Peter v. JohnsonPeter v. Johnson
- Reporters:
- , ,
- Before:
- Doty
ORDER
This matter is before the court on plaintiffs’ motion for preliminary injunction, plaintiffs’ motion for partial summary judgment, and defendants’ motions- to dismiss. Based on a review of the file, record and proceedings herein, and for the reasons stated, the court denies plaintiffs’ motion for preliminary injunction and motion for partial summary judgment; and grants in part, and denies in part defendants’ motions to dismiss.
BACKGROUND
Plaintiff Sarah Peter is a child with Down’s Syndrome disabilities. She resides with her mother, Joan Peter, in Buffalo, Minnesota, within the geographical boundaries of Independent School District No. 877. Plaintiff Aaron Westendorp is a child with disabilities resulting from a brain stem lesion. He resides with his parents Douglas Westendorp and Krista Westendorp in Edina, Minnesota, within the geographical boundaries of Independent School District No. 273. Plaintiff Choice In Education Foundation, Inc., is a Minnesota nonprofit corporation with members including parents of children with special education needs, religious schools, and religious organizations.
During the summer of 1995, Joan Peter enrolled her daughter, Sarah, in the Noah’s Ark Preschool for the 1995-96 academic year. Plaintiffs describe Noah’s Ark Preschool as a Christian preschool operated on the premises of St. John’s Lutheran Church which consists of a preschool program religious in nature. Plaintiffs assert that Sarah was determined to be a child with a disability entitled to special education services. The officials of Independent School District No. 877 formulated an Individual Education Plan (“IEP”) and determined that Sarah would benefit from the services of a paraprofessional aide. Plaintiffs allege that during the summer of 1995, officials of Independent School District No. 877 informed Sarah’s mother that the school district could not provide a paraprofessional aide for her daughter if Sarah attended Noah’s Ark preschool, because state regulations prohibited them from *1388 providing such services on the premises of a religious school. Plaintiffs’ Complaint ¶26. Because she was allegedly without the financial means to provide a paraprofessional aide for her daughter, Joan Peter enrolled Sarah in a public pre-school program for the 1995-96 academic year.
Plaintiff Aaron Westendorp attended Calvin Christian School from September 1991 until June 1994. Officials of the Independent School District No. 273 determined that Aaron was in need of special education services, including the assistance of a full-time paraprofessional. With the financial assistance of their church, the Westendorp family was able to provide for paraprofessional services for Aaron on-site at his religious school. When the Westendorp family changed churches, the Westendorp family was unable to obtain the financial support necessary for the services, and withdrew Aaron from the private school.
Plaintiff Choice in Education Foundation, Inc., (“the Foundation”), asserts that several of its parent-members have children with handicaps or other special needs making them eligible for special education assistance and, as a consequence of Minnesota’s state regulations and interpretations of those regulations, the families have incurred expenses that they would not have incurred if their children were enrolled in nonreligious private schools. In addition, the Foundation asserts that its members include organizations of religious schools which have allegedly been discriminated against because of their programs’ religious nature, content, and viewpoint.
Plaintiffs challenge Minnesota’s regulations and policies which implement the state’s policies and plan under the Individuals with Disabilities in Education Act (“IDEA”),
In their complaint, Plaintiffs seek declaratory, injunctive, and monetary relief. Plaintiffs allege that the State’s regulations and school district’s policies violate the Free Speech and Free Exercise clauses of the First Amendment to the U.S. Constitution, the Equal Protection Clause of the Fourteenth Amendment, the Religious Freedom
*1389
Restoration Act (“RFRA”),
Plaintiffs assert their claims against defendant Bruce H. Johnson, both in his individual capacity and in his official capacity as Commissioner of the Department of Children, Families, and Learning for the State of Minnesota, and defendant Arne H. Carlson, both in his individual capacity and in his official capacity as governor of the State of Minnesota (collectively referred to as “the State defendants”). Plaintiffs allege that the State officials are responsible for the interpretation, implementation, and enforcement of the challenged Minnesota Rule 3525.1150. Plaintiffs also assert their claims against Independent School District No. 877, and Independent School District No. 273 (“the school districts”). Plaintiffs claim that the school districts are responsible for the implementation of Minnesota State Rule 3525.1150, as interpreted and enforced by the State defendants. See Plaintiffs’ Complaint ¶ 17.
The school districts move to dismiss plaintiffs’ claims on four grounds; specifically, that the plaintiffs lack standing, that the plaintiffs’ claims are not yet ripe for judicial review, that the plaintiffs failed to exhaust administrative remedies, and that the plaintiffs failed to state a claim for which the law provides a remedy. Likewise, the State defendants move to dismiss plaintiffs claims, alleging that plaintiffs have failed to state a claim under the Constitution or federal statutes, that plaintiffs failed to exhaust their administrative remedies under the IDEA, that plaintiffs’ constitutional claims are not ripe for judicial review, that the State defendants are not “persons” under § 1983 and, in any event, are entitled to qualified immunity for damages under
The plaintiffs oppose the motions to dismiss and move for a preliminary injunction to restrain defendants from enforcing the challenged regulations during the pendency of the proceedings and from “denying special education services, including on-premises services, to otherwise eligible handicapped children, on the basis of the religious nature, content, or viewpoint, of the school attended by the child.” Plaintiffs’ Memorandum of Law in Support of Preliminary Injunction at 2. Plaintiffs also move for partial summary judgment on the IDEA claim.
DISCUSSION
A. Defendants’ Motions to Dismiss
1. Standard of Review
A motion to dismiss for failure to state a claim tests the sufficiency of the complaint.
Scheuer v. Rhodes,
Pursuant to
2. Standing
This court’s jurisdiction is limited by Article III of the U.S. Constitution, which limits the judicial power of the federal courts to “cases” and “controversies.”
The party invoking federal jurisdiction bears the burden of establishing [the standing elements]. Since they are not mere pleading requirements but rather an indispensable part of the plaintiffs case, each element must be supported in the same way as any other matter on which the plaintiff bears the burden of proof, i.e., with the manner and degree of evidence required at the successive stages of the litigation. At the pleading stage, general factual allegations of injury resulting from the defendant’s conduct may suffice, for on a motion to dismiss we presum[e] that general allegations embrace those specific facts that are necessary to support the claim. In response to a summary judgment motion, however, the plaintiff can no longer rest on such “mere allegations,” but must “set forth” by affidavit or other evidence “specific facts,”Fed. R. Civ. Proc. 56(e) , which for purposes of the summary judgment motion will be taken to be true. And at the final stage, those facts (if controverted) must be supported adequately by the evidence adduced at trial.
Lujan,
a. The Peters and Westendorps
The school districts argue that the Peters and Westendorps lack standing because they have failed to satisfy the “injury-in-fact” element. The alleged injury must be “an invasion of a legally protected interest which is (a) concrete and particularized; and (b) actual or imminent, not conjectural or hypothetical.”
Lujan,
*1391 As alleged in the complaint, both Sarah Peter and Aaron Westendorp were enrolled in private religious schools. Aaron Westendorp attended a private religious school for three years. By a fair reading of the allegations in the complaint and the attached exhibits, the parents withdrew then-children from the private religious schools as a result of the school districts’ alleged policies which they challenge in the complaint. The court concludes that the fact the children are not currently enrolled in private religious school does not make their injuries hypothetical or conjectural. Plaintiffs have alleged, to the satisfaction of the court, that there was injury. In addition, although the school districts do not challenge the other standing elements, the court concludes that the Peters and Westendorps have sufficiently alleged standing.
b. Choice in Education Foundation, Inc.
The State defendants and school districts argue that the Foundation has failed to satisfy the standing requirement. The Foundation argues that, as an organization, it has standing to assert the rights and interests of its members. For an organization to have standing to bring suit on behalf of its members, the organization must satisfy a three-part test: (1) that its members would otherwise have standing to sue in their own right; (2) that the interests the organization seeks to protect are germane to the organization’s purpose; and (3) that neither the claim asserted nor the relief requested requires the participation of individual members in the lawsuit.
See Hunt v. Washington Apple Advertising Comm’n,
The defendants argue that the Foundation’s members do not otherwise have standing to bring suit against the defendants; therefore, the Foundation does not have standing to bring claims as an organization on behalf of its members. The defendants specifically charge that the allegations in the complaint are insufficient as to the injury-in-fact element. The injury-in-fact test requires more than a cognizable interest; rather, the organization must sufficiently allege that its members are directly affected by the defendants’ regulation and policies.
See Sierra Club. North Star Chapter v. Browner,
The court has reviewed the complaint and observes that the Foundation has made no allegations that its parent-members sought special education assistance for their children within the statutory and regulatory framework at issue in this case, or that the parent-members and their children were denied such assistance because of the challenged regulation or policies. Moreover, the Foundation has failed to allege that its members even reside within the geographical boundaries served by Independent School District Nos. 273 and 877. Similarly, the Foundation has failed to allege a direct injury sustained by the religious organizations and schools which are members of the Foundation. Whereas the legislative entitlement to a “free appropriate public education” flows to the students and not to the private school, the possibility that a private religious school would sustain an injury as a result of a regulation or policy implementing the statutory entitlement for the individual is conjectural and hypothetical. Because the Foundation has failed to sufficiently allege that its members would otherwise have standing in their own right to bring an action against the defendants, the court concludes that the Foundation lacks standing and is dismissed as a party in this action.
3. Ripeness
Defendants argue that plaintiffs’ IDEA claim is not ripe for judicial review. The ripeness doctrine’s basic purpose “ ‘his to prevent the courts, through avoidance of premature adjudication, from entangling themselves in abstract disagreements over administrative policies, and also to protect the agencies from judicial interference until an administrative decision has been formalized and its effects felt in a concrete way by the challenging parties.’”
Pacific Gas & Elec. Co. v. State Energy Resources Conservation & Dev. Com’n,
The State defendants argue that plaintiffs’ claims will not be ripe for review until the federal government directly denies plaintiffs the funding for special education services.
See
4. Exhaustion of Administrative Remedies
Defendants argue that the plaintiffs are barred from bringing this suit because they have failed to exhaust administrative remedies. The IDEA provides for an elaborate administrative scheme whereby plaintiffs are to exhaust their administrative remedies before seeking relief in federal court.
See
When considering exhaustion of administrative remedies under the IDEA, courts have recognized that exhaustion of the administrative process “allows for the exercise of discretion and educational expertise by state and local agencies, affords full exploration of technical educational issues, furthers development of a complete factual record, and promotes judicial efficiency by giving these agencies the first opportunity to correct shortcomings in their educational programs for disabled children.”
See Hoeft v. Tucson Unified School Dist,
Notwithstanding the strong policies in favor of exhaustion, the IDEA’S exhaustion requirement is not absolute. Courts, relying in part on legislative history, have recognized exceptions to IDEA’S exhaustion requirement when “the pursuit of administrative remedies would be futile or inadequate; waste resources, and work severe or irreparable harm on the litigant; or when the issues raised involve purely legal questions.”
Pihl v. Massachusetts Dept. of Educ.,
Although plaintiffs acknowledge that they have not exhausted their administrative remedies prior to filing this civil action, plaintiffs argue that their case warrants exercise of the “futility” exception. Pursuit of administrative procedures would be futile if “the agency either was acting in violation of the law or was unable to remedy the alleged injury.”
Heldman v. Sobol,
5. Eleventh Amendment Immunity
The plaintiffs seek declaratory, injunctive, and monetary relief, and allege constitutional violations pursuant to
As a general rule, the Eleventh Amendment bars suits brought in federal court against states and them agencies in the absence of consent by the state or express abrogation by Congress within its authority.
See Seminole Tribe of Florida v. Florida,
— U.S. -,--,
Plaintiffs assert that Congress has abrogated States’ Eleventh Amendment immunity with respect to IDEA claims. A court conducts a two-fold inquiry to determine whether Congress has abrogated States’ immunity from suit: first, a court must determine whether Congress, has “ ‘unequivocally expressed’ ” its intent; and second, a court must determine whether Congress has acted “‘pursuant to a valid exercise of power.’ ”
See Seminole Tribe,
— U.S. at-,
Under
6. Failure to State a Claim
a. Constitutional Claims
Plaintiffs allege violations of the Freedom of Speech and Free Exercise of Religion Clauses of the First Amendment, and violations of the Equal Protection Clause of the Fourteenth Amendment. Both the State defendants and the school districts assert that plaintiffs have failed to allege cognizable constitutional violations because the challenged regulation and policies distinguish between public and nonpublic schools. The school districts further contend that the policies regarding the location of services are neutral policies of general applicability which do not permit on-site special education services at any nonpublic school, regardless of whether the school is religious or nonreligious. Plaintiffs oppose defendants’ position as ignoring the standard of review for a motion to dismiss. The court has reviewed the complaint and the attached exhibits. Construing plaintiffs’ allegations in the most favorable light, the court concludes that plaintiffs have sufficiently alleged that defendants treat nonpublic religious schools differently from nonpublic nonreligious schools with respect to on-site paraprofessional services. Such allegations sufficiently allege violations of the First and Fourteenth Amendments of the U.S. Constitution to overcome defendants’ motions to dismiss.
See Rosenberger v. Rector & Visitors of Univ. of Virginia,
— U.S. -, -,
b. Religious Freedom Restoration Act Claim
Under Count IV of the complaint, plaintiffs allege that defendants’ policies and actions violate plaintiffs’ rights under the Religious Freedom Restoration Act (“RFRA”),
On October 15, 1996, the Supreme Court granted writ of certiorari to review Flores v. City of Boerne, 73 F.3d 1352 (5th Cir.1996), which presents the issue of the constitutionality of RFRA. The parties agree that the pending motions may be resolved without addressing the RFRA claim; thus, the court does not address the RFRA claim or constitutional challenge at this time.
c. IDEA Claim
Defendants move to dismiss plaintiffs’ IDEA claim pursuant to
*1396 B. Plaintiffs’ Motion for Partial Summary Judgment
On a motion for summary judgment, all evidence and inferences are to be viewed in a light most favorable to the nonmoving party.
Id.
at 250,
Whereas the plaintiffs argue that the plain language of Minnesota Rule 3525.1150 and the school districts’ denial of services to Sarah Peter and Aaron Westendorp violates the U.S. Constitution by allegedly discriminating in the provision of special education services on the basis of the religious content and viewpoint of a private school’s instructional programs, the plaintiffs accept defendants’ factual statements for purposes of their motion for partial summary judgment on the IDEA claim. 2 Thus, for the purposes of this motion, the plaintiffs accept that the school districts deny on-site services to all children attending private schools, religious or nonreligious. Plaintiffs maintain that the IDEA and its regulations mandate that on-site special education services be provided at nonpublic schools to students whose special education needs are such that they require individualized paraprofessional services in their regular classrooms.
The defendants oppose plaintiffs’ motion. Defendants assert that the IDEA and its regulations do not require the school districts to provide on-site special education services to children in nonpublic schools. 3 The defendants argue that their policies are consistent with the IDEA and its regulations which distinguish between public school students and unilaterally-placed private school students. In support of their argument, the defendants refer the court to the IDEA and its regulations, the Department of Education’s interpretations, and decisions from other courts which have addressed the issue.
The IDEA conditionally provides federal grants to states which then provide local school districts with funds to establish special education services for children with disabilities. To qualify for assistance from the federal government, states must adopt a policy
*1397
that “assures all children with disabilities the right to a free appropriate public education.”
Under the IDEA, students in public school are to receive all special education and related services at public expense.
See
The statute requires that each state’s plan must set forth policies and procedures to assure that:
to the extent consistent with the number and location of children with disabilities in the State who are enrolled in private elementary and secondary schools, provision is made for the participation of such children in the program assisted or carried out under this subchapter by providing for such children special education and related services____
The incorporated regulations are from the Education Department’s General Administrative Regulations (“EDGAR”).
See
Defendants argue that the statute and its implementing regulations provide the state and the local school districts with broad discretion in determining whether to provide special education to students voluntarily attending private schools. This position is consistent with that taken by the Department of Education in interpreting its own regulations. The Department of Education has, on numerous occasions, consistently stated its position with respect to the provision of special education services for students who voluntarily attend private schools. 49 Fed.Reg. 48522 (Dec. 12, 1984) (stating position of Department that special education services are not required to be provided “to each and every private school handicapped child”);
Letter to McConnell,
22 Indiv. with Disabilities Educ. L. Rep. 369 (1994) (recognizing Department’s position that a school district’s obligation to students voluntarily attending private schools is not the same as that owed to students publicly placed at private schools);
Letter to Schmidt,
20 Indiv. with Disabilities Educ. L. Rep. 1224 (1993) (stating that students voluntarily attending private school do not have “an individual entitlement to services”; therefore, school districts are not required to provide such services);
Letter to Mentink,
18 Indiv. with Disabilities Educ. L. Rep. 276 (1991) (reiterating Department’s position that a public agency may elect not to serve every parentally-placed child residing in its jurisdiction, and is not required to make the full range of services available to students of whom it has elected to serve);
Letter to Livingston,
17 Education for the Handicapped L. Rep. 523, 524-25 (1991) (responding that if free appropriate public education is made available to a child with disabilities, but the parents choose to place their child in a private school, the local school district is not obligated to provide the child with free appropriate public education at the private school and the local agency may “elect not to serve every parentallyplaced child residing in its jurisdiction”);
Letter to Williams,
18 Indiv. "with Disabilities Educ. L. Rep. 742, 743-44 (1991) (stating that private school students do not have an individual entitlement to receive special education and related services). The court is mindful that an agency’s interpretations are to be given weight by the court unless the interpretations are plainly erroneous or inconsistent with the regulations.
Thomas Jefferson Univ. v. Shalala,
Although courts readily recite the statutory provisions and regulations, there is grave disagreement as to their meaning and application, particularly in a situation such as this, when a student requires on-site, individualized, special education services.
Fowler,
The parties agree that there is a split in the decisions of the circuit courts that have addressed this issue and, since the parties’ briefing and hearing on the issue, that split has widened. As stated, the courts have reached varying results, ranging from deferring broad discretion to the state and local school districts to requiring the state and local school districts to provide special education services to students at private schools.
See Fowler,
In analyzing the statute, its regulations, and the decisions which have addressed the issue, the court is persuaded that the statute and its regulations differentiate among categories of students with disabilities depending upon whether the student attends a public school or private school; and, if the student attends a private school, whether the student was publicly or unilaterally placed in the private school setting. In addition, the court is mindful of the discretion that is generally afforded to the state and local school districts when decisions in educational policy are implicated, particularly when the allocation of scarce resources is involved. Notwithstanding decisions that have held otherwise, the court determines that broad discretion to the state and local school districts is appropriate in light of the statute, its implementing regulations, and the Department of Education’s position. The court is persuaded by the
Anderson
court’s analysis that Congress intended to give disabled students voluntarily attending private school a lesser entitlement under the statute.
Anderson,
C. Plaintiffs’ Motion for Preliminary Injunction
Plaintiffs seek a preliminary injunction enjoining the defendants from enforcing Minnesota Rule 3525.1150, and forcing defendants to provide on-site paraprofessional services to otherwise eligible disabled students who attend private schools, religious or nonreligious. Because the court has determined that the IDEA and its regulations do not require that the State and local school districts provide such services, the court considers plaintiffs’ motion only as to its remaining constitutional and RFRA claims.
The court considers four factors in determining whether to grant the plaintiffs’ motion for a preliminary injunction:
1. Is there a substantial threat that the plaintiffs will suffer irreparable harm if relief is not granted;
2. Does the irreparable harm to the plaintiffs outweigh any potential harm that granting a preliminary injunction may cause the defendants;
3. - Is there a substantial probability that the plaintiffs will prevail on the merits; and
4. The public interest.
Dataphase Sys., Inc. v. C L Sys., Inc.,
Plaintiffs must first establish that harm will result without injunctive relief and that the harm will not be compensable by money damages. Possible or speculative harm is not enough. The absence of such a showing alone is sufficient to deny a preliminary injunction.
Gelco,
The second
Dataphase
requirement is that the harm to plaintiffs must outweigh the potential harm that granting a preliminary injunction may cause defendants.
Dataphase,
The third Dataphase factor requires plaintiffs to establish a reasonable probability of success on the merits. In this instance, plaintiffs assert that the defendants differentiate in their provision of on-site special education services between nonpublic religious schools and nonpublic nonreligious schools. Plaintiffs have not submitted admissible evidence substantiating their allegations, but the court recognizes that their ability to conduct discovery has been hindered by court order staying discovery. In their submissions, defendants claim that they enforce and implement a neutral policy which does not differentiate between the nonpublic-religious schools and nonpublic-nonreligious schools.
The final
Dataphase,
factor requires the court to consider the public interest.
Dataphase,
In balancing the Dataphase factors, the court has considered the broad discretion that the state and local school districts have in providing educational services and defining educational policy. As such, the type of injunctive relief that the defendants propose in opposition to plaintiffs’ request for relief would be more appropriate in this ease should the plaintiffs prevail on the merits of their claims at the disposition of this action. The court concludes that even if the plaintiffs were to prevail on their constitutional and federal claims, it would be inclined to enjoin enforcement of the regulations and policies to reflect the policies to which the defendants urge they currently adhere: that defendants do not provide on-site paraprofessional services to any student voluntarily attending private school, regardless of the school’s religious or nonreligious nature. Thus, plaintiffs’ motion for preliminary injunction is denied.
CONCLUSION
Based on the foregoing, IT IS HEREBY ORDERED that:
1. Plaintiffs’ motion for preliminary injunction is denied (Docket Nos. 3 and 20);
2. Plaintiffs’ motion for partial summary judgment is denied (Docket No. 67);
3. Defendants’ motions to dismiss are granted in part and denied in part (Docket Nos. 13, 27, and 29). Defendants’ motions to dismiss plaintiff Choice in Education Foundation, Inc., as a party to this action are granted. Defendants’ motions to dismiss, converted to cross-motions for partial summary judgment as to the IDEA count (Count V), are granted. Defendants’ motions to dismiss the State defendants in their individual capacities are granted. Otherwise, defendants’ motions to dismiss are denied;
4. Plaintiffs’ objections to Magistrate Judge Jonathon Lebedoffs order staying discovery are denied as moot.
Notes
. Plaintiffs claim that they bring their suit against the State defendants in both their individual and official capacities.
See
Plaintiffs' Memorandum of Law in Opposition to Defendants’ Motions to Dismiss. The plaintiffs, citing the
Ex Parte Young
doctrine, claim that the "individual capacity action” provides the basis for declaratory and injunctive relief from allegedly unconstitutional actions taken under color of state law, and that the "official capacity action” is really a suit against the State on the IDEA claim. Because courts recognize that the
Ex Parte Young
doctrine is an exception to Eleventh Amendment immunity in which state officials may be sued in their official capacities for prospective injunctive relief, the court concludes that the entire action is a suit' against the State defendants in their official capacities.
See, e.g., Treleven v. University of Minnesota,
. Plaintiffs assert that they did not focus on the IDEA claim in their motion for a preliminary injunction because the state regulations, on their face, do not exclude students attending all private schools from on-site services but only those attending private religious schools. Plaintiffs advise the court that if they prevail on the IDEA claim, their preliminary injunction motion would become moot since the partied summary judgment would effectively provide them with the immediate prospective relief they seek. Therefore, the court first considers plaintiffs' motion for partial summary judgment.
. In addition to disagreeing with plaintiffs as to the interpretation of the IDEA and its regulations, defendants also oppose plaintiffs' motion by raising arguments previously addressed by the court. Because the court has already analyzed the issues of standing, exhaustion, and ripeness, the court relies on its preceding discussion of those issues.