OPINION
In this latest round of litigation concerning California’s adoption of an initiative constitutional amendment to prohibit same-sex marriage, we must decide whether the district court abused its discretion by ordering the unsealing of the video recording of the trial, which had purportedly been prepared by the trial judge for his in-chambers use only and was later placed in the record and sealed by him. The order, issued by his successor following his retirement, would permit the broadcast of the recording for all to view. It is important to explain at the outset what our resolution of this case is
not
about. First, we do not resolve any of the policy questions with which courts are now struggling about how to reconcile the traditional concept of “openness” in judicial proceedings with the development of technology that has given the term a new meaning. The Judicial Conference of the United States and Circuit Judicial Councils have been considering this issue for some time, and we have neither the need nor the desire to offer an additional opinion here. While we agree with Justice Holmes “that the trial of causes should take place under the public eye, ... because it is of the highest moment that those who administer justice should always act under the sense of public responsibility, and that every citizen should be able to satisfy himself with his own eyes as to the mode in which a public duty is performed,”
Cowley v. Pulsifer,
Second, our ruling has nothing to do with the freedom of the press to publish, describe, or comment on any information to which it obtains access. Rather, the question here is whether courts are required (or even free) to
give
to the media information that is not ordinarily avail
We resolve the narrow question before us on a narrow basis when we conclude that the district court abused its discretion by ordering the unsealing of the recording of the trial notwithstanding the trial judge’s commitment to the parties that the recording would not be publicly broadcast. The trial judge on several occasions unequivocally promised that the recording of the trial would be used only in chambers and not publicly broadcast. He made these commitments because the Supreme Court had intervened in this very case in a manner that required him to do so,
Hollingsworth v. Perry,
- U.S. -,
Each of these abuses of discretion manifests the same basic error: the district court failed to appreciate the nature of the statements that the trial judge had made to the litigants, the specific factual and legal context in which he made them, and the consequences of his having done so. The integrity of our judicial system depends in no small part on the ability of litigants and members of the public to rely on a judge’s word. The record compels the finding that the trial judge’s representations to the parties were solemn commitments. Upon this record, there is only one plausible application of the standard for sealing a record that is, arguendo, subject to the common-law right of public access: the interest in preserving the sanctity of the judicial process is a compelling reason to override the presumption in favor of the recording’s release. We therefore reverse the order of the district court as an abuse of its discretion and remand with instructions to maintain the recording under seal.
I
In the weeks prior to the January 2010 trial in this case, the trial judge, former Chief Judge Vaughn R. Walker of the U.S. District Court for the Northern District of California, expressed a desire to satisfy the public’s interest in the case by broadcasting a video feed of the proceedings to various federal courthouses and online. That may well have been a reasonable desire, but the decision was not entirely his to make. The Ninth Circuit Judicial Council had established a pilot program in mid-December 2009 to allow the broadcast of certain proceedings in district courts within the circuit, and the Chief Judge of the Circuit had approved this case’s inclusion in that pilot program. Several days later, the Northern District of California amended its local rule governing cameras in the courtroom to allow for participation in the program of cases brought in that district. Then, on the morning of the first day of trial, the Supreme Court — at the
The district court recorded the first two days of the trial on the basis that the Supreme Court might decide to lift the temporary stay, but after the Supreme Court’s stay became permanent, Proponents asked that the recording be stopped. It was in this context that Chief Judge Walker responded as follows:
The local rule permits the recording for purposes ... of use in chambers.... And I think it would be quite helpful to me in preparing the findings of fact to have that recording. So that’s the purpose for which the recording is going to be made going forward. But it’s not going to be for purposes of public broadcasting or televising.
Proponents dropped their objection at that point. 2
In May 2010, shortly before closing arguments, Chief Judge Walker offered to make copies of the video recording available to any parties to the proceeding who wished to use excerpts during their arguments, with the proviso that the copies would be maintained under a strict protective order. 3 Plaintiffs and the City and County of San Francisco obtained copies. After closing arguments, Proponents moved to require the return of the copies.
The trial proceedings were recorded and used by the court in preparing the findings of fact and conclusions of law; the clerk is now DIRECTED to file the trial recording under seal as part of the record. The parties may retain their copies of the trial recording pursuant to the terms of the protective order herein. Proponents’ motion to order the copies’ return is accordingly DENIED.
Perry v. Schwarzenegger,
In the same opinion, Chief Judge Walker cited the elimination of the potential for public broadcast of the trial as a negative factor in weighing the evidence offered by Proponents. Observing that “Proponents elected not to call the majority of their designated witnesses to testify at trial,” Chief Judge Walker quoted Proponents’ counsel’s explanation that the witnesses had been “ ‘extremely concerned about their personal safety, and did not want to appear with any recording of any sort, whatsoever.’ ” Id. at 944. He then rejected this explanation, on the basis that “proponents failed to make any effort to call their witnesses after the potential for public broadcast in the ease had been eliminated.” Id. (emphasis added).
Less than a year after issuing his opinion, Chief Judge Walker retired from the bench. Both before and after his retirement, he displayed excerpts from the trial recording during public appearances. As a result, Proponents asked us to order the return of all copies of the trial recording. Plaintiffs filed a cross-motion to unseal the recording. We transferred these motions and the supporting papers to the district court. After Chief Judge Ware, who replaced Chief Judge Walker as the presiding judge, ordered all parties in possession of copies of the recording to show cause why those copies should not be returned, former Chief Judge Walker lodged his copy with the court, and Chief Judge Ware discharged the show-cause order as to him.
On June 14, 2011, Chief Judge Ware denied Proponents’ motion for the return of the trial recording, finding that no violation of the protective order had occurred. 4 He also indicated that he would return the recording to former Chief Judge Walker. In response to Chief Judge Ware’s invitation, Proponents filed a brief asking that the recording not be returned to former Chief Judge Walker or that it be held by him under the terms of the protective order.
On September 19, 2011, Chief Judge Ware granted Plaintiffs’ cross-motion to unseal the recording.
Perry v. Schwarzenegger,
No. C 09-02292 JW,
II
A
Two questions are presented: first, whether the trial recording is subject to the common-law presumption of public access; and second, whether there is a sufficiently compelling reason to override any such presumption here. In reversing the district court’s decision to unseal the recording, we assume, for purposes of this case only, that the answer to the first question is yes and decide only the second question.
We review for abuse of discretion a “decision to unseal the judicial record.”
Kamakana v. City & County of Honolulu,
“Historically, courts have recognized a ‘general right to inspect and copy public records and documents, including judicial records and documents.’ ”
Kamakana,
B
“The common law right of access ... is not absolute and can be overridden given sufficiently compelling reasons for doing so.”
Foltz v. State Farm Mut. Auto. Ins. Co.,
Interpreted in their full context, at least two of Chief Judge Walker’s statements amount to unequivocal assurances that the video recording at issue would not be accessible to the public. No other inference can plausibly be drawn from the record. First, following the Supreme Court’s issuance of a stay against the public broadcast of the trial, Chief Judge Walker stated in open court that he was going to continue “taking the recording for purposes of use in chambers,” but that the recording was “not going to be for purposes of public broadcasting or televising.” It would be unreasonable to expect Proponents, upon reading the Supreme Court’s opinion and hearing Chief Judge Walker’s statement in response, to foresee that a recording made for such limited purposes might nonetheless be released for viewing by the public, either during or after the trial. Had Chief Judge Walker not made the statement he did, Proponents would very likely have sought an order directing him to stop recording forthwith, which, given the prior temporary and further stay they had just obtained from the Supreme Court, they might well have secured.
Second, Chief Judge Walker stated in his opinion — citing the Supreme Court’s temporary and permanent stays — that “the potential for public broadcast in the case had been
eliminated.” Perry,
Chief Judge Ware found that these statements did not constitute a promise by Chief Judge Walker that the recording would not be released to the public. The record compels the opposite inference. Chief Judge Ware based his finding on the fact that Chief Judge Walker had, “without objection, made copies of the digital recording available to the parties for use during closing arguments.”
Chief Judge Ware further reasoned that Proponents had “offer[ed] no authority in support of the proposition that the conditions under which one judge places a document under seal are binding on a different judge, if a motion is made to that different judge to examine whether sealing is justified,” and that he was not “aware of any authority standing for that proposition.”
Chief Judge Ware’s reasoning is somewhat ambiguous. To the extent that he concluded that the restriction that Chief Judge Walker had imposed on public access to the recording was not a solemn commitment worthy of reliance but merely a transient exercise of discretion subject to revision, his conclusion was inconsistent with the record: he failed to recognize the legal consequence of Chief Judge Walker’s statements given the factual and legal context in which they occurred. Chief Judge Walker did not merely create the recording and place it in the record under conditions that he and the parties understood to be subject to later modification; rather, he promised the litigants that the conditions under which the recording was maintained would not change — that there was no possibility that the recording would be broadcast to the public in the future. No other inference could plausibly be drawn from the record.
The nature of Chief Judge Walker’s commitments and the reasonableness of the Proponents’ reliance on those commitments distinguishes this case from
Foltz,
in which we held that the district court had abused its discretion in denying a motion to unseal judicial records. In that case, State Farm asserted its reliance “on the confidentiality provisions of [a] protective order” as a “compelling reason” to keep the records sealed.
Moreover, whereas the order in
Foltz
was imposed by joint request of the parties,
To the extent that Chief Judge Ware
did
believe that his predecessor’s decisions were solemn commitments to the parties, but concluded nonetheless that they did not bind him, his abuse of discretion was even more serious: he failed to appreciate the importance of preserving the integrity of the judicial system. To revoke Chief Judge Walker’s assurances after Proponents had reasonably relied on them would cause serious damage to the integrity of the judicial process — damage that under any plausible, logical application of the “compelling reason” standard would have caused Chief Judge Ware to keep the recording sealed. Indeed, we explained in
Foltz
that “[t]he
central concern
in determining whether access should be granted to documents sealed under a protective order is whether that order was relied upon in the decision to produce documents.”
Had Chief Judge Ware properly understood Chief Judge Walker’s statements as commitments to the parties, and had he recognized those commitments as binding obligations and constraints on his own discretion, he could have arrived at only one conclusion that is logical, plausible, and consistent with the record: to preserve the integrity of the judicial system, the recording must remain under seal. Just as the doctrine of stare decisis “contributes to the actual and perceived integrity of the judicial process” by “promoting] the evenhanded, predictable, and consistent development of legal principles” and “foster[ing] reliance on judicial decisions,”
Payne v. Tennessee,
Proponents were thus entitled to take Chief Judge Walker at his word when he assured them that the trial recording would not be publicly broadcast or televised. Because Proponents reasonably relied on Chief Judge Walker’s commitments in refraining from challenging his actions, the setting aside of those commitments would compromise the integrity of the judicial process. The interest in preserving respect for our system of justice is clearly a compelling reason for maintaining the seal on the recording, notwithstanding any presumption that it should be released. Whatever Chief Judge Ware’s rationale for holding that no “compelling reason” required him to maintain the recording under seal — whether he failed to recognize that Chief Judge Walker’s statements were solemn assurances to the parties, or whether he believed that he could set those assurances aside because they were made by another judge — we reject his conclusion that the circumstances under which Chief Judge Walker created the recording and entered it in the record were irrelevant to his successor’s decision whether to unseal it. The former rationale is wholly “without ‘support in inferences that may be drawn from the facts in the record,’ ” and the latter is an “implausible” and “illogical” application of the “compelling reason” standard.
Hinkson,
Ill
Like the district court, we need not address an issue of first impression in the circuit: whether the First Amendment right of public access to judicial records applies to civil proceedings. Instead, we assume an affirmative answer to that question without deciding — on this occasion— whether the First Amendment applies. We nonetheless conclude that the application of the First Amendment would not affect the result that we reach.
In applying the First Amendment standard, we consider whether “(1) closure serves a compelling interest; (2) there is a substantial probability that, in the absence of closure, this compelling interest would be harmed; and (3) there are no alternatives to closure that would adequately protect the compelling interest.”
Oregonian Pub. Co. v. U.S. Disk Court for Disk of Or.,
* * *
For the reasons discussed above, we reverse the order of the district court as an abuse of its discretion and remand with
REVERSED.
Notes
. This rule — the one in place prior to the attempted amendment — read in relevant part as follows:
Unless allowed by a Judge or a Magistrate Judge with respect to his or her own chambers or assigned courtroom for ceremonial purposes, the taking of photographs, public broadcasting or televising, or recording for those purposes in the courtroom or its environs, in connection with any judicial proceeding, is prohibited. Electronic transmittal of courtroom proceedings and presentation of evidence within the confines of the courthouse is permitted, if authorized by the Judge or Magistrate Judge.
. They did, however, file a petition for a writ of certiorari in April 2010, seeking to vacate this court's denial of their petition for a writ of mandamus to prevent Chief Judge Walker from broadcasting the trial. Petition for a Writ of Certiorari,
Hollingsworth v. U.S. Dist. Court for Northern Dist. of California,
■— U.S. -,
. Paragraph 7.3 of the protective order provides in relevant part that parties may disclose covered materials “only to: (a) ... Counsel of record ..., as well as employees of said Counsel to whom it is reasonably necessary to disclose the information for this litigation and who have signed an 'Agreement to Be Bound by Protective Order’ ...; (b) Experts ... (1) to whom disclosure is reasonably necessary for this litigation [and] (2) who have signed the 'Agreement to Be Bound by Protective Order’ ...; (c) the Court and its personnel; [and] (d) court reporters, their staffs, and professional vendors to whom disclosure is reasonably necessary for this litigation and who have signed the 'Agreement to Be Bound by Protective Order’.... ”
. We are not asked to review the finding that no violation of the protective order had occurred.
. Northern District of California Local Rule 79-5(f) provides that ”[a]ny document filed under seal in a civil case shall be open to public inspection without further action by the Court 10 years from the date the case is closed,” with the proviso that "a party that submitted documents that the Court placed under seal in a case may, upon showing good cause at the conclusion of the case, seek an order that would continue the seal until a specific date beyond the 10 years provided by this rule.”
. There is one apparent exception. In
Bowles
v.
Russell,
. On remand, the district court shall not return to former Chief Judge Walker the copy of the recording that he has lodged with the court.
