Opinion
On November 5, 2002, the San Francisco voters passed Proposition N, the “Care Not Cash” initiative which, among other things, amended the city’s 1 general assistance (G.A.) standards of aid and care for homeless indigents. Proposition N requires that the City replace the bulk of outright cash grants to homeless recipients with in-kind benefits for housing, utilities and meals, to the extent such services are available.
Two San Francisco residents—a G.A. recipient and a taxpayer—challenged these provisions. However the challengers did not attack the substance of the “Care Not Cash” initiative. Rather, they successfully asserted that under Welfare and Institutions Code section 17001,
2
only the board of supervisors—not the voters—could enact the amendments. Adhering to our duty to jealously guard the prerogative of initiative, we liberally constme that power, concluding that section 17001 does not express a “clear” or “definite” intent to restrict that right and therefore the presumption favoring its exercise has not been overcome. (See
DeVita v. County of Napa
(1995)
I. FACTUAL BACKGROUND
A. Statutory Scheme
California law imposes on cities and counties a mandatory duty to “relieve and support all incompetent, poor, indigent persons, and those
*238
incapacitated by age, disease, or accident,” who are not supported or relieved by other means. (§ 17000.) Section 17000 provides for a residual fund to sustain indigents who do not qualify for other forms of specialized aid.
(Hunt
v.
Superior Court
(1999)
California law further requires that standards of aid and care for the indigent and dependent poor be adopted by each county’s board of supervisors, or the agency authorized by county charter. (§ 17001.)
So long as a county establishes a G.A. “standard of aid, including the value of in-kind aid ... , that is 62 percent of a guideline that is equal to the 1991 federal official poverty line” with certain adjustments (§ 17000.5, subd. (a)), it generally can structure the program to suit local needs. This is because section 17001 confers upon counties “a broad discretion ‘to determine eligibility for, the type and amount of, and conditions to be attached to indigent relief.’ [Citations.]” (Mooney v. Pickett, supra, 4 Cal.3d at pp. 678-679; see Hunt v. Superior Court, supra, 21 Cal.4th at p. 991.) And while counties must exercise this discretion in harmony with state law, and in furtherance of its objectives, 3 they “retain[] extensive authority to establish standards for General Assistance, both as to eligibility and as to amount of aid.” (Mooney v. Pickett, supra, 4 Cal.3d at p. 680.)
B. San Francisco’s G.A. Program
San Francisco has established and operates a G.A. program in compliance with section 17000. (S.F. Admin. Code, 4 §§ 20.55, 20.55.1(a).) The purpose of the G.A. program “is to provide short-term financial or in-kind assistance and other services to indigent residents of the City and County who are *239 unable to support themselves and have exhausted their own means of support____” (Id., § 20.55.4(b).)
Prior to adoption of Proposition N, the board of supervisors had enacted G.A. eligibility standards that afforded a qualified eligible indigent resident a maximum cash subsistence grant of $320 per month. 5 (S.F. Admin. Code, § 20.57(a), (d).) With the adoption of Proposition N on November 5, 2002, the voters declared a new purpose: “The goal of the Care Not Cash Initiative is to provide all homeless San Franciscans without dependents, who qualify for aid through the County Assistance Programs, food, shelter/housing and health services replacing the majority of existing cash grants with these guaranteed services. This change will allow the City of San Francisco to increase mental health treatment services, expand alcohol and substance abuse programs and create more affordable housing. The initiative will bring San Francisco in line with almost every other major California County, thereby eliminating the incentive for homeless individuals who want cash rather than services to congregate here. The Care Not Cash Initiative will help reduce deaths from drug overdoses by eliminating most cash payments to homeless individuals and replacing them with guaranteed services.” (Text of Prop. N, Statement of Purpose.)
The Care Not Cash initiative did not change the maximum monthly amount of aid to which qualified G.A. recipients are entitled. (Rev. S.F. Admin. Code, § 20.57(a).) Rather, in keeping with the new goal, the City was directed to (1) provide all “[s] elf-declared homeless applicants and recipients” with “in-kind benefits for housing, utilities, and meals” instead of cash, to the extent such services are available (id., § 20.59.3(b)); and (2) correspondingly reduce cash grants to homeless G.A. recipients by the value of in-kind services provided (id., § 20.57.6A). Additionally, the Care Not Cash initiative guaranteed a $59 special cash allowance per month, regardless of the value of in-kind assistance provided. (Id., § 20.57.6A.)
C. Litigation
Three weeks after the passage of the Care Not Cash initiative, respondents Linda Pettye and Nora Roman petitioned for writ of mandate to overturn sections one through seven thereof. Their sole challenge was to the power of the people to enact amendatory standards of care and aid for homeless G.A. recipients. The trial court granted the writ and directed the City to continue enforcing the G.A. standards previously established by the board of supervisors, reasoning that section 17001 delegates exclusive authority to the board of supervisors to set such standards. This appeal followed.
*240 II. DISCUSSION
A. The Local Initiative Power in General
The local initiative is guaranteed by article II, section 11, subdivision (a) of the California Constitution
6
and generally is coextensive with the local governing body’s legislative power.
(DeVita, supra,
The reserved initiative power of the San Francisco electorate is extremely broad. (Rossi v. Brown, supra, 9 Cal.4th at p. 697.) The city charter vests in the voters the power to enact “any ordinance, act or other measure which is within the powers conferred upon the Board of Supervisors to enact . . . .” (S.F. Charter, art. XVII [defining “initiative”] and art. XIV, § 14.100 [providing that “voters of the City and County shall have the power to enact initiatives”].)
We liberally construe constitutional and charter provisions in favor of the people’s right to exercise their reserved power of initiative. Indeed, it is our duty to “ ‘jealously guard’ ” this power so as not to improperly annul its exercise. (DeVita, supra, 9 Cal.4th at pp. 775-776; Rossi v. Brown, supra, 9 Cal.4th at p. 695.)
B. Judicial Limitations; Qualifications
1. Historical Distinction Between Administrative and Legislative Acts
In California, legislative and executive powers frequently coexist in the local governing body.
(Hopping
v.
Council of City of Richmond
(1915)
Subsequently, courts have acknowledged that the people through their charter have the right to vest in themselves the “power to deal through initiative action with any matter within the realm of local affairs or municipal business, whether strictly legislative or not, as that term is generally used . . . .”
(Spencer v. City of Alhambra
(1941)
Early on, a reviewing court articulated the classic test for distinguishing administrative from legislative action: “Acts constituting a declaration of public purpose, and making provision for ways and means of its accomplishment, may be generally classified as calling for the exercise of legislative power. Acts which are to be deemed as acts of administration, and classed among those governmental powers properly assigned to the executive department, are those which are necessary to be done to carry out legislative policies and purposes already declared by the legislative body, or such as are devolved upon it by the organic law of its existence.”
(McKevitt v. City of Sacramento
(1921)
2. Administrative Characterization Given to Delegated Powers in Statewide Affairs
Courts have resorted to a second test for differentiating between administrative and legislative acts when the local initiative or referendum speaks to a subject also addressed by state law or policy. This distinction was first articulated as follows: “If the subject is one of statewide concern in which the Legislature has delegated decision-making power, not to the local electors, but to the local council or board as the state’s designated agent for local implementation of state policy, the action receives an ‘administrative’ characterization, hence is outside the scope of the initiative and referendum.”
(Hughes
v.
City of Lincoln
(1965)
3. Refinements to Analysis When Delegated Powers Are at Issue
More recently still, the Supreme Court has labeled the administrative characterization of delegated powers “confusing” and “an unnecessary fiction.”
(Committee of Seven Thousand v. Superior Court
(1988)
The statute at issue in COST gave discretionary authority to county boards of supervisors and city councils to impose development fees to finance highway construction. A citizen’s group proposed an initiative that would prohibit the city council from imposing a new fee without first submitting the fee to a vote of the electorate. The question as framed by the Supreme Court was whether the Legislature intended to delegate authority exclusively to the local governing body, thereby precluding action by the electorate on the same subject. COST emphasized the statutory language, subject matter and history. First, a generic statutory reference to “governing body” or “legislative body” gives rise to a weaker inference of such intent than does a specific reference to boards of supervisors and city councils. Second, statutes that treat matters of statewide concern as opposed to strictly municipal affairs more readily support an inference of the intent to exclude ballot measures. Finally, other indications of legislative intent should also be considered. (COST, supra, 45 Cal.3d at pp. 501, 505-507.)
However, as the state’s high court subsequently explained,
COST
itself should not be interpreted as prescribing “a set of fixed rules for mechanically construing legislative intent. Nor did
COST
alter the constitutionally based presumption that the local electorate could legislate by initiative on any
*243
subject on which the local governing body could also legislate. Thus it is still the case that ‘ “ ‘[i]f doubts can [be] reasonably resolved in favor of the use of [the] reserved initiative power, courts will preserve it.’ ” ’ [Citations.]”
(DeVita,
supra,
Recently in
Empire Waste Management
v.
Town of Windsor
(1998)
C. Analysis
The City insists that the trial court was wrong in its conclusion that the Legislature intended to annul the voter’s power to enact G.A. standards of aid and care such as those set forth in Proposition N. Respondents counter that because counties act as arms of the state in administering G.A. aid, the adoption of standards of care is beyond the reach of the local initiative. They further argue that section 17001 exclusively delegates authority to adopt such standards to the board of supervisors, thereby annulling action by initiative. From our discussion on the evolution of case precedent concerning limits on the local initiative power, we are satisfied that the COST-DeVita line of cases announces the proper test for ascertaining whether that power was available to San Francisco voters when they enacted Proposition N. However, first we *244 dispel respondents’ insistence that irrespective of the issues of delegation and statewide versus local concerns, the enactment of G.A. standards is an administrative act beyond the reach of the voters. 7
1. The Enactment of Standards for G.A. is a Legislative Act
Standards of aid and care are in the nature of administrative regulations
(Tailfeather v. Board of Supervisors
(1996)
That courts—in cases not involving the availability of local initiative powers—have characterized counties as “agents”
8
of the state in providing G.A. benefits, does not change this result. After all, administrative agencies “ ‘may have executive, administrative, investigative,
legislative
or adjudicative powers.’ ”
(Traub v. Board of Retirement
(1983)
2. The Trial Court Erred in Ruling that the Legislature Exclusively Delegated Authority to Set G.A. Standards to the Board of Supervisors.
a. Statutory Language; History
DeVita
and
COST,
read together, articulate a fluid test for discovering the Legislature’s intention on the matter of exclusive delegation. The interpretive
*245
rules set out in
COST
are not “fixed” rules meant to be “mechanically” applied in divination of such intent.
(DeVita, supra,
The first step is to look at the words of the statute: Section 17001 directs that standards of aid and care for G.A. recipients shall be adopted by “[t]he board of supervisors of each county, or the agency authorized by county charter ...” This language is inconclusive on the matter of delegation. While a reference to a specific entity such as the board of supervisors gives rise to a stronger inference than a generic reference to governing or legislative body, here we have a specific reference coupled with a more general reference to whatever entity might be designated in a county charter to perform such task. The inference with respect to the latter is that the Legislature trusted whatever vehicle or entity a home rule county designated. While the section 17001 language suggests some inference of intent to cut off action by initiative, that inference is not overwhelming or dispositive.
9
(See
COST, supra,
b. The State’s Interest
Next, we examine the nature of the concern and the state’s precise regulatory interest. Unquestionably the provision of G.A. relief is a matter of statewide concern. (§§ 10600, 17000.) There is the overarching “macro” policy, which declares provision of public social services to be a statewide concern (§ 10600) and mandates each county to provide G.A. benefits to its indigent population (§ 17000). But through section 17001, the Legislature has also conferred broad discretion upon local governments to promulgate local, “micro” policies in furtherance of this statewide mandate. Within the overall state guidelines, counties retain extensive authority to set G.A. standards on matters ranging from eligibility to type and amount of relief and conditions attached thereto.
(Mooney v. Pickett, supra,
Courts will infer an exclusive delegation to local governing bodies in cases where resort to the initiative and referendum would frustrate the state’s regulatory purpose. For example, the court in
COST
construed the relevant statute as reposing exclusive authority on the local governments in Orange County to raise highway construction funds in furtherance of the
*246
statutory purpose of promoting a
regional
transportation system.
(COST, supra,
45 Cal.3d at pp. 506, 509.) But as the
DeVita
court cautioned, we should not automatically assume that a statutory scheme that declares certain state interests but defers to local decisionmaking in other respects implies an intent to preempt the power of local voters to act through the initiative.
(DeVita, supra,
Respondents urge that we not rely on these cases because they involve matters traditionally subject to local control. But obviously in each instance the state had invaded these supposedly local provinces with specific legislation outlining statewide goals and concerns. The point is that the state/local dichotomy is one of degree. Our inquiry is whether a statutory scheme that contemplates spheres of local decisionmaking under a statewide scheme also reflects an intention that only the representatives of the people, but not the people themselves, can make those decisions.
The analytic approach we pursued in
Empire
on this point is helpful. Whether the subject is viewed as statewide or local depends on how one frames the inquiry.
(Empire, supra,
Seen in that light, the local initiative power is not incompatible with the state’s interest in ensuring provision of adequate G.A. benefits; rather, it is readily harmonized with that interest. So long as the standards of aid and care meet the statutory safe harbor level of assistance and further overall state objectives, section 17001 provides ample leeway for local variation in G.A. programs, leaving substantial autonomy in the hands of counties to craft G.A. programs to meet community needs. Indeed, with respect to charter municipalities, even the basic decision as to who sets the standards remains in local *247 hands. We therefore conclude it matters not to the Legislature whether G.A. standards are adopted by the board of supervisors or the voters.
c. Respondents’ Authorities on This Point Are Not Persuasive
Respondents first point to Attorney General opinions in the related context of health care for the indigent poor which concluded that the voters could not (1) resort to the local initiative to require the board of supervisors to contract with a hospital district to provide medical care for the indigent (
Respondents also counter that the exclusive delegation of authority to promulgate G.A. standards to a “continuous local body” “makes perfect sense.” They note that indigent support is a “highly complex” issue with “significant” budgetary implications. The concern with lodging this power with the electorate rings hollow, particularly in light of the actual course of events with respect to the Care Not Cash initiative. Approximately nine months prior to the adoption of Proposition N, the board of supervisors considered adopting standards which were substantially the same as the Care Not Cash initiative, but declined to do so. After the trial court struck down Proposition N, the board of supervisors adopted G.A. standards that are substantially similar to the invalidated provisions of Proposition N. 11 In reality it appears that a minority of supervisors originally had the same notion as the electorate, and after the electorate spoke, a majority thought many of the rejected ideas were good. Further, as a general matter, as membership on a board of supervisors changes over time, so, too the policy perspectives of majorities and minorities can shift with the changing membership.
Nonetheless, citing
Randol, supra,
The judgment is reversed.
Kay, P J., and Reardon, J., concurred.
Petitions for a rehearing were denied May 25, 2004, and the opinion was modified to read as printed above. Respondents’ petition for review by the Supreme Court was denied July 21, 2004. George, C. J., did not participate therein.
Notes
Appellants are the City and County of San Francisco (City or San Francisco), the City’s Department of Human Services, and Trent Rhorer, its director.
Unless otherwise indicated, all statutory references are to the Welfare and Institutions Code. Section 17001 provides: “The board of supervisors of each county, or the agency authorized by county charter, shall adopt standards of aid and care for the indigent and dependent poor of the county or city and county.”
Section 10000 spells out these objectives. They are “to provide for protection, care, and assistance to the people of the state in need thereof, and to promote the welfare and happiness of all of the people of the state by providing appropriate aid and services to all of its needy and distressed.” Further, such aid and services are to be administered “promptly and humanely,” with due regard for preservation of family life, and in a nondiscriminatory manner. {Ibid.)
References to the San Francisco Administrative Code are to the code as it existed prior to adoption of Proposition N. References to the Revised San Francisco Administrative Code are to the code as amended by Proposition N.
In 1998 the G.A. cash grant for a single individual was $279. With cost of living increases, the amount had risen to $320 by the time the lawsuit was filed.
This provision reads in part: “Initiative and referendum powers may be exercised by the electors of each city and county under procedures that the Legislature shall provide.” (Cal. Const., art. II, § 11, subd. (a).) Subject to exceptions not pertinent here, this constitutional provision “does not affect a city having a charter.” (Ibid.)
The power reserved in a city or county charter for the electorate can, as is the case here, extend beyond purely legislative acts. However, home rule cannot trump the general law on the question of exclusive delegation of a matter of statewide concern, addressed below.
See, for example,
Mooney v. Pickett, supra,
Respondents suggest that prior unenacted versions of the predecessor to section 17001, giving authority to the board of supervisors alone, or the board of supervisors or county welfare department, support their position on the question of legislative intent. To the contrary, if anything this slip of legislative history indicates that the Legislature rejected language which provided less flexibility to counties than the enacted provision.
The court in DeVita characterized the Coastal Act as establishing “a regime of state regulation more intrusive than the planning law . . . .” (DeVita, supra, at p. 781, italics added.)
The two differ in one key respect: The board of supervisors has determined that a homeless person’s G.A. grant may not be reduced by the value of emergency shelter, as mandated by Proposition N.
