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Peter Bartok v. Boosey & Hawkes, Inc., and Benjamin Suchoff, as Trustee of the Estate of Bela Bartok
523 F.2d 941
2d Cir.
1975
Check Treatment

*2 the contemporary composer’s one of most Okun, Okun, New Fishbein & Maxwell compositions, a popular Boosey appellee & City, York for According work. to the provi- Hawkes. very the loosely sion of drawn 17 U.S.C. Thau, Wolf, Ross, Shirley Popper, P. proprietor a of inter alia a copy- Jones, City, appel- York & New for Wolf righted work” is entitled to lee Suchoff. copyright, renew the whereas the author York Au- Karp, City, Irwin New for or certain of the author’s surviving kin is America, Inc., amicus League of thors entitled to the renewal of most other curiae. works. Here both Boosey & Hawkes, FEINBERG, Before OAKES and VAN (Boosey), the Inc. music GRAAFEILAND, Judges. Circuit proprietor the initial copyright Orchestra, for Concerto and Peter Bar- OAKES, Judge: Circuit claiming tók are the to renew the presents appeal question This the copyright. Boosey argues that it is the composition rights posthumous work; whether a musical the of a proprietor Peter assigned by argues to which are the Bartók the work is post- not during performed and which is his life- The humous. trustee for Bela Bartok’s “posthumous” estate, Benjamin Suchoff, time is with- nevertheless argues as does meaning copyright Boosey is posthumous.2 work author, living, if the author or if 1. 17 24§ U.S.C. author, widow, widower, such or children be by copyright secured this title shall living, executors, then the author’s or in twenty-eight years endure for of first from the date will, the entitled his next of kin absence shall be publication, copyrighted whether the a renewal and extension of the author’s true work bears the lished name: posthumous clopedic, name or copyright in such work for a further term of anonymously or under an assumed any twenty-eight years application when for Provided, That in the case renewal and such extension shall have been any periodical, cy- or of work copyright duly regis- to the office and composite or other work year prior therein within one tered to the copyright originally which the by was secured expiration original copyright: term of thereof, any proprietor or of work further, provided That in And default of the by corporate body (otherwise copyrighted registration application of such for renewal assignee or licensee than as of the individual extension, any employer author) an for whom such expiration twenty- determine at the shall eight hire, proprietor work is made for copyright such years publication. from first be entitled shall to a renewal and agreement signed by appellant extension of the in such work for 2. Under 1949 twenty-eight Bartók, composer’s term of the further application when Peter estate, Boosey widow and the pay royalties such renewal and extension will period which, pursuant made to shall have been office to the renewal to estate duly year registered provisions will, pays therein within one Bartok’s Bela prior expiration original proceeds to the term of Mrs. Bartók her lifetime further, copyright: provided And That in the to her sons her and then appellant death. Should work, any copyrighted prevail royalties presumably case of ing other includ- will equal paid a contribution individual author to shares to Mrs. be two sons. wholly family’s Bartók and her cyclopedic periodical proprietor, Boosey, or to or other com- has been work, work, posite scrupulous protecting the author of such if still the Bartók widow, widower, living, case. or children of congressional intent he solely to would holding confers that right Judge Owen’s not posthumous. the work Bartok hold must reverse. Boosey. We Hawkes, Inc., 382 Boosey F.Supp. & composed was Orchestra Concerto (S.D.N.Y.1974). We find August 15 and Octo- between by Bartók controlling weight give must to the the conduc- a visit 1943, after ber *3 case, purpose in this of first legislative Bartok’s hos- Koussevitzky to Serge tor and thus reverse. impression,3 suffering was from Bartók room. pital to take his life in leukemia, was agree Judge with Owen that the We The Concerto for Or- period 1945. in 24 is rationale September, § by the Bos- performed fully first aware of the was We are dan- clear. chestra conducting, Koussevitzky upon isolated bits of relying leg- Symphony, gers ton 1944, 2, Symphony in history statutory 1 and in reconstruc- December islative tion, on again J., Jackson, concurring The Concerto was Hall, Schweg- Boston. on December 29 in Boston Brothers Calvert Distillers mann performed 1944, Carnegie 384, 395, at Hall in and 71 Corp., and 13, 1945, January 10 and (1951), there excep- York but are L.Ed. New radio, over the rule. proving On March broadcast tions and Congressional at Committee Concerto, Bartók completing After Hearings before Joint Committee on Boosey in the work to his assigned Patents, following colloquy took publishing con- their 1939 to pursuant the chairman and place between William prepare the orches- Boosey was tract. Jenner of New York on the Allen sub- the full score within print and parts tra whether to extend the author’s ject printing The was be six months. copyright for an additional fourteen wartime but conditions England, done years: some completion, as did rewrit- delayed premiere. after the Thus Bartók I The Chairman: would like to ask receiving correcting and still was Bartók question. Would not you June, 1945, as late as proofs printer’s lisher, ternji if a third given, were Printing his death. months three a contract with the make author stipu- was manuscript completed not only lating that not was he to have copyrighted by Boosey therefore and publication control the first six months after March until twenty-eight years, but that he should death. Bartok’s it, and the publish it, control held year copyright term first contract, original under the for the by 17 defined U.S.C. Boosey, § fourteen-year period extension and if March, Boosey 1974. Both expired another extension of give fourteen applica- filed Bartók Peter for the years, then second fourteen- Copyrights per- Register tions. year period? renewals, ex- filing of both mitted done, Mr. Jenner: It is never and I adjudicate between declining to pressly have some doubt about whether it le- them. gally could be done. But I should be felt “constrained to con- Judge Owen glad provided to see that so for that it is a Orchestra that Concerto clude” could not be done under the law. purposes work” for “posthumous Representative put Law: Then it in “published” it was finding the bill itself. Bartok’s death. copyrighted itself, Put it Mr. Jenner: in the bill “posthu- on the definition relied Owen done, say that it so that Register Copyrights cannot used mous” the author is certain to have history. that ex- musical He examples and concluded, provision age tension as for his however, he to or a that were look 114.1, agree parties such a case. M. The Law of All at ed.), (1974 is in accord. for his widow and his chil- A work” is provision one of the exceptions three to the renewal statute. dren. Thereafter, only House re- The definition “posthumous” Committee legislative out the 1909 Act porting called for one fulfills purpose of renewal, and in authors year protecting connection there- their1 families is following say: had the in the narrow with situation—not present here—where a copy- contract for Committee, Your after full consider- never right was executed by the author ation, decided it was distinctly to during his life. See 2 Nimmer, M. supra, advantage of the pre- author to 464; Kupferman, Renewal of period. the renewal serve It infre- Copyright, Colum.L.Rev. 712 (1944). quently happens that the author sells In that the estate case can make its own copyright outright a publisher thereby protect contract and itself. For comparatively small sum. If the *4 example, had work here been found proves to a great work success and effects, among Bartok’s his widow and beyond lives the term twenty-eight of children could and presumably would years, your committee felt it have their own arrangements right be the should exclusive published. have it In that logi- case the term, author take renewal excepting cal basis for the widow and law should be framed as is the statutory children from protection is law, existing so that he could not be that, original proprietors, as they would deprived right. of that it. have no need of Kupferman, See su- H.R.Rep.No.2222, Cong., 60th 2d Sess. 14 pra, 44 Colum.L.Rev. at 715. Nimmer, See M. The Law of at 117.21, case, however, § this § at In where (1974 ed.). 493-94 congressional This copyright contract was executed before give the purpose death, author his fami- the author’s the family has no —to renewal ly right recog- been other protection means of than the stat —has courts, by the nized although not in any utory right;4 equally this is recent case. See Harris v. Coca-Cola the work true whether is available Co., 73 F.2d (5th 1934): Cir. Yet the print or not. district court’s “posthumous” of definition would create period The second intended, is not as legislative discrimination between fam incident of the first benefit two equally unprotected in these sit ilies the then of owner of the expiring Where, here, uations. death occurs copyright, but as a recognition second sale, but before publica extended the law to the author of tion, agrees commentator one that “no proven has permanently suggested any possible has reason one by giving directly meritorious him, rights of the statutory why the benefici alive, not, if or if widow, to his chil- be defeated in aries should such an in dren, next of kin or executor Bricker, Renewal stance.” and Exten supplementary copyright upon the Copyright, sion of S.Cal.L.Rev. 38- terms stated in the statute. Kupferman, (1955). See supra, 44 Co also See White-Smith Music Publishing at 715. lum.L.Rev. Goff, 187 F. (1st Co. out, points legislative As Nimmer 1911). Supreme As the Court said in protecting authors their purpose Fisher Fred Music Co. v. Witmark & not so pa- derives much families from a Sons, 643, 653-54, view toward authors as a class ternalistic (1943), 87 L.Ed. the “basic consider- economic reality as from policy underlying ation the was the provision” property designated copy- of “the author the form ‘copyright’ his to sell real losing right, property without unlike and other renewal interest.” personal property, its forms only own its interests in supra. have mind purposes see note 2 would But For it renewal. case has to be assumed that “posthumous,” as did Judge accurate incapable Owen, by nature very correlating it prior particular to its ex- to one monetary evaluation definition “publish,” of the word a term ploitation. which it- variety self has a of definitions Nimmer, supra at 462. This M. Copyright Act depending upon the con- for all equally salient families' purpose text.5 Owen used the definition sale is where “posthumous work” as a work “pub- short, In where the lifetime. author’s after the lished death of its author,” cit- purpose of the statute is to legislative Ringer, B. Renewal of Copyright, an author and his protection extend Office Study No. 31 at 128. makes better sense to read the family, also relied on a quotation He from 2 M. exception work” as a with- Nimmer, supra at (refer- 463-64 unnecessary protection where holding of dictionary to the ring definition of “post- itself, protect can rather than family humous”). But Nimmer states illogical discrimination between as an “publication occurs when by consent of equal need protec- who are families owner, the original or tan- tion. copies gible sold, of work are leased,

loaned, given away, or otherwise made available to the legislative purpose general public Given this . .” compelled 1 M. not feel to define the do 194-95.6 In *5 sufficiently Holland, Corp. a definition technical that the American Visuals lead- 5. See 1956), chapter treatise takes an entire which states F.2d Nimmer, supra explain to mantically, it. 1 M. ch. Se- 4. “publication” is clouded term seman- the moreover, “posthumous” word the where the term is defined for tic confusion carry a not even with it does publication, connotation of purposes, and that we have different here an being limited to describe the last- one-word-one-meaning- illustration only family to one of a and so bom after born his fallacy. Fowler, Dictionary death. See H. A father’s of footnote, Judge in Frank stated a As (2d ed., English Usage 468 Modern revised n.2: at 742 1965). was indeed Bartok’s Concerto a crea- perhaps could Such confusion avoided conceived, very bom and much tion by using words in the different different con- during progenitor’s known to the world its life- is, device in texts. . . Another some Certainly when Bartók time. delivered his contexts, the either to cut off initial letter of publisher provid- a work to his ing under contract (so “publica- that we would the word have performance publication he was “ublication”) spell or to tion” and the word considering dealing that he was with a (yielding “publication” and backwards “noi- says posthumous work. As Nimmer in refer- tacilbup”). “posthumous” provision, ence to the opinion goes on to state The only protection common law where is [that author, preference proprietor over of require sought] considerably courts will instance, necessarily in this his widow open holding before dissemination that more (or kin), and children executor or next of place deprive publication has taken so as to justified posthu- in the case seems least it, rights of the material of the creator in precisely publica- mous works. It is (b) a where certificate has than family tion of such works that the author’s plaintiff claiming and the is been obtained may rely support. financial most It fur- publication to enable him to sufficient main- ther to be seen whether the remains courts action on the federal' statute. tain an is will hold that work if it is Id. at 743. publicly during disseminated the author’s “publication” published The definition of in in a 6. 26 of the lifetime but not technical § only fixes the date when Act sense until after the author’s death. In view begins questionable provi- “publi- to run and does not define rationale for this Nimmer, sion, supra possible legislative oversight itself. 1 M. and the cation” at renewals, deceptively simplistic including among proprietor It would be it 193. to con- light dictionary justified 24 of the Act in the it would seem that a construction is strue incorporate “publication” among posthumous which which only definitions includes works “posthumous” meaning public into the those which have received after death no applied to authors’ works. Neither Web- form dissemination as au- dictionary any other definition refers thor’s life. nor ster’s concept “publication,” Copyright Act 2 M. at to the 464-65. pass We need not on the had revisions.8 completed the Con- case Bartók occurred; has publication when certo, performed, question it heard had exe- had simply point defining out for its we copyright, a contract cuted one work” as is not proofs, all before published had corrected until after the author’s death tangible copies published While had his death. implicit problem with it the what public to the carries not been distributed the implicit as well as death, dan- parts publication orchestra Bartok’s had been unscrupulous an could ger least members of the distributed delay publication in order and the Symphony general public purposely Boston rights. Concerto both in obtain had heard concert work, as they on the radio. Judge Owen it, also substantially relied on the heard was as Bartók in- heard, provided by Register form proofs Copy it to be and the tended (Circular IB) “post his revisions. This is not the defines contained published as a “work where a humous” first case never released a after dissemination, copyrighted the death of the public although work for au yet And thor.” performed occasionally,7 he have Office has authority give opinions no that when the define so distributed aft- death, legal interpretation terms and its composer’s public er the never on an he knows whether intended substantial say, designation publisher’s “op. posth.” we Needless to do not subscribe to the can publication views on pressed ex- as the last word in musical works be relied the charac- dissenting opinion, composition. Paradoxically, issue terization itself, Concerto need not reach. Bartok’s for Orchestra “posthumous,” the dissent would make was analogized

7. The district court Concerto designated posth.” “op. as an its Chopin’s Major Frederic Rondo in C Two lisher. Pianos, Owen, Opus himself a com- Finally, 21-year the dissent’s reference to the poser, published relates Rondo was delay publication Chopin’s Variations “posthumous” Chopin’s work six very Air Piano on a could for the German well *6 though previously per- it death even had been example danger prime Copyright be a of the of by composer approximately formed years the 20 by publisher purposely delaying Act abuse these earlier. From facts the court con- rights publication to secure renewal to which “posthumous” term cluded that the had been family would otherwise be author’s entitled. internationally publication defined in terms of Judge Owen himself states that 8. Peter Bartók years, Chopin for at least 120 in died illogically” argues “not that the work here in F.Supp. 382 at 884. question does not even to conform the diction- True, Chopin work both the and the Bartók ary “posthumous,” light definition of of performed respective work had been in their performance prior public composer’s to the its Chopin authors’ composed lifetimes. The Rondo was death. prior years Chopin’s 21 to death 201.2(a)(1) provides 9. See 37 C.F.R. § which in by played afterward, and was him soon but part: relevant manuscript by was thereafter laid aside Chopin for not Copyright Office, however, reasons known. It was not The does not given any publisher. arrangement No making comparisons undertake the of of publication by Chopin work copyright was deposits similarity to determine life, manuscript works, in his and give and legal associated opin- between nor does copyright Chopin’s Rondo remained or ions advice on such matters as: property manuscript (i) until his death. The validity was The copyright or status among those later found of numerous other other than the facts shown in the records of by published Office; a friend works named Julian Fon- tana, arranged publication (ii) persons, who of these The whether in con- cooperation family Chopin’s with alleged works in in copyright nection with cases of fringement, in- 1855, composer’s six after the death. contracts between authors and emphasis publishers As for 2 note of the dissent or other matters of a similar na- compositions upon practice numbering ture; publication, according (iii) scope date of to the we do not protection The and extent of system, artificially by foreign consider this devised interpretation works countries or themselves, publishers objective foreign to be copyright or rele- or opinions; laws court determining policy (iv) sufficiency, vant in the intended of 24§ The extent scope Act. Nor compliance copyright do we believe that with the law.

947 decided10 to make a fortress out never before should not not of the dic- issue controlling weight. DeSyl tionary; but remember given See stat- Ballentine, 570, 78, always purpose 351 have some utes va v. or ob- 577 — 974, (1956). accomplish, ject 100 L.Ed. 1415 whose sympathetic S.Ct. imaginative discovery is the surest meaning. to their rely heavily guide on the Appellees italicized, here in the statute “of phrase Markham, v. (2d Cabell F.2d any periodi work or of any posthumous Hand, J.), aff’d, Cir.) (L. 326 U.S. composite or other cal, cyclopedic, copyright originally was parties rely All on the dictum by proprietor thereof secured Shapiro, Learned Hand Bern is argument The . .” Bryan, v. stein & Co. F.2d implies that the date for deter phrase 1941), (2d discussing Cir. the proprietor posthumous what is is the date mining in what is exceptions now 24 of however, Even assuming, copyright. by saying, Act phrase italicized modifies both provides first class for “posthu- periodicals, works and it is works, e., mous” i. those on which the defining what posthu useful copyright original has been taken out only to define the Its use time mous. by someone whom the literary prop- a renewal term dates since from erty passed publication. in time point a fixed for the without dictum has its own ambiguity. We there could be no fixed first Judge Hand to sense have been thinking No one period. argue would in the usual “passed” sense of trans- publica date of by inheritance or intestacy, fer but “periodical, cy to define is used tion by contract. But of transfer even if we composite” or other work. clopedic, wrong place cannot are too much phrase has no definitional Likewise ambiguous on an emphasis word in a work.” Words value for passant, en not vital mention to the deci- in a statute must be construed undefined sion, even the master. Since an ini- frustrate, further, leg than rather assignment tial purpose. Commissioner intent islative can term the author vest in the pub- Brown, Revenue v. of Internal if the author only lisher remains alive at 571-72, L.Ed.2d renewal, see 2 the time of M. McFarland, Knapp v. (1965); cases cited 1972); Salt River 939-40 therein, we do not see that an assign- Agricultural Improvement Project of the renewal ment should FPC, here U.S.App.D.C. District Power *7 solely delayed because the war vest 474, the 470, cert. denied 117, F.2d sub 391 the score. printing of T, Valley G & Inc. v. Arkansas nom. 857, 104, FPC,, 89 21 S.Ct. Finally, the rationale exception for the the 126 As master of L.Ed.2d works, if defined as it, interpretation put once statutory to right copyright works the which has by intestacy, will or passed more anal- of the surest indexes of a it is one to the rationale for the other ogous ex- developed jurisprudence mature impression, 10. As this is a case of addition the Circular IB first In states: it is unlikely, form, primarily preparing Office is when the an office the Copyrights Register place copyright a where claims to considered the of record: situation widely performed registered the a work has been are when claimant has com- where requirements copyright plied with the a contract has been executed However, lifetime, during regulations Copy- his laws. with the intent (Code completed right Regulations, of Federal should be Office 37, II) prohibit probably giving lifetime. Publication here us from Title Ch. le- would opinions. gal occurred in Bartok’s have lifetime had advice London extensively not been bombed and delivery mail extensively delayed. 948 462, quoted also above. “pass- suggestion 24. Where such a

ceptions § occurred, that somehow may be made this decision will ing” many years has re- voiding copyright sult in performed, the work is renewals distribut- made assignees at the expense of copyrighted originally; therefore the au- ed family thor’s is based on right may beyond vest the overly the renewal children; gratuitous broad and of the author’s there assertion in a may life dis- opinion, trict court Von Tilzer many heirs difficult locate. In a v. Jerry Co., work, Vogel 191, Music 53 periodical cyclopedic presuma- F.Supp. 196 (S.D.N.Y.1943), aff’d sub bly the rationale renewal nom. Gumm v. Co., Jerry Vogel Music (2d the inconvenience of 158 F.2d needing to avoid 516 1946); the many join contributors actual source of in order Cir. the as- work, inapposite sertion is the context although renew entire of Toba contrib- Fischer, Inc., contributions, 57, can renew individual ni v. Carl (2d utors 60 denied, raising Cir.), cert. 305 question whether U.S. proprie- (1938), tor in the event of such an denied to individual right who fail to renew a works, renewal has to renew those such grave conveyance to sue for the question doubt. Ring- See B. void Gitlin, registrations P. Copyrights (1965); copyright er and 60-61 of oth Nimmer, supra 2 M. 114.2. ers. Commen- agree tators the provision for re- Mindful of the dissent’s warn rights for “corporate (oth- newal body however, ings, rely on the well-estab assignee than an erwise or licensee of lished doctrine that the copyright title author)” individual is practically procured be held in trust for the meaningless, Ringer Gitlin, see & supra the persons benefit of who are rightfully 42, except at 59 n. as a statement entitled thereto. Stern, Harms v. 229 F. corporate assignees of a copyright, as in (2d 1915), Cir. vacated on rehear case, are not entitled to renew the grounds, on other (2d F. 645 Cir. copyright.11 M. 114.- 1916). See Silverman v. Sunrise Pictures 3, at 469. As for employers’ renewal Corp., (2d 273 F. 1921), Cir. cert. if those rights, paid who have employees denied, create a work were not able to renew (1923) (title L.Ed. 1219 held in trust by copyright, it would be profitable, less sisters for class of kin); next of Maurel example, films, to make and it would Smith, (2d v. 271 F. 1921) Cir. be difficult the case where many em- (title joint held in trust author as work, create a ployees such as a Disney owner); joint Edward B. Marks Music cartoon, to determine who the author or Corp. Jerry Vogel Co., Music are. The “posthumous authors work” F.Supp. 135 (S.D.N.Y.1943), aff’d, 140 appears exclusion to us consistent with 1944). F.2d 270 To avoid any other exclusions from 24 as we possibility of invalidation of have read that section. copyrights previously proprie Most of arguments made in the tors limited class of those in Boo dissent are answered in the course of sey’s position here reliance on the

foregoing opinion. The quarrel dissent’s Office’s Circular No. “philosophy” with our is evidently a effect of this decision shall be prospec *8 quarrel with the House Committee is, re- tive only. That our decision ap will port quoted on the 1909 Act in opin- our ply only to future and pending renewals, (and Nimmer, in ion 2 M. supra I, App. parties here, as well as to the and will 967-77) at and with the underlying operate ra- not to legal void the title to re tionale renewal concept as set copyrights by newal held those proprie Nimmer, in 2 M. supra 113, forth Boosey’s Instead, § at tors in class. the au- original respect not an 11. A mere licensee claim with to a licensee in the exclusion renewal, copyright, appears very ambiguous meaningless. much less its 1 M. statute Nimmer, 61, 114.3, 55, supra 468 n. §§ so that husband, thoughtful executed a will in children, widower, if “widow, thor’s royalties left the from copy- he all such au- living, or if be the author renewal copyrights rights trust widower, be not or children widow, thor, remainder, widow with the upon for his executors, inor the author’s then living, death, Peter, to his son the appellant her will, kin” his next of of a absence the Apparently, appellant is unwill- herein. own- equitable the to be deemed shall for his to wait remainder to ing accrue. have their rights and the ers of legal proprietors the against remedy asks this Court to He declare that ap- un- are entitled they to has rights right no pellee publisher the to renew here.12 decision our of his father’s der the works and pay royalties all following

to continue judgment Instead, reasons the renewal to mother. above such he For the right of claims the renewal with his reversed. brother, with the mother result that GRAAFEILAND, Circuit VAN widow, Bartok’s to whom Bela the com- (dissenting): royalties all the poser left her lifetime, end accomplishments up getting only will whose musical one- As one mastery “Chop- them, the barely remaining go beyond third two-thirds cudgels appellees sticks”, up appellant the and his going I take brother. I However, injustice I the since to Mr. diffidence. believe Bartok’s with some being wrongly results this case is widow which from the majority’s believe decided, respectfully express my of Mr. Bartok’s I must frustration wishes is nei- required justified by nor the Copy- ther dissent. Law. right place To opinion my brothers in provisions governing copyright re- proper perspective, one should bear in newal are contained in 24 of the Copy- the contest mind that herein is not be- (17 24). Law right U.S.C. This pro- penurious family tween a de- part: pertinent vides composer and an “unscrupulous” ceased it is between a publisher; son the case any posthumous and his “That Bartók, Bela as a loving mother. which the copy- Producing Shows, Epoch Corp. seeming quotation v. Killiam relevance 12. The Inc., (2d 1975). Frankfurter featured F.2d 737 Cir. from Mr. Justice disappears recognizes when one it was dissent throughout The dissent refers to “widows” determining (affirma- made in the context “distraught pictures negotiat- widow” tively) issue whether an author’s assign- with the for the sale and assignable copyright renewal at all obtain a rights. ment of renewal Most authors or com- expiration agreement made before the an posers, suppose, we should like other testa- original copyright term. Fred Fisher Mu- tors, rely family’s others act on their Sons, 318 U.S. sic v. M. Witmark & Co. behalf; Congress, contemplated when it exer- (1943) (5-3 deci- 63 S.Ct. rights by family cise of renewal an author’s however, significant, sion). It is rather assignment the case of an in which the author agreement is not valid if the author an such term, original does not live to the end of the term, say, the end of the that is to dies before evidently was not concerned about undue family of the author’s death in the event disadvantage “distraught widow.” We do assignment. and clear of the Miller takes free think it was so concerned in its definition Daniels, Inc., Corp. v. Charles N. Music Similarly, of what is a work. (1960) 4 L.Ed.2d 804 80 S.Ct. argument decision reduces the value decision); Shapiro, (5-4 Bernstein & Co. has to of what sell when he is Co., (2d Jerry Vogel Music 161 F.2d 406 Cir. way Congress most in need is belied denied, 1946), 331 U.S. 67 S.Ct. cert. deals with renewal where the author (1947); Silverman v. Sunrise 91 L.Ed. original out the does not live term. Nimmer 1921), Corp., cert. 273 F. Pictures agrees give with us that the construction we denied, 67 L.Ed. protect statute “would better seem to Nimmer, (1923); 2 M. interests of those for whom the author wishes Moreover, assignment without men- provide upon his death.” 2 M. *9 rights conveys no interest the renewal tion of at 464. contrary absent evidence. originally Ringer, was secured Renewal of Copyrights . proprietor pro- Study thereof . Office (Copyright 31): No. prietor of such shall be enti- accepted generally “The definition to a and tled extension of the ‘posthumous works’ is ‘one which of such work for the further subsequent published is to the death twenty-eight years . .: of its author’.” That the case of copy- other Ball, The Law of Copyright and Liter- . . righted widow, work . (1944): ary Property at 195 widower, or children of the author posthumous original- “A work is one . be entitled to shall a renewal copyrighted ly published extension of the copyright in such ” . . the author’s death. . a further term of twenty- Fisher, Studies on . . . eight (1963): Judge Owen found that the word “The generally-accepted definition “posthumous” as used in the field of mu- is ‘posthumous work’ ‘one which century sic over a has a specific subsequent to published the death meaning, e., “published i. after the death of its author’.” My colleagues of its author”. do Gitlin, Ringer Copyrights finding erroneous, to be hold this in- as (1965): not. they My deed could limited facili- ' ‘posthumous “The term work’ completely ties for research substantiate statute, gener- but defined in indicate further the same al it refers to probably works finding could be made in the field of lished for the first time after the following literature. The are references author’s death.” illustrative: Nicholson, A of Copyright Manual Dunstan, Cyclopaedic A Dictionary of 1956): ed. Practice (1973): Music “. published . . works after the “Published after composer’s author’s death.” death.” Kupferman, Renewal of Copyright, 44 Blom, Everyman’s Dictionary of Music (1944): Colum.L.Rev. (1971): “This must mean a work published published “A work compos- after its after the author’s death someone death is er’s described as Posthu- passed the right whom he to re- mous. The common abbreviation is produce it.” posth.” Op. Riemann, Encyclopaedic Dictionary Bricker, Renewal and Extension of (1908):

Music Copyright, 29 S.Cal.L.Rev. (1955): “. published after the death

of the author.” posthumous “A work is one which is published subsequent to the death of English (1933): The Oxford Dictionary its author.” writing: a book or “Of Published The Law of Copyright after the death of the author.” (1975): 114.1 Johnson, Dictionary of the English Language (1829): “The accepted dictionary definition “Done, had, published after one’s ‘posthumous’ used in this context death.” is ‘Published after the death of its Third Webster’s New International author, posthumous poems’.” as Dictionary (1971): WagnalPs Funk & Standard Diction- “Published after the death of au- its ary (Britannica World Language Ed. thor, poems.” 1963):

951 of statutes.’ Shaw Dreyfus, au- v. after 172 F.2d published . . Cir.), (2d denied, death, cert. a book.” as thor’s 907, 69 Dictionary English Oxford Shorter (1949); Banks v. Chicago Grain Trim- (1933): mers, 459, 465, 88 S.Ct. writing: or book . “. . (1967); L.Ed.2d 30 United States v. Pel the au- death after Published ler, 170 F.2d (2d Cir. 1948).3 1668.” thor In United States Blasius, for the Cre- Berk, Legal Protection Cir.), cert. dismissed, 393 U.S. (1970): 7.3 at § Musician ative 21 L.Ed.2d 557 (1968), we said: is, posthumous . .a “.

course, simply publish- which is one “It must be legis- assumed ‘that the of the author. after death ed expressed purpose lative the ordi-

nary meaning’ of words used in the omitted], statute and where [citations Dictionary (1927): Century The New they sense, have a basic and usual published . after the death “. . no they require legislative resort author, (as, posthumous history.” book).” brothers, nonetheless, My rely heavily Ency- Century Dictionary congressional dialogue which certain on (1895): clopedia length. at some This discus- quote they aft- appearing existing “. taking debate then concerned sion of that or cessation the death er Congressional the 1908 Joint place due; origin especially of its new proposed on whether the Committee the death of published after books long for provide non-renew- should law author: term renewa- or a shorter able works.”2 Arguments before the one. See ble Patents on of the Senate and Committee Having established the existence of a Representatives Conjointly on House accepted commonly and well established Pending Bills to Amend and Consoli- meaning Respecting Copyright Acts date works”, Judge applied Owen then Congress (1906-8). opted for the accepted rule of equally and established time, specified the same At interpretation, viz., latter. statutory popu- “The import in which the accepted ordinary of words furnish- situations lar four interpretation rule for the would not general apply post- of renewal es the rules — points publishers prior 1668 refers to the earliest known out 1. The date to his Bidou death. meaning. of this Chopin’s occurrence the Piano on a “Variations that Air”, by Haslinger published German phrase “Op. posth.” (post- 2. The abbreviated death, Chopin’s had been in two work) appears many pub- humous Haslinger’s possession In since 1830. compositions every lished is well known to posthu- event, a work as classification of Equally student of music. well known is the instance in each determined mous was opus many fact numbers classical publication. date compositions assigned by publishers were according publication, to the dates of respect my colleagues, 3. With all due I do many of which were after the death of the majority not believe statement in the composer. example, compositions For opinion Judge Owen concluded “that were Chopin through published 74 of were all solely congressional he to look intent he posthumously. Bidou, Chopin numbered posthumous” would hold the work not correct- ly interprets Judge holding. Owen’s This cre- regarding be the inference Whatever situation ates an unfair Owen in- major- Chopin’s terpreted Rondo discussed in 7 of the the statute n. in a manner which he contrary ity opinion, the fact to be remains that some of Cho- believed to the intent of the pin’s posthumous Congress. works were hands of *11 (Emphasis sup- . . . works, works, such composite works humous plied).4 by corporate body and copyrighted copyrighted by employer for works short, agree with the commenta- I In such works were made for hire. whom 23, 39, supra, who in 29 S.Cal.L.Rev. tor of the Joint From the outset Commit- nothing in the said, there “. deliberations, it was obvious that tee’s Report any judi- or statute, Committee exceptions given were to be these four which would indicate that opinion cial ordinary than treatment works different works was intend- posthumous the term the copyright insofar as copyright of ordinary but its and anything have ed to However, concerned. I find term was meaning.” usual language which the ma- nothing in the significantly, and most Finally, anywhere or else in jority quotes, itself has Copyright Office States United of the Joint Committee’s hear- reports definition as used the same and adopted which indicates the term ings, If we exam- authorities. cited the above given works” was to be “posthumous office, of that we see records ine the from meaning different that which it (1953) “posthu- No. 15 in Circular viz., years, for hundreds works had had are defined as “works works” mous published after death of the author. copyrighted after the death of and lished definition is identical the author”.5 Hand was I cannot believe Copyright in Office’s “Cer- contained and com- with this traditional unfamiliar Registration of a Claim tificate wrote accepted definition when he monly This is a “contem- Copyright”. Renewal Shapiro, & v. in Bernstein Co. opinion long-continued construc- and poraneous (2d 1941). 697 Cir. His Bryan, by agency the statutes tion of works” as description them”, Mazer v. to administer charged original copyright which the “those 201, 213, Stein, 74 S.Ct. 347 U.S. by out someone to whom taken has been (1954), 630 and courts 98 L.Ed. passed publi- literary property ordinarily “give weight to the in- should therefore, was, my opinion, in cation” ambiguous of an statute terpretation of the same defini- a reiteration simply charged with its administra- agency tion. Ballentine, v. 351 DeSylva tion”. discussed Judge Hand 974, 978, as composite same breath works (1956). copyrighted by an works em- works such works were made whom for ployer, course, my brothers are correct Of cover hire, said that these “those interpretation stating that ‘proprietor’ cases given should not be Office not the author of ... Yet, weight”. before the “controlling It seems rather obvious that the work”. Office are guidelines discussing proprietorships which he was aside, thought giv- should be some swept during the life- being author’s into came being swept with them. what is en as to language with the This accords time. wonders, example, many how One 9) provides (17 U.S.C. § 9§ depending upon children are widows part: copyright renewals from filed royalties existing guide- with the any work in accordance proprietor author “The copyright by “A renewal subject this lines. administrators, thereto is void and executors, not entitled person title, or his by subsequent ratifica- cured have cannot assigns, shall Times, Ledger Seidel, New York 275 F. 562 v. 4. Public 5. Cited as authoritative What Hand, J.): (L. (S.D.N.Y.1921) “I think the Practitioner Should Know About General present ‘proprietor’ Copyrights act must be word Trademarks having meaning the same as in the as treated ‘assign’.” equivalent old and Bendien, v. person Co. Morris & allegedly tion lach-Barklow entitled to (2d 1927); Tilzer v. Cir. Freudenthal Jerry renew.” Von F.2d Vogel Mu Co., Co., Publishing F.Supp. F.Supp. (S.D.N.Y. sic Hebrew proof This has 1943), (S.D.N.Y.1942). sub nom. not been aff’d Gumm v. Jerry Vo Co., gel Music rebutted. F.2d 516 1946); Fischer, Tobani v. Carl Inc., 98 analysis, objection my In the final (2d Cir.), denied, F.2d 57 cert. today does can what Court best be *12 243, 83 59 S.Ct. L.Ed. (1932). following admonition summarized wonders, also, Justice Frankfurter One how of Mr. Addison v. many widows Co., Bartók, Holly will Hill 322 U.S. deprived like Mrs. be S.Ct. 1215, 1221, (1944): full benefit of their 88 L.Ed. 1488 husband’s testate bounty because this Court is now chang- judicial “While the function in con- long-standing rules of the Copy- struing legislation is not a mechanical right upon Office which the will was process judgment from which is ex- predicated.6 cluded, very it is nevertheless different legislative from the function. Con- submitted below estab- The affidavits legislation struction is not and must least, lish, my satisfaction that retrospective ‘that expansion avoid publication no of Bela Bar- there was meaning which properly deserves the prior to his death. The tok’s Concerto stigma judicial legislation.’ majority opinion in the intimation Walling, Kirschbaum Co. v. 316 U.S. of the Concerto in concert playing 1116, 1119, 86 L.Ed. [62 publication constituted a is might have To blur the distinctive functions 1638]. support without in the law. completely judicial legislative processes and performance musical com- public A responsible legisla- is not conducive publication or an aban- is not position tion.” composition to the donment My are creating brothers a definition Frohman, lic. Ferris v. “posthumous works” which appears (1912); legislation legisla- in the or the nowhere Institute, v. Nutt National history; completely tive which is at odds 1929); Rosette v. Rainbo long-standing accepted and usage; with Manufacturing Corp., Record contrary to the which definition ac- (S.D.N.Y.1973); F.Supp. McCarthy cepted by Office and most White, Fischer, Inc. 259 F. 364 field; authorities Nimmer, The Law of (S.D.N.Y.1919); unanimously is not which recommended (1975); at 208 Gold- Copyright, change.7 who seek This is not by those stein, Copyrighting the New Music 10 proper judiciary. role of the (Ascap Copyright Symposium, Law Sixteen, 1966). The original Number my with brothers’ quarrel have no I Registration gives the date Certificate philoso- question but intentions good 20, 1946, as March six publication I am underlies them. which phy composer’s after the death. This months the dis- convinced, example, proof facie of the facts. prima Ger- argument concerning long as to the concession preceding paragraphs the two were Since standing accepted usage may written, additions have been made to the some implicit holding, only point My in such I would majority opinion. brothers cite several out holding distinguish will be of little comfort Von Tilzer and cases Tobani presently Mrs. Bartók whose case we inapposite they are de- I deem because involve ciding. applications made less than all joint owners or owners common. suggests, example, “posthu- 7. Nimmer My also state that their decision brothers only mous works” shall include those which prospective only apply and shall not shall be public have received no dissemination date, who, up to this have relied to those the author’s life. The Law of long-standing interpreta- copyright office’s 114.1 at 464-5 Putting “posthumous work”. tion of aside traught widow of an author “It is not for judge courts to whether than he capable negotiate

is more the interests of clearly authors lie for the sale assign- with question upon one side of rather rights. Giving ment of renewal full rec- the other. If an than author cannot ognition to the increased worldliness of effective assignment make an of his what was once described as the sex”, renewal, “weaker be worthless to him hardly be seriously it can contend- when he is most Nobody need. good ed that widow is in as a position pay an would author for something he the merits to evaluate of a musical com- sell. We cannot cannot draw princi- position as was her husband who com- ple of law from the familiar stories of it. does posed Neither she have as com- garret-poverty of some men of literary plete knowledge and accurate of the mu- Even if genius. so, we could do publishing sic field.8 say that cannot such men would re- gard with favor a rule prevent- of law course, Of a widow can wait for twen- ing them from realizing on their assets assigning ty-eight her *13 they are when most in need of funds. She, But will she? to renew. like her Nor can be unmindful of the fact husband, put groceries must deceased that authors have themselves devised today. table Insofar as the safeguarding of means their interests. concerned, my the decision of brothers not have We do such assured knowl- the value of what he reduces has to sell edge authorship, about particular- when he probably at the time is most in ly song writing, about psycholo- need.9 gy gifted of writers and composers, as I see no compelling reasons why justify as judges us in importing resolution of these differences cannot Congressional legislation into a denial await the considered judgment of the of to authors the freedom dispose Congress which has been working on property possessed their by others. revision of the 1909 Copyright Act for authors While have habits mak- years. number of Justice would then want, intermittent ing for they may Bartók, accorded to Mrs. and her spirit hus- no independence have less band’s wishes would be fulfilled. In which would resent treatment of them short, may again if I quote Mr. Justice as wards under guardianship of the Frankfurter, this time from opinion law.” in Fisher Co. v. Sons, Witmark & I believe Owen’s L.Ed. decision was correct, (1943): I would affirm. promotion production 8. “If of artistic pro- Mr. Bartok’s contract as a with his overriding purpose copyright, following royalties: vided for the whole is the regulation of transfers in the au- selling price copies; of all 15% predomi- should be concerned thor’s interest purchase from the hire or 15% 20% nantly that can with revenues be realized for material; orchestral relatively creation, soon after the author performing right fees; 50% 662/3% receiving prospect of since the reward in performing right fees from 70% stage performances; 80% probably negligi- will the distant future have production. on an author’s Little ble effect royalties and fees from mechanical 662/3% adaptations; paid to concern should be revenues that will only to the author’s heirs.” accrue royalties reproduction and fees from 50% Curtis, Protecting in movies Authors and television. expressed Bill 203 and Revision the Alterna- No one has Transfers: dissatisfaction Symposium, monetary (Ascap arrangement. Law with this tives twenty-one, 1971). Number

Case Details

Case Name: Peter Bartok v. Boosey & Hawkes, Inc., and Benjamin Suchoff, as Trustee of the Estate of Bela Bartok
Court Name: Court of Appeals for the Second Circuit
Date Published: Sep 26, 1975
Citation: 523 F.2d 941
Docket Number: 940, Docket 74-2592
Court Abbreviation: 2d Cir.
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