument, Defendants restated these arguments, contending that drawing the curtain was the only way to protect the identity of the LIT, and that wearing surgical garb would be insufficient to conceal the identities of LIT members. (Doc. No. 32 at 29:9-19, 30:1-11.) One of the exhibits submitted during the evidentiary hearing was the testimony of Mariosa Lamas, Superintendent of SCI-Rockview. During Superintendent Lamas’s deposition, she cited the potential for unpredictably “boisterous responses” from the execution witnesses that could endanger facility staff were the curtain to remain open for the entirety of the execution. (Ex. Lamas at 67:20-21.) Ms. Lamas acknowledged, however, that she was not personally aware of “any instances” from Pennsylvania or any other state where individuals who participated in an execution were subsequently threatened or put in danger. (Ex. Lamas at 72:4.) Ms. Lamas also cited concerns that LIT members could be attacked by individuals attending a nearby college campus or that they could be incited to riot, following dissemination of information about the executions held at SCI-Rockview. (Ex. Lamas at 77:16, 78:1-25.) However, Ms. Lamas acknowledged that she was not personally aware of any instances where the public reacted negatively from information being disseminated about the execution process,
On review, the Court finds that protecting the lethal injection team constitutes a significant governmental intеrest. The Court does not find, however, that this interest outweighs Plaintiffs’ First Amendment right of public access to the extent that a curtain must obscure the execution chamber whenever the lethal injection team is present. First, Defendants have not cited any incidents where prison officials were harmed after inmates were hanged or electrocuted in full view of press witnesses. Given that inmates have been executed in full view of witnesses for over one hundred years without incident, the Court is hard-pressed to conclude that Defendants’ choice to obscure the chamber is proportionate to the perceived risk of harm. Second, Defendants have not articulated a reason why the lethal injection teаm cannot take affirmative steps beyond wearing surgical garb to conceal their identifying characteristics, nor do Defendants cite any instances where inmates became aware of the LIT members’ identities and subsequently retaliated against them. Furthermore, Defendants provide no support for their argument that the DOC would be prevented from proceeding with the execution scheduled for November 8, 2012. Accordingly, the Court finds that Plaintiffs would likely be able to establish that their First Amendment right under Richmond Newspapers outweighs Defendants’ articulated interest in maintaining lethal injection team confidentiality-
In conclusion, the Court finds that Plaintiffs have made a sufficient showing on each prong of Richmond Newspapers to support finding that Plaintiffs enjoy a First Amendment right of qualified public access to executions. The Court also finds that Defendants’ choice to obscure certain phases of the execution is not narrowly tailored to the substantial governmental interest in protecting lethal injection team anonymity, and therefore is unlikely to outweigh Plaintiffs’ First Amendment right to view the execution without obstruction. Accordingly, the Court finds that Plaintiffs have shown likelihood of success on the merits on their motion for a preliminary injunction.
B. Irreparable Harm
In addition to showing likelihood of success on the merits, Plaintiffs must also show that denying the requested relief would result in irreparable injury. Plaintiffs argue that preventing the press from exercising oversight over an execution constitutes irreparable harm because the press must exerсise oversight over all executions to inform the public debate, ensure humane punishment, and foster catharsis. (Doc. No. 5 at 19.) Defendants, in response, argue that Plaintiffs should wait for the Court to fashion a remedy in the future, contending that Plaintiffs’ alleged injury is not sufficiently immediate to warrant finding that a preliminary injunction is appropriate. (Doc. No. 17 at 12.)
It is well established that “[t]he loss of First Amendment freedoms, for even minimal periods of times, unquestionably constitutes irreparable injury.” Elrod v. Burns,
C. Lack of Harm to Defendants
A moving party must also show that granting the preliminary injunction would not result in even greater harm to the non-moving party. Here, Plaintiffs argue that their requested relief would only compel Defendants to open a curtain earlier than it would otherwise be open and to leave it open for the duration of the execution, thereby requiring “virtually no effort by defendants” and unlikely to harm them. (Doc. No. 5 at 24.) Plaintiffs further argue that Defendants’ choice to take additional actions to conceal their identities would not constitute harm to them. (Id.) Defendants argue they would suffer significant harm were the Court to order the requested relief. First, they contend that the DOC is required by statute to conceal the identities of those persons involved in the administration of the death penalty. (Doc. No. 17 аt 14.) Second, Defendants argue that they have a genuine interest in protecting the identities of the lethal injection team members, as recognition of team members may subject team members and loved ones to physical attack or condemnation. (Id.) Finally, Defendants argue, without detail, that ordering Defendants to carry out the scheduled execution on November 8, 2012 without any visual or auditory obstruction would “seriously impact” the DOC’s ability to carry out that execution. (Id. at 15.)
The Court finds that granting the preliminary injunction would not result in “even greater harm” to Defendants. The Court is aware that Defendants are required by statute to keep the identities of lethal injection team members confidential. Here, Defendants can takе affirmative steps to keep the identities of the lethal injection team members confidential, while respecting Plaintiffs’ First Amendment right to view the entire execution. Without further detail or evidence, the Court cannot evaluate Defendants’ argument that the requested relief will impact their ability to carry out the execution of Hubert Michael on November 8, 2012. Accordingly, the Court finds that Plaintiffs have prevailed on this factor.
D. Public Interest
The final element a moving party must show on a motion for preliminary injunction is that granting relief will be in the public’s interest. Plaintiffs argue that granting relief will be in the public interest, as the speech at issue is designed to expand public awareness of a critical social issue. (Doc. No. 5 at 25.) Returning to their argumеnts made in favor of finding a First Amendment right, Plaintiffs further argue that public access to executions plays a positive role in the functioning of the execution process and democracy as a whole. (Id.) In response, Defendants argue, without legal analysis, that the statutes enacted by the Pennsylvania General Assembly best indicate the public interest. (Doc. No. 17 at 15.)
The Third Circuit has determined that “[a]s a practical matter, if a plaintiff demonstrates both a likelihood of success on the merits and irreparable injury, it will almost always be the case that the public interest will favor the plaintiff.” Am. Tel. & Co.,
The Court finds that Plaintiffs have shown that granting their requеsted relief
IY. CONCLUSION
Plaintiffs have made a sufficient showing on each element required for a preliminary injunction. An order consistent with this memorandum follows.
ORDER
AND NOW, on this 6th day of November 2012, for the reasons set forth in the Court’s memorandum opinion filed herewith, IT IS HEREBY ORDERED THAT Plaintiffs’ motion for a preliminary injunction (Doc. No. 4) is GRANTED. Defendant, its officers, agents, servants, employees, attorneys, representatives and assigns, and all those acting in concert with it, are enjoined from preventing witnesses from full visual and auditory observation of the execution scheduled for November 8, 2012 at SCI-Rockview.
Notes
. The Third Circuit has applied the Richmond Newspapers test to the following: evidence introduced at a criminal trial, United States v. Criden,
. The United States Court of Appeals for the District of Columbia Circuit has commented on the Third Circuit's emphasis on the historical prong, observing that the Third Circuit “take[s] the view that without such a [historical] tradition, a claim to access cannot succeed.” JB Pictures, Inc. v. Dep’t. of Def.,
. Information on the Execution Process, Pennsylvania Department of Corrections, pg. 2 (Press Office September 2012), available at http://www.portal.state.pa.us/portal/server.p1/ community/death_penalty/17351.
. The relocation of the execution complex enhanced the "safety and security” of media witnesses arriving to view executions. Information on the Execution Process.
