Lead Opinion
The Peyote Way Church of God, Inc. (Peyote Way) sued for a declaratory judgment that federal and Texas laws prohibiting peyote possession by all except members of the Native American Church of North America (NAC) are unconstitutional. Peyote Way also requested that the district court enjoin the defendants, the Attorneys General of Texas and the United States, from enforcing the peyote prohibition laws against it or its members. The district court upheld the constitutionality of the federal and state laws challenged by Peyote Way. On appeal, Peyote Way challenges the district court’s legal conclusions and the sufficiency of the court’s fact findings to support those conclusions. We affirm the district court’s dismissal of Peyote Way’s constitutional claims on their merits.
I. BACKGROUND
Peyote is a variety of cactus that grows in significant quantities only along the part of the Rio Grande that separates South Texas from Mexico. Portions of the plant’s stem commonly called “buttons” contain mescaline which has a hallucinogenic effect when ingested.
Both federal and Texas statutes criminalize the unprescribed distribution and possession of peyote. 21 U.S.C. §§ 812, 841, 844; Tex. Health & Safety Code Ann. §§ 481.101-481.130 (Vernon 1991). But both federal and Texas law exempt bona fide religious use of peyote by NAC members from such criminalization. 21 C.F.R. § 1307.31; Tex. Health & Safety Code Ann. § 481.111 (Vernon 1991).
The NAC was established in Oklahoma in 1918 as the corporate form of a centuries-old Native American peyotist religion without changing the ancient religion’s practices or beliefs. See Toledo v. Nobel-Sysco, Inc.,
Immanuel P. Trujillo, who was an NAC member until 1966, incorporated Peyote Way under Arizona law in 1979. Peyote Way’s single place of worship is a ranch in southern Arizona. Its principals and resident members are Trujillo, Ann Zapf, and Matthew Kent. Zapf, Kent, and the majority of Peyote Way’s approximately 150 nonresident members are not of Native American descent. Peyote Way has promulgated detailed bylaws concerning its members’ access to peyote during its religious ceremonies and maintains records as to time,
After a bench trial, the district court found that
Trujillo, Kent, and Zapf use peyote as a sacrament, and consider it to be a deity. These three resident members use peyote in connection with their religion, and sincerely believe that the use of peyote for other than religious purposes is sacrilegious.
Peyote Way Church of God, Inc. v. Meese,
the clear intent of Congress was to exempt the nondrug religious use of peyote by members of the Native American Church, not to exempt the use of peyote by other religious groups, no matter how sincere these other religious groups are in their beliefs.
Id. at 1346-47. Still, the court held that there is no free exercise or implied privacy right to use peyote under the United States Constitution. The court also rejected Peyote Way’s equal protection and establishment clause challenges to the NAC exemptions. We review de novo the district court’s conclusions of constitutional law. Shillingford v. Holmes,
II. DISCUSSION
A. Free Exercise Clause
In an earlier appeal of this case, we followed the time-honored precedent of Sherbert v. Verner,
[cjonduct dictated by religious belief may be regulated or forbidden if the limitation is essential to accomplish a compelling governmental interest ... and if the attendant burden on religious observance does not exceed the least burdensome method of accomplishing that purpose.
Peyote Way Church of God, Inc. v. Smith,
On remand, the district court concluded that the challenged peyote statutes are the least restrictive way to serve compelling governmental interests. We need not review the court’s analysis because the Supreme Court’s decision in Employment Div., Dept. of Human Resources of Oregon v. Smith, — U.S. -,
B. Equality with the Native American Church
Under the heading “Special Exempt Persons,” a Drug Enforcement Administration regulation provides:
§ 1307.31 Native American. Church. The listing of peyote as a controlled sub*1214 stance [under federal law] does not apply to the nondrug use of peyote in bona fide religious ceremonies of the Native American Church....
21 C.F.R. § 1307.31 (1990) citing as authority 21 U.S.C. §§ 821, 822(d), 871(b). The Commissioner of Food and Drugs first promulgated what is now section 1307.31 in March 1966 with apparent congressional approval. 31 Fed.Reg. 4679 (1966); compare United States v. Warner,
[ t]he provisions of [the] chapter relating to the possession and distribution of peyote do not apply to the use of peyote by a member of the Native American Church in bona fide religious ceremonies of the church.... An exemption granted to a member of the Native American Church under this section does not apply to a member with less than 25 percent Indian blood.
Tex. Health & Safety Code Ann. § 481.111(a) (Vernon 1991).
These laws unambiguously exempt only NAC members from federal and Texas statutes prohibiting peyote possession. Peyote Way argues that the Constitution requires us to accord its members the same exemption.
1. The Federal NAC Exemption
a. Equal Protection
The equal protection principle, applicable to federal regulations through the due process clause of the Constitution’s Fifth Amendment, mandates similar treatment under the law for those similarly situated. Bolling v. Sharpe,
In Morton v. Mancari,
The Court applies strict scrutiny to any racial classification, requiring the government to show that such a classification is the least restrictive means of achieving a
The district court in this case followed Warner,
On its face, section 1307.31 classifies people according to the single criterion of whether they are NAC members. Similarly, the statute at issue in Morton, 25 U.S.C. § 472, accords its hiring preference to “Indians” without requiring tribal affiliation. Only the BIA regulations under § 472 contain the 25% Native American ancestry and tribal affiliation requisites relied on by the Court. Morton,
During his tenure as NAC National Chairman, Emerson Jackson testified that the NAC is made up of approximately 36 chapters, each separately incorporated by a different tribe and that all NAC members are of 25% Native American ancestry. The record contains articles of incorporation filed by the Native American Church of Navajoland, Inc. and a “Certificate of Authorization” to transport peyote that requires a tribal enrollment number, corroborating this testimony. See also Kennedy v. Bureau of Narcotics and Dangerous Drugs,
In arguing that the NAC admits spouses of Native Americans regardless of ancestry, Peyote Way cites the Articles of Incorporation of the Native American Church of Navajoland:
Membership in this Corporation shall be limited to persons with at least twenty-five percent Indian blood; provided, that any non-Indian spouse of a member is eligible for membership. Other qualifications for membership may be set out in the Bylaws.
Art. VIII, § 2 (emphasis added). But Jackson testified that “[i]n our bylaws, we stipulate that they be 25 percent Indian.” See also Warner,
Peyote Way also cites Trujillo’s, testimony that he was an NAC member without ever having a tribal enrollment number and that during his NAC membership he saw many who are not Native Americans partic
We hold that the record conclusively demonstrates that NAC membership is limited to Native American members of federally recognized tribes who have at least 25% Native American ancestry, and therefore represents a political classification. Thus, under Morton, we must now consider whether the preference given the NAC “can be tied rationally to the fulfillment of Congress’, unique obligation toward the Indians.”
We hold that the federal NAC exemption allowing tribal Native Americans to continue their centuries-old tradition of peyote use is rationally related to the legitimate governmental objective of preserving Native American culture.
b. Establishment Clause
Peyote Way also contends that the federal NAC exemption contravenes the First Amendment’s admonition that “Congress shall make no law respecting an establishment of religion.” The Supreme Court has “repeatedly emphasized [its] unwillingness to be confined to any single test or criterion in [the] sensitive area” of establishment clause jurisprudence. Lynch v. Donnelly,
In Larson v. Valente,
[ t]he course of constitutional neutrality in [First Amendment jurisprudence] cannot be an absolutely straight line; rigidity could well defeat the basic purpose of these provisions.... The general principle deducible from the First Amendment and all that has been said by the Court is this: that we will not tolerate either governmentally established religion or governmental interference with religion. Short of those expressly proscribed governmental acts there is room for play in the joints productive of a benevolent neutrality which will permit religious exercise to exist without sponsorship and without interference.
Walz v. Tax Com. of City of New York,
The unique guardian-ward relationship between the federal government and Native American tribes precludes the degree of separation of church and state ordinarily required by the First Amendment. The federal government cannot at once fulfill its constitutional role as protector of tribal Native Americans and apply conventional separatist understandings of the establishment clause to that same relationship.
Above, we relied on Supreme Court precedent to hold that the federal NAC exemption represents a political classification as to Peyote Way. While the exemption facially singles out one religion, we accept the government’s explanation that this was done because the NAC is the only tribal Native American organization of which the government is aware that uses peyote in bona fide religious ceremonies. We know of no evidence to the contrary. Thus, we hold that the federal NAC exemption represents the government’s protection of the culture of quasi-sovereign Native American tribes and as such, does not represent an establishment of religion in contravention of the First Amendment.
2. The Texas NAC Exemption
Peyote Way also presents Fourteenth Amendment challenges to Texas’ NAC exemption
The district court upheld Texas’ NAC exemption under the Constitution’s supremacy clause, implicitly reasoning that the federal NAC exemption preempts Texas’ peyote prohibition statute. Peyote Way Church of God, Inc. v. Meese,
Peyote Way argues that because the Constitution and the seminal Native American law cases only recognize a guardian-ward relationship between the federal government and tribal Native Americans, we must subject Texas' NAC exemption to strict scrutiny under the equal protection and establishment clauses. Indeed, the Supreme Court holds that "[s]tates do not enjoy this same unique [trustj relationship with Indians." Washington v. Confederated Bands and Tribes of Yakima Indian Nation,
Although Congress has not expressly authorized states to adopt the federal NAC exemption, we think that it would be preposterous to attribute any other intent to Congress. When the federal government entered the arena of drug control, it purposely left intact the states' enforcement structures. See 21 U.S.C. § 903 (states may regulate drugs concurrently with Congress unless there is a "positive conflict" between federal and state law). If the states are to enforce their own laws controlling peyote possession, they may, per Smith, refuse all exemptions, exempt only NAC members, or exempt all bona fide religious peyote use. If Congress wanted states to prohibit NAC peyote use, there would be no reason for its members to tolerate the continued existence of the 25-year-old federal exemption. Just before the federal NAC exemption was first promulgated, Congress rejected the alternative now proposed by Peyote Way-that all bona fide religious peyote use be allowed.
We are not alone in finding under the circumstances an implied congressional will that, pursuant to federal regulation, states exercise the federal trust power for the benefit of tribal Native Americans. In Livingston v. Ewing,
[njothing contained in [the anti-discriminatory provisions of the Equal Employment Opportunity Act] shall apply to any business or enterprise on or near an Indian reservation with respect to any publicly announced employment practice of such business or enterprise under which a preferential treatment is given to any individual because he is an Indian living on or near a reservation.
The Livingston court found congressional support for its holding in Morton’s discussion of section 2000e-2(i):
[tjhese 1964 exemptions as to private employment indicate Congress’ recognition of the longstanding federal policy of providing a unique legal status to Indians in matters concerning tribal or “on or near” reservation employment. The exemptions reveal a clear congressional sentiment that an Indian preference in the narrow context of tribal or reservation-related employment did not constitute racial discrimination of the type otherwise proscribed.
Livingston,
The court in St. Paul Intertribal Housing Bd. v. Reynolds,
In construing the federal NAC exemption to permit states to enact congruent exemptions to their controlled substance laws, we are mindful of the settled principle of statutory construction that “statutes passed for the benefit of dependent Indian tribes ... are to be liberally construed, doubtful expressions being resolved in favor of the Indians.” Bryan v. Itasca County, Minnesota,
C. Privacy Right
Peyote Way argues that the federal and Texas NAC exemptions impermissibly burden the child-rearing and marital choices of its members who wish to propagate their peyotist faith. But there is no fundamental right under the Fifth Amendment’s due process clause to practice, or to raise a child who practices, a religion in contravention of otherwise valid laws, and we will not infer one. See Bowers v. Hardwick,
III. CONCLUSION
Because we find that 21 U.S.C. §§ 841, 844, 21 C.F.R. § 1307.31, and Texas Health and Safety Code §§ 481.111(a), 481.114, 481.117, 481.122 do not violate any constitutional provision cited by Peyote Way, we AFFIRM the district court’s judgment denying Peyote Way declaratory and injunc-tive relief.
Notes
. These sections criminalize the manufacture, delivery, and possession of controlled substances, including peyote.
. Finding injury and redressability, we are satisfied of Peyote Way’s standing to challenge the constitutionality of the NAC exemptions. The Supreme Court recognizes that illegitimate unequal treatment is an injury unto itself, "not coextensive with any [injury due to the denial of] substantive rights to the ... party discriminated against.” Heckler v. Mathews,
. While we agree with Peyote Way that the district court did not make the findings of fact required by Fed.R.Civ.P. 52(a) to support its political classification holding, "[w]here the facts relied upon to support the judgment are in the record and are undisputed remand is unnecessary.” Gulf Towing Co. v. Steam Tanker, Amoco New York,
. The federal defendant explains that section 1307.31 exempts only NAC members because that is the only bona fide tribal Native American peyotist religion of which the government is aware. While this explanation satisfies us as to the exception’s rationality, we note that another bona fide tribal Native American peyotist organization may well have a valid equal protection claim based on the federal NAC exemption. Peyote Way, not being a tribal Native American organization, is not the proper plaintiff to raise this claim. Accord State v. Forge,
. The only major source of peyote in this country is in South Texas. Although Peyote Way's solitary place of worship is in Arizona, its members, like all others who require more than a few peyote buttons a year, must obtain their peyote supply from Texas.
. For example, Rep. Von Dohlen, a sponsor of the Texas Controlled Substances Act, stated during floor debate on the legislation that "[t]he bill is designed to compliment the 1970 federal Controlled Substances Act ... it is important to have uniform provisions.” Debate on Tex. H.B. 447 on the Floor of the House of Representatives, 63d Leg.Reg. Session (May 3, 1973).
. In at least two briefs before the Smith Court, attorneys for the plaintiff NAC members argued that the federal NAC exemption preempts Oregon law. Brief for Respondents at n. 36 (No. 88-1213, filed July 14, 1989); Brief Amici Curiae of the American Jewish Congress on Behalf of Itself and the Synagogue Council of America in Support of Respondents at n. 28 (No. 86-947, filed July 29, 1987) (LEXIS, Genfed library, Briefs file). We deem the Court to have considered the dispositive preemption issue raised in Smith although none of the case's three opinions mentions the issue. See,
. In forming the federal law that would be the first to proscribe peyote possession, the House opted for a version that exempted peyote use "in connection with the ceremonies of a bona fide religious organization." H.R.2, 89th Cong., 1st Sess., 111 Cong.Rec. 14608 (1965). But the Senate objected and the final version contained no exemption, leaving the NAC's exemption to administrative regulation. See 79 Stat. 226 § 3(a) (1965).
Peyote Way argues at length that the legislative history to the Drug Abuse Control Amendments of 1965 supports a holding that Congress intended to permit all bona fide religious peyote use. We find this position untenable because Congress revamped federal controlled substance laws in 1970 fully aware of the NAC exemption without changing it. See DRUG Aause CONTROL AMENDMENTS OF 1970, HEARING BEFORE TIlE SUI3c0M-MITrEE ON Purnic HEALTH AND WELFARE OF TIlE COM. MITFEE ON INTERSTATE AND FOREIGN COMMERcE, 91st Cong., 2d Sess., at 117-18 (1970); National Muffler Dealers Ass'n v. United States,
Dissenting Opinion
dissenting:
I respectfully dissent from the majority’s decision affirming the district court’s dismissal of the constitutional attack on a federal regulation and Texas law that criminalize possession and use of peyote but exempt members of the Native American Church from such possession and use in religious services. I would hold that the exemptions violate „the constitutional bar against making laws “respecting an establishment of religion.”
Employment Div., Dept. of Human Resources of Oregon v. Smith permitted Oregon’s general criminal prohibition on the use of peyote to be enforced against members of the Native American Church who ingested peyote as a religious sacrament. The Court held the criminal statute of general applicability did not constitute a law prohibiting the free exercise of religion. The Court’s decision necessarily upholds the underlying regulatory and statutory bans imposed by the federal government and the State of Texas that are involved here. The majority agrees with this interpretation of Smith.
Where we part company is over whether the exemption in the federal regulation and the Texas statute constitute a law “respecting an establishment of religion.” The sole function of the exemption is to permit the Native American Church to worship in a way that violates the constitutionally validated prohibition of peyote use for any purposes. In my view, the fact that the impetus for the exemption arose from the federal government’s paternalistic interest in American Indians and the “me too” view of Texas cannot convert this purely religious exemption into a political one. This exemption is nothing more or less than a law respecting an establishment of religion, barred by the plain words of the first phrase of the first amendment.
Holding the exemption granted in the regulation and statute to be unconstitutional eliminates the need to reach the majority’s equal protection analysis. However, I do not regard the issue here as one controlled by Morton v. Mancari. Authentication of preferential hiring of Indians in the Bureau of Indian Affairs is no authority to make a law respecting an establishment of religion. Because the exemption has only a purely religious purpose, the equal protection analysis should subject the exemption to the same level of equal protection scrutiny applied to any other law creating a preference for only one sect’s religious practice.
I do agree with the majority’s affirmance of the district court’s denial of injunctive relief. Peyote Way wants the unconstitutional exemption, but not the constitutional ban, extended to it. This, of course, cannot be. Holding the Native American Church
Because I would reverse the district court’s judgment holding the exemption constitutional, I respectfully dissent.
