¶ 1 Defendant, Vanessa Ann Zubiate, appeals her convictions entered following a jury trial for aggravated driving after revocation prohibited (aggravated DARP) and driving while ability impaired (DWAI). She also appeals her driving under restraint (DUR) conviction entered following her guilty plea to that offense, and the sentence imposed. We affirm.
I. Background
¶ 2 Shortly after midnight on October 2, 2010, Officer Tom Rayside observed a car make a wide right turn in a residential area and began following it. The car made another right turn without signaling until after the turn had been completed, and the driver pulled over and stopped. No one exited the car for ten to fifteen seconds, and Officer Rayside approached it.
¶ 3 Defendant, the driver, was with two passengers. Officer Rayside smelled alcohol and marijuana in the vehicle. He asked defendant if she had been drinking, and she responded that she had a few drinks and had smoked marijuana earlier. She agreed to perform several roadside sobriety tests, which Officer Rayside determined were performed unsatisfactorily. He arrested her for suspicion of driving under the influence of alcohol or drugs, advised her of Colorado's express consent statute
¶ 5 During the first trial, Officer Rayside testified that defendant told him that she was afraid of needles and refused to take a chemical test. Defendant's theory of defense was that she was afraid of needles and had refused the chemical test for that reason, not because she was intoxicated. To support this theory, her friend, H.W., testified that defendant had refused pain medication during childbirth and when she broke her arm because she was afraid of needles.
¶ 6 The first jury found defendant guilty of failing to provide proof of insurance and failing to signal. The trial court declared a mistrial on the DARP and DUI charges because the jury was unable to reach a verdict.
¶ 7 Defendant was retried on the DARP and DUI charges. During the second trial, defendant again maintained that she had refused the chemical test because she was afraid of needles and not because she was intoxicated. However, during defense counsel's cross-examination of Officer Rayside, the prosecution moved to preclude the defense from eliciting testimony about defendant's statement concerning her fear of needles on the basis that it was inadmissible hearsay. The trial court agreed, sustained the prosecution's objection, and precluded defense counsel from questioning Officer Rayside about whether defendant had stated that she was afraid of needles. Defendant was convicted of aggravated DARP and DWAI, a lesser included offense of DUI.
¶ 8 This appeal followed.
II. Excluding Defendant's Out-of-Court Statement
¶ 9 Defendant contends that the trial court erred in excluding an out-of-court statement concerning her fear of needles, and, consequently, deprived her of her constitutional right to present evidence in her own defense. We disagree.
A. Law and Review Standard
¶ 10 Few rights are more fundamental than the accused's right to present evidence that might influence the jury's determination of guilt. People v. Richards,
¶ 11 We review a trial court's evidentiary ruling for an abuse of discretion. People v. Ibarra,
B. Hearsay
¶ 12 Hearsay is "a statement other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted." CRE 801(c) ; see People v. Huckleberry,
¶ 13 Defendant argues that the court erred in excluding her statement to Officer Rayside concerning her fear of needles because it was (1) offered for a nonhearsay purpose, (2) a statement against interest, and (3) a statement concerning her state of mind. We address these arguments in turn.
¶ 14 Defendant argues that her statement was admissible for the nonhearsay purpose of providing context for her actions. We are not persuaded.
¶ 15 A relevant out-of-court statement not offered for its truth is admissible as nonhearsay evidence. People v. Scearce,
¶ 16 Here, the statement was only relevant if it was offered for the truth of the matter asserted, namely, that defendant feared needles. Accordingly, it was hearsay. See CRE 801(c). Because the statement is hearsay, an exception must apply for it to be admissible. See People v. Czemerynski,
2. Statement Against Interest
¶ 17 Defendant argues that her statement was admissible as a statement against interest. We disagree.
¶ 18 CRE 804(3) defines a statement against interest as a statement that
(A) a reasonable person in the declarant's position would have made only if the person believed it to be true because, when made, it was so contrary to the declarant's proprietary or pecuniary interest or had so great a tendency to invalidate the declarant's claim against someone else or to expose the declarant to civil or criminal liability; and
(B) is supported by corroborating circumstances that clearly indicate its trustworthiness, if it is offered in a criminal case as one that tends to expose the declarant to criminal liability.
¶ 19 Relying on People v. Newton, defendant maintains that her statement concerning needles was admissible as a collaterally neutral statement related to a statement against interest.
¶ 20 Here, defendant's refusal to submit to the chemical test exposed her to criminal liability. See § 42-4-1301(6)(d), C.R.S.2012 ("[i]f a person refuses to take or to complete, or to cooperate with the completing of, any test or tests as provided in section 42-4-1301.1 and such person subsequently stands trial for DUI or DWAI, the refusal to take or to complete, or to cooperate with the completing of, any test or tests shall be admissible into evidence at the trial"). However, her statement that she feared needles was so self-serving that it was inherently unreliable because it suggested that she had refused the chemical test because of her fear of needles and not because the test would have confirmed that she was intoxicated. See Newton,
3. State of Mind
¶ 21 Defendant argues that her statement concerning needles was admissible to show
¶ 22 At trial, defendant did not argue that her statement was admissible under CRE 803(3) to show her then existing state of mind. Nonetheless, defendant asserts that this issue is preserved because the court sustained the prosecution's objection and precluded defense counsel from eliciting her complete statement to Officer Rayside. She asserts that constitutional harmless error review applies. The People concede that "[defendant] preserved the issue at trial with her objection and the district court overruling the objection," but maintain that we should review for nonconstitutional harmless error. We are not bound by the parties' concessions and may rely on our own legal interpretations, even if they are clearly inconsistent with counsels' representations and arguments. See People v. Backus,
¶ 23 Here, defendant was the proponent of the evidence, and the trial court sustained the prosecution's hearsay objection. At trial, defendant argued that the statement was admissible under the rule of completeness. Because she did not argue that the statement was admissible under CRE 803(3), we review her contention for plain error. See People v. Davis,
¶ 24 Plain error is both obvious and substantial and so undermines the trial's fundamental fairness as to cast serious doubt on the judgment of conviction's reliability.
¶ 25 The state of mind exception provides that "[a] statement of the declarant's then existing state of mind ... (such as intent, plan, motive, design, mental feeling, pain, and bodily health)" is not excluded by the hearsay rule. CRE 803(3) ; People v. Franklin,
¶ 26 Here, defendant was the declarant. Her statement to the officer that "she did not like needles and wanted to refuse a chemical test" was arguably admissible under CRE 803(3) because it showed her mental feeling and her motive, intent, and plan to refuse the test because she did not like needles. See People v. Rogers,
¶ 27 However, several divisions of this court have concluded that a defendant's self-serving hearsay declarations may be excluded because there is nothing to guarantee their trustworthiness. See Davis,
¶ 28 Here, defendant's statement was self-serving. As discussed above, it tended to support her theory of defense that she had refused the chemical test because she was afraid of needles, not because she was intoxicated. Thus, considering existing Colorado case law, any error was not obvious. See Davis,
C. Rule of Completeness
¶ 29 Defendant contends that her statement concerning her fear of needles was admissible under the rule of completeness. We disagree.
¶ 30 Where admitting part of a statement would be unfair or misleading, the rule of completeness allows the adverse party to introduce other parts of the statement which ought in fairness to be considered along with it. CRE 106 ("When a writing or recorded statement or part thereof is introduced by a party, an adverse party may require him at that time to introduce any other part or any other writing or recorded statement which ought in fairness to be considered contemporaneously with it."); People v. Melillo,
¶ 31 We conclude that the court did not err in excluding her statement on this basis for two reasons.
¶ 32 First, defendant's inculpatory statement-her refusal to submit to a chemical test-was not introduced into evidence. On direct examination, Officer Rayside testified that he placed defendant in custody and advised her of Colorado's express consent law after she unsatisfactorily performed roadside maneuvers and admitted to drinking alcohol and smoking marijuana. The prosecutor asked, "[D]id [defendant] agree to provide a sample of her blood?" Officer Rayside responded, "No, ma'am." He did not testify that defendant stated that she refused to submit to a chemical test during the second trial. Thus, the prosecution did not introduce the initial portion of her statement-in which she refused the test. See CRE 801(a) ("A 'statement' is (1) an oral or written assertion or (2) nonverbal conduct of a person, if it is intended by him to be communicative."). Accordingly, the rule of completeness is inapplicable because there was no statement to complete.
¶ 33 Second, as discussed above, defendant's statement was self-serving. Self-serving hearsay declarations made by a defendant may be excluded under the rule of completeness because there is nothing to guarantee their trustworthiness. Davis,
III. Merger
¶ 34 Defendant contends that her DARP and DUR convictions merge because DUR is a lesser included offense of DARP. She maintains that her DUR conviction and sentence must therefore be vacated. We disagree.
¶ 35 We review de novo whether merger applies to criminal offenses because it presents an issue of statutory interpretation. People v. Torres,
¶ 36 The Double Jeopardy Clauses of the United States and Colorado Constitutions generally prohibit imposing multiple punishments for the same offense. U.S. Const. amend. V ; Colo. Const. art. II, § 18 ;
¶ 37 To determine whether one crime is a lesser included offense of another crime under section 18-1-408(5)(a), C.R.S.2012, we apply the "strict elements test." Meads v. People,
¶ 38 Initially, we reject the People's argument that failing to raise this issue in the trial court precludes appellate review. See People v. Tillery,
¶ 39 Section 42-2-206, C.R.S.2012, establishes the offense and punishments for aggravated DARP and DARP. As relevant here, it provides:
(1)(a)(I) It is unlawful for any person to operate any motor vehicle in this state while the revocation of the department prohibiting the operation remains in effect. Any person found to be an habitual offender, who operates a motor vehicle in this state while the revocation of the department prohibiting such operation is in effect, commits a class 1 misdemeanor.
....
(b)(I) A person commits the crime of aggravated driving with a revoked license if he or she is found to be an habitual offender and thereafter operates a motor vehicle in this state while the revocation of the department prohibiting such operation is in effect and, as a part of the same criminal episode, also commits ... [DUI or DUI per se, DWAI, reckless driving, eluding or attempting to elude a police officer, violating the requirements for accidents and accident reports, or vehicular eluding].
(II) Aggravated driving with a revoked license is a class 6 felony....
¶ 40 Thus, DARP is a class one misdemeanor, unless the driver commits certain other offenses while driving with a revoked license, in which case the driver is guilty of aggravated DARP, a class six felony. Because the other driving offenses listed in section 42-2-206(1)(b)(I) raise DARP's offense level, they are sentence enhancers. See Armintrout,
¶ 41 Therefore, we consider the DARP offense elements, which are (1) that the defendant; (2) in the State of Colorado, at or about the date and place charged; (3) having been found by the Department of Revenue, Division of Motor Vehicles, to be a habitual traffic offender; (4) with notice and knowledge of revocation of his or her privilege to drive; (5) operated a motor vehicle; (6) while the revocation of the Department of Revenue, Division of Motor Vehicles prohibiting
¶ 42 Section 42-2-138, C.R.S.2012, establishes the offense of DUR:
(1)(a) Any person who drives a motor vehicle or off-highway vehicle upon any highway of this state with knowledge that the person's license or privilege to drive, either as a resident or a nonresident, is under restraint for any reason other than conviction of DUI, DUI per se, DWAI, habitual user, or UDD is guilty of a misdemeanor. A court may sentence a person convicted of this misdemeanor to imprisonment in the county jail for a period of not more than six months and may impose a fine of not more than five hundred dollars.
....
(d)(I) A person who drives a motor vehicle or off-highway vehicle upon any highway of this state with knowledge that the person's license or privilege to drive, either as a resident or nonresident, is restrained under section 42-2-126(3), is restrained solely or partially because of a conviction of DUI, DUI per se, DWAI, habitual user, or UDD, or is restrained in another state solely or partially because of an alcohol-related driving offense is guilty of a misdemeanor and, upon conviction thereof, shall be punished by imprisonment in the county jail for not less than thirty days nor more than one year and, in the discretion of the court, by a fine of not less than five hundred dollars nor more than one thousand dollars.
¶ 43 As relevant here, section 42-2-126(3), C.R.S.2012, mandates that the department of motor vehicles revoke the license of a person who drives with a blood alcohol content in excess of 0.08.
¶ 44 Thus, section 42-2-138(1)(d)(I) increases the punishment for DUR if the driver's license or privilege to drive is restrained because of certain alcohol-related driving offenses. That subsection therefore establishes a sentence enhancer. See People v. Whitley,
¶ 45 Accordingly, the elements of DUR are (1) that the defendant; (2) in the State of Colorado, at or about the date and place charged; (3) drove a motor vehicle; (4) upon any highway of this state; (5) when his or her license or driving privilege was under restraint; and (6) with knowledge that his or her driving privilege was under restraint. § 42-2-138.
¶ 46 The People argue that defendant's convictions do not merge because DUR requires proof that the existing revocation be for a previous alcohol-related offense. We are not persuaded, but conclude that defendant's convictions do not merge for another reason.
¶ 47 We reject the People's argument because, as discussed above, the provision enhancing a defendant's sentence for having had a license revoked for an alcohol-related offense is a sentence enhancer, not a substantive element. See Armintrout,
¶ 48 Relying on People v. Rodriguez,
¶ 49 We conclude that the offenses do not merge because proving the DARP elements does not necessarily establish DUR for two reasons.
¶ 51 Second, as another division of this court noted in People v. Zweygardt, the supreme court has defined "operate" more broadly than "drive."
¶ 52 We therefore conclude that DUR is not a lesser included offense of DARP. Accordingly, defendant's convictions and sentences for both offenses do not merge.
¶ 53 The judgment and sentence are affirmed.
Judge TAUBMAN and Judge GRAHAM concur.
Notes
The express consent statute provides, as relevant here: "Any person who is required to take and to complete, and to cooperate in the completing of, any test or tests shall cooperate with the person authorized to obtain specimens of such person's blood, breath, saliva, or urine, including the signing of any release or consent forms required by any person, hospital, clinic, or association authorized to obtain such specimens. If such person does not cooperate with the person, hospital, clinic, or association authorized to obtain such specimens, including the signing of any release or consent forms, such noncooperation shall be considered a refusal to submit to testing." § 42-4-1301.1(3), C.R.S.2012. Section 42-4-1301(6)(d), C.R.S.2012, provides that a refusal to submit to testing is admissible in a subsequent DUI or DWAI prosecution.
Defendant does not challenge Officer Rayside's decision to offer her only a blood test, and she does not argue that she thought she was entitled to choose another type of test. See § 42-4-1301.1(2) (a)(I), (b)(I), C.R.S.2012; Stanger v. Colo. Dep't of Revenue,
Given our conclusion that the issue is unpreserved, we need not address whether the alleged error is of constitutional dimension. People v. Miller,
Other commentators and courts have declined to exclude a party's hearsay statements simply because they are self-serving. See, e.g., 2 McCormick on Evidence 268 n. 8 (6th ed. 2006) ("self-serving statements are not categorically excluded under the Federal Rule"); United States v. DiMaria,
