PETER ANDERSON v. RAMON DAVILA, KENNETH MAPP, ROBERT SOTO, ELTON LEWIS, and GOVERNMENT OF THE VIRGIN ISLANDS d/b/a VIRGIN ISLANDS POLICE DEPARTMENT, Appellants
No. 96-7658
United States Court of Appeals for the Third Circuit
September 10, 1997
496
LEE J. ROHN, ESQ., and MAURICE CUSICK, ESQ., (argued), (LAW OFFICES OF ROHM & CUSICK), St. Croix, U.S.V.I., for Appellee
BECKER, ROTH and WEIS, Judges
ROTH
OPINION OF THE COURT
This case results from the Virgin Islands Police Department‘s surveillance of Peter Anderson and his attorney, Lee Rohn, in retaliation for Anderson‘s filing of an employment discrimination suit against the Department, his former employer. At issue is the district court‘s permanent injunction forbidding the Police Department from further surveillance of Anderson and Rohn without the court‘s prior approval.
Peter Anderson, a former police officer in the Virgin Islands Police Department, filed a lawsuit against the Government of the Virgin Islands and its officers on the ground that he suffered employment discrimination. On the day after a local newspaper reported that Anderson was filing a lawsuit against his former employer, the Virgin Islands Police Department commenced an intensive investigation of both Anderson and attorney Rohn. Andersen sought a preliminary injunction from the district court, claiming that such surveillance infringed his First Amendment rights. The district court consolidated the motion for preliminary relief with a trial on the merits and issued a permanent injunction terminating all surveillance of Anderson and Rohn. The injunction further required the Police Department to seek the district court‘s approval, should the Department wish to renew surveillance of either Anderson or Rohn.
The Government appeals the district court‘s injunction on several grounds. First, it contends that the district court improperly consolidated Anderson‘s motion for preliminary relief with a hearing on the merits, thus violating the notice requirements under
We shall address each of these arguments in turn.
I. FACTS
Prior to the filing of this lawsuit, Peter Anderson had worked for the Virgin Islands Police Department (“Department“) and had
On January 22, 1996, while Anderson was still employed by the Police Department, he lodged a complaint with the Equal Employment Opportunity Commission (EEOC) alleging race discrimination by the Virgin Islands Police Department.2 At his hearing for injunctive relief, Anderson testified that he was subjected to transfers and demotions in retaliation for filing his complaint with the EEOC. On January 23, 1996, Anderson‘s attorney, Lee Rohn, sent a formal notice to the Governor of the Virgin Islands, communicating Anderson‘s intention to file suit against the Government and the Department for employment discrimination. Anderson resigned from the Virgin Islands Police Department on January 31, 1996.
On February 22, 1996, a St. Croix newspaper reported that Anderson had lodged a complaint with the EEOC and planned to file suit against the Government of the Virgin Islands for employment discrimination.3 The front-page newspaper article identified Lee Rohn as Anderson‘s attorney and reported that Rohn planned
Within a few days of the publication of this article, the Police Department commenced an extensive investigation of Anderson and Rohn. This investigation included visual surveillance of Anderson talking to his attorney, as well as photographs of both Anderson‘s home and Rohn‘s Jeep. In addition, on February 23, 1996, one day after the publication of the article in the St. Croix Avis, Robert Soto, the Assistant Director of the National Strike Force (“NSF“) of the Virgin Islands ordered a National Crime Information Computer (“NCIC“) check of Rohn.
Anderson learned of the Police Department‘s surveillance operation from an anonymous source who placed Department photographs on the front seat of Anderson‘s car. The EEOC had issued Anderson a right to sue letter on July 26, 1996. On September 6, Anderson filed suit against the Department, the Government of the Virgin Islands, Ramon Davila and several other officials. After receiving the anonymous evidence of the Police Department‘s investigation, Anderson amended his complaint to include allegations of unconstitutional and retaliatory surveillance by the Department. In addition, on September 19, Anderson filed a motion for a temporary restraining order and a preliminary injunction.4
On October 2 and 3, the district court held an evidentiary hearing on Anderson‘s motion for preliminary relief. At this hearing, Anderson requested an order enjoining the Department from further surveillance of either him or his attorney and also asked for an order prohibiting the Department from retaliating against officers or agents testifying on his behalf at the hearing.
Throughout the hearing, the Police Department asserted that its investigation was not carried out in response to Anderson‘s
The Police Department presented little evidence to support its theory. For example, the Department was unable to demonstrate that it had investigated Lee Rohn or her Jeep in the months immediately following the Department‘s sighting of Curtis Jacobs. Moreover, there was testimony that the NSF ‘s Assistant Director, Robert Soto, was pleased with the Department‘s surveillance operation and had remarked “this is great” when he learned about the photographs of Anderson and Rohn.
The district court concluded at the end of its hearing that Anderson was entitled to injunctive relief. Not satisfied with the Department‘s justification for its surveillance, the district court concluded that “the defendants . . . engaged in surveillance of Peter Anderson and Lee Rohn as a direct result of the lawsuit Mr. Anderson filed.” Anderson v. Government of the Virgin Islands, No. 1996-118 (D.V.I. Oct. 16, 1996) at 8. The district court further elaborated:
The initial efforts to determine the ownership of the red Jeep and Mr. Jacob‘s connection to it were properly based upon reasonable suspicion arising from information received in an ongoing criminal investigation of drug activity. By late February 1996, however, what may have started as a proper investigation was converted and perverted into an effort to “dig up dirt” on Rohn and her client in response to the lawsuit. It is simply too large a coincidence that the NCIC check performed on Lee J. Rohn was requested on February 23, 1996, the day after the story
about the filing of Anderson‘s lawsuit against the defendants appeared in the newspaper. It also defies logic that the photos of Peter Anderson‘s house were taken “by mistake,” as the defendants would have us believe.
Anderson, No. 1996-118 at 13 (emphasis provided). Having concluded that the Police Department‘s surveillance operation was improper and had been initiated in response to Anderson‘s lawsuit, the District Court ordered the Police Department, “TO CEASE ALL SURVEILLANCE EFFORTS AGAINST PETER ANDERSON AND LEE J. ROHN unless and until they seek and obtain approval from this Court, based upon an appropriate showing that reasonable suspicion or probable cause exists for such investigation.” Anderson, No. 1996-118, order at 2. Prior to issuing its order, the court noted that it considered the hearing to be a trial on the merits and that the injunction was therefore permanent.
The present appeal followed. While the appeal was pending, the Government requested a stay of the district court‘s permanent injunction. On November 27, 1996, the district court denied the Government‘s request. In doing so, the court opined that a stay pending appeal was unnecessary because its injunction was not appealable. The court further held that its notice regarding the hearing was adequate and that the Government was unlikely to prevail on the merits. See Anderson v. Government of the Virgin Islands, 35 V.I. 314, 947 F. Supp. 894 (D.C.V.I. 1996).
II. JURISDICTION
Before we reach the merits of the Government‘s appeal, we must first decide whether we have jurisdiction to review the district court‘s injunction. The Government contends that we may review the district court‘s injunction pursuant to
(1) Interlocutory orders of the district courts of the United States . . . and the District Court of the Virgin Islands . . . granting, continuing, modifying, refusing or dissolving injunctions, or refusing to dissolve or modify injunctions except where a direct review may be had in the Supreme Court. . . .
Anderson brought a motion for preliminary relief under
To be appealable under Section 1292, an order need not grant all of the relief requested in a complaint. Rather, an order is treated as “injunctive” within the meaning of Section 1292(a)(1) when it adjudicates even some of the relief sought in the complaint. “If the order grants part of the relief requested by the claimant, the label put on an order by the district court does not prevent the appellate tribunal from treating it as an injunction for purposes of section 1292(a)(1).” Cohen, 867 F.2d at 1466 (emphasis provided). Thus, the district court‘s view of its own order is irrelevant. In addition, the relief granted by the district court need not encompass the entire (or even the most “important” part of) the complaint. So long as the order touches the merits of part of the complaint, it will fall
After comparing Anderson‘s First Amended Complaint with the subject matter of the district court‘s order, we conclude that the district court‘s injunction is appealable under Section 1292. Paragraphs 19-25 of Anderson‘s First Amended Complaint explicitly describe the Virgin Islands Police Department‘s surveillance of Anderson and his attorney. Count VIII and Count XII of the First Amended Complaint incorporate these allegations and demand damages for and injunctive relief from such conduct. Finally, Anderson‘s own appellate brief states that “the criminal and intentional Constitutional violations committed by these Defendants/Appellants will be presented to the jury in this matter at trial.” Anderson Brief, at 25. Thus, we must conclude that the district court‘s injunction grants at least a portion of the relief requested by Anderson in his Complaint and deals with at least a portion of the merits of the claims contained therein. As a result, it is indeed “injunctive” within the meaning of Section 1292 and we may exercise appellate jurisdiction to review it.5
III. THE HEARING
The Government alleges two procedural flaws with the district court‘s hearing on Anderson‘s motion for preliminary relief. First, the Government claims that the district court failed to provide adequate notice of the hearing itself. Second, the Government claims that the district court provided inadequate notice of its intention to consolidate the preliminary hearing with a trial on the merits. We address each argument separately.
We begin our discussion with a review of
For more than a century the central meaning of procedural due process has been clear: “Parties whose rights are to be affected are entitled to be heard; and in order that they may enjoy that right they must first be notified.” It is equally fundamental that the right to notice and an opportunity to be heard “must be granted at a meaningful time and in a meaningful manner.”
Fuentes v. Shevin, 407 U.S. 67, 80, 92 S. Ct. 1983, 1994, 32 L. Ed. 2d 556 (1972) (citation omitted). See also Williams v. McKeithen, 939 F.2d 1100, 1105 (5th Cir. 1991).
Congress has not defined with particularity the amount or formality of notice required under
The Government maintains that this Court should follow the Fifth Circuit and graft
First,
Second, numerous courts have held that
Because the Government had ample actual notice of the district court‘s hearing (at least as regards preliminary relief), we will not invalidate the district court‘s injunction on the ground that the Government lacked sufficient notice of the preliminary hearing.
B. Notice of Consolidation
Although we hold that the Government had adequate notice of the motion for a preliminary injunction, we do not agree that the Government was given sufficient notice of the district court‘s intention to treat that motion as a trial on the merits.
Federal
Before or after the commencement of the hearing of an application for a preliminary injunction, the court may order the trial of the action on the merits to be advanced and consolidated with the hearing of the application . . . . This subdivision (a)(2) shall be so construed and applied as to save to the parties any rights they may have to trial by jury.
The District Court did not inform the Government that it would be issuing a permanent injunction until the end of the second (and final) day of its hearing. This is error. Although the announcement of consolidation after the commencement of a hearing is “not per se improper,” the district court nevertheless must allow the parties sufficient notice “to enable them to present all their evidence.” Fenstermacher v. Philadelphia Nat‘l Bank, 493 F.2d 333, 337 (3d Cir. 1974).9 The record indicates that the district court did not announce its decision to consolidate the motion until it recited its findings at the end of the hearing, when it stated in passing:
In essence, although we may not have talked about it, it‘s really a permanent injunction if granted because there won‘t be any further need for any testimony.
Hearing Transcript, (October 3, 1996) at 216. The Government contends that the district court‘s “notice” of consolidation was insufficient under Camenisch. We agree.
Although a district court‘s consolidation under
Anderson argues that even if the district court failed to provide adequate notice under
The district court prejudiced the Government by failing to give “clear and unambiguous” notice of its intention to consolidate Anderson‘s motion for a preliminary injunction with a trial on the merits. We therefore hold that to the extent injunctive relief may be appropriate in this case, it is to be construed only as a preliminary and not as a permanent injunction.
IV. THE INJUNCTION
We now turn to the merits of Anderson‘s motion for preliminary relief. The Government contends that the district court erred in granting Anderson‘s motion for preliminary relief because Anderson could not demonstrate irreparable harm or a likelihood
Our review of the legal issues underlying Anderson‘s motion is plenary. We review the district court‘s factual findings for clear error and its fashioning of a remedy according to an abuse of discretion standard. See Northeast Women‘s Ctr., Inc. v. McMonagle, 939 F.2d 57, 61 (3d Cir. 1991).
We will address Anderson‘s likelihood of prevailing on the merits of his claim first, because it poses the most difficult issue in this case.
A. Likely to Prevail at Trial
Anderson sued the Government under
Count VIII of Anderson‘s First Amended Complaint states that the Government engaged in “illegal surveillance” of Anderson. In his Motion for a Temporary Restraining Order and Preliminary
The gravamen of Anderson‘s complaint is the following: the Virgin Islands Police Department commenced an extensive and substantial surveillance operation of him and his attorney solely in response to his filing of an employment discrimination complaint. According to Anderson, the Police Department‘s retaliatory surveillance is actionable under Section 1983. We agree.
We begin by conceding that the Government‘s surveillance of individuals in public places does not, by itself, implicate the Constitution. The Government, however, takes this argument one step further by arguing that the Virgin Island Police Department‘s retaliatory motive in setting up this surveillance operation is irrelevant. According to the Government, this contention is supported by the Supreme Court‘s decision upholding an Army surveillance operation in Laird v. Tatum. See Laird v. Tatum, 408 U.S. 1, 92 S. Ct. 2318, 33 L. Ed. 2d 154 (1972). The Government misreads the Court‘s decision in Laird.
In Laird, the Court considered the justiciability of a class action suit for injunctive and declaratory relief from the Army‘s domestic surveillance system, which included the observation of public civilian activity. The plaintiffs’ case in Laird was based on the vague fear that the Army might improperly use the information contained in its surveillance reports sometime in the future in an improper fashion. See Laird, 408 U.S. at 11, 92 S. Ct. at 2324. Beyond their own discomfort with the notion that the Army was watching them, the plaintiffs were unable to articulate with any specificity the harm that they had suffered or might suffer in the future from the Army‘s surveillance. The Supreme Court concluded that the
This Circuit followed Laird several years later, when we held that police surveillance of public meetings, by itself, was “legally unobjectionable.” Philadelphia Yearly Meeting of Religious Society of Friends v. Tate, 519 F.2d 1335, 1337-1338 (3d Cir. 1975) (subjective chill from surveillance no substitute for claim of “specific present harm” or “threat of specific future harm“).
The Government would have us believe that this case falls within the Laird and Philadelphia Yearly line of cases. It does not. Unlike Laird and Philadelphia Yearly, this case involves a preexisting complaint, lodged with the EEOC, that was reported to be the precursor to an employment discrimination lawsuit that was potentially embarrassing to the defendants. In addition, this case also involves a finding by the district court, unchallenged on appeal, that the Government‘s surveillance operation was targeted at two individuals, Anderson and his attorney Ms. Rohn, and was initiated solely in response to Anderson‘s lawsuit. Thus, this case differs greatly from Laird and Philadelphia Yearly because the harm alleged is more specific and less speculative than the “chilling effect” alleged in those cases. Unlike the plaintiffs in Laird and Philadelphia Yearly, Anderson has articulated a “specific present harm,” which is the Government‘s retaliation in response to his exercise of protected activity under the First Amendment.
The Supreme Court has explicitly held that an individual has a viable claim against the government when he is able to prove that the government took action against him in retaliation for his exercise of First Amendment rights. See Mt. Healthy City School District Board of Education v. Doyle, 429 U.S. 274, 97 S. Ct. 568, 50 L. Ed. 2d 471 (1977). In the seminal case of Mt. Healthy, a non-tenured teacher brought suit against the local school Board when it
Even though [the teacher] could have been discharged for no reason whatever, and had no constitutional right to a hearing prior to the decision not to rehire him. . . he may nonetheless establish a claim to reinstatement if the decision not to rehire him was made by reason of his exercise of constitutionally protected First Amendment freedoms.
Mt. Healthy, 429 U.S. at 283, 97 S. Ct. at 574 (citations omitted).
Under Mt. Healthy and its progeny, an otherwise legitimate and constitutional government act can become unconstitutional when an individual demonstrates that it was undertaken in retaliation for his exercise of First Amendment speech.12 This doctrine demonstrates that, at least where the First Amendment is concerned, the motives of government officials are indeed relevant, if not dispositive, when an individual‘s exercise of speech precedes government action affecting that individual.13
To prevail on his retaliation claim, Anderson would have to prove three things: first, that he engaged in protected activity;
First, Anderson‘s filing of his EEOC complaint and his employment discrimination suit against the Virgin Islands Police Department constituted protected activity under the First Amendment. The Supreme Court has consistently held that an individual‘s constitutional right of access to court is protected by the First Amendment‘s clause granting the right to petition the government for grievances. “The right of access to the courts is indeed but one aspect of the right of petition.” California Motor Transport Co. v. Trucking Unlimited, 404 U.S. 508, 510, 92 S. Ct. 609, 612, 30 L. Ed. 2d 642 (1972). See also Brown v. Grabowski, 922 F.2d 1097, 1111 (3d Cir. 1990).
Numerous claims brought under Mt. Healthy - both in this Circuit and in others - have involved fact patterns in which the government took retaliatory action in response to an individual‘s filing of a lawsuit. In Millhouse v. Carlson, a prisoner brought suit against employees of the United States Bureau of Prisons, claiming that they had disciplined him for initiating a civil rights suit. See Millhouse v. Carlson, 652 F.2d 371, 373-74 (3d Cir. 1981). The district court had dismissed the case on the ground that the prisoner had failed to state a claim upon which relief could be granted. We reversed and held that a prisoner‘s constitutional right to access was indeed violated when he suffered retaliation in response to his filing a civil rights lawsuit. We explained:
We read appellant‘s complaint as alleging that he was subjected to a conspiratorially planned series of disciplinary actions as retaliation for initiating a civil rights suit against prison officials. Such allegations, if proven at trial, would establish an infringement of Millhouse‘s first amendment right of access to the courts.
Millhouse, 652 F.2d at 373. Thus, our holding in Millhouse demonstrates that, at the very least, Anderson may have a viable claim against the Police Department and its officials.
More generally, under the doctrine of unconstitutional conditions,14 we have held that official retaliation for the exercise of any constitutional right creates an actionable claim under Section 1983. “Retaliation for the exercise of constitutionally protected rights is itself a violation of rights secured by the Constitution actionable under § 1983.” White v. Napoleon, 897 F.2d 103, 111-12 (3d Cir. 1990) (doctor‘s retaliatory charges against prisoner who exercised right to be informed about treatment constituted violation of prisoner‘s substantive due process rights). Although a plaintiff ordinarily must show that his speech was a matter of public concern to qualify it as protected activity under the First Amendment, see Connick v. Myers, 461 U.S. 138, 103 S. Ct. 1684, 75 L. Ed. 2d 708 (1983), this Circuit has held that this requirement does not apply in cases where the speech itself constitutes the plaintiff ‘s lawsuit. See San Filippo v. Bongiovanni, 30 F.3d 424, 434-443 (3d Cir. 1994), cert. denied, 513 U.S. 1082, 115 S. Ct. 735, 130 L. Ed. 2d 638 (1995). In San Filippo, we held that a plaintiff need only show that his lawsuit was not frivolous in order to make out a prima facie retaliation claim. Id.
This case is somewhat different from San Filippo because Peter Anderson had not yet filed his lawsuit when the Police Department commenced surveillance of him and his attorney. Nevertheless, the right of access to court doctrine still applies. First, Anderson had already lodged a formal complaint with the EEOC
In justifying our holding in San Filippo, we explained the fundamental importance of the right to petition as a check against the government‘s abuse of power:
When government - federal or state - formally adopts a mechanism for redress of those grievances for which government is allegedly accountable, it would seem to undermine the Constitution‘s vital purposes to hold that one who in good faith files an arguably meritorious “petition” invoking that mechanism may be disciplined for such invocation by the very government that in compliance with the petition clause has given the particular mechanism its constitutional imprimatur. . . . When one files a “petition” one is not appealing over government‘s head to the general citizenry; when one files a “petition” one is addressing government and asking government to fix, what allegedly, government has broken or has failed in its duty to repair.
Id., at 442. Our argument in San Filippo is particularly applicable to the facts of this case. By lodging a complaint with the EEOC, itself a precursor to his employment discrimination suit, Anderson was petitioning the government to “fix” a problem within the Virgin Islands Police Department. Instead of engaging in such repair, the Government compounded Anderson‘s grievances by initiating its surveillance operation. Were we to ignore the Government‘s retaliation, we would render Mr. Anderson‘s First Amendment petition right effectively useless. Officials could simply engage in harassment any time an individual filed, or announced his intention to file, a lawsuit against them. This result is hardly consistent with the fundamental principles of orderly protest, which our
In addition to demonstrating that he was engaging in protected activity, Anderson must also show that the Police Department‘s surveillance of him and his attorney constituted retaliation for his exercise of First Amendment rights. Although Mt. Healthy is most often applied in employee dismissal cases, many courts have expanded Mt. Healthy‘s doctrine to different types of official retaliation. See, e.g., Nestor Colon Medina & Sucesores, Inc. v. Custodio, 964 F.2d 32, 40-41 (1st Cir. 1992) (denial of residential site permit); Newsom v. Norris, 888 F.2d 371 (6th Cir. 1989) (failure to reappoint prisoners as inmate advisors); Soranno‘s Gasco, 874 F.2d at 1314 (suspension of petroleum permits); Harrison, 780 F.2d at 1428 (filing of frivolous condemnation counterclaim against landowners); Packish v. McMurtrie, 697 F.2d 23, 26 (1st Cir. 1983) (denial of firefighter‘s indemnification request); McDonald v. Hall, 610 F.2d 16, 18 (1st Cir. 1979) (transfer of prisoner to another prison). In each of the above cases, the plaintiff was denied a benefit simply because he exercised his First Amendment rights. In this case, Mr. Anderson was denied the benefit of initiating litigation without the harassment of otherwise uncalled for surveillance, simply because he filed a potentially vexatious lawsuit against his former employers. This type of retaliation falls squarely within the Mt. Healthy line of cases.
Finally, Anderson must also show that the Government‘s conduct was motivated by his attempts to commence litigation against the Government and the Department. Based on the district court‘s factual findings, Anderson should have no problem meeting this prong. The district court found that “the defendants had engaged in surveillance of Peter Anderson and Lee Rohn as a direct result of the lawsuit Mr. Anderson filed.” Anderson, No. 1996-118, at 8. The Government has not challenged this finding on appeal. Consequently, we must further conclude that Anderson would prevail on the third prong of Mt. Healthy, since the Government has effectively abandoned its attempt to come up with a credible reason for investigating or following Mr. Anderson.
In sum, the record demonstrates the likelihood that Anderson would prevail on the merits of a First Amendment retaliation claim
B. Irreparable Harm
Although the record below demonstrates that Anderson has a viable claim under Mt. Healthy, it does not support the district court‘s injunction. This is so because the district court failed to set forth findings regarding the Government‘s intention to continue its surveillance in the future. This was error. An injunction is appropriate only where there exists a threat of irreparable harm such that legal remedies are rendered inadequate. See Beacon Theatres v. Westover, 359 U.S. 500, 506-07, 79 S. Ct. 948, 954, 3 L. Ed. 2d 988 (1959). To show irreparable harm, the party seeking injunctive relief must at least demonstrate “that there exists some cognizable danger of recurrent violation” of its legal rights. United States v. W.T. Grant Co., 345 U.S. 629, 633, 73 S. Ct. 894, 898, 97 L. Ed. 1303 (1953). See also Lyons v. City of Los Angeles, 461 U.S. 95, 111, 103 S. Ct. 1660, 75 L. Ed. 2d 675 (1983).
The Government contends that it has terminated its surveillance of Anderson and Lee Rohn. If this is true, an injunction is unnecessary and unsupportable. Our conclusion is not altered by the Supreme Court‘s statement that “the loss of First Amendment freedoms, for even minimal periods of time, unquestionably
In the opinion below, the district court did not address the following questions: (1) whether the government‘s surveillance is ongoing, and (2) whether there is a credible threat that it will recur in the future. Accordingly, we will remand this case to the district court so that it can make findings, either from the current record or an expanded one, as to whether the Government‘s surveillance is ongoing and whether there exists a “real or immediate” threat of its reappearance in the near future. If the Anderson is unable to introduce evidence supporting these findings, injunctive relief is inappropriate.
C. Balance of Hardships
Because we find the district court has failed to set forth findings supporting a conclusion that Anderson has suffered or is likely to suffer irreparable harm, we need not rule on the scope of the district court‘s injunctive order. Nevertheless, we do take this opportunity to express our concern that the court‘s order unduly interferes with the prerogatives of the Virgin Islands Police Department. No doubt, the court may properly enjoin the wrongful surveillance of Peter Anderson and his attorney, assuming Anderson is able to prove the prerequisites for relief. We are less confident, however, about the propriety of an order that forces the Department to seek preclearance any time it wishes to initiate a new investigation of either Ms. Rohn or Mr. Anderson. This preclearance rule interferes with the daily affairs of the Department and provides Rohn and Anderson with a type of immunity to which no other individual is entitled. The past behavior of the
V. CONCLUSION
The right to petition the government for grievances is a fundamental component of a just and orderly society. The Police Department of the Virgin Islands severely threatened that right when it erected a substantial surveillance operation in response to reports that Peter Anderson planned to file a employment discrimination suit against the Government and its officers. Although injunctive relief may have been unwarranted in this case, we cannot overemphasize our concern with officials who exercise their power at the expense of private individuals’ rights.
Because the district court failed to grant the Government appropriate notice of its intention to consolidate Anderson‘s hearing with a trial on the merits, we VACATE the district court‘s permanent injunction. We REMAND this case to the district court to allow it to make findings as to whether the Government‘s surveillance operation is still ongoing or likely to recur in the future and to render appropriate relief in conjunction with those findings.
BECKER, concurring and dissenting
I join in Parts II, III, IVB, and IVC of the majority opinion and the judgment of the court. I write separately because I disagree with the court‘s conclusion that Anderson has established a likelihood of success on the merits of his claim that the defendants retaliated against him for filing an employment discrimination lawsuit against them, in violation of his First Amendment right to petition.
I believe that this case is controlled by Laird v. Tatum, 408 U.S. 1, 33 L. Ed. 2d 154, 92 S. Ct. 2318 (1972), and Philadelphia Yearly Meeting of Religious Society of Friends v. Tate, 519 F.2d 1335 (3d Cir. 1975). As the majority has explained, those cases stand for the proposition that Anderson must claim specific present or future harm in order to have a justiciable “case or controversy.” In both Laird and Philadelphia Yearly, the plaintiffs’ claims that their exercise of First Amendment rights was chilled by “the mere existence,
The court concludes that Anderson‘s case differs from those presented by Laird and Philadelphia Yearly because the government‘s surveillance operation against him and his attorney Lee Rohn was initiated in retaliation for his exercise of protected activity under the First Amendment. In so doing, the Court conflates the government‘s conduct with the nature of the harm to Anderson. More specifically, the opinion assumes that, because the defendants’ surveillance activities were directly targeted at Anderson and Rohn in retaliation for the filing of a lawsuit, Anderson has alleged harm that is more specific than the harm to the plaintiffs in Laird and Philadelphia Yearly. I disagree.
Like the plaintiffs in Laird and Philadelphia Yearly, the basis of Anderson‘s retaliation claim is that the police engaged in surveillance of him in public places. That this surveillance was carried out for unlawful purposes does not change the nature of the harm to Anderson. And as I understand Anderson‘s case, he claims only that his exercise of his First Amendment right of petition has been chilled. That is not enough to establish a justiciable case.
The retaliation cases cited by the majority support my conclusion. In none of those cases was the harm to the plaintiffs merely speculative; rather, in each case, the government‘s act of retaliation caused the plaintiffs distinct and specific harm. For example, in Mt. Healthy City School District Board of Education v. Doyle, 429 U.S. 274, 50 L. Ed. 2d 471, 97 S. Ct. 568 (1977), the defendant failed to renew the plaintiff ‘s teaching contract in retaliation for speaking with a local radio station about school policies. See also, e.g., Nestor Colon Medina & Sucesores, Inc. v. Custodio, 964 F.2d 32, 40-41 (1st Cir. 1992) (denial of permit in retaliation for political expression); Newsom v. Norris, 888 F.2d 371 (6th Cir. 1989) (failure to reappoint prisoners as inmate advisors in retaliation for complaints about the chairman of
Perhaps on remand, Anderson can establish that he has suffered some specific harm from the surveillance. There was some evidence at the preliminary injunction hearing of the fear engendered in members of Anderson‘s family by the surveillance (though no finding on the issue). Evidence (and a finding) along these lines may be sufficient. But on the present record, I see no basis for a preliminary injunction barring the government‘s surveillance activities against Anderson and Rohn.