*1 Re Petition of the DAILY ITEM ITEM, Saylor. Appeal of DAILY C. William Superior Pennsylvania.
Argued Sept. 1981.
Filed Feb. Apfelbaum, Sunbury, appellant. R. for Leonard Ax, Jr., Middleburg, participating party. for Charles J. BECK, BROSKY, JJ. Before McEWEN BROSKY, Judge: held hearing was December
On E. District to determine whether Robert before a Justice tried on criminal charges. Dock should be homicide denied the public hearing District Justice access to the provide refused to with a copy *2 transcript. then filed a Petition Appellant with lower court access to a record of seeking proceedings. The the District upheld public court Justice’s exclusion of the hearing transcript. from the and denial of During arguments us, the oral presented to we were informed that the trial in this case has already been con Normally, appellant’s appeal cluded. we would treat as However, moot and dismiss it. we decide cases with moot, questions, capable substantial otherwise which are repetition unless settled. See McKeesport Area School Collins, District v. 55 Pa.Cmwlth.
(1980), Home, Nursing Colonial Gardens Inc. v. Bach man, 373 A.2d Finding this recur, likely situation to be one we will address the appeal. merits of the We reverse. court in explained petition lower its denial of the
opinion which concluded as follows: circumstances,
In
hearing
these
it is clear that
before the District
petitioner sought
Justice
which
requests
admission and for which it
a
transcript was
part a
or
preliminary
prefatory stage of the criminal
it
justice proceedings
guar-
to which had no constitutional
admission,
antee of
thus
right
no constitutional
to the
transcript.
10 of
(Page
Opinion.)
state,
has,
We are unable to
as the
court
lower
that the
right
has no
of access to preliminary proceedings.
In
Company,
DePasquale,
Gannett
Inc. v.
faced with the whether members independent have an constitutional right upon insist access to a pretrial judicial proceeding. The court held that no such is or Amend- given by Sixth Fourteenth ments, but reserved decision as to whether it is found in the however, First Amendment. The Court did that if say, even exist, such a right does there are circumstances which it fair trial. by a defendant’s outweighed is court of the courtroom the trial found closure court permissible to be because based “on an assessment the closure decision was
... than interests involved ... rather societal competing First Amendment freedoms determination that any on at 2912.1 implicated.” not Id. were contrast, case present trial court held In implicated not because Amendment were First freedoms a trial to which the not access attaches. Pennsylvania Constitu- argues that the
Similarly, appellee open” found in Art. provision that “all courts shall be tion’s § 11, not the District apply does case because not not court We do proceeding. Justice proceeding *3 are before a District Justice proceedings agree. When are treated as nature, hearing, they as was this criminal § 103.2 See 18 Pa.C.S.A. proceedings. court 419, 414 Pa. A.2d 318 In Hayes, Commonwealth held that closure (1980), Pennsylvania Supreme Court not ordered where some other proceeding may be pretrial protect can the defendant’s fully device procedural question trial. In Hayes, a fair was held hearing scheduled be suppression immedi- ately prior trial. decision, discussed the reaching
In
its
the court
Gannett
not
does
great length concluding
that while Gannett
case
constitutionally
whether there
based
decide
Rehnquist’s separate
Burger’s
Chief
and Justice
1. But see
Justice
they
concurring opinions
express the view that no
in which
pretrial proceedings.
right of
as to
access exists
Hayes,
our
In
2.
greater right
interpreted
provision
providing no
as
provisions
public trial
is found in the
of access to
than
its
Constitutions. The Court did conclude
our
and Federal
state
finding
case
that closure of
constitutional discussion
that
there
an effec-
pretrial suppression
be limited where
trial
to assure the accused's fair
and efficient alternative means
tive
Id.,
rights.
A.2d at
It is thus readily apparent that where a less restrictive
alternative is available for assuring the fair trial guaran-
tee and the use of that alternative does not unduly
the expeditious disposition
cause,
burden
all of the
expressed by
views
members
the Gannett Court
would
no
disagreement
have
serious
requirement
with a
procedure
alternative
should
opted
for in
preference
Id.,
to' closure.
Unlike the Hayes we cannot determine on the us, record before whether closure was What justified. we determined, however, have is that the trial court erred in failing to consider the public’s right of access to this pro- ceeding. court Hayes indicated that whether that is of
constitutional dimension was not critical to its decision. See Hayes, supra, 489 Pa. at fact, A.2d at 321. In court did not state whether the right it enforced was based on either the Federal or Pennsylvania did, Constitution. It *4 though, find such a as proceedings.
Certainly, the facts of the present are appeal different than those of Hayes. The preliminary hearing, held to determine whether the all, defendant should be tried at not held immediately before trial. Sequestration of jurors would not provide an effective alternative means. It may well be that there was no other way protect the defend- trial, ant’s right to a fair question but the should have been considered.
Order reversed.
226 in the
McEWEN, J. concurred result. BECK, concurring opinion. J. files BECK, Judge, concurring: from a press was excluded originated case when
This charge. on a homicide The defendant preliminary and press public be excluded. requested pro- and closed the Magistrate District consented presiding court Appellant newspaper petitioned lower ceedings. and access proceedings granting for an opening order newspaper and the petition Its was denied transcripts.1 appeals. now been of the criminal case involved has
The trial filed proceedings of all concluded and record has been established that public appeal record. It is well proceed- from such closure order even when the be taken are and ings completed, from was excluded public which “ A ‘if controversy not moot made available. transcripts of repetition yet is one underlying dispute ‘capable ‘(1) was challenged action evading review.’ ... [because] its litigated too to be fully prior its duration short (2) there was a reasonable expiration, cessation or would be sub- expectation complaining party that the same ” Co., again.’ the same Inc. jected to action Gannett 99 S.Ct. DePasquale, Southern Terminal quoting L.Ed.2d 608 Pacific 279, 283, 498, 515, L.Ed. 310 ICC, 219 U.S. Co. v. 147, 149, (1911) Bradford, Weinstein are Those conditions L.Ed.2d met in this case. case, question of whether the presenting
This of access to criminal have himself, is one of of the defendant hearings independently first this court. impression Appellant also the issue of to access has raised clearly public as are proceedings. The are as of court records records proceedings.
227 public I and would hold that the agree majority with right adjudica- a limited of access to this press and the have which the court below failed to tive criminal concurring opinion explain fully I consider. write my reasoning. Pennsylvania on the Constitution and right is based Pennsylva- As to the
the Constitution of United States. Constitution, portions is founded on right nia Article of the Pennsyl- Declaration of which is One Rights impli- sections of Article One are vania Constitution. Two open cated: section 11 which refers to courts and section 7 to free and examination of pro- which refers Constitution, ceedings.2 As to the United States the First Amendment. supported by of access to a recognized public right The court below to find the same to a criminal trial but declined I hearing. disagree. history, purposes, preliminary preliminary hearing place proceed- and function of the of the criminal ing squarely adjudicatory within the ambit American tradition of judicial open- to the process subject ness. preliminary hearings specif-
Press access to has not been appellate addressed courts or ically by Commonwealth’s in the Third Circuit or the United States Courts Supreme Court. and the United
Both the
States
recognized public right
thus far
of access to
Courts have
pretrial suppression hearings although
criminal trials and to
hearings.
Newspaper
not to
Globe
Co. v. Su
596,
457
102
Norfolk,
perior
County
Court for
2613,
(1982);
Newspapers,
I first examine Pennsylvania. hearing Pennsylvania preliminary
I. The role
proceeding.
criminal
adjudicative
as an
statutory
hearing has a common law
preliminary
for
Its
extends
origin.
history
than a constitutional
rather
jurispru
criminal
years
English
500
nearly
a period
Brabham,
331,
225 Pa.Super.
v.
dence. Commonwealth
O'Brien,
v.
181 Pa.
(1973);
A.2d 824
Commonwealth
309
dismissed,
(1956),
666
Com
appeal
124 A.2d
Super.
132
265
A.2d
Laughlin,
v.
389
monwealth
Brabham;
v.
grounds,
other
Commonwealth
overruled on
Pennsylvania 14, 1915, P.L. May in 1915. Act of nary hearings § Interpreting cited in stat 1080 as P.S. Brabham.3 declared that a ute, pre Pennsylvania of an accused. hearing “positive legal right” is a liminary 396 Pa. 152 A.2d Hoffman, Commonwealth changes law major to a expand preliminary 1915 have since been crime not included in the categories original already statute and to defendants incarcerated. Com monwealth v. Brabham. law, English primary purpose
In contrast to the
early
hearings
prevent
in the modern view is to
detention.
Hailey,
unlawful
*7
488,
(1977);
The
as well as the defendant has an interest
the
it is a
and
of
preliminary hearing
integral part
because
vital
criminal
in
adjudicative process.
public’s
the
The
interest
in
derives from its fundamental interest
administration of
proper
justice. As the
court stat-
Hayes
ed: “Our
constitutional
strong
requirement
public access
judicial proceedings emphasizes
publicity
is ‘of crit-
importance
ical
to our
type
government
which the
is the final
of the
citizenry
judge
proper
conduct of
”
449,
Pa. at
414
Hayes,
business.’
Commonwealth v.
489
(Justice Kauffman,
A.2d at 333
concurring) (quoting Cox
Cohen,
469,
1029,
Corp. v.
Broadcasting
(1975)).
In this appeal question prelimi- is raised whether the nary hearings place exercising judicial take “courts” authority. magistrates, municipal court judges, judges adjudicate preliminary hearings district who are designated by part Constitution as of the Previously, English adopted law the Commonwealth relied on on O'Brien, subject, with the same result. Commonwealth v. (1956). Pa.Super. judicial system,” “unified exercising
Commonwealth’s Const., of the Commonwealth” Pa. Art. “judicial power I.4 Legislature sec. enacted into law this constitution- in the Judicial Code. 42 ally-mandated system Pa.C.S.A. § purposes 301.5 It is clear that for access district criminal are “courts”. justices exercising jurisdiction § Pa.C.S.A. 103.6
Furthermore,
preliminary
hearing
considered
“critical”
of the criminal
at which a defendant
stage
process
Alabama,
Coleman
has a
to counsel.
4. “The judicial power of the Commonwealth shall be vested in a Court, judicial system consisting Superior unified Court, of the Court, pleas, courts of common communi- courts, City ty municipal Philadelphia, traffic courts in provided by justices peace. such other courts as law and of the justices peace jurisdiction All and their courts and shall be in Const., judicial system." this unified provision appeared Art. sec. 1. A similar Constitutions; prior see historical note to Pennsylvania Constitution. Purdon’s 5. “The judicial power of the Commonwealth shall be vested in a judicial system consisting of the: unified (1) Supreme Court. (2) Superior Court. (3) Commonwealth Court. *8 (4) pleas. Courts of common (5) Community courts. (6) Philadelphia Municipal Court. (7) Pittsburgh Magistrates Court. (8) Philadelphia. Traffic Court of (9) justices. District justices jurisdiction All courts and district Unified and their shall be in this 1976, 9, 586, 142, 2, judicial system.” July P.L. No. effective § 27,
June
1978.
“
(when exercising
quasi-criminal jur-
criminal or
‘Court.’ Includes
(relating
jurisdiction
pursuant
and
isdiction
to 42 Pa.C.S. 1515
§
venue))
justice.”
a district
18 Pa.C.S.A. 103.
§
hearing
7. It is irrelevant that some
preliminary
cases declare a
not a
determining
purpose
“trial” for the
twice
of
whether an accused has been
held,
put
jeopardy
preliminary
if a second
Com-
Flanders,
41,
(1977),
Pa.Super.
Pennsylvania Supreme Court noted the can be “help- ful in reporting matters to public generally so that persons having knowledge of the might events voluntarily come forward and testify.” objective This surely appli- has cation to the preliminary stage of a prosecution.
In the American system the tradition public access ordinarily applies to every aspect of the criminal adjudica- tive process. This long standing tradition has been a bul- wark of a free society, preventing which, secret proceedings if permitted, could ultimately erode individual rights and seriously undermine democratic principles.
II. The basis public access to pretrial for criminal proceedings in the Constitution Pennsylva- nia
After careful study of the history judicial interpreta- tion of the Declaration (Article One) of Rights Pennsylvania Constitution, I conclude that the public right of access to criminal proceedings is firmly predicated on two sections of Article One the Pennsylvania Constitu- tion: courts), section 11 (open (free and section 7 press and examination proceedings).
A. Article Section 11: “open courts” The “open courts” provision part of Article section 11 of the Pennsylvania Constitution. It provides:
Article 1: That the general, great, princi- and essential ples of liberty and free government may be recognized established, unalterably WE THAT DECLARE
[*] [*] [*] [*] [*] # Section 11: All open; man, courts shall be every for an him injury lands, done in his goods, person or reputa- grounds, Scott, ruled on other Pa.Super. Commonwealth v. A.2d 717 approve or that some courts indictment issued prior preliminary hearing. without a Boyle, Commonwealth v. interest and that are *9 by before us in this matter are not these diminished other characteris- preliminary hearing. tics of the tion, law, remedy process due of and by shall have sale, or justice delay. and administered without denial availability This of courts to the declaration It precise counterpart has no in the federal constitution. Constitution since part Pennsylvania has been of and, fact, in the colonial part of fundamental law of of since 1682.8 Pennsylvania Province open” “open” In the “the courts shall be the word phrase First, it possible meanings. plainly two apparent has are to all courts available means that the Commonwealth legal Singer as modern courts. recognized injury cases Sheppard, v.
Second, are physically it also mean that courts cases court Pennsylvania to the Some lower open public. interpretation. Kling- v. support such an (defendant Co., 1976) cannot er, (Perry 75 Pa.D. & C.2d from a preliminary hearing); Declamp exclude the Hover, (1965) (defendant in a negligence 57 Berks 17 civil trial). has to a action See also Common- Kauff- (concurring opinions Justices Hayes, wealth man, Larsen, Flaherty.) and meaning suggests more often may appear
That the first availability of state courts jurisdictional issue not the additional more but does foreclose frequently, arises fact, case And, early meaning. Pennsylvania as one open” was in the first language The "all courts shall be set forth Twenty-sixth in Section the constitution of Government, Com- set forth the structure of the the Frame of which judicial system. government, including monwealth sessions, pleas, orphans be held "Courts common and court shall city county; legislature quarterly and the shall have in each good they may power judge as for the such other courts to establish justice open, All courts shall be of the inhabitants of state. corruption or unneces- impartially be administered without shall sary paid adequate moderate delay: officers but All their shall compensation for their services...” upon Agreed open phrase is from the “Laws courts derived read: England” up by of which William Penn in section 5 drawn denied, sold, open, justice or shall neither be “All courts shall be today T.R. delayed." provision is Article section 11. See White, (1907) Pennsylvania, on the Constitution Commentaries 159-161.
233 refusing attorney court officer’s states, concerning a courtroom, share common meanings the two ato admission the courts have with All have lawful business who ground. persons these and “ingress egress” physical to right a witnesses, and attorneys, as well as public, include “in the administra- public interest of their because parties, (1883). 362 Pittsburgh Reports 30 of justice.” tion mean to provision courts open interpretation The was underscored open public to the the courts shall be v. Paylor ex rel. Commonwealth Superior Court by 246, 181-182, 248-249 176, 138 A.2d Cavell, Pa.Super. 185 854, omitted), denied, 79 S.Ct. 358 U.S. (1958)(footnote cert. (1958)9: 84, 888 3 L.Ed.2d occasion to States had of the United
The
background
nature and historical
discuss the
thoroughly
Oliver,
supra,
public
to a
trial Re
right
[333
also,
See,
v.
499,
(1948)].
Com.
257,
Secondly,
Constitution explicitly guaran-
tees
“printing press
freedom of the
...
to every person who
undertake
to examine the
of the
proceedings
Legisla-
ture or any
government,
branch of
and no law shall ever be
Const.,
right
1,
made to restrain the
Pa.
art.
thereof...”
sec. 7. This provision parallels the First Amendment of the
Constitution.
McMullan v.
Wohlegemuth,
147,
dismissed,
970,
308 A.2d
appeal
1547,
(1974);
39 L.Ed.2d
Taylor
Selby Ap-
(1963).
peals,
237 id. at tions,” 555, led to this conclusion because of of contemporary importance pretrial enormously increased purpose of the criminal proceedings adjudications. to ideas, of protect exchange the free First Amendment is is an to receive information therefore access a of guarantee freedom part of the amendment’s integral speech. of Criden as to reasoning persuasive
I believe that a First Amendment access the existence of hearings and that entrapment due suppression, process a applies preliminary hearing also reasoning Access Pennsylvania. af- promotes governmental informed discussion of
...
complete
with a more
under-
by providing
fairs
Newspa-
See [Richmond
standing
judicial system.
J.,
id. at 584
(Stevens,
at
pers]
(plurality opinion);
(Brennan, J.,
in the
id.
concurring);
concurring
at
596-96
“educative” interest.
important
judgment)
... serve[s]
assur-
id.
at
“the
See
(plurality opinion)____gives
all
were conducted
proceedings
fairly
ance
of fair-
promotes
public “perception
concerned” and
opinion).....Id.
Id. at
at 595
(plurality
ness.”
(Brennan, J.,
...) has a
communi-
concurring
“significant
it
therapeutic
provides
value” because
an “outlet for
ty
concern,
hostility, and emotion.” Id. at 570-
community
on
opinion)____serves
corrupt
as a check
(plurality
exposing
process
scruti-
practices by
judicial
discouraging
thus
decisions based on secret
or
ny,
bias
id.
See
partiality.
(plurality opinion)____enhances
id. at 569 n.
See
performance
of all involved.
id.
discourages perjury. See
(plurality opinion).....[and]
J.,
(Brennan,
concurring in
judgment).
at 596-97
Criden,
IV. How to and the balance when closure requests defendant defendant criminal to a fair trial constitutionally A defendant entitled Constitution; (Sixth Amendment, Pa. Const. Art. *14 1507, 16 Maxwell, 384 9; Sheppard sec. defendant must a (1966)). What justification L.Ed.2d must be procedure closure order and what to obtain a show of the or of members rights to protect provided answer, to closure? To object who organizations of news controver press/court the reason appreciate one must an interest and a hand the has the one sies arise. On the adjudicatory every phase to on right report limited an hand, has a to other the defendant On the process. cases, can, in so bias rare publicity Pretrial impartial jury. is drawn jury from which community of the members impartial jury. to an pick it difficult that be can, if be necessary, already jury assembled Since prejudicial publicity, prevent exposure sequestered trial itself closure of the request minimal need to there is of a Therefore, for closure requests most for this reason. are impartiality protect jury’s criminal context.12 in the pretrial made closure must requests hold that a defendant who I would fair trial.13 to his of a a “serious threat” at least show “such as to cause con- Jerome; means “Serious” Hayes. inconvenience; attended with distress, or anxiety, siderable Dictionary at Third New International Webster’s danger”. fair trial to defendant’s danger threat” immediate. This “serious likely and should be hearing context suppression in the developed was standard cases the defendants were In and Jerome. those Hayes evidence to which highly inculpatory concerned about argued that The defendants exposed. might venire jury requested in the state orders of the closure 12. under two-thirds Just organization were in journalists’ and federal courts monitored trial, posttrial, preindictment. opposed or stages, "pretrial" as Summary, Reporters For Freedom of the Committee Watch 31, 1981). (Jan. Press Hayes concurring opinion in his Kauffman in I note that Justice 13. pretrial to close suggested defendant who wishes that a criminal show, alia, probabil- "that there is a substantial proceedings inter must from damage trial will result ity irreparable to his fair public.” Pa. at 414 A.2d conducting proceeding in Id. 489 act impartially could not of this evidence jurors aware suppressed. such evidence was event that proposal on access Bar Association The American formulation of provides another proceedings different from that language framed standard *15 The ABA recommends Supreme Court. only if and closed open be the proceedings pretrial from such of information the dissemination fair trial present danger” a create “clear would Relating to American Bar Association Standards rights. Press, Trial and Free Fair Administration Justice: Standards”). 1980) (“ABA (2d 8-3.2 Ed. Standard resulting prelimi- from publicity a court finds that Once present a serious threat potentially nary may trial, following steps take the before judge shall fair hearing: closing to protect means
First, he shall consider alternative than the defendant. If a means other fair trial practically effectively will closure available which defendant, it must be prejudice prevent expected Philadelphia v. Hayes; preferred.14 Criden; ABA Jerome; v. Stan- Inc. Newspapers dards.
Second, can closed to the preliminary hearing be before effective likely closure must found to be public, be that is feared. pretrial publicity preventing prejudicial Thus, sought kept if be from prejudicial evidence known, might closure not be already has become (Kauffman, J., concur- Hayes justified. Commonwealth ring).
Third, closure, the substantive reviewing the reasons for the alternatives considered factors discussed above and the court for record. Common- by must articulated provides guidance as to available alternatives Pa.R.Crim.P. 326 may applicable pretrial in the context. trial which also be publicity should mind that if A court should also bear in change ultimately sufficiently of the trial prove prejudicial, of venue remedy. provide a sufficient (Kauffman, J., wealth v. Hayes concurring); U.S. v. Cri- den.
Conclusion reasons,
For all these I would specifically hold that news organizations and the public have a constitutional right to attend criminal preliminary hearings. The right is founded upon the Pennsylvania Constitution, Article section establishing right of a free press to examine public proceedings, and section declaring that all courts shall be open. The right is further supported by the First Amendment to the United States Constitution.
American courts have an outstanding tradition of open- ness to public.15 Only years recent has their record been matched other branches of government that have enacted or adopted “sunshine” or “right to know” or “free- dom of information” laws opening governmental other ac- *16 tivity the enquiring public. This growing American tradition in which governmental power is exercised openly and subjected to inspection critical is one of which we can justly proud. We are all too familiar with the results of unchecked power authoritarian governments over their citizens without such a tradition.
Professional information-gatherers play a crucial role in keeping informed our complex society. “The press is the necessary representative of the public’s interest in this context and the instrumentality which effects the public’s right.” Saxbe v. Washington Co., 417 Post U.S. 843, 864, (1974) L.Ed.2d 514 (Powell, J., dissenting), quoted approvingly Lando, in Herbert v. 153, 189, (1979) L.Ed.2d 115 (Brennan, J., dissenting). This role of the press has been explicitly protected in Pennsylvania since its earliest Consti- tution declared that “the printing press shall be free to every person who may undertake to examine proceed- 15. See cases and materials collected in Wilder, All courts shall be open: Right Records, The Public’s Proceedings to View Judicial Temple L.Q. 311 Art. Const. government.” branch any of ... ings 7. sec. tradition, request importance light
In should be or to the judicial close of reservations. gravest with the only granted COMMONWEALTH RINEER, Appellant.
Robin Pennsylvania. Superior Court of April 1982. Submitted Filed Feb.
