OPINION OF THE COURT
This is the second time we have been asked to resolve issues stemming from divorce and custody proceedings involving Peter and Pamela Hughes. In this appeal, Peter J. Hughes challenges the District Court’s grant of summary judgment, dismissing his civil rights claims under 42 U.S.C. §§ 1983 & 1985 and his state law claims against defendants Lynn Long and Patrick McHugh. Hughes argues that the District Court erroneously granted defendants absolute prosecutorial and witness immunity for his civil rights claims and that the Supreme Court of Pennsylvania’s recent decision in
LLMD of Michigan, Inc. v. Jackson-Cross Co.,
I.
Hughes’s claims against Long and McHugh stem from an acrimonious child custody proceeding that took place in the Court of Common Pleas of Chester County between Hughes and his former wife, Pamela Hughes. The custody dispute began when, in the midst of her divorce from Hughes, Pamela filed a Petition for Temporary Custody of the children. In response to this Petition, the court scheduled a Conciliation Conference before a Custody Conciliator. The Custody Conciliator recommended that appellee Long, a licensed clinical social worker, conduct a full custody evaluation. The court adopted this recommendation, ordering Hughes and Pamela to participate in psychological evaluations with Long. According to the order, Long was to report the results of the psychological evaluations to the court and make any recommendations appropriate to a child custody determination. Although the court appointed Long to conduct the evaluation, Long entered into a private contract with the parties whereby each agreed to pay fifty percent of her fee.
In accordance with the court’s order, Long conducted the evaluation. She interviewed Hughes, Pamela, the children, and others. She also referred Hughes and Pamela to Kathleen Lacey, a psychologist who worked with Long in her custody evaluations, for psychological testing. Because Lacey was not licensed at the time of the evaluations, she practiced under the supervision of appellee McHugh, a licensed clinical psychologist. McHugh did not directly supervise the tests administered by Lacey, but he did review the results and approved her recommendations.
It is not clear what occurred at the conclusion of the psychological testing. Apparently, after completing the psychological tests, Long informally told Hughes her custody recommendation for the children. For reasons unexplained, Hughes was dissatisfied with this recommendation and therefore he hired his own expert, Dr. Gerald Cooke, to evaluate the results of the tests that Long and Lacey administered. According to Hughes, Long and Lacey refused to give Dr. Cooke the information upon which they based their conclusions, despite repeated requests and a court order. Hughes claims that, rather than complying, Long fabricated new data to support her report and that Lacey and McHugh produced new psychological tests and results that were more favorable toward Pamela. He contends that Long, Lacey, and McHugh gave these false reports to Dr. Cooke and destroyed the original data.
During the custody hearing, Hughes presented his allegations of fraudulent behavior by Long, Lacey, and McHugh. All three testified during the hearing and denied creating false reports, destroying any originals, or intentionally failing to comply with the court’s order to release their raw data. Long testified in person and the depositions of Lacey and McHugh were read. Despite Hughes’s allegations of fraud, the court adopted Long’s formal recommendation and awarded joint custody to Hughes and Pamela.
Hughes appealed the order of joint custody to the Superior Court of Pennsylvania but later withdrew the appeal. After abandoning his state court appeal, he filed suit against the appellees
2
in the United
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States District Court for the Eastern District of Pennsylvania, alleging interference with his familial rights in violation of the Fourteenth Amendment and his civil rights under 42 U.S.C. §§ 1983 and 1985(3). Hughes also alleged the following state law violations: (1) abuse of legal process; (2) defamation, false light, and invasion of privacy; (3) civil conspiracy; (4) fraud; (5) tortious interference with familial relations; (6) breach of contract; and (7) breach of implied contract. In response to Hughes’s complaint, appellees filed their respective motions to dismiss. The District Court granted those motions on the basis of the
Rooker-Feldman
doctrine, which holds that a federal court does not have subject-matter jurisdiction to review the final adjudications of a state’s highest court or to evaluate constitutional claims that are inextricably intertwined with the state court’s custody proceeding. In dismissing Hughes’s claims, the court relied solely on this doctrine and did not rule on appellees’ arguments that they are entitled to absolute prosecutorial immunity pursuant to our decision in
Ernst v. Child & Youth Servs.,
On appeal, we reversed the District Court with respect to its holding that the
Rooker-Feldman
doctrine warranted a dismissal of Hughes’s claims.
See Hughes v. MacElree,
On remand, Long and McHugh filed a motion for summary judgment, reasserting their argument that they are entitled to prosecutorial immunity under Ernst. The District Court granted Long’s and McHugh’s motions, agreeing that they are entitled to absolute prosecutorial immunity from Hughes’s §§ 1983 and 1985 claims. Alternatively, the court held that Long and McHugh were entitled to witness immunity. The court also held that under Pennsylvania law, Long and McHugh were entitled to immunity from Hughes’s supplemental state law claims. On December 9, 1999, Hughes filed a timely Notice of Appeal.
II.
Hughes first argues that the District Court erred by holding that Long and McHugh are entitled to absolute prosecu-torial immunity pursuant to our holding in
Ernst.
He argues that appellees did not function as “advocates” for the “state” like prosecutors and child welfare workers. Further, he argues that, in contest to prosecutors and child welfare workers who initiate criminal and dependency proceedings, appellees did not initiate the custody proceedings. We have jurisdiction pursuant to 28 U.S.C. § 1291 and exercise plenary review over a District Court’s grant of summary judgment.
See Mardell v. Harleysville Life Ins. Co.,
Section 1983 provides that “[ejvery person who, under color of any statute, ordinance, regulation, custom, or usage, of any State ... subjects ... any citizen of the United States ... to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws shall be liable to the party injured.” 42 U.S.C. § 1983. On its face, it contains no defense of official immunity. In
Tenney v. Brandhove,
Even if an official did not enjoy absolute immunity at common law, she may still be entitled to immunity if she performs “special functions” that are similar or analogous to functions that would have been immune when Congress enacted § 1983.
See Butz v. Economou,
Under its historical and functional approach, the Supreme Court has recognized the defense of absolute immunity from civil rights suits in several well-established contexts involving the judicial process. This immunity has given functionaries in the judicial system the ability to perform their tasks and apply their discretion without the threat of retaliatory § 1983 litigation. Thus, a judge acting in his judicial capacity is absolutely immune from suits, unless he acts without any colorable claim of jurisdiction.
See Stump v. Sparkman,
We have provided social workers absolute immunity for actions involving the initiation and prosecution of child custody or dependency proceedings. In
Ernst v. Child & Youth Servs. of Chester County,
Additionally, we explained that child services workers are like prosecutors because they are “ ‘advocates for the State’ ” and serve in a function “ ‘intimately associated with the judicial phase of the [child protection] process.’ ”
Id.
(quoting
Imbler,
Next, we reasoned that public policy considerations support absolute immunity for child welfare workers. See id. We noted that the fear of personal liability would compromise a worker’s independent judgement, rendering her overly cautious in dangerous situations where immediate action on behalf of a child is needed. We also noted that the likelihood of suits in retaliation for the initiation of dependency proceedings was great, given a parent’s predictable resentment of state interference in the parent-child relationship. Finally, in concluding that child welfare workers deserve absolute immunity, we recognized that alternative mechanisms exist to prevent unconstitutional conduct by child welfare workers. These mechanisms include appellate review of a judge’s decision in a dependency hearing and agency supervision of a child welfare worker. See id.
Here, the District Court held that the functions of Long and McHugh in the child custody proceeding were similar to roles of prosecutors and child welfare workers. According to the court, even though Long and McHugh were initially impartial fact-fínders, once they arrived at a recommendation they became “de facto advocates for their recommendations.” We disagree and hold that Long and McHugh enjoy judicial immunity because they acted as “arms of the court,” similar to a guardian ad litem or a court-appointed doctor or psychologist, a non-judicial person who fulfills a quasi-judicial role at the court’s request.
To explain our analysis, we must examine the precise functions of Long and McHugh in the custody proceedings. As indicated above, Long was the court-appointed custody evaluator. 'In that role, she interviewed Hughes, his former wife, their children, and other relevant parties. She also administered parenting tests to Hughes and his former wife and sent them to Lacey for psychological testing. As directed by the court, Long made a recommendation regarding a custody arrangement for the Hughes children. McHugh’s role was slightly different. He was not appointed by the court, but as Lacey’s supervisor, he reviewed and verified the psychological test results and the reports Lacey prepared for Long. Thus, he assisted in the completion of Long’s testing, which was an essential and primary component of Long’s recommendation. Without his assistance, Long could not have completed the court-ordered psychological evaluations. Like Long, McHugh also reported his findings to the court.
Although Long and McHugh acted like prosecutors and child welfare workers in formulating and presenting recommendations to the court, their roles differed in other significant respects. Most notably, Long and McHugh did not initiate the custody proceeding. Indeed, the court appointed Long after the proceeding began and, thus, Long had no discretion to initiate or “prosecute” the custody proceeding. Similarly, McHugh only became involved after the proceedings began.
Next, in formulating and making their recommendations to the court, Long and McHugh were not “advocates of the State” like prosecutors and child welfare workers. Rather than making arguments, Long and McHugh merely offered their opinions, based upon fact-gathering, in order to aid and inform the family court. Long’s contract states: “[wjhenever possible, I make every reasonable attempt to serve as a court appointed impartial examiner, rather than an advocate in custody litigation.” J.A. at 1695. Thus, Long and McHugh functioned more like witnesses or assistants to the court than advocates.
Finally, although not a dispositive difference, Long and McHugh were not acting under any time constraints and were not
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forced to make any “snap judgments” based on incomplete information, as is often the case with prosecutors and child welfare workers. Rather, Long and McHugh took six months to complete their evaluations and did so in a deliberate, methodical, and thorough fashion. Although the District Court discounts this difference, we expressly recognized it as a factor in holding that child welfare workers are analogous to prosecutors in
Ernst. See
Although not cloaked in prosecutorial immunity, Long and McHugh are entitled to judicial immunity because they acted as “arms of the court” and per formed functions integral to the judicial process. Specifically, the court appointed Long to gather information, conduct an evaluation, and make a recommendation to aid the custody determination. McHugh, although not directly appointed, was indirectly assigned this task because his review of the court-ordered psychological evaluations was necessary for their completion. In essence, Long’s and McHugh’s functions were to engage in neutral fact-finding and advise the court. These functions are intimately related and essential to the judicial process because they aid and inform the court in its discretionary duties. In the absence of the extensive fact-finding and recommendations of child-custody evaluators, courts would be required to make custody recommendations with little, if any, unbiased information about the family. Given this integral relationship to the court, we hold that Long and McHugh are entitled to judicial immunity.
Long’s and McHugh’s similarity to a guardian ad litem, an individual who enjoys judicial immunity, supports this conclusion. A guardian ad litem is a person appointed by the court in custody proceedings to serve as an investigator and gather information about the parents and the children and report back to the court recommending which parent should receive custody.
See Cok v. Cosentino,
Moreover, Long and McHugh performed functions similar to court-appointed doctors and psychiatrists, who have also received absolute judicial immunity. For example, in
McArdle v. Tronetti,
Similarly, in
Moses v. Parwatikar,
Finally, in
Meyers v. Contra Costa County Dep’t of Social Servs.,
These cases are factually identical to ours and support our conclusion that Long and McHugh are entitled to judicial rather than prosecutorial immunity. Accordingly, we affirm the District Court’s grant of summary judgment motion in favor of Long and McHugh dismissing Hughes’s §§ 1983 & 1985 claims on the basis of judicial immunity. 4
III.
Hughes next contends that the Pennsylvania Supreme Court’s holding in
LLMD of Michigan, Inc. v. Jacksoro-Cross Co.,
In predicting how a matter would be decided under state law we examine: (1) what the Pennsylvania Supreme Court has said in related areas; (2) the decisional law of the Pennsylvania intermediate courts; (3) federal appeals and district court cases interpreting state law; and (4) decisions from other jurisdictions that have discussed the issues we face here.
See Boyanowski v. Capital Area Interme
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diate Unit,
In
LLMD,
the Pennsylvania Supreme Court carved out an exception to the state’s long standing principle that communications which are “issued in the regular course of judicial proceedings and which are pertinent and material to the redress or relief sought” are immune from civil liability.
Post v. Mendel,
Before ruling on the expert’s defense, the
LLMD
court reviewed the public policy considerations underlying the judicial and witness immunity doctrines. The court stated, “‘[t]he privilege is also extended to parties to afford freedom of access to the courts, to witnesses to encourage their complete and unintimidated testimony in court, and to counsel to enable him to best represent his client’s interests.’ ”
Id.
at 302,
The court recognized the continuing significance of these policy concerns but nonetheless concluded that extending witness immunity to actions arising from the negligent formulation of an opinion would not address these concerns.
See id.
at 306,
Although the
LLMD
court did not expressly prohibit the applicability of its exception to witness immunity to court-appointed witnesses, we believe that, if faced with the issue, the Pennsylvania Supreme Court would not disturb the complete immunity that court-appointed witnesses currently enjoy.
See, e.g., Clodgo v.
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Bowman,
While privately retained experts also provide information to the court, they differ in that they enter into a private contract with a party and typically receive compensation for their testimony from that party. Therefor e, to some extent, they are expected to provide a recommendation that favors their client.
See
fed. R.Civ.P. 26(a)(2)(B) (requiring a party to disclose information concerning its expert witness including the compensation to be paid for the study and testimony and a listing of any other cases in which the witness has testified as an expert at trial or by deposition within the preceding four years);
United States v. 412.93 Acres of Land,
Moreover, we believe that LLMD's exception to immunity for the negligent formulation of an opinion is confined to privately retained experts because they owe their clients a duty of reasonable care by virtue of their contractual relationship. As explained by the
LLMD
court, the purpose of its witness immunity exception is to ensure that expert witnesses “render services to the degree of care, skill and proficiency commonly exercised by the ordinarily skillful, careful and prudent members of their profession.”
LLMD,
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In sum, Long’s and McHugh’s duties were similar to those of a guardian ad litem or court-appointed psychiatrist or doctor, both of whom are “agents” or “arms” of the court. Therefore, we will affirm the District Court’s grant of summary judgment with respect to appellant’s §§ 1983 and 1985 claims on the basis of judicial immunity. Moreover, we affirm the District Court’s grant of summary judgment with respect to appellant’s state law claims because we believe that, if faced with the issue, the Pennsylvania Supreme Court will not extend LLMD’s exception to witness immunity .to court-appointed witnesses.
Notes
. We may affirm a District Court’s judgment on grounds other than those considered by the District Court itself.
See, e.g., Guthrie v. Lady Jane Collieries, Inc.,
. Along with Long and McHugh, Hughes also filed suit against Lacey and Judge MacElree, who presided over the underlying custody proceeding in the Chester County Court of Common Pleas. Lacey, however, refused to file a response to his complaint and, therefore, the District Court entered a default judgment against her. Judge MacElree filed a Motion to Dismiss arguing that he was entitled to absolute judicial immunity. The Dis
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trict Court granted his motion to dismiss and, on appeal, we affirmed.
See Hughes v. MacElree,
. Moreover, the public policy considerations enumerated by the District Court are an insufficient basis for granting prosecutorial absolute immunity. Courts "do not have license to establish immunities from § 1983 actions in the interests of whatfthey] judge to be sound public policy.”
Buckley v. Fitzsimmons,
. Because we hold that judicial immunity insulates the entirety of Long’s and McHugh's conduct from liability premised on alleged §§ 1983 & 1985 violations, we need not address the District Court’s alternative holding that Long and McHugh are entitled to summary judgment based on witness immunity.
