Lead Opinion
Gray Peterson, a resident of Washington, applied for a concealed handgun license (“CHL”) from the ex officio sheriff of Denver, Colorado. Pursuant to state law, Colorado sheriffs may issue CHLs only to state residents. Colo.Rev.Stat. § 18-12-203(l)(a). Peterson’s application was accordingly denied, prompting Peterson to file suit against the Denver sheriff and Colorado’s executive director of the Department of Public Safety. Peterson claims that Colorado’s policy with respect to non-resident CHL applicants violates the Second Amendment, the Privileges and Immunities Clause of Article IV, and several other constitutional provisions.
The district court concluded that the executive director of the Department of Public Safety is entitled to Eleventh Amendment immunity because he has no connection to the enforcement of the challenged statute. We agree with that conclusion. Colorado law requires “each sheriff to implement and administer” the CHL licensing scheme. Colo.Rev.Stat. § 18-12-201(3). Because sheriffs are responsible for administering the state’s CHL regime — not the executive director of the Department of Public Safety — Peterson’s claims against the latter do not fall within the Ex parte Young,
With respect to Peterson’s claims against the Denver sheriff, we conclude that the carrying of concealed firearms is not protected by the Second Amendment or the Privileges and Immunities Clause. In Robertson v. Baldwin,
We reach the same conclusion with respect to Peterson’s claim under the Privileges and Immunities Clause, U.S. Const, art. IV, § 2, cl. 1, which is coterminous with his right to travel claim. As the Supreme Court explained in Supreme Court of Virginia v. Friedman,
Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.
I
In February 2010, Peterson filed suit in federal district court against the ex officio sheriff of the City and County of Denver and the executive director of the Colorado Department of Public Safety, alleging that Colorado’s licensing regime for concealed handguns violates the Privileges and Immunities Clause, the Second Amendment, and the Fourteenth Amendment.
Colorado provides for reciprocity and recognition of CHLs issued by other states, but only for states that provide reciprocity to Colorado CHLs. See Colo. Rev.Stat. § 18-12-213(1). Washington State does not provide reciprocity to Colorado CHLs, and thus Peterson’s Washington-issued CHL is not recognized by Colorado. Nor does Colorado recognize Peterson’s Florida or Utah CHLs because reciprocity is offered only with respect to CHLs issued by an individual’s state of residence. See Colo.Rev.Stat. § 18-12-213(l)(b)(I). Peterson alleges that Davis is “primarily responsible for administering the recognition and reciprocity of CHLs issued by other states.”
As a result of this statutory scheme, Peterson claims he is barred from carrying a concealed firearm outside of his home, place of business, or private automobile in Colorado. See Colo.Rev.Stat. § 18 — 12— 105. Peterson further notes that the Denver Revised Municipal Code prohibits individuals from carrying firearms — concealed or not — unless the individual holds a valid CHL or “is carrying the weapon concealed within a private automobile or other private means of conveyance, for hunting or for lawful protection of such person’s or another person’s person or property, while travelling.” Denver Rev. Mun.Code § 38-117(a), (b), & (f). Because Peterson does not own or otherwise control property in Denver, and generally uses public transit while visiting, he claims that he is “completely disarmed” when in Denver.
In his complaint, Peterson asserted six claims: (1) Martinez violated the Privileges and Immunities Clause by denying Peterson a CHL on the basis of non-residency; (2) Davis violated the Privileges and Immunities Clause by refusing reciprocity to Peterson’s Florida CHL while granting reciprocity to Florida CHLs held by Florida residents; (3) Martinez violated the Equal Protection Clause by denying Peterson a CHL on the basis of non-residency; (4) Davis violated the Equal Protection Clause by refusing reciprocity to Peterson’s Florida CHL; (5) Both defen
Colorado Attorney General John Suth-ers filed a motion to dismiss on behalf of Davis, along with a “request to be heard.” Suthers argued that Davis had no role in enforcing Colorado’s CHL reciprocity system, and thus was shielded from suit by the Eleventh Amendment. He also cited a Colorado statute and a District of Colorado local rule requiring notice to the state attorney general of any suit challenging the constitutionality of a state statute. See Colo.Rev.Stat. § 13-51-115; D. Colo. L. Civ. R. 24.1. On that basis, Suthers requested an opportunity to be heard as to the constitutionality of the two challenged statutes.
Peterson argued in response that the court was required to accept as true his allegation that Davis is “primarily responsible for administering the recognition and reciprocity of CHLs issued by other states.” With respect to Suthers’ request to be heard, Peterson indicated he had no objection to Suthers’ intervention, but did object to Suthers’ participation as an ami-cus curiae. Peterson also filed a motion for summary judgment against Martinez, and Martinez cross-moved for summary judgment.
The district court granted the motion to dismiss Davis. It concluded that Colorado law requires sheriffs to administer the reciprocity scheme, and it need not credit allegations that are contradicted by statute. Because Davis was not involved in the administration of CHL reciprocity, the court dismissed the claims against Davis “without prejudice to substituting or naming an alternative defendant to represent the State of Colorado.” With respect to Suthers’ request to be heard, the court held that 28 U.S.C. § 2403(b) and Fed. R.Civ.P. 5.1(c) provide Suthers a right to intervene on behalf of the State of Colorado. The court thus allowed Suthers to intervene and delayed ruling on Peterson’s motion for summary judgment to allow Suthers an opportunity to respond.
In response to Peterson’s motion for summary judgment, Suthers presented evidence that permitting authorities have access to far more information regarding Colorado residents than residents of other states. Suthers submitted an affidavit from Michael Ostrander, a Detective with the Adams County Sheriffs Office who conducts CHL investigations. Ostrander stated that access to “locally-maintained databases is absolutely critical to assessing a [CHL] applicant’s qualifications.” He noted, for example, that misdemeanor convictions involving drugs, alcohol, or violence would disqualify an individual for a CHL in Colorado. However, such crimes are often prosecuted in municipal court and “municipal court convictions are virtually never reported to statewide or national databases.” Ostrander also described a number of relevant issues that a search of local databases would reveal about Colorado residents, including: mental health contacts or 911 calls that do not result in arrest; a history of aggressive driving tendencies; juvenile arrest records; and plea agreements that result in deferred sentences or diversion programs. Ostrander explained that he is able to screen for these issues for Colorado residents but that his “lack of access to this type of
Suthers also submitted an affidavit from James Spoden, the Colorado Bureau of Investigation’s InstaCheck Data Supervisor. Spoden largely corroborated Ostran-der’s affidavit. He indicated that although national databases provided some background information on non-residents, “many records kept solely at the state level — and available only to state or local authorities — are highly relevant to a [CHL] applicant’s eligibility.” Spoden noted that in Colorado, information associated with an arrest, summons, or criminal charge would appear in a database accessible only to Colorado authorities. Similarly, protection or restraining orders in civil cases, reports that an individual has been determined to be a danger to himself, and juvenile felony adjudications are reported only in the same database. Spoden averred that other states have similar limitations and thus even if an applicant had a disqualification of this type, “state law enforcement authorities would have no way of acquiring information about” a non-resident CHL applicant. Further, Spoden noted that Colorado CHL holders are flagged on a state database if they are arrested in Colorado. This flagging system allows law enforcement to “ensure the ongoing eligibility of’ CHL holders, but does not provide “the ability to monitor [non-residents’] law enforcement contacts in their actual state of residence.” Spoden concluded that “it is virtually impossible to evaluate a non-resident [CHL] applicant’s background thoroughly enough to determine that the applicant, if granted a [CHL], will not be a danger to himself or the community.”
Suthers filed a separate cross-motion for summary judgment on largely the same grounds discussed above. In that motion, Suthers characterized Peterson as challenging both the Colorado permitting scheme and the Denver ordinance barring the open carrying of firearms without a CHL. In his response, Peterson flatly rejected this characterization, arguing that “Suthers is trying, in effect, to engage in a back door attack of Denver’s ban on open carry of firearms.” Peterson stated that although Suthers “is free to commence his own action against Denver if he chooses to do so, this case is not the proper vehicle for his attack.” Instead, Peterson explained that the Denver ordinance “is not per se unconstitutional,” but “[i]t is Defendant’s (and Colorado’s) refusal to allow Plaintiff to obtain a CHL that is unconstitutional.”
In ruling on the cross-motions for summary judgment, the district court accepted Peterson’s framing of his claims, stating that Peterson “alleges that Colorado’s state statutes regarding permits to carry concealed handguns, [Colo.Rev.Stat: § ] 18-12-201 et seq., are unconstitutional as applied to him.” Noting that Peterson elected not to name an alternative defendant with respect to the claims challenging Colorado’s reciprocity system, the court held that those claims had been abandoned. With respect to the remaining claims, the court concluded that Martinez was entitled to summary judgment. It determined that Peterson’s privileges and immunities/right to travel claim failed because the need for background information and monitoring was a substantial reason for treating residents and non-residents
Following entry of judgment, Peterson timely appealed.
II
We first consider Peterson’s appeal of the district court’s order dismissing his claims against Davis. Our review of a dismissal based on sovereign immunity is de novo. See Governor of Kan. v. Kempthorne,
It is undisputed that Peterson’s claims against Davis are, in effect, claims against an arm of the State of Colorado. However, Peterson argues that the claims fall within the Ex parte Young,
Peterson does not cite to any provision of Colorado law establishing a connection between the executive director of the Department of Public Safety and enforcement of Colorado’s CHL reciprocity regime. Rather, he contends that the district court was required to accept as true the complaint’s allegation that Davis is “primarily responsible for administering the recognition and reciprocity of CHLs issued by other states.” A motion to dismiss based on sovereign immunity may come in one of two forms. “First, a party may make a facial challenge to the plaintiffs allegations concerning subject matter jurisdiction, thereby questioning the sufficiency of the complaint. In addressing a facial attack, the district court must accept the allegations in the complaint as true. Second, a party may go beyond allegations contained in the complaint and challenge the facts upon which subject matter jurisdiction depends.” E.F.W. v. St. Stephen’s Indian High Sch.,
However, “we are not bound to accept as true a legal conclusion couched as a factual allegation.” Papasan v. Attain,
Further, the district court was correct to reject Peterson’s claim regarding Davis’ responsibility to administer the reciprocity system because even “factual allegations that contradict ... a properly considered document are not well-pleaded facts that the court must accept as true.” GFF Corp. v. Associated Wholesale Grocers, Inc.,
Although Peterson does not cite to any provision of Colorado law imposing a duty to enforce Colo.Rev.Stat. § 18-12-213, he does note that Davis stated in his motion to dismiss that he “maintain[s] a database of states with which Colorado maintains reciprocity.” Based on this statement, Peterson argues that Davis fits within the Ex parte Young exception because he has “some connection” with enforcement of the reciprocity provision.
Our decision in Chamber of Commerce of the United States v. Edmondson,
A defendant need not be identified in the challenged statute itself to fit within the Ex parte Young exception. See Finstuen v. Crutcher,
Ill
After correctly concluding that the claims against Davis did not fall within the Ex parte Young exception, the district court allowed Peterson an opportunity to amend his complaint to assert those claims against Martinez or another official. Peterson declined to do so. Peterson also declined to address the dismissal of the equal protection claim he asserted against Martinez. Accordingly, we proceed to consider whether summary judgment in favor of Martinez was appropriate with respect to Peterson’s Second Amendment claim and his right to travel/Privileges and Immunities Clause claim (which he contends presents two separate claims).
We review the district court’s grant of summary judgment de novo. See Simmons v. Sykes Enters., Inc.,
A
1
In District of Columbia v. Heller,
In Heller, the Court determined that the challenged statute, which completely barred possession of handguns in the home and required that any lawful firearm be kept in an inoperable condition, failed “[u]nder any of the standards of scrutiny that we have applied to enumerated constitutional rights.”
In United States v. Reese,
We proceed to analyze Peterson’s Second Amendment claim under this two-step approach. Our task is complicated, however, by the somewhat unusual posture of Peterson’s claim. Peterson argues that strict scrutiny is appropriate because he is “completely disarmed” while in Denver. That alleged complete disarmament results from the confluence of two enactments: the state statute that requires CHL applicants to be legal residents of Colorado, Colo.Rev.Stat. § 18-12-203, and the Denver ordinance that requires a CHL for most forms of open carry, Denver Rev. MumCode § 38-117(a), (b), & (f).
Peterson has repeatedly expressed, however, that he is not challenging the Denver ordinance. After Suthers advocated for the constitutionality of the Denver ordinance in his motion for summary judgment, Peterson clarified that he was not arguing that the ordinance is unconstitutional, but that it is Colorado’s “refusal to allow Plaintiff to obtain a CHL that is unconstitutional.” Claiming that Suthers was attempting a “back door attack of Denver’s ban on open carry of firearms,” Peterson stated that “this case is not the proper vehicle for his attack.”
In light of Peterson’s explicit statement that “this case is not the proper vehicle” for an attack on the validity of the Denver ordinance, Peterson has clearly waived any such challenge. See United States v. Zubia-Torres, 550 F.3d 1202, 1206 (10th Cir. 2008) (an issue is waived, rather than forfeited, when a party “deliberately considered the unraised issue and made an intentional decision to forego it”). Because the district court accepted Peterson’s formulation of the case in ruling on the parties’ cross-motions for summary judgment, Peterson cannot be heard to complain of any alleged error he himself invited. See United States v. DeBerry,
Accordingly, we must conduct our two-step Second Amendment analysis based on the effects of the state statute rather than the combined effects of the statute and the ordinance. As we held in Reese, “a reviewing court first asks whether the challenged law imposes a burden on conduct falling within the scope of the Second Amendment’s guarantee.”
2
Colorado requires that “a sheriff shall issue a permit to carry a concealed handgun to an applicant who,” inter alia, “[i]s a legal resident of the state of Colorado.” Colo.Rev.Stat. § 18-12-203(l)(a). This residency requirement bars non-Colo-radoans from carrying concealed firearms in most places. But see Colo.Rev.Stat. § 18 — 12—105(2)(a) & (b) (exempting from the CHL licensure requirement possession in an individuars “own dwelling or place of business or on property owned or under his or her control” or “in a private automobile or other private means of conveyance”). It does not affect the ability of non-residents to openly carry firearms in the state (however, as discussed above, an unchallenged ordinance, Denver Rev. Mun. Code § 38 — 117(a), (b), & (f), imposes such restrictions in Denver).
Accordingly, to determine “whether the challenged law imposes a burden on conduct falling within the scope of the Second Amendment’s guarantee,” Reese,
In Robertson v. Baldwin,
Thus, the freedom of speech and of the press does not permit the publication of libels, blasphemous or indecent articles,*1210 or other publications injurious to public morals or private reputation; the right of the people to keep and bear arms is not infringed by laws prohibiting the carrying of concealed weapons; the provision that no person shall be twice put in jeopardy does not prevent a second trial, if upon the first trial the jury failed to agree, or if the verdict was set aside upon the defendant’s motion; nor does the provision of the same article that no one shall be a witness against himself impair his obligation to testify, if a prosecution against him be barred by the lapse of time, a pardon, or by statutory enactment. Nor does the provision that an accused person shall be confronted with the witnesses against him prevent the admission of dying declarations, or the depositions of witnesses who have died since the former trial.
Id. at 281-82,
The foregoing passage is plainly obiter dicta. See Rohrbaugh v. Celotex Corp.,
Although the Robertson Court’s statement does not qualify as recent, the Supreme Court’s contemporary Second Amendment jurisprudence does nothing to enfeeble — but rather strengthens — the statement that concealed carry restrictions do not infringe the Second Amendment right to keep and bear arms. As did Robertson, the Heller opinion notes that, “[l]ike most rights, the right secured by the Second Amendment is not unlimited. From Blackstone through the 19th-century cases, commentators and courts routinely explained that the right was not a right to keep and carry any weapon whatsoever in any manner whatsoever and for whatever purpose.”
There can be little doubt that bans on the concealed carrying of firearms are longstanding. In Heller, the Supreme Court cited several early cases in support of the statement that most nineteenth century courts approved of such prohibitions. See Nunn v. State,
Scholars have also noted the long history of concealed carry restrictions in this country. See David T. Hardy, The Rise & Demise of the “Collective Right” Interpretation of the Second Amendment, 59 Clev. St. L.Rev. 315, 333 (2011) (“Beginning in the 1820s, State courts faced issues arising from the interaction of early weapons laws, chiefly bans on concealed carry. Most rulings upheld the bans.... ” (footnote omitted)); Eugene Volokh, Implementing the Right to Keep and Bear Arms for Self-Defense: An Analytical Framework and a Research Agenda, 56 U.C.L.A. L.Rev. 1443, 1516 (2009) (“This tradition [of prohibiting the concealed carry of firearms] does indeed go back to 1813 and the following decades, at least in some Southern and border states, as well as in Indiana, and by the end of the 19th century the constitutionality of such bans had become pretty broadly accepted.” (footnote omitted)); Adam Winkler, Heller’s Catch-22, 56 U.C.L.A. L.Rev. 1551,1569 (2009) (“The Court was correct to recognize the long historical pedigree of bans on concealed carry, which date back much further than the other exceptions recognized by the Court.”). Given this lengthy history of regulation, restrictions on concealed carry qualify as “longstanding” and thus “presumptively lawful regulatory measures.” Heller,
We agree with the Fifth Circuit that in applying the two-step approach to Second Amendment claims, we consider at the first step “whether the law harmonizes with the historical traditions associated with the Second Amendment guarantee.” Nat’l Rifle Ass’n,
Peterson does not convincingly argue otherwise. In his reply brief, Peterson contends that he “does not assert a Second Amendment right to carry a concealed weapon,” but rather challenges the prohibition because it deprives him of “any meaningful opportunity” to bear arms in the City of Denver. (Emphasis omitted.) However, for the reasons set forth in Section III.A.1, supra, we reject that charac
B
In addition to his Second Amendment claim, Peterson argues that the residency requirement violates his right to travel and the Privileges and Immunities Clause, U.S. Const, art. IV, § 2, cl. 1. The district court treated these claims as one in the same. Peterson argues that this was error. He contends that his right to travel claim is grounded not just in the Privileges and Immunities Clause, but also in the Privileges or Immunities Clause of the Fourteenth Amendment and the Equal Protection Clause. Peterson argues that his separate right to travel claim is subject to strict scrutiny.
1
In support of his assertion that an independent right to travel claim is subject to strict scrutiny, Peterson relies heavily on Selevan v. New York Thruway Authority,
We reject Peterson’s reliance on Sele-van. Although plaintiffs in that ease asserted a right to travel claim, the claim at issue there bears little resemblance to that asserted by Peterson. In Saenz v. Roe,
It protects the right of a citizen of one State to enter and to leave another State, the right to be treated as a welcome visitor rather than an unfriendly alien when temporarily present in the second State, and, for those travelers who elect to become permanent residents, the right to be treated like other citizens of that State.
Id.
The claim at issue in Selevan plainly fell into the first category; it was based on
The right to travel claim asserted by Peterson is unrelated to his freedom to “go from one place to another.” Saenz,
2
The “Citizens of each State shall be entitled to all Privileges and Immunities of Citizens in the several States.” U.S. Const, art. IV, § 2, cl. 1. Although this clause “establishes a norm of comity” among the states, it does not “speeify[] the particular subjects as to which citizens of one State coming within the jurisdiction of another are guaranteed equality of treatment.” Austin v. New Hampshire,
sufficiently basic to the livelihood of the Nation ... as to fall within the purview of the Privileges and Immunities Clause. For it is only with respect to those “privileges” and “immunities” bearing on the vitality of the Nation as a single entity that a State must accord residents and nonresidents equal treatment.
Id. at 64-65,
Many of the activities identified by the Court as privileges and immunities are economic in nature. The Court has repeatedly held that “the pursuit of a common calling is one of the most fundamental of those privileges protected by the Clause.” United Building & Constr. Trades Council v. Mayor and Council of Camden,
However, in the infamous Dred Scott case, the Court worried that recognizing African Americans as citizens would entitle them to all the privileges and immunities of citizenship, including “the full liberty ... to keep and carry arms wherever they went.” Scott v. Sandford,
We applied this test in a non-economic context in Nelson v. Geringer,
As the plain language of the Friedman test suggests, however, many activities fall outside the scope of the Clause’s protection. “Some distinctions between residents and nonresidents merely reflect the fact that this is a Nation composed of individual States, and are permitted.” Baldwin,
Peterson’s claim does not implicate any of the privileges recognized previously by the Supreme Court. The concealed carrying of a firearm does not impact his ability to pursue a common calling or other employment,
For largely the same reasons that we reject Peterson’s Second Amendment claim, we conclude that carrying a concealed weapon is not a privilege or immunity protected under Article IV. As discussed in Section III.A.2, supra, our nation has a lengthy history of restricting the
Given that the concealed carrying of firearms has not been recognized as a right, and the fact that concealed carry was prohibited for resident and non-resident alike for much of our history, we cannot declare this activity “sufficiently basic to the livelihood of the Nation.” Friedman,
IV
For the foregoing reasons, the judgment of the district court is AFFIRMED.
Notes
. At the time the complaint was filed, these offices were held by Alvin LaCabe and Peter Weir, respectively. Alex Martinez and James Davis have been substituted pursuant to Fed. R.Civ.P. 25 and Fed. R.App. P. 43(c). For ease of reference, we will use the names of the current appellees even if a different individual held the post at the relevant time.
. Peterson states in his opening brief that he no longer holds a Florida CHL, but has since been issued a CHL by the State of Utah.
. We reject Suthers' argument on appeal that Peterson lacks standing because he challenged the statute rather than the ordinance. Suthers contends that because the Second Amendment does not protect concealed carrying of firearms, Peterson's only injury stems from the unchallenged Denver ordinance. This argument confuses the standing and merits inquiry. "For purposes of standing, the question cannot be whether the Constitution, properly interpreted, extends protection to the plaintiff’s asserted right or interest. If that were the test, every losing claim would be dismissed for want of standing.” Initiative & Referendum Inst. v. Walker,
. Although the district court did not rely upon this ground in granting summary judgment to Martinez, “we are free to affirm a grant of summary judgment on grounds different than those used by the district court if the record is sufficient to support such grounds.” Stat-Tech Int'l Corp. v. Delutes (In re Stat-Tech Int’l Corp.),
. As the Court noted in Heller, the Constitution prohibits irrational laws separate and apart from the restrictions imposed by the Second Amendment. See
. In McDonald, the Court discussed whether the right to bear arms was protected by the Privileges or Immunities Clause of the Fourteenth Amendment, but declined to consider the issue because "the question of the rights protected by the Fourteenth Amendment against state infringement has been analyzed under the Due Process Clause of that Amendment and not under the Privileges or Immunities Clause.”
. Peterson does not argue that he seeks to carry a concealed weapon as part of his employment or that his inability to carry a concealed weapon affects his ability to pursue employment opportunities.
. Justice Thomas, concurring in McDonald, concluded that the Privileges or Immunities Clause of the Fourteenth Amendment "establishes a minimum baseline of federal rights, and the constitutional right to keep and bear arms plainly was among them.”
Concurrence Opinion
concurring separately.
Even were concealed carry protected under the Second Amendment or the Privileges and Immunities Clause, I would yet affirm. I separately add this coda to advance an alternative basis for affirmance. Assuming that concealed carry were to be protected under the stated clauses, I nonetheless would remain in substantial agreement, on an alternative basis, with the analytical framework adopted by the district court.
I would apply intermediate scrutiny to both claims to the extent concealed carry is protected, and would hold that the state has carried its burden under that standard. As part of its general public safety interest, Colorado has shown that ensuring CHL holders are qualified under state law is an important governmental objective. The state also proffered unrefuted evidence demonstrating that much of the information necessary to determine whether an individual is qualified for a CHL is kept in locally maintained databases, and that Colorado sheriffs do not have access to such information with respect to non-resident applicants. ■ In light of law enforcement officials’ averments that they would be effectively unable to determine whether a non-resident applicant is qualified to ob
I
A
In describing the two-step analysis applicable to Second Amendment claims in Reese, we cited favorably to United States v. Marzzarella,
Consistent with Marzzarella and Skoien, the Reese court held that 18 U.S.C. § 922(g)(8), which prohibits an individual who is subject to a domestic protection order from possessing firearms, was subject to intermediate scrutiny.
To be sure, § 922(g)(8) is arguably more restrictive than § 922(k), the statute at issue in Marzzarella, in that it prohibits the possession of all types of firearms. On the other hand, however, § 922(g)(8) is less restrictive than § 922(k) in that it applies only to a narrow class of persons, rather than to the public at large. And, in that regard, § 922(g)(8) is substantially similar to § 922(g)(9), the statute at issue in Skoien. Specifically, both statutes prohibit the possession of firearms by narrow classes of persons who, based on their past behavior, are more likely to engage in domestic violence.
Reese,
We followed a similar path in United States v. Huitron-Guizar,
Several other circuits have adopted this two-step, sliding-scale approach with respect to Second Amendment scrutiny since Heller was decided. In Ezell v. City of Chicago,
the first step is to determine whether the challenged law ... regulates conduct that falls within the scope of the Second Amendment’s guarantee; the second step is to determine whether to apply intermediate or strict scrutiny to the law, and then to determine whether the law survives the proper level of scrutiny.
B
At the second stage of this two-part analysis, several courts have considered whether the regulation at issue impacts the “core” of the Second Amendment right which is often described as that of “law-abiding, responsible citizens to use arms in defense of hearth and home.” Reese,
Colorado state law does not prohibit the possession of firearms, concealed or otherwise, in an individual’s “own dwelling or place of business or on property owned or under his or her control.” Colo.Rev.Stat. § 18-12-105(2)(a). Peterson submitted affidavits stating that he does not own any home or other private property in Colorado. Nevertheless, the state law he claims is unconstitutional, Colo.Rev.Stat. § 18-12-203(l)(a), does not affect his ability “to use arms in defense of hearth and home,” the core of the right guaranteed by the Second Amendment. Reese,
In selecting the proper level of scrutiny in Reese, we also considered whether the challenged statute “applies only to a narrow class of persons, rather than to the public at large.”
Nonetheless, I would reject Peterson’s argument that every Second Amendment case involving “law-abiding citizens” requires strict scrutiny. To the extent that strict scrutiny may be an appropriate standard of review in the Second Amendment context, Peterson’s position is inconsistent with our statement in Huitron-Guizar, that “[t]he right to bear arms, however venerable, is qualified by what one might call the ‘who,’ ‘what,’ ‘where,’ ‘when,’ and “why.’ ”
Cognizant of these relevant factors and the statement in Heller that “the majority of the 19th-century courts to consider the question held that prohibitions on carrying concealed weapons were lawful under the Second Amendment or state analogues,”
This conclusion is consistent with the few courts that have considered Second Amendment challenges to concealed carry 'restrictions. Rejecting a challenge to New York’s handgun licensing scheme, the Second Circuit held that “applying less than strict scrutiny when the regulation does not burden the ‘core’ protection of self-defense in the home makes eminent sense in this context and is in line with the approach taken by our sister circuits.” Kachalsky,
C
To survive intermediate scrutiny, the government bears the burden of showing “that its objective is an important one and that its objective is advanced by means substantially related to that objective.” Reese,
Colorado law permits a sheriff to refuse a CHL if “the sheriff has a reasonable belief that documented previous behavior by the applicant makes it likely the applicant will present a danger to self or others if the applicant receives a permit to carry a concealed handgun.” Colo.Rev.Stat. § 18-12-203(2). This limitation, which Peterson does not expressly attack, closely
keep firearms out of the hands of people who have been judicially determined to pose a credible threat to the physical safety of a family member, or who have been ordered not to use, attempt to use, or threaten to use physical force against an intimate partner or child that would reasonably be expected to cause bodily injury, because such persons undeniably pose a heightened danger of misusing firearms.
However, the statute Peterson challenges is not Colo.Rev.Stat. § 18-12-203(2), but Colo.Rev.Stat. § 18-12-203(l)(a), which requires that a CHL applicant be a resident of Colorado. The objectives behind the challenged law are to ensure that an applicant is qualified to obtain a CHL, and to monitor continued qualification after a CHL is issued. Although these objectives are one step removed from the direct public safety interest underlying § 18-12-203(2), I would hold that Colorado has a substantial interest in ensuring that CHL holders are qualified under state law. Given that the statutory scheme rests on an important governmental objective, I have no trouble concluding the state has a substantial interest in ensuring compliance with the statute.
I further conclude that the residency requirement is “substantially related” to the stated objectives. Reese,
Thus the unrefuted record evidence demonstrates that Colorado law enforcement officials have access to a greater level of information with respect to resident CHL applicants than non-residents. The record further establishes that the data limitations for non-resident applicants would make it “more or less impossible” to ensure statutory qualification. And Spoden’s affidavit shows that this data differential continues even after a CHL is issued. A state flagging system alerts sheriffs when a Coloradoan comes into contact with law enforcement in her state of residence; this is not so for residents of other states. I would hold that this evidence establishes the requisite substantial relationship between the challenged statute and the objective of ensuring CHLs are held only by qualified individuals.
Peterson complains that the affidavits do not provide any reason to deny him a CHL
Congressional policy does not assume that in every case minority ownership and management will lead to more minority-oriented programming or to the expression of a discrete “minority viewpoint” on the airwaves. Neither does it pretend that all programming that appeals to minority audiences can be labeled “minority programming” or that programming that might be described as “minority” does not appeal to nonminorities. Rather, both Congress and the FCC maintain simply that expanded minority ownership of broadcast outlets will, in the aggregate, result in greater broadcast diversity.
Metro Broad. Inc. v. FCC,
Equally unavailing is Peterson’s contention that the residency requirement is insufficiently related to the stated interest because it fails to distinguish between newly arrived Colorado residents and nonresidents. Although information on past activities may be unavailable with respect to new residents in the state, the ongoing-monitoring rationale applies equally to any Colorado resident regardless of how long he has lived in the state.
In considering a similar challenge to a residency requirement, the Second Circuit reached the same conclusion in a pre-Hel-ler case. In Bach v. Pataki, the court rejected a Privileges and Immunities Clause challenge to New York’s residency requirement for handgun licensure. The court required New York to demonstrate: “(a) a substantial reason for the discrimination, and (b) a reasonable relationship between the degree of discrimination exacted and the danger sought to be averted,”
As to the fit between the residency requirement and the state’s interest, the court accepted New York’s explanation that “[t]he ongoing flow of information to a licensing officer as a result of the licensee’s tie to a particular residence or community is an important element of the State’s regulatory scheme.” Id. at 92. For in-state residents, the court noted, there is a substantially higher “likelihood that a licensing officer will be alerted to facts that cast doubt on a licensee’s fitness to possess a firearm.” Id. I agree that this rationale supplies the requisite fit between a residency requirement and the state’s important interest of ensuring that CHL holders are qualified.
In Peruta v. Cnty. of San Diego,
Although the specific restrictions at issue in this case differ in some ways from those at issue in Bach and Peruta, I agree with those courts that a residency requirement for a CHL is substantially related to an important governmental objective, and thus that Colo.Rev.Stat. § 18-12-203(l)(a) survives intermediate scrutiny.
II
I would also affirm the district court even on the assumption that the Privileges and Immunities Clause is implicated in this suit. In discussing the privileges and immunities protected by Article IV, the Saenz Court stated that “[tjhose protections are not absolute, but the Clause does bar discrimination against citizens of other States where there is no substantial reason for the discrimination beyond the mere fact that they are citizens of other States.”
This standard is essentially identical to intermediate scrutiny. Intermediate scrutiny is satisfied if the government can show “that its objective is an important one and that its objective is advanced by means substantially related to that objective.” Reese,
As discussed above, I would hold in the alternative that the residency requirement for obtaining a CHL survives intermediate scrutiny. And because Peterson’s Privileges and Immunities Clause claim is subject to the same form of review, I would also hold that this claim fails even assuming that the carrying of a concealed firearm is a protected privilege. Colorado has shown that ensuring CHL holders are qualified is an important governmental objective, and the residency requirement is substantially related to that objective. The two other courts that have considered right to travel challenges of CHL residency requirements have reached the same conclusion, on largely the same basis. See Bach,
. At the first step of this analysis, the D.C. Circuit held that " 'longstanding' regulations are 'presumptively lawful,’ that is, they are presumed not to burden conduct within the scope of the Second Amendment.” Heller,
