This case involves review of a published decision of the court of appeals which affirmed a decision of the circuit court for Portage County, Honorable John V. Finn, Judge.
See Peplinski v. Fobe's Roofing, Inc.,
(1) What is the appropriate standard for reviewing the question of whether a res ipsa loquitur jury instruction should have been given by the circuit court?;
(2) Did the circuit court err by not granting Pep-linski's request for a res ipsa loquitur jury instruction?;
(3) Did the circuit court err in denying Peplinski's request for jury instructions relating to "lookout," "management and control," and the specific duties of Fobe's Roofing to Peplinski pursuant to a modified version of Wis JI — Civil 1022.2 and 1022.4?
On July 6, 1990, Robert Peplinski was working as a plumber for Kohl's Plumbing and Heating, Inc. on a project at the University of Wisconsin-Stevens Point. During the course of his work installing a toilet, a large cast iron pipe fell from the rafters of the ceiling onto Peplinski's hand, causing severe injuries. Several weeks earlier, Peplinski had installed the pipe in such a manner that a portion extended through the ceiling. To accomplish this task, he had bolted "unistruts" to the pipe and laid them across the joists in the rafters of the ceiling. The unistruts rested on the bottom of the ceiling rafters but were not clamped or wired to them. Thus, for the pipe to fall, the unistruts had to move off of the bottom of the ceiling rafters.
Following its fall from the ceiling rafters, the pipe was discarded as construction refuse. Consequently, no detailed inspection was able to be made of the pipe. Further, precise measurements of the size of the hole in the ceiling, the length of the unistrut, and the length of the pipe extending beyond the ceiling were not obtained. Measurements for these items were contested by the parties at trial. Uncontested, however, is the fact that between the time Peplinski installed the pipe and the accident, masons constructed a concrete block wall that extended from the floor to the bottom of the roof deck in the area of the unistruts holding up the pipe. Also undisputed is the fact that Fobe's Roofing was working on the roof at the time of the incident and had in its control a motorized cart that carried materials across the roof.
Peplinski subsequently brought an action against Fobe's Roofing asserting that its negligence was the
With respect to Res Ipsa, the court rules that, or is ruling that instruction should not be given because the plaintiffs theory is a specific act of negligence of the employee of the defendant, that is the hitting of the stack pipe on the roof of this building by a defendant's employee. There is no evidence in the record of some other type of negligent conduct on the part of the defendant, and ... I think that the Supreme Court has stated that the Res Ipsa instruction should not be given in a circumstance where the plaintiff has proven, submitted substantial proof in support of the plaintiffs theory that it was a specific act of negligence on the part of the defendant, rather than a Res Ipsa situation where no specific act of negligence is proven.
The circuit court also denied Peplinski's request for the following jury instructions specifying the duty and liability of Fobe's Roofing: (1) a modified and combined Wis JI — Civil 1055, "Lookout"; and Wis JI — Civil 1105, "Management and Control"; and (2) a modified and combined version of WlS JI — CIVIL 1022.2 and 1022.4, "Negligence of General Contractor: Increasing Risk of Injury to Employee of Subcontractor" and "Negligence: Contractor." Instead, the circuit court gave the jury the general negligence instruction as to both parties. The circuit court also gave the jury an instruction relating to the duty of a contractor, WlS JI — CIVIL 1022.4.
The jury returned a verdict finding no negligence on the part of either Peplinski or Fobe's Roofing. Following motions after verdict, judgment was entered on
This case requires us to revisit the troubling question of what the appropriate standard of review 1 is when considering whether the evidence adduced at trial is sufficient for the circuit court to give a res ipsa loquitur instruction to the jury. The parties point out that this issue has been raised previously in both the court of appeals and the supreme court and there is, to say the least, inconsistency of opinion. Our task then is to trace and clarify the law on the issue.
The doctrine of
res ipsa loquitur
has long been a part of Wisconsin jurisprudence. For example, in
Weggeman v. Seven-Up Bottling Co.,
In
Fehrman v. Smirl,
One year after
Fehrman I,
this court revisited the
res ipsa loquitur
issue in
Fehrman v. Smirl,
When proof of negligence is offered, the trial judge, in contemplating the instructions which he will give to the jury, must evaluate the testimony to determine if there has been such substantial proof of negligence as to render superfluous the giving of an instruction on res ipsa loquitur. Sometimes the question as to the adequacy of the proof of negligence will be a close one; it will be within the sound discretion of the trial judge to determine whether the giving of the instruction will be redundant.
In any event, in the instant case, it was not an abuse of discretion for the trial court to have given the res ipsa loquitur instruction.
Id.
at 653,
Subsequent to
Fehrman I
and
Fehrman II,
several cases have been decided wherein the issue of the standard of review for
res ipsa loquitur
instructions has
Adding to the confusion, the court of appeals has entered the fray with conclusions that both the
de novo
and discretionary standards are applicable in reviewing the grant or denial of a
res ipsa loquitur
instruction. For instance, in
Lecander v. Billmeyer,
(a) either a laymen is able to determine as a matter of common knowledge or an expert testifies that the result which occurred does not ordinarily occur in the absence of negligence, (b) the agent or instrumentality causing the harm was within the exclusive control of the defendant, and (c) the evidence offered is sufficient to remove the causation question from the realm of conjecture, but not so substantial that it provides a full and complete explanation of the event.
Lecander,
[W]hen both parties have rested and a negligence case is ready for the jury, either of two conditions may exist which would render it error to give the res ipsa loquitur instruction. The first occurs when the plaintiff has proved too little — that is, if there has been no evidence which would remove the causation question from the realm of conjecture and placed it within the realm of permissible inferences. The second situation where it is also error occurs when the plaintiffs evidence in a given case has been so substantial that it provides a full and complete explanation of the event if the jury chooses to accept it. In that case the cause is no longer unknown and the instruction will be superfluous and erroneous. However, a middle ground exists between these two extremes where the instruction will still be proper.
"... the introduction of some evidence which tends to show specific acts of negligence on the part of the defendant, but which does not purport to furnish a full and complete explanation of the occurrence does not destroy the inferences which are consistent with the evidence, and so does not deprive the plaintiff of the benefit of res ipsa loquitur."
In the present case, the court of appeals attempted to "harmonize" the confusion regarding the standard of review question. The court noted that when discussing the first two requirements for the granting of a
res ipsa loquitur
instruction — "instrumentality in exclusive control of defendant" and "result does not occur in the absence of negligence" — courts generally utilize a
de novo
standard of review.
Peplinski,
The impression of a witness's testimony which the trial court gains from seeing and hearing the witness can make a difference in a decision that evidence is more than conjecture, but less than full and complete. We believe that this was what the supreme court was referring to in Fehrman II when it noted that in close cases, the adequacy of the proof will be within the sound discretion of the trial judge.
Id.
at 317,
A mixed question of fact and law is one with both factual (i.e., deferential) and legal (i.e., nondeferen-tial) components. The first question to be answered in a mixed question is "what, in fact actually happened ...." To the extent that this determination is contingent upon the trial court's better position, it is deferred to. The second question is "whether those facts, as a matter of law, have meaning as a particular legal concept." No deference is afforded to this trial court determination. Conceptually, the "facts" referred to in the second question must be understood as facts as found by the trial court. Viewed in that light, the mixed question standard becomes clear from a functional approach: that part of the trial court's determination which depended upon the trial court's better position is deferred to. But the application of that part to an objectified standard of law is an exercise not entirely dependent upon the experience of the trial court, and therefore may be done as well by the appellate court.
The third element is somewhat nebulous and requires the circuit court to make a determination following a careful weighing of the evidence. Because the circuit court is in a better position to consider the evidence, and has the benefit of being present to hear and observe the witnesses at trial, the question of whether "too much" or "too little" evidence has been proffered by the plaintiff is discretionary in nature and should be reviewed utilizing an erroneous exercise of discretion standard. Under this standard, the circuit court's determination will be upheld on appeal if it is a reasonable conclusion, based upon a consideration of the appropriate law and facts of record.
Hartung v. Hartung,
With these considerations in mind, we turn now to the present case. The circuit court, in its ruling denying Peplinski's request for a jury instruction on
res ipsa loquitur,
made no reference to the first two requirements of the doctrine. Instead, it determined that Peplinski had proved too much on the issue of causation and had essentially offered a full explanation of
During trial, Peplinski offered the following theory concerning causation: Patrick Slaughter, an employee of Fobe's Roofing, struck the stack pipe while driving a motorized cart carrying roofing materials and this caused the pipe to fall and injure Peplinski's hand. This theory was presented through the adverse examination of Slaughter and the expert testimony of engineer Charles Hagberg.
On cross-examination, Slaughter admitted that he alone drove the cart back and forth on the roof deck past the pipe that morning. He admitted he was the only roofer in the area of the pipe at 8:30 a.m. when the accident occurred. 3 Slaughter admitted that the cart and its trailer were quite heavy when filled with roofing materials such as asphalt. He also admitted that there was sufficient room on the roof deck to drive the cart around without striking the pipe. Further, as evidenced by the following colloquy, Slaughter denied having struck the pipe at any time:
Attorney Maeder: Mr. Slaughter, to be perfectly frank with us, you made a mistake when you hit it, and you made a mistake when you denied it, didn't you?
Mr. Slaughter: No, sir.
Engineer Hagberg, Peplinski's liability expert, testified that the force needed to knock the unistrut off the
Hagberg also criticized Slaughter's operation of the motorized cart. He testified that there was fourteen feet of clearance on one side of the pipe and seventeen feet of clearance on the other side and that there was no reason for the cart, which was capable of serious damage, to be close to the pipe. Finally, he testified that striking the pipe did not "comply with good safety practice," was a "preventable accident," and could have been prevented by "ordinary care of staying away from the pipe."
As noted above, the circuit court explained that an instruction as to
res ipsa loquitur
"should not be given because the plaintiffs theory is a specific act of negligence of the employee of the defendant, that is the hitting of the stack pipe on the roof of this building by a defendant's employee. There is no evidence in the record of some other type of negligent conduct on the part of the defendant." We conclude that the circuit court's ruling was not an erroneous exercise of discretion. The determination was a reasonable conclusion, derived through a process of reasoning that clearly considered the appropriate law and facts of record. Quite
This case is analogous to
Utica Mutual Ins. Co. v. Ripon Cooperative,
We turn next to Peplinski's contention that the circuit court erred in denying his request for jury instructions relative to "lookout," "management and control," and the duty of Fobe's employees to Peplinski pursuant to a modified version of WlS JI — CIVIL 1022.2 and 1022.4. This court has noted the following concern
The trial court has broad discretion when instructing the jury. A challenge to an allegedly erroneous jury instruction warrants reversal and a new trial only if the error was prejudicial. An error is prejudicial if it probably and not merely possibly misled the jury. If the overall meaning communicated by the instructions was a correct statement of the law, no grounds for reversal exist.
Fischer v. Ganju, 168
Wis. 2d 834, 849-50,
Peplinski first argues that instructing "the jury as to 'lookout' and 'management and control' as to the operator of the motorized cart was appropriate for the theory . . . that the cart operator negligently hit the pipe with his motorized cart." He asserts that the operation of a motorized cart is similar and analogous to the operation of an automobile and, therefore, Wis JI — Civil 1055 and 1105 should have been given by the circuit court.
5
We agree that the operation and control
As relevant to this issue, the circuit court gave a slightly modified version of WlS JI — CIVIL 1005:
A person is negligent when he fails to exercise ordinary care. Ordinary care is the degree of care which the great mass of mankind ordinarily exercises under the same or similar circumstances. A person fails to exercise ordinary care when, without intending to do any wrong, he does an act or omits a precaution under circumstances in which a person of ordinary intelligence and prudence ought reasonably to foresee that such act or omission will subject him or his property, or the person or property of another, to an unreasonable risk of injury or damage.
A contractor has a duty to exercise ordinary care in the construction of a building. This duty requires such contractor to perform work with the same degree of care and skill and to provide such suitable materials as are used and provided by contractors of reasonable prudence, skill, and judgment in similar construction.
Peplinski asserts that these two instructions did not adequately cover the law, and the failure to give the requested instructions was prejudicial error. Besides these two conclusory allegations, however, Peplinski provides no specific reasons as to why the failure to give these instructions was prejudicial error. Our review reveals that by giving WlS JI — Civil 1005 and 1022.4, the circuit court recognized that the case required an instruction on negligence as well as an instruction on the duty of Peplinski and Fobe's Roofing as contractors. WlS JI — Civil 1005 explains that where a person does not exercise ordinary care, he or she is negligent. WlS JI — Civil 1022.4 provides that a contractor, in constructing a building, has a duty to exercise ordinary care. These two instructions adequately covered the law in the present case. Further, one cannot reasonably conclude that these instructions somehow misled the jury. We conclude that the circuit court did not erroneously exercise its discretion when it chose not to include WlS JI — CIVIL 1055 and 1105 as instructions to the jury.
Peplinski next argues that the circuit court erred in failing to give a proposed version of WlS JI — CIVIL 1022.2 and 1022.4 dealing with the specific duty as to
A contractor and his employees who are performing work on a building project [have] a duty not to do an affirmative act that would increase the risk of injury or to do an act that injures the employees of another contractor on the same project. In this case Fobe[']s employees had an affirmative duty to exercise reasonable care to not do an act or acts that would contribute to an injury of other persons on the same job. The failure to exercise such care, if you so find, is negligence.
Peplinski, citing
Fischer,
Finally, Peplinski argues that the circuit court erred in giving Wis JI — Civil 1022.4 because it spoke
Here, Wis JI — CIVIL 1022.4 had the dual effect of explaining that Peplinski had a duty to exercise reasonable care in installing the pipe assembly and that the employees of Fobe's Roofing had a duty to exercise reasonable care in performing their roofing tasks. Despite Peplinski's arguments to the contrary, we do not believe the giving of this instruction somehow created "an anti-plaintiff atmosphere." Because this instruction correctly stated the law and adequately informed the jury on the issue, we conclude that it was not an erroneous exercise of discretion for the circuit
By the Court. — The decision of the court of appeals is affirmed.
Notes
One commentator has noted the following general principles regarding the concept of a standard of review:
A standard of review is "a limiting mechanism which defines an appellate court's scope of review," and hence its power. However, standard of review is far easier to describe than to define. Metaphorically, it sets the height of the hurdles over which an appellant must leap in order to prevail on appeal "[Standards of review] indicate the decibel level at which the appellate advocate play to catch the judicial ear." On a more literal level, standards of review are measures of the degree of deference that appellate courts must pay to lower tribunals, most notably trial courts. In so allocating deference, these standards define the allocation of power between the trial and appellate courts.
Ronald R. Hofer, Standards of Review — Looking Beyond the Labels, 74 Marq. L. Rev. 231, 232 (1991).
This third element, of course, no longer presents a bar to the application of the
res ipsa loquitur
doctrine because our state has accepted the concept of comparative negligence.
See Turtenwald v. Aetna Casualty & Surety Co.,
The record is devoid of any testimony demonstrating that any other equipment was near the pipe on the roof deck except the cart operated by Slaughter.
Because we conclude that the circuit court's ruling as to the res ipsa loquitur instruction was correct based on the "too much evidence, too little evidence" consideration, we need not address the first two requirements for the doctrine's applicability.
Wis JI — Civil 1055, Lookout, provides:
A driver has a duty to exercise ordinary care to keep a careful lookout ahead and about him or her for the presence or movement of other vehicles, objects, or pedestrians that may be within or approaching the driver's course of travel. In addition, the driver has the duty [to use ordinary care] to lookout for the condition of the highway ahead and for traffic signs, markers, obstructions to vision, and other things that might warn of possible danger.
To satisfy this duty of lookout, the driver must use ordinary care to make observations from a point where the driver's observations would be effective to avoid the accident. Additionally, having made the observation, the driver must then exercise reasonable judgment in calculating the position or movement of persons, vehicles, or other objects.
WlS JI — Civil 1105, Management and Control, provides:
A driver must exercise ordinary care to keep his or her vehicle under proper management and control so that when danger appears, the driver may stop the vehicle, reduce speed, change course, or take other proper means to avoid injury or damage.
