Lead Opinion
CORRECTED MAJORITY OPINION
Appellant was charged by indictment with the offense of possession with intent to deliver a controlled substance, namely cocaine. The indictment alleged two prior felony convictions for the purpose of enhancing the range of punishment. A jury
Houston police officer Frank Scoggins received a tip from a confidential informant that appellant was selling drugs from her home. Scoggins secured a warrant for appellant’s arrest and the search ‘of her home. Prior to executing that warrant, Scoggins and several other plain clothes officers maintained surveillance on the residence and saw appellant depart in a vehicle driven by her boyfriend, Romero Ramos. The officers followed the vehicle a sufficient distance to insure that anyone remaining in the house would not know appellant was being stopped. Scoggins then ordered a patrol officer to stop the vehicle in which appellant was traveling. Scoggins approached appellant, presented her with a copy of the warrant, informed her of her legal rights, and took her and Ramos into custody. Both were transported to the residence. Scoggins searched the home and discovered cocaine and marijuana in the master bathroom.
In her case-in-chief, appellant called Ramos as a witness. He testified the drugs recovered in the search of the residence were his and that he admitted possessing the contraband to a plain clothes officer following the search of the residence. Ramos further testified appellant knew nothing of the contraband.
In her first point of error, appellant claims the trial court erred in refusing to allow appellant to present her opening statement at the close of the State’s casein-chief. The record shows that after the State made its opening statement, the trial court asked defense counsel if he would like to make an opening statement. Defense counsel replied, ‘We would waive at this time, reserve the right for later.” The court responded, “You need to make it now.” Defense counsel then stated, “All right. Then we would waive.” After the State presented its evidence and rested, the trial court asked defense counsel if he had any witnesses. Defense counsel responded, “Yes. Did the Court want me to call witnesses now?” The court responded, ‘Yes.” Appellant did not request to make her opening statement at the close of the State’s evidence.
Article 36.01 of the Texas Code of Criminal Procedure provides that in a jury trial a defendant’s opening statement can follow the presentation of the State’s evidence or follow the State’s opening statement. Moore v. State,
In her second point of error, appellant claims the trial court erred in denying a mistrial when the State argued evidence outside the record. On direct examination, the State asked Officer Scoggins what information he had received about the defendant prior to executing the search warrant. Officer Scoggins responded that he received information that the defendant was
If an instruction is given and the court denies the defendant’s motion for mistrial, error results only when the argument is extreme, manifestly improper, injected new and harmful facts into the case, or violated a mandatory statutory provision and was thus so inflammatory that its prejudicial effect could not reasonably be removed from the minds of the jurors by the instruction given. Washington v. State,
In her third and fourth points of error, appellant claims she received ineffective assistance of counsel. In the third point of error, appellant claims her counsel was ineffective in failing to cite statutory grounds for the exclusion of testimony of unrecorded custodial statements. In the fourth point of error, appellant claims her counsel was ineffective when he mistakenly requested a lesser offense instruction on less than one gram rather than four to two hundred grams.
The standard under which we review a claim of ineffective assistance of counsel was established in Strickland v. Washington,
In any case analyzing the effective assistance of counsel, we begin with the strong presumption that counsel was
When the record is silent as to counsel’s reasons for his conduct, finding counsel ineffective would call for speculation by the appellate court. See Gamble v. State,
The Court of Criminal Appeals has recently re-affirmed its reluctance to reverse on ineffective assistance of counsel when there is no record of trial counsel’s reasoning. In Ex parte Varelas,
In light of the number of ways and the degree to which a defendant can suffer harm from the admission of extraneous offense evidence, we have trouble understanding why trial counsel did not request a burden of proof or limiting instruction regarding these offenses. However, the bare record does not reveal the nuances of trial strategy. Further, to hold trial counsel’s actions (or inaction) ineffective in the instant case would call for speculation and such speculation is beyond the purview of this Court. Rather, because of the strong presumptions that trial counsel’s conduct falls within the wide range of reasonable professional assistance and that such conduct might be sound trial strategy, we must conclude, in light of an otherwise silent record, that appellant failed to meet his burden of showing that his trial counsel’s assistance was ineffective.
Ex parte Varelas,
The record in this case is silent as to why appellant’s trial counsel objected on constitutional grounds to the State’s use of
The judgment of the trial court is affirmed.
Corrected dissenting opinion by Justice CHARLES F. BAIRD.
Notes
. The dissent states that we "prematurely” turn to the question of strategy. Op. at 736. The dissent asserts we must first determine whether trial counsel’s conduct was deficient before looking to strategy. Before we reach the issue of counsel’s deficient performance, however, we must determine whether the record in this case is adequate to evaluate counsel’s performance. See Stone v. State, 17
Dissenting Opinion
dissenting.
The third point of error contends trial counsel was ineffective for lodging an objection on constitutional grounds rather than statutory grounds to prevent the admission of appellant’s oral statement. For the following reasons, I believe this point should be sustained and, therefore, I respectfully dissent.
I. The Majority’s Holding
The standard by which we review a claim of ineffective assistance of counsel was established in Strickland v. Washington,
When the ineffective assistance of counsel claim relates to trial counsel’s failing to object or the failure to make a valid objection, the defendant must show that the trial judge would have committed error in overruling an objection. Vaughn v. State,
II. Factual Summary
The admission of an oral statement allegedly made by appellant forms the basis of the issues before us. The complained of statement was admitted into evidence through the testimony of Houston police officer Frank Scoggins. On direct examination, Scoggins testified to receiving a tip from a confidential informant, which led to appellant’s arrest and the subsequent search of her home. The search produced the contraband alleged in the indictment. On cross-examination, Scoggins testified that appellant’s boyfriend, Romero Ramos, occupied the residence and had access to the area where the contraband was recovered. However, Scoggins did not charge Ramos with possession of the contraband because he denied knowledge of the drugs. During re-direct examination, the jury was removed and the following exchange occurred:
THE STATE: In response to the defendant’s questioning of Officer Scoggins regarding the possibility that it may have been the boyfriend who was residing in the bedroom with the defendant or appeared to have been residing in the same bedroom with the defendant where the narcotics were found in the bathroom, the State intends to offer the following statement after [appellant] had been placed in custody and Mirandized by Officer Scoggins. The following is that Ramos admitted to Scoggins that he was a cocaine dealer but stated that he was currently out. However, [appellant] said that Ramos was her boyfriend and had nothing to do with the cocaine dealing.
DEFENSE COUNSEL: At which time we would object to it, Your Honor. In that the — that would be a violation of [appellant’s] Constitutional right to remain silent.
TRIAL COURT: Is that it? Okay. Well, that objection’s overruled.2
Thereafter, Scoggins resumed his testimony in the presence of the jury and testified as follows:
Q. Now, Officer Scoggins, we were talking about why you didn’t arrest [Ra*734 mos]. Did [appellant] ever say anything to you regarding that?
A. Yes, sir, she did.
Q. And was this when she was in custody?
A. Yes, sir.
Q. And was this after she had been Mirandized and warned of her Constitutional rights?
A. Yes, sir.
Q. And why didn’t you arrest [Ramos]?
A. [Appellant] told me that [Ramos] didn’t have anything to do — didn’t know anything about the cocaine dealing.
Q. And did they make any other statements regarding the possibility of cocaine dealing?
A. Yes, sir.
Q. What was that?
A. She said that she was out.
Q. Did she say anything about her person — about her personal involvement?
A. She said that she was doing the dealing but she was out.
Q. Okay. As far as her being out did this turn out to be true?
A. That was not true.
In her case-in-chief, appellant called Ramos as a witness. He testified the contraband was his, and that he admitted possessing it to a plain clothes officer following the search of the residence. Ramos further testified appellant knew nothing of the contraband.
In his closing argument, the prosecutor referred to the oral statement appellant made to Scoggins. During deliberations, the jury requested and was read a portion of the re-cross examination of Scoggins where he testified that Ramos denied knowledge of the contraband.
III. Failure to First Determine Whether Statement Was Admissible
Review of an ineffective assistance of counsel claim should begin with a determination of whether trial counsel’s conduct was, in fact, deficient. For example, if a claim is made that counsel was ineffective for failing to request an instruction on a lesser included offense, the reviewing court must first determine whether the trial court would have erred in denying such a request. Fuentes v. State,
For more than twenty-five years, our law has been clear: the admission of an oral confession that otherwise complies
Recognizing the lack of a constitutional prohibition, the Texas legislature enacted a statutory ban; article 38.22, section 3 of the Texas Code of Criminal Procedure forbids the admission of oral statements “made as a result of custodial interrogation.”
Miranda safeguards come into play whenever a person in custody is subjected to either express questioning or its*736 functional equivalent. That is to say, the term ‘interrogation’ under Miranda refers not only to express questioning, but also to any words or actions on the part of the police (other than those normally attendant to arrest and custody) that the police should know are reasonably likely to elicit an incriminating response from the suspect.
Id. at 300-301,
In the instant case, the complained of statement was made outside the residence after the search and discovery of the contraband. Scoggins was still conducting his investigation and making a determination as to whether Ramos should be charged with possession of the drugs. To make this determination Scoggins spoke to both appellant and Ramos. Scoggins questioned appellant in English. And, according to Scoggins, the oral statement was made in the form of an answer. Scoggins ultimately decided to not arrest Ramos for' possession of the contraband because of appellant’s oral statement. The State, in offering the oral statement, referred to it as an admission. Accordingly, appellant’s oral statement was the result of custodial interrogation. Therefore, appellant’s oral statement was not admissible. Consequently, had trial counsel objected on statutory rather than constitutional grounds the trial court would have erred in overruling the objection. Vaughn,
IV. Improper Reliance on Presumption of Strategy
A determination that the evidence was inadmissible does not end the inquiry under the first prong of Strickland. Even if the record reveals a valid objection, motion or request was available to trial counsel, the failure to undertake the complained of action may be attributable to sound trial strategy. Strickland,
Generally, the appellate record is not sufficient to rebut Strickland’s presumption that the challenged action of trial counsel was the result of “sound trial strategy.” Strickland,
The majority embraces this general rule, and holds the merits of an ineffective assistance of counsel claim cannot be reached without the claim first being developed in the trial. Applying that holding to the instant case, the majority overrules the third point of error because the record does not show trial counsel’s subjective intent for making a constitutional rather than a statutory objection to appellant’s oral statement. But this general rule does not demand such slavish obedience. With every general rule there are exceptions. In this context, an exception to Strickland’s presumption of strategy exists when the record clearly confirms that no reasonable trial counsel would have engaged in the complained of conduct or omission. Vasquez v. State,
In Vasquez, the Court of Criminal Appeals reviewed an ineffective assistance claim where counsel failed to request a jury instruction on the statutory defense of necessity. Even though the record was silent as to why no request was made the Court held counsel’s performance was “clearly deficient.”
More recently, in Stone, defense counsel introduced evidence of the defendant’s prior murder conviction, evidence the State could not have introduced. The Stone Court recognized the presumption of trial strategy, but nevertheless examined the ineffective assistance of counsel claim in light of the available record and found the record was “adequate to show counsel’s ineffectiveness.” Id.,
The reason for developing a record here would be to ask Stone’s attorney what his strategy was in offering the prior conviction evidence through the defendant when it could not come in otherwise. We are convinced that nothing trial counsel could say would make this court believe that it was sound trial strategy to ojfer the prior conviction under the circumstances here. We are able to determine from the statement of facts from the trial and pre-trial proceedings that counsel rendered ineffective assistance of counsel. Thus we find the record sufficient in this case.
Ibid. This conclusion was sustainable even though the record was silent as to defense counsel’s subjective trial strategy, because “the record affirmatively demonstrate^] that counsel took some action in defending
The majority’s insistence on having the record contain trial counsel’s subjective intent converts Strickland from an objective to a subjective inquiry. As we know from Vasquez, Stone, and any number of other cases, trial counsel’s subjective intent is wholly irrelevant if the record clearly confirms that no reasonable trial counsel would have engaged in the complained of conduct or omission. Moreover, the majority’s obeisance to the general rule that a “silent” record is insufficient to sustain an ineffective assistance of counsel claim is especially puzzling when one realizes the Vasquez exception has been specifically recognized by this court. Campbell v. State,
The issue, therefore, under the proper analytical framework is whether an objective view of the record reflects that counsel’s conduct of lodging an invalid objection and not lodging a valid objection constituted sound trial strategy. The record confirms appellant’s only defensive theory was to establish others had equal or greater access to the contraband, thereby raising reasonable doubt as to whether she possessed it.
Y. Prejudice.
Under the second Strickland prong, appellant must demonstrate the deficient performance prejudiced the defense. Stated another way, the second prong is met if defense counsel’s deficient performance undermines confidence in the proceedings.
The admission of the complained of statement wholly undermined appellant’s defensive theory that she did not possess the contraband, but rather that it was possessed by Ramos or another who lived in the residence and had equal access to the master bathroom. The erroneous admission of the oral statement permeated the entire guilt phase of the trial. Menchaca,
For these reasons, I would sustain the third point of error. Because the majority does not, I respectfully dissent.
. I also dissent to the resolution of the first point of error. Following the State's opening statement, the following exchange occurred:
TRIAL COURT: You wish to make an opening statement, [defense counsel]?
DEFENSE COUNSEL: We would waive at this time, reserve the right for later.
TRIAL COURT: You need to make it now.
DEFENSE COUNSEL: All right. Then we would waive.
Defense counsel has a right to make an opening statement either following the State's opening statement or prior to presenting the defense’s case-in-chief. See Tex.Code Crim. Proc. Ann. art. 36.01; Moore v. State,
I disagree that the error was waived. To support its waiver holding, the majority cites Moore,
Finally, I would find the error was not harmless for the reasons stated in Twine v. State,
. All emphasis is supplied unless otherwise indicated.
. The majority implies the record is inadequate to evaluate counsel’s performance. Supra at 731. But as can be seen in part II, supra, the record before us presents a com-píete account of counsel’s actions when the State sought to admit appellant's oral statement.
. Article 38.22 Sec. 3 provides:
(a) No oral or sign language statement of an accused made as a result of custodial interrogation shall be admissible against the accused in a criminal proceeding unless:
(1) an electronic recording, which may include motion picture, video tape, or other visual recording, is made of the statement;
(2) prior to the statement but during the recording the accused is given the warning in Subsection (a) of Section 2 above and the accused knowingly, intelligently, and voluntarily waives any rights set out in the warning;
(3) the recording device was capable of making an accurate recording, the operator was competent, and the recording is accurate and has not been altered;
(4) all voices on the recording are identified; and
(5) not later than the 20th day before the date of the proceeding, the attorney representing the defendant is provided with a true, complete, and accurate copy of all recordings of the defendant made under this article.
(b) Every electronic recording of any statement made by an accused during a custodial interrogation must be preserved until such time as the defendant’s conviction for any offense relating thereto is final, all direct appeals therefrom are exhausted, or the prosecution of such offenses is barred by law.
(c) Subsection (a) of this section shall not apply to any statement which contains assertions of facts or circumstances that are found to be true and which conduce to establish the guilt of the accused, such as the finding of secreted or stolen property or the instrument with which he states the offense was committed.
(d) If the accused is a deaf person, the accused’s statement under Section 2 or Section 3(a) of this article is not admissible against the accused unless the warning in Section 2 of this article is interpreted to the deaf person by an interpreter who is qualified and sworn as provided in Article 38.31 of this code.
(e) The courts of this state shall strictly construe Subsection (a) of this section and may not interpret Subsection (a) as making admissible a statement unless all requirements of the subsection have been satisfied by the state, except that:
(1) only voices that are material are identified; and
(2) the accused was given the warning in Subsection (a) of Section 2 above or its fully effective equivalent.
. This defensive theory was pursued at voir dire where the venire was questioned via the use of a hypothetical question of whether a parent who lived in the same home as a child should be held responsible for items in the child’s possession; in the cross-examination of Scoggins to establish other residents had equal or greater access to the contraband's location than appellant; by calling Romero who testified the contraband was his, and appellant's son, Arturo Perez, who also lived in the residence and testified that everyone in the home used the master bathroom in which the contraband was recovered because the second bathroom was under construction; and in closing argument.
. As noted above, for more than twenty-five years our law has been clear that an objection on constitutional grounds is neither valid, nor proper to prevent the admission of an oral confession. See part II C, supra. Therefore, we are not presented with a situation where the ineffective assistance claim is based upon a proposition of law that was unsettled at the time of counsel’s actions. See Vaughn,
