PETITION OF EDWIN R. JONAS III FOR REINSTATEMENT TO THE BAR OF THE STATE OF MAINE
2017 ME 48, Cum-15-345
Maine Supreme Judicial Court
March 16, 2017
SAUFLEY, C.J.
Argued: April 5, 2016. Panel: SAUFLEY, C.J., and ALEXANDER, MEAD, JABAR, HJELM, and HUMPHREY, JJ. Reporter of Decisions.
[¶1] In 2013, Edwin R. Jonas III, who had been admitted to the Maine Bar in 1987, petitioned for reinstatement to the bar from his administrative suspension for failing to register in 1995. A single justice of the Maine Supreme Judicial Court (Gorman, J.) ultimately denied Jonas‘s petition for reinstatement. Jonas now appeals to us, in our capacity as the Law Court,1 challenging the processes employed by the Grievance Commission, the Board of Overseers of the Bar, and the single justice in reviewing his petition for reinstatement. Jonas also challenges the single justice‘s evidentiary rulings during the de novo hearing on his petition, and the Board‘s and the single justice‘s conclusion that he failed to meet his burden to show that he was eligible for reinstatement.
I. BACKGROUND
A. Facts
[¶3] The single justice‘s factual findings, reported here, are supported by witness testimony, the parties’ exhibits, and findings and judgments contained in the decisions of other courts and disciplinary bodies before whom Jonas was a party. Preliminarily, we note that this matter is complicated by the fact that, following the completion of the proceedings, the applicable Maine Bar Rules were repealed and replaced in their entirety with rules that substantially changed the procedures for reinstatement since Jonas‘s petition was filed.2 See generally
[¶5] In 1990, Jonas and his wife, Linda Jonas, were divorced. Since then, Jonas and Linda have been involved in highly contentious post-divorce litigation. In 1995, while the parties were litigating competing post-judgment motions, Linda alleged that Jonas was secretly liquidating assets and hiding the proceeds in accounts in the Cayman Islands, and that he planned to move there with the couple‘s children. The New Jersey Superior Court ordered Jonas not to transfer any assets valued over $15,000 and not to remove the children from a five-state area.
[¶6] In direct violation of the court‘s order, Jonas obtained a loan of $130,000 secured by a mortgage on his residence and continued efforts to sell commercial property that he rented out as a 7-Eleven building, eventually deeding the store to his sister and a friend to be held in trust for the children. In addition, Jonas secretly kept $438,000 in a bank account in the Cayman Islands, and on September 15, 1995, he absconded with his children to the Cayman Islands, where he enrolled them in school.
[¶8] As a result of his actions, the New Jersey State Bar suspended Jonas for a period of six months beginning on September 2, 2005, for conduct intended to disrupt a tribunal and conduct that was prejudicial to the administration of justice. Jonas has not been reinstated in New Jersey.
[¶9] In 2006, Jonas was reciprocally suspended from the bar of Pennsylvania for a period of six months based on the discipline imposed in New Jersey. Jonas was reinstated to inactive status in Pennsylvania in 2014. In 2007, Jonas was reciprocally suspended from the Florida bar for a period of one year for committing conduct intended to disrupt a tribunal.
[¶11] At some point prior to 2009, Jonas moved to Montana. When Linda sought to domesticate the New Jersey judgments in Montana, Jonas unsuccessfully launched a collateral attack on the judgments. The court granted Linda‘s motion to declare Jonas a vexatious litigant and found that in attempting to defy the New Jersey judgments, Jonas had willfully abused his litigation skills by filing “harassing, duplicative, vexatious, and frivolous” lawsuits, had filed appeals in matters in which he had “no objective good faith expectation of prevailing,” and had caused “needless expense and burden” to Linda.
[¶12] During litigation that Jonas instituted in the United States District Court for the District of Montana against Linda, her Montana attorney, and others, Jonas was ordered to show cause why he should not be sanctioned pursuant to Rule 11 of the Federal Rules of Civil Procedure for making frivolous
B. Procedural History of Jonas‘s Petition for Reinstatement in Maine
[¶13] On September 20, 2013, Jonas filed a petition for reinstatement to the Maine Bar with the Supreme Judicial Court and the Board of Overseers of the Bar. The matter was assigned to a single justice of the Supreme Judicial Court. Bar Counsel opposed the petition. On March 4, 2014, the Grievance Commission held a hearing concerning the petition for reinstatement. The Commission recommended to the Board that Jonas be conditionally reinstated to the bar. Both Jonas and Bar Counsel objected to some aspect of the Grievance Commission‘s recommendations. In response, the Board created a “Special Panel” of the Board to review the evidence adduced at the Commission‘s hearing, seek additional written arguments from the parties, and make a
[¶14] Once the Special Panel completed its work, the full Board met.3 The Board found that Jonas did not meet his burden to establish that he should be reinstated. The Board concluded that the Grievance Commission had failed to consider the necessary factors in determining whether to recommend reinstatement. On September 24, 2014, the Board recommended to the single justice that Jonas‘s petition for reinstatement be denied.
[¶15] After briefing and argument on several procedural issues, the single justice scheduled a de novo hearing on Jonas‘s petition in which the court provided the parties an opportunity to present all relevant evidence and make a record that was to be “created anew.”
[¶16] Prior to the hearing, Jonas filed a motion in limine seeking to exclude evidence of any issues regarding Jonas‘s conduct that were not raised in the hearing before the Grievance Commission. The single justice denied the motion, noting that Jonas had the burden to prove that he was eligible for reinstatement by clear and convincing evidence, and concluding that “[d]ue process does not require that the Board notify Mr. Jonas of those aspects of his
[¶17] A two-day bench trial was held on April 27 and 28, 2015. At the trial, Jonas objected to the admission of prior court orders and decisions in cases that involved him. The single justice overruled Jonas‘s objections, admitted the few orders and decisions ultimately offered by Jonas, and admitted the many orders and decisions offered by the Board.
[¶18] On June 22, 2015, the single justice issued a judgment finding that Jonas had failed to establish by clear and convincing evidence that he was eligible for reinstatement. See
[¶19] This appeal followed. See
II. DISCUSSION
[¶20] We begin by reviewing the procedures and standards that applied to Jonas‘s petition for reinstatement. In doing so, we interpret the meaning of the Maine Bar Rules de novo, looking both to the plain language and to the purpose of the rules. See Bailey v. Bd. of Bar Exam‘rs, 2014 ME 58, ¶¶ 16, 19-21, 90 A.3d 1137; Bd. of Overseers of the Bar v. Warren, 2011 ME 124, ¶ 25, 34 A.3d 1103. As we cautioned at the outset, many of the rules applicable here have been superseded by the Bar Rules that went into effect in 2015.
A. Reinstatement Procedures
[¶21] Pursuant to the bar rules that applied to Jonas‘s petition, “[a]n attorney who ha[d] been suspended for non-disciplinary reasons” could “petition to the Court for reinstatement.”
present[] clear and convincing evidence demonstrating the moral qualifications, competency, and learning in law required for admission to practice law in this State[,] ... [and] that it [wa]s likely that reinstatement w[ould] not be detrimental to the integrity and standing of the Bar, the administration of justice, or to the public interest. Factors to be considered as to the petitioner‘s meeting that burden include[d] evidence that:
The petitioner ha[d] fully complied with the terms of all prior disciplinary orders; - The petitioner ha[d] neither engaged nor attempted to engage in the unauthorized practice of law;
- The petitioner recognize[d] the wrongfulness and seriousness of the misconduct;
- The petitioner ha[d] not engaged in any other professional misconduct since resignation, suspension or disbarment;
- The petitioner ha[d] the requisite honesty and integrity to practice law; and
- The petitioner ha[d] met the continuing legal education requirements ....
[¶22] After a hearing, the Grievance Commission would “transmit to the Board and to the petitioner its findings and recommendations by written report, and provide the Board with any record it ha[d] made.”
B. Standard of Evidentiary Admissibility
[¶23] Although the Bar Rules provided standards of evidentiary admissibility that applied to disciplinary proceedings, see
[¶24] We begin by reviewing the standard that applies to attorney admission proceedings. If the Board of Bar Examiners holds a hearing on an application for admission to the bar, “[e]vidence shall be admitted ... if it is the
[¶25] If an applicant is denied a certification of good character and fitness to practice law by the Board, the applicant may petition the Court for admission pursuant to
[¶26] Under the rules applicable to these proceedings, when a suspended attorney petitioned for reinstatement to the bar, the process and the petitioner‘s burden were much the same as for an initial application, although the applicable evidentiary standards were not explicitly addressed in the rules.5 Again, the petitioner was the moving party, not the Board of Overseers of the
[¶27] In a single justice hearing on a reinstatement petition in which the court, as anticipated by the Rule, did not provide the petitioner with the opportunity for a full de novo factual presentation, the single justice‘s determination would be made based on a review of the record as it was “developed before the Commission and the Board.”6 See In re Williams, 2010 ME 121, ¶ 8, 8 A.3d 666. Thus, the single justice‘s determination could have been based entirely on the record provided by the Board, and that record would have been created, as we have just held, utilizing the reasonable person admissibility standard rather than the Rules of Evidence.
C. Review of Jonas‘s Arguments
[¶29] Having clarified the nature of the reinstatement proceeding and the standard for the admissibility of evidence, we turn to Jonas‘s arguments on appeal. Among his many arguments, Jonas challenges (1) the processes
1. Procedural Issues
a. Special Panel
[¶30] Jonas first challenges the Board‘s establishment of a “Special Panel” of the Board to review the Commission‘s recommendation to reinstate Jonas to the Maine Bar as a violation of the Bar Rules and his due process rights.
[¶31] After the Board receives the recommendations and findings of the Commission on a petition for reinstatement, “the Board ... retains the ultimate responsibility for evaluating such recommendations and findings and making its own findings and recommendations to the Court.”
[¶32] Turning to the purpose of the rules, we have previously noted that, although the Court itself retains ultimate authority to regulate attorneys and the practice of law in Maine, it has delegated some of that authority to the Board of Overseers “to develop a record and issue recommendations in reinstatement proceedings.” In re Williams, 2010 ME 121, ¶¶ 5, 8, 8 A.3d 666. The creation of a Special Panel of the Board to review the Grievance Commission‘s findings and seek additional input from the parties is consistent with this purpose.
[¶33] Based on the language of the applicable Bar Rules and Board Regulations and the purpose and role of the Board, it was neither inappropriate nor a violation of Jonas‘s due process rights for the Board to appoint a “Special Panel” of the Board to review the Grievance Commission‘s recommendation and make its own recommendation to the full Board.8
b. Reinstatement Factors
[¶34] Jonas next argues that because he was seeking reinstatement after an administrative suspension,
[¶35] The procedure set out in
c. Due Process
[¶36] In addition to his argument that the procedures violated the Bar rules, Jonas argues that the procedures collectively violated his due process rights. We review alleged procedural due process violations de novo. See State v. Jones, 2012 ME 126, ¶ 35, 55 A.3d 432.
[¶37] We have previously held that due process in the context of bar proceedings “consists of notice of the proceedings and an opportunity to be
[¶38] Jonas had both notice and the opportunity to be heard at every stage of the proceedings. First, he had notice and the opportunity to present his petition to the Grievance Commission. After the Grievance Commission—and then the Board—issued recommendations, the single justice invited the parties to address the process employed by the Grievance Commission and the Board, where Jonas had the opportunity to brief and argue the procedural issues. Jonas was then provided a full de novo hearing before the single justice.9 Before holding a hearing, the single justice allowed Jonas to file motions in limine and heard his evidentiary arguments. At the hearing, Jonas was again given the opportunity to present witnesses and documentary evidence, and to address the evidence offered by the Board. At each stage of the proceedings, Jonas was represented by capable counsel. Jonas was not deprived of due process at any stage of the proceedings. See In re Williams, 2010 ME 121, ¶¶ 5-9, 8 A.3d 666.
2. Evidentiary Issues
[¶39] Jonas next argues that the single justice erroneously took judicial notice of the facts found in judgments from other jurisdictions in which Jonas‘s conduct was assessed. See M.R. Evid. 201. We review evidentiary rulings for clear error or abuse of discretion. State v. Dolloff, 2012 ME 130, ¶¶ 24, 58 A.3d 1032.
[¶40] As we have concluded, the Rules of Evidence did not apply in these proceedings. Bar reinstatement proceedings required the single justice to determine, inter alia, that the petitioner was of good moral character, and that reinstatement would not be detrimental to the integrity and standing of the Bar. See
3. Jonas‘s Burden
[¶41] To be reinstated, Jonas was required to demonstrate, by clear and convincing evidence, that he possessed the moral qualifications, competency, and learning in law required for admission to practice law in this State, as well as to demonstrate, by clear and convincing evidence, that it was likely that reinstatement would not be detrimental to the integrity and standing of the Bar, the administration of justice, or the public interest.
[¶42] Jonas argued that any misconduct that he committed leading to his New Jersey suspension was part of his personal life and should not be dispositive as to his moral character as an attorney. He continued to deny responsibility for many of his actions. For example, he asserted that his decision to abscond with his children in direct violation of the court‘s order was
estoppel. See Conary v. Perkins, 464 A.2d 972, 975-76 (Me. 1983); Reed v. Tracy, 435 A.2d 745, 746 (Me. 1981).
Because the court, here, could rely on findings in other jurisdictions’ judgments pursuant to the reasonable person standard of evidentiary admissibility, we need not determine whether collateral estoppel would have applied in this case had the Board argued its applicability.
[¶43] Furthermore, the Board offered ample evidence, upon which the single justice could rely, to rebut Jonas‘s contention that he has behaved ethically since his suspension from the New Jersey bar in 2005. Specifically, the evidence showed that Jonas has demonstrated a pattern of disrespect and contempt for every level of the court system over many years, and in so doing he has abused the very litigation skills that he now seeks to use in Maine.
[¶44] Based on the above evidence, the single justice did not err in finding that Jonas failed to meet his burden of proving, by clear and convincing evidence, that he recognizes the wrongfulness and seriousness of his misconduct,
III. CONCLUSION
[¶45] The procedures employed at each stage of the proceedings in this case complied with the Bar Rules and provided Jonas with extensive due process. Jonas was provided ample notice and opportunity to present his case at each level of the proceedings. There was no error in the single justice‘s consideration of the multitude of judgments and orders against Jonas. Over more than two decades, Jonas incessantly abused his legal skills by initiating a litany of frivolous, vexatious, and harassing litigation, and has shown unremitting contempt for the legal system by continually and repeatedly ignoring court orders.
[¶46] As the single justice found at the conclusion of the forty-four page judgment,
When an attorney is admitted to the Maine bar, he swears that he “will not wittingly or willingly promote or sue any false, groundless or unlawful suit nor give aid or consent to the same” and that he “will delay no man for lucre or malice.”
4 M.R.S. § 806 (2014) . Jonas has demonstrated just the opposite.
[¶47] The single justice was not compelled to find that Jonas had demonstrated his eligibility for readmission to the Maine Bar.
Judgment affirmed.
James M. Bowie, Esq. (orally), Thompson & Bowie, LLP, Portland, for appellant Edwin R. Jonas III
Aria Eee, Esq. (orally), Board of Overseers of the Bar, Augusta, for appellee Board of Overseers of the Bar
Maine Supreme Judicial Court docket number Bar-13-16
FOR CLERK REFERENCE ONLY
Notes
Contrary to the Board‘s argument here, the factual findings contained within a judgment are not appropriate subjects for judicial notice. As the Eleventh Circuit explained, “If it were permissible for a court to take judicial notice of a fact merely because it has been found to be true in some other action, the doctrine of collateral estoppel would be superfluous.” Jones, 29 F.3d at 1553. The collateral estoppel doctrine, also known as issue preclusion, “prevents a party from relitigating factual issues already decided if the identical issue necessarily was determined by a prior final judgment, and the party estopped had a fair opportunity and incentive to litigate the issue in the prior proceeding.” Kurtz & Perry, P.A. v. Emerson, 2010 ME 107, ¶ 16, 8 A.3d 677 (quotation marks omitted). In the matter before us, however, the Board did not assert the applicability of collateral
