Lead Opinion
Opinion
This is an automatic appeal (Pen. Code, § 1239, subd. (b))
In the penalty phase, the jury returned a verdict of death. After denying defendant’s motion for a new trial and reduction of the penalty (§ 190.4), the trial court imposed the death penalty for the first degree murder convictions as to counts 1 and 5, followed by an indeterminate term of 25 years to life with possibility of parole for the murder conviction as to count 8. For the remaining counts and special circumstance allegations, the court imposed determinate terms totaling 45 years but ordered those sentences stayed.
I. Facts
A. Guilt Phase
1. The Attempted Murder and Robbery of Manzine Miller and the Murder of Terry Rivers
In the early morning hours of January 30, 1989, Manzine Miller and Terry Rivers were selling rock cocaine in front of Miller’s house on East 24th Street in Oakland (Miller’s house). Around 2:30 a.m., Miller observed a black-over-green Ford turn onto Highland Avenue from East 24th Street and park. Moments later, defendant and another man walked from Highland Avenue and approached Miller. Defendant told Miller he wanted to purchase $50 worth of rock cocaine. Miller indicated to defendant that he could sell him the drug, but would have to get it from his supplier. Defendant told his companion to watch the street and then followed Miller along a pathway through a nearby vacant lot known as the “swamp,” towards Miller’s supplier. As they walked, defendant pulled out a gun, told Miller to get on his knees, and robbed him of the rock cocaine he had in his pocket. As Miller begged defendant not to shoot him, defendant shot him above his right hip. Miller survived the gunshot wound and watched defendant walk back towards his (Miller’s) house. Miller heard three gunshots shortly after defendant left. When the police arrived at Miller’s house, they found the body of Terry Rivers lying across the front entryway.
2. Murder of Glen Frazier and Attempted Robbery of Melva Fite
Sometime after 2:00 a.m. on January 30, 1989, on 89th Avenue in Oakland, defendant exited a vehicle and approached Melva Fite and Glen Frazier as they talked with Frazier’s cousin, Ricky Smith. Defendant suddenly began shooting at Smith. Smith ran to a house, and Fite and Frazier ran up 89th Avenue. Defendant followed Fite and Frazier in his vehicle. Defendant’s cousin, Patrick Jackson, was riding in the front passenger seat. When defendant caught up with Fite and Frazier near the intersection of 90th Avenue and Cherry Street, he exited the vehicle and demanded their money. Frazier told defendant they did not have anything. Defendant then accused Frazier of previously robbing him. Frazier replied that he did not know defendant. As he and Fite crouched down on their knees, they begged defendant not to shoot. Defendant told Fite to run, and moments later, Fite heard two shots fired. She saw Frazier slump to the ground. Frazier died later that morning from a gunshot wound to his lower back.
In the early morning hours of February 19, 1989, defendant crashed through the living room window of a “crack house” on 74th Avenue (74th Avenue house). Luther Thomas, Veronica Robinson, Joseph Lee Batiste,
During the commotion, Davis left the northwest bedroom and entered the southwest bedroom, where he jumped out of the window. Robinson, who had been hiding in the closet, followed Davis out of the window.
Meanwhile, defendant entered the northwest bedroom and robbed Livingston of $40. Defendant then left the bedroom and entered the southwest bedroom. Livingston heard the sound of a window breaking, followed by three gunshots. Within minutes after the shooting stopped, defendant entered the northwest bedroom, looked at Livingston, and then left the house through the front door.
Outside, Robinson had crawled toward the front of the house while Davis had crawled toward the rear of the house. Robinson heard Davis say, “Oh, they going to kill me” and another gunshot.
Shortly after defendant left the house, Livingston went to the front door and looked out. He saw defendant standing on the sidewalk and heard Davis moaning in pain. A vehicle pulled up in front of the house as Livingston went back into the house.
4. Ballistics Evidence
Chester Young, a retired ballistics expert formerly employed by the Oakland Police Department, analyzed six bullets recovered from the three crime scenes in this case: the three bullets recovered from each of the bodies of Miller, Rivers, and Frazier; a bullet recovered from the living room wall at Miller’s house; and two bullets recovered from the 74th Avenue house.
Young explained to the jury that two bullets are declared “a positive match” when they share a particular number and type of identification
B. Penalty Phase
1. Prosecution Evidence
As evidence in aggravation, the prosecution relied upon the guilt phase evidence of the circumstances of the charged offenses and special circumstances (§ 190.3, factor (a)), a prior conviction for the sale of narcotics that defendant admitted (§ 190.3, factor (c)), and evidence of other violent criminal conduct involving defendant’s alleged battery and intimidation of witness Steven Ross on July 16, 1990 (§§ 190.3, factor (b), 136.1, 242).
2. Defense Evidence
As evidence in mitigation, the defense presented the testimony of defendant’s paternal grandmother and grandfather, mother, sister, aunt, three school teachers, and a licensed psychologist.
Family members testified that defendant’s immediate family moved often when defendant was a child. Defendant grew up in Oakland but spent significant periods of time with his grandparents in Alabama. Defendant had “learning” and “adjustment” problems when he began kindergarten. By the time defendant was in the fourth grade, his problems had escalated into fighting and “disrespecting” authority.
Defendant’s father moved out when defendant was eight years old, leaving defendant’s mother with the sole responsibility of raising defendant and his siblings. Defendant had a good relationship with his siblings, but had essentially no relationship with his father. Defendant’s mother sought psychiatric help for defendant when he was 11 years old because he was wetting his bed and soiling his underwear. Although she took defendant to see a psychiatrist, he would not cooperate with or speak to the psychiatrist.
Defendant started smoking marijuana in junior high school. When defendant dropped out of school in the ninth grade, he began to stay out all night with friends. At some point, defendant began to deal crack cocaine to make money.
Dr. Robert Kaufman, a licensed psychologist, testified as an expert in the area of neuropsychological testing and assessments. Dr. Kaufman met with defendant in the county jail on August 28, 1990, and administered a number of neuropsychological tests over a three-and-a-half-hour period. He testified defendant had an overall IQ of 75, just above the IQ range for the mentally retarded; was “highly impaired” in terms of cognitive dysfunction; had the educational skills of a nine year old; and suffered from a “probable organic mental disorder not otherwise specified.”
H. Discussion
A. Preliminary Issue: Adequacy of Appellate Record
Defendant contends the record on appeal is inadequate to permit meaningful appellate review, in violation of his rights to due process of law under the Fifth and Fourteenth Amendments to the federal Constitution, to competent counsel under the Sixth Amendment, to equal protection of the law under the Fourteenth Amendment, and to a reliable determination of guilt and penalty under the Eighth Amendment.
The appellate record in this case does not include the reporter’s transcripts of the following proceedings or conferences: defendant’s arraignment in the Alameda County Superior Court; a portion of the jury selection proceedings; a conference between the trial court and counsel during which the trial court excused Prospective Juror H. H. by stipulation; two conferences between the trial court and counsel during which the parties agreed to excuse additional jurors by stipulation; a bench conference immediately preceding the testimony of prosecution witness Patrick Jackson; several conferences regarding jury instructions, penalty phase scheduling, and the readback of testimony; and a conversation between the trial court and the jury foreperson. The trial court conducted hearings to settle the record, but the parties were unable to fully reconstruct all of the unreported proceedings. Defendant claims the omission of these proceedings renders the record on appeal inadequate to permit meaningful appellate review.
Defendant fails to demonstrate prejudice. He argues the omissions from the record are prejudicial because legal discussions may have occurred during these proceedings and because reversible errors may have occurred that are forever shielded from appellate review. He adds that transcripts of these unreported proceedings are also crucial to determine whether trial counsel performed competently. In essence, defendant argues that merely showing that the missing material may have contained matter that demonstrated error or reflected a constitutional violation satisfies his burden of establishing prejudice. But this amounts to nothing more than speculation, which is insufficient. (People v. Pinholster (1992)
Because we find the appellate record adequate for us to reach the merits of defendant’s claims, defendant was not prejudiced by the omission of portions of the record. (People v. Frye (1998)
B. Guilt Phase Issues
1. Batson/Wheeler Motion
Defendant contends that the trial court violated his state constitutional right to trial by a jury drawn from a representative cross-section of the community (Cal. Const, art. I, § 16; People v. Wheeler (1978)
During jury selection, and after the prosecutor exercised his ninth peremptory challenge, defense counsel asserted that the prosecutor had used his peremptory challenges to strike all of the African-American female prospective jurors from the jury panel—namely, D. D., V. S., and B. W.
Thereafter, out of the jury’s presence, the trial court addressed defendant’s Wheeler motion. It identified the African-American female prospective jurors by name (D. D. and V. S.), noted they were members of two cognizable
Both the state and federal Constitutions prohibit the use of peremptory challenges to remove prospective jurors solely on the basis of a presumed group bias based on membership in a racial or other cognizable group. (People v. Box (2000)
When a trial court denies a Wheeler motion because the movant failed to establish a prima facie case of group bias, the reviewing court examines the entire record of voir dire for evidence to support the trial court’s ruling.
“Blacks, of course, are a cognizable group for purposes of both Wheeler (
Regarding Prospective Juror V. S., the prosecutor reasonably might have challenged her because of her experience as an insurance claims specialist. V. S. disclosed she assisted defense attorneys in preparation for litigation and arbitration. In response to questioning, she indicated she sometimes took an active role in the process. Although V. S. stated she might not speak up in settlement conferences or negotiations “[i]f our defense attorney is a strong attorney and he doesn’t need my input,” she said she would “have something to say” if the attorney “doesn’t put forth something that I think is essential to evaluating the claim and helping the judge make a decision as to, you know, what is fair or in helping the judge.” In light of these voir dire responses, the prosecutor might reasonably have challenged V. S. on the basis that she might be overly defense oriented in evaluating and deliberating the charges against defendant.
Accordingly, we affirm the trial court’s ruling denying defendant’s Wheeler motion.
Furthermore, even though the trial court interpreted defendant’s motion as based solely on Wheeler, we may properly consider defendant’s Batson claim on the merits. (See People v. Yeoman (2003)
Defendant was convicted of the first degree murder of Terry Rivers. The jury was instructed it could convict defendant of first degree murder based on the theory of robbery felony murder or of premeditated and deliberate murder. Because the jury found true the special circumstance that defendant killed Rivers during the commission of a robbery, it necessarily sustained at least the felony-murder theory. Defendant contends, in substance, the evidence is insufficient under the due process clause of the Fourteenth Amendment to the federal Constitution to support his conviction for the first degree murder of Terry Rivers under either theory.
“In reviewing the sufficiency of evidence under the due process clause of the Fourteenth Amendment to the United States Constitution, the question we ask is ‘whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.’ ” (Rowland, supra,
“In California, the first degree felony-murder rule ‘is a creature of statute.’ [Citation.] When the prosecution establishes that a defendant killed while committing one of the felonies section 189 lists [including robbery], ‘by operation of the statute the killing is deemed to be first degree murder as a matter of law.’ ” (People v. Mendoza (2000)
Miller testified defendant robbed and then shot him around 2:30 a.m. on January 30, 1989. Defense counsel conceded during summation that defendant shot Miller and, on appeal, defendant concedes the evidence is sufficient to prove he shot Miller.
Miller testified that after defendant shot him, defendant walked back towards Miller’s house. Miller heard three additional shots fired, from several seconds to 10 minutes later. He then began crawling towards East 23rd Street to get help.
Police discovered Rivers’s body lying on the front porch of Miller’s house, across the front entryway. Rivers was killed by a single .38-caliber bullet to the back of his head. A dozen small white rocks were found next to Rivers’s body. A second .38-caliber bullet was removed from a living room wall in Miller’s house. Police did not find a third bullet that had penetrated a door to the front porch. A police evidence technician estimated the distance between Miller’s house and the area where defendant shot Miller to be 120 to 150 feet.
From these circumstances, a trier of fact could reasonably infer that defendant shot and killed Rivers. The ballistics evidence solidified this conclusion. The prosecution’s ballistics expert opined that, based on the presence of one or two rare “pseudo land impressions” on each of the bullets he examined, including the one taken from Miller’s body, the one taken from Rivers’s body, and the one taken from Miller’s living room wall, all of the bullets were fired from the same gun.
Defendant contends further that even if there existed sufficient evidence that he killed Rivers, the evidence is insufficient to establish the murder occurred during the commission of the Miller robbery.
We disagree. First, the evidence demonstrates overwhelmingly that defendant robbed Miller—that is, defendant took property from Miller by means of force or fear with the specific intent to permanently deprive him of that
A robbery is not complete until the perpetrator reaches a place of temporary safety (People v. Salas (1972)
Accordingly, the record contains sufficient evidence that defendant shot and killed Rivers during the commission of a robbery, and thus committed first degree murder under the theory of robbery felony murder.
Defendant additionally claims the lack of sufficient evidence to support his conviction for first degree murder based on a theory of felony murder also violated his right to a reliable penalty determination under the Eighth Amendment to the United States Constitution. The point is without merit, given we have concluded there was substantial evidence to support his conviction on a felony-murder theory.
Finally, defendant contends that, even if the evidence was sufficient to identify him as the shooter, it nevertheless was insufficient to support his conviction for the first degree murder of Rivers based on a theory of premeditation and deliberation. But because we have concluded defendant’s first degree murder conviction is adequately supported under the theory of
3. Sufficiency of Evidence as to the Murder of Sylvester Davis
The jury found that defendant personally used a handgun during the commission of the offense, but did not find true the robbery-felony-murder or burglary-felony-murder special-circumstance allegations, thus implicitly finding that the Davis killing was premeditated and deliberate first degree murder. Defendant contends that the evidence is insufficient to support his conviction on this theory.
In order to address defendant’s contention, we must set forth the facts at some length. In early 1989, Thomas lived in a room that he rented from Joseph Batiste at the 74th Avenue house in Oakland. The house was a single-story structure with a living room and garage in the front, a kitchen to one side, and a central hallway that led to two bedrooms in the rear. A small concrete porch extended from the front door to the large living room window. Crack cocaine was regularly bought, sold, and used at the house, characterized by one regular visitor as a “smoke house.”
On February 19, 1989, shortly after 2:00 a.m., Thomas was in the living room watching television. Batiste, Livingston, Davis, Hackett, and Robinson were also in the house: Livingston and Davis in the northwest bedroom smoking cocaine, Batiste and Robinson in the southwest bedroom, and Hackett in the kitchen.
Steve Ross, who lived next door, came over to the house and briefly visited with Batiste. After Ross left, Thomas watched through a crack in the open front door and saw Ross speaking with defendant, who had just walked up the street. As Ross and defendant talked, Ross pointed to the house, and defendant looked over his shoulder in Thomas’s direction. After Ross and defendant started walking up the street, Thomas shut the door and continued to watch them through the peephole in the door. When Thomas saw Ross walking towards the house next door, he resumed watching television.
Moments later, defendant knocked on the front door of the 74th Avenue house. Because Thomas did not recognize the name defendant gave, he looked out the peephole. Thomas saw defendant and asked again for defendant’s name. When he still failed to recognize the name, Thomas called for Batiste and again looked out the peephole. Defendant had put his own eye up
Thomas stepped back from the door and heard a loud crash in the living room. He turned and ran towards the kitchen. As he did so, he saw the top of defendant’s Yankees baseball cap and an arm with a pistol in the hand come through the window. Defendant shot Thomas through his right forearm as he ran. Thomas continued to run and eventually escaped the house through the garage door.
In the northwest bedroom, Davis and Livingston heard loud banging and then two gunshots. Upon hearing the shots, Davis ran out of the bedroom and into the southwest bedroom where he jumped out of the window. Robinson, who was hiding in the closet, followed.
Livingston, meanwhile, had remained in the northwest bedroom. Defendant suddenly kicked open the bedroom door, brandishing a long-barreled black revolver with a brown handle. Defendant told Livingston to “give me your damn money.” Livingston reached into his wallet and handed him two $20 bills. Defendant took the money and walked into the southwest bedroom. Livingston then heard the sound of a window breaking and three gunshots. After the shooting stopped, Livingston stayed in the northwest bedroom for two or three minutes. Defendant returned, looked at Livingston, and walked out of the house through the front door.
Outside the southwest bedroom window, Robinson had crawled to the south side of the house toward the front. Davis had run to the north side. Robinson heard Davis say, “Oh, they going to kill me,” and then another gunshot.
About a minute after defendant left the house, Livingston walked to the front door and looked outside. Livingston heard Davis “hollering” as if he were “in a lot of pain.” Livingston retreated into the house as a dark four-door car pulled in front.
After Robinson had crawled past three or four houses, she was assaulted by someone matching defendant’s description who hit her in the head with his gun. The man told Robinson not to return to the 74th Avenue house “because it was his turf.”
Police discovered Davis’s body lying in the front yard of the house next door. A trail of blood led from the intersection of the fences at the rear of the
Thomas described the man who spoke with Ross and later knocked on the front door as being in his early 20’s, between five feet six inches and five feet eight inches tall, and approximately 155 pounds. He wore a dark three-quarter-length coat with a hood and a New York Yankees cap. Livingston described the man who robbed him as about six feet tall and wearing a dark knit navy watch cap, black waist-length “Members Only” jacket, and red shirt. Robinson described the man who assaulted her as African-American, five feet nine inches tall, between 26 and 29 years old, and wearing a black leather coat and a baseball cap.
As stated, in reviewing a challenge to the sufficiency of the evidence, the relevant inquiry is whether, on review of the entire record in the light most favorable to the judgment, any rational trier of fact could have found the elements of the offense beyond a reasonable doubt. (Rowland, supra,
Applying this standard, we conclude the above evidence constituted sufficient proof that defendant shot and killed Davis. The jury reasonably could have found that defendant (1) broke into the 74th Avenue house, (2) shot Thomas as he fled to the kitchen, then (3) robbed Livingston in the northwest bedroom, and (4) pursued and shot Davis after he jumped through the southwest bedroom window.
The testimony of the prosecution’s ballistics expert bolsters this conclusion. The expert testified that the bullet taken from Frazier—whom the evidence overwhelmingly proved defendant shot and killed on January 30, 1989—and the bullet taken from the hallway at the 74th Avenue house were “likely” fired from the same gun. The expert also formed the “very, very strong” opinion that the Frazier bullet and the bullet recovered from the refrigerator at the same house were fired from the same gun. Thus, the expert’s ballistics testimony strongly suggests that the gun used to kill Frazier was used to shoot Thomas at the 74th Avenue house. Because the evidence proved overwhelmingly that defendant had shot and killed Frazier approximately three weeks before, the jury could reasonably conclude that Thomas’s identification of defendant as his assailant was reliable. It follows that, given the jury also found defendant shot at Thomas and attempted to murder him, it reasonably could conclude that defendant also shot and killed Davis.
In deciding the sufficiency of the evidence, a reviewing court resolves neither credibility issues nor evidentiary conflicts. (People v. Maury, supra,
No inherent improbability appears in the identification testimony of either Livingston or Thomas, and nothing about the evidence shows the Davis murder would have been physically impossible for defendant to perpetrate. The jury, as the sole judge of the credibility of witnesses, could reasonably have rejected defendant’s theory of two gunmen storming the house and instead accepted the prosecutor’s argument that Livingston’s description of the perpetrator’s height and clothing was simply inaccurate. In addition, given the chaos prevailing at the 74th Avenue house in the early morning hours on February 19, 1989, conflicting descriptions would not be particularly surprising. Importantly, though, both witnesses identified defendant at trial as their assailant and identified the jacket worn by defendant on the day of his arrest as similar to the one the perpetrator wore.
Defendant’s reliance on People v. Blakeslee (1969)
In holding the evidence insufficient to prove the defendant committed the murder, the court in Blakeslee expressed particular concern with “the absence of evidence we would normally expect to find in a murder prosecution based
Here, contrary to defendant’s assertions, there was no lack of evidence regarding the Davis murder. Livingston and Thomas identified defendant as their armed assailant. Although the gun defendant used was not recovered, Livingston described it as a long-barreled black revolver with a brown handle. Jackson testified that defendant possessed a dark revolver with a brown handle and a four- or five-inch barrel when he shot Frazier. And based on the ballistics expert’s conclusions, the gun used to shoot Thomas just moments before Davis was shot was the same gun that fired a bullet into the hallway that led to the bedroom from which Davis fled. Livingston testified that he saw defendant enter the southwest bedroom before he heard three shots fired. He also testified that after defendant emerged from the southwest bedroom and left the house through the front door, he heard Davis outside “hollering” in pain. Livingston then observed defendant on the sidewalk in front of the house, staring at Livingston and to the rear of the house. Thus, unlike the evidence in Blakeslee, sufficient physical and circumstantial evidence linked defendant to the Davis murder.
Defendant contends that even if the evidence is sufficient to prove beyond a reasonable doubt that defendant killed Davis, there is no evidence to establish the killing was premeditated and deliberate and thus, first degree murder. We disagree.
“A verdict of deliberate and premeditated first degree murder requires more than a showing of intent to kill. . . . ‘Deliberation’ refers to careful weighing of considerations in. forming a course of action; ‘premeditation’ means thought over in advance. [Citations.] ‘The process of premeditation and deliberation does not require any extended period of time. “The true test is not the duration of time as much as it is the extent of the reflection. Thoughts may follow each other with great rapidity and cold, calculated judgment may be arrived at quickly.” [Citations.]’ ” (People v. Koontz (2002)
In People v. Anderson (1968)
The Anderson guidelines are “descriptive, not normative,” and reflect the court’s attempt “to do no more than catalog common factors that had occurred in prior cases.” (People v. Perez, supra,
Applying these guidelines, we find substantial evidence supports the jury’s finding that defendant premeditated and deliberated the Davis murder. Shortly before it occurred, defendant was talking with Ross in front of the 74th Avenue house. As they talked, Ross pointed to the house, and defendant looked in the direction of Thomas, who was standing in the front doorway. A short time later, defendant knocked on the front door of the house. When asked for his name, defendant gave a name that Thomas did not recognize. Defendant then put his eye up to the peephole and rattled the door handle. He stepped back and walked along the porch towards the living room window. Moments later, defendant crashed through the living room window armed with a pistol. Thus, as defendant concedes, the evidence established defendant planned his entry into the house.
Defendant contends the mere fact of a planned entry, standing alone, is inconsequential because it does not establish premeditation and deliberation of a murder committed outside the home. Defendant, however, executed his planned entry into the house with a loaded gun in his hand. Hence, the jury could infer that defendant “considered the possibility of murder in advance” and intended to kill. (People v. Miller (1990)
In sum, substantial evidence supports the jury’s verdict that defendant committed the premeditated and deliberate first degree murder of Davis.
Defendant further contends the insufficiency of evidence to support his conviction for first degree murder based on a theory of premeditation and deliberation violated his right to a reliable sentence under the Eighth Amendment to the United States Constitution. Because we have concluded substantial evidence supported his conviction on such a theory, the point is without merit.
4. Alleged Prosecutorial Misconduct
Defendant contends the prosecutor engaged in numerous acts of misconduct. A prosecutor’s conduct violates the federal Constitution when it “infects the trial with such unfairness as to make the conviction a denial of due process.” (People v. Morales (2001)
Defendant additionally contends the asserted instances of prosecutorial misconduct violated his rights to an impartial jury under the Sixth Amendment and to due process of law under the Fourteenth Amendment and rendered his sentence unreliable under the Eighth Amendment. Assuming the above federal constitutional claims were properly preserved for review (see People v. Yeoman, supra, 31 Cal.4th at pp. 117, 133) for each asserted instance of misconduct,
a) References to Uncharged Homicides and the Valente Bullet
Defendant complains the prosecutor improperly implied defendant had committed uncharged homicides during his direct examination of Jackson, defendant’s cousin. Jackson testified that shortly after defendant shot Frazier, defendant told Jackson he did so because Frazier had robbed him earlier. The prosecutor asked, “Aside from what you have testified here as to witnessing, did the defendant, your cousin, tell you that he had killed other people?” Defense counsel objected on relevance grounds. The trial court overruled the objection, and Jackson answered, “No.” The prosecutor then asked, “Did you tell the police on March 13th of 1989 that your cousin had told you of other killings?”
During a conference held outside the jury’s presence, defense counsel objected to the prosecutor’s questions on the ground of irrelevance because there was no evidence defendant was involved in either the Rivers or Davis murders or any other uncharged killings. The prosecutor explained he intended to ascertain only whether defendant told Jackson about the Rivers or Davis murders, and that the factual basis of his question was the transcript of an interview of Jackson by Sergeants Brian Thiem and Ramon Paniagua. The transcript, however, indicated only that the police officers asked Jackson if defendant told him of any other “shootings” and that Jackson responded, “Uh-huh.” When Sergeant Thiem then asked Jackson what defendant said about other shootings, Jackson declined to discuss the matter further. The trial court indicated it was unsure whether there was a factual basis for the prosecutor’s question, because Jackson was questioned only about other
Contrary to respondent’s assertion, we believe defendant has preserved his claim of prosecutorial misconduct for review. Although he did not request an assignment of misconduct or an admonition that the jury disregard the impropriety, through his relevance objection he gave the trial court an opportunity to correct the asserted abuse—an opportunity the court took advantage of by striking any references to “any other shootings” and admonishing the jury to “disregard any other reference to any other shootings.”
Although preserved for review, defendant’s claim of prosecutorial misconduct nonetheless fails on the merits. It is well established that a prosecutor may not “ ‘ask questions of a witness that suggest facts harmful to a defendant, absent a good faith belief that such facts exist.’ ” (People v. Bolden (2002)
Consequently, People v. Wagner (1975)
Assuming the contention was preserved for appellate review, any misconduct was harmless given the stipulation that the Valente bullet had nothing to do with defendant’s case.
b) Miller’s “No Remorse” Response
Defendant contends the prosecutor engaged in misconduct by intentionally eliciting inadmissible and prejudicial testimony from prosecution witness Manzine Miller. He further complains this misconduct constituted error under Griffin v. California (1965)
At the conclusion of the prosecutor’s redirect examination of Miller, the prosecutor asked, “Is there any doubt in your mind that the defendant shot you?” Miller answered, “There’s no doubt. He still has that same look when he did shoot me, no remorse whatsoever.” Defense counsel objected that the response was “purposely conclusionary on the part of the witness” and moved that the response be stricken. The trial court overruled counsel’s objection and effectively denied the motion to strike.
We reject defendant’s claim of prosecutorial misconduct at the threshold because he failed to request an assignment of misconduct or an admonition that the jury disregard the impropriety on the ground now asserted. (Ayala, supra,
We also reject the claim on the merits. A prosecutor engages in misconduct by deliberately eliciting inadmissible testimony. (People v. Valdez
c) The Prosecutor’s Closing Argument
Defendant claims the prosecutor engaged in numerous acts of misconduct during closing arguments in the guilt phase. Except as noted below, defense counsel failed to request an assignment of misconduct or an admonition, or both, as to each asserted claim of misconduct. Defendant concedes we have held that, in general, failure to request an assignment of misconduct and an admonition forfeits a claim of prosecutorial misconduct on appeal unless an objection or request for admonition would have been futile or an admonition would not have cured the harm. (People v. McDermott (2002)
Defendant, however, fails to show that any of these exceptions applies to any of his failures to object. We therefore conclude that defendant has forfeited each claim of misconduct.
In any event, we find each claim is without merit. As to each instance alleged, either the prosecutor did not commit misconduct or any misconduct was harmless even absent an admonition.
(1) Alleged Attacks on Defense Counsel
Defendant claims numerous instances of prosecutorial misconduct in which the prosecutor denigrated the honesty and integrity of defense counsel. We address each claim seriatim.
(a) Defense Counsel’s References to Punishment and Partisans
At the guilt phase, the prosecutor began his closing argument in rebuttal with these comments: “I will let you know what it was that I wanted to talk
Defendant contends that, with these comments, the prosecutor impugned defense counsel’s integrity by (1) accusing counsel of improperly arguing that the jury should consider punishment during its deliberations in the guilt phase, and (2) accusing counsel of improperly urging jurors to “be partisans.”
Prosecutorial argument that denigrates defense counsel directs the jury’s attention away from the evidence and is therefore improper. (Frye, supra,
Here, there is no reasonable likelihood the jury construed the prosecutor’s argument as an attack on counsel’s integrity. That the jury, in arriving at a verdict, is not to consider the subject of punishment is well established. (People v. Nichols (1997)
As for the prosecutor’s remark that Meloling, in particular, improperly argued that the jury should consider punishment in regard to prosecution witness Jackson, there is no reasonable likelihood the jury would construe this remark as denigrating defense counsel. Meloling had argued that Jackson had lied about his experience with guns in spite of being granted immunity, and had been treated like a “saint” by the prosecution. The jury likely understood the prosecutor’s rebuttal that counsel’s argument “isn’t true” to be
Finally, contrary to defendant’s contention, the prosecutor did not engage in misconduct in faulting defense counsel for inappropriately requesting that the jurors be partisans in this case. In his attempt to explain the prosecution’s burden of proof, Selvin had improperly asked the jury to “respond” on behalf of the defense to the prosecution’s rebuttal summation. But because Selvin had emphasized that jurors were not partisans, but neutral judges of facts, the jury likely viewed the prosecutor’s remark as a fair response and not a personal attack on defense counsel. (Frye, supra,
(b) Robinson’s Knit Cap
Defendant also cites the prosecutor’s comment Selvin had “twisted” the record regarding the limited purpose for which the court admitted the knit cap belonging to Robinson, who was in the southwest bedroom when defendant crashed through the living room window and began shooting. Defense counsel had asked Lieutenant Sims on direct examination whether police officers had shown Hackett, who was in the kitchen, a knit cap and asked her to identify it. The trial court overruled the prosecutor’s hearsay objection and permitted the defense to elicit from Sims that Hackett identified the cap as the one worn by the perpetrator. Based on this information, Sims believed the cap had significance to the case. The trial court then instructed the jury that Sims’s testimony was not offered to prove the truth of what Hackett had said but only to show that upon receiving certain information from Hackett, the police subsequently acted in a certain way.
In closing argument, Selvin discussed Robinson’s testimony identifying the cap as her own and Hackett’s statement to Lieutenant Sims identifying the cap as the one worn by the perpetrator. He implied this inconsistency, combined with the fact that police officers had taken the cap to Hackett to identify, raised a “question of suggestibility.” He then told the jury that although Hackett identified the cap as the one worn by the shooter, “we know, in fact, he was not wearing it.”
At this point, the prosecutor objected to counsel’s argument on the ground that Hackett’s statement was admitted not for its truth but to show its effect on Lieutenant Sims. The trial court overruled the objection, finding the
In rebuttal, the prosecutor accused Selvin of taking the cap evidence out of context when he implied that Hackett’s statement to Sims was “suggested” to her by the police. The prosecutor reminded the jury of the trial court’s admonition limiting consideration of Hackett’s statement. The prosecutor then asked the jury, “Now, what is going on? . . . The evidence is taken out of context by defense counsel.”
We find no misconduct. “To observe that an experienced defense counsel will attempt to ‘twist’ and ‘poke’ at the prosecution’s case does not amount to a personal attack on counsel’s integrity.” (People v. Medina (1995)
(c) Terrence Young’s Testimony
Terrence Young, defendant’s brother, was released from juvenile hall around the end of February 1989. He testified that was when he purchased the jacket the police seized on March 1 from the bedroom he shared with defendant. According to Fite, the jacket was similar to the one defendant wore when he shot Frazier. During closing argument, Meloling argued the prosecutor had not presented evidence to rebut Terrence’s testimony that he purchased the jacket after the Frazier murder occurred. In rebuttal, the prosecutor showed the jury Terrence’s jacket and argued the condition of the jacket showed it was obviously more than a couple of days old when the police seized it on March 1. The prosecutor asked, “What is the most crucial piece of evidence that the defense presented? It was Terrence Young. And it was a lie, an unadulterated lie. HD ... [f] And you know yourselves that jacket is not new. And that is the only evidence that the defense presented on that issue. And it was a lie.”
Defendant contends that the prosecutor again denigrated defense counsel’s integrity by calling Terrence a liar and insinuating counsel knew Terrence had lied to the jury. We disagree. “[T]he prosecutor is entitled to comment on the credibility of witnesses based on the evidence adduced at trial.” (People v. Thomas (1992)
(d) Defense Counsel’s Erroneous Summary of the Law
During closing argument, Selvin incorrectly explained that the “entry” element of burglary was also included in the definition of robbery murder. In response, the prosecutor argued, “Now this is one of those things I wanted to talk to you about yesterday afternoon. [][]... Selvin gets up . . . and he says, well, [tire prosecutor and Meloling] didn’t discuss the law of homicide [i.e., robbery murder] so it looks like I have the burden of doing it. And then he told you what was the most nonsensical, unintelligible gibberish about the law of homicide as it applies to this case as I have ever heard in my life. . . . HO And whatever garbage [Selvin] was talking about yesterday, I could see your eyes and you were just kind of looking like what is this.”
Defendant claims this argument abusively denigrated defense counsel and improperly injected the prosecutor’s own experience into the proceedings. We conclude no misconduct occurred. A prosecutor is entitled to argue his or her case vigorously and may properly assert that defense counsel’s argument reflected a misunderstanding of the relevant law. (People v. Jones (1997)
A review of the entire argument persuades us the prosecutor was merely determined to correct Selvin’s mistake and inform the jury that the crime of robbery murder did not include an “entry” element. There is no reasonable likelihood that the jury would interpret this remark as a personal attack on the integrity of counsel.
(e) Sergeant Sitterud’s Search Warrant Affidavit
During closing argument, Selvin questioned the accuracy of Thomas’s testimony that he saw defendant holding a gun as he crashed through the living room window of the 74th Avenue house, noting that he did not mention he saw a gun in his initial interview with Sergeant Sitterud. Selvin then implied that the statement in Sitterud’s search warrant affidavit that Thomas described seeing a .38-caliber revolver in defendant’s hand did not come from Thomas, and that Sitterud had obtained the gun information from the
Defendant contends the prosecutor engaged in misconduct when he repeatedly referred to defense counsel as “liars” for arguing the gun information Sitterud included in his search warrant affidavit came from the ballistics expert and not Thomas, characterizing counsel’s argument as “idiocy,” and suggesting counsel may have been practicing “the power of deception” throughout trial. Defendant contends the prosecutor further impugned the honesty and integrity of defense counsel when he argued: “Selvin yesterday argued that they did not mention a gun. I remind you, can you shoot yourself with a banana? [][] I mean, what kind of idiots does he think you people are? He knows better than that. By God, we have heard at least a dozen times he has been practicing law for over 20 years.”
We agree that to the extent the prosecutor characterized defense counsel as “liars” or accused counsel of lying to the jury, the prosecutor’s remarks constituted misconduct. (People v. Cummings (1993)
We deem the prosecutor’s characterization of Selvin’s argument as “idiocy” as fair comment on counsel’s argument. The prosecutor made the remark in the context of reminding the jury that Thomas’s statement to Sitterud about how the intruder shot him (Thomas) in the forearm logically implied the intruder used a gun. It is not reasonably likely the jurors would have understood it to reflect negatively on counsel’s integrity. Similarly, it is not reasonably likely the jurors would have understood the prosecutor’s query, “what kind of idiots does he think you people are?,” as seriously suggesting Selvin thought they were “idiots” or “disrespected” them.
Defendant argues the prosecutor continued to impugn the motives of defense counsel by arguing that they (1) had no “right as human beings” to imply the victims were less important because they used drugs; (2) had “the unmitigated gall ... to suggest that Melva Fite is an unadulterated liar”; and (3) tried “to dirty” certain prosecution witnesses by suggesting their drug use necessarily made them less credible.
Our review of the record reveals no argument by counsel that the victims’ lives were less important because of their drug use. Counsel had properly argued that the jury should consider the prior drug use and felony convictions of some of the witnesses in evaluating the accuracy of their observations and recollections. Thus, the prosecutor misled the jury and committed misconduct to the extent he argued counsel stated the lives of certain witnesses were unimportant and implied the witnesses’ prior drug use and felony convictions were not relevant to their credibility. We conclude, however, defendant was not prejudiced by the remarks. The trial court instructed the jurors as to the factors they could consider in determining the believability of a witness, including prior felony convictions.
We additionally conclude the prosecutor’s remark regarding Fite’s credibility did not constitute misconduct. Counsel had challenged Fite’s testimony by arguing she was involved in a drug transaction shortly before Frazier was murdered. Read in the context of the prosecutor’s broader argument that there was no such evidence of Fite’s drug involvement, the remark that counsel had the “unmitigated gall” to suggest Fite was a liar was a fair response to counsel’s attack on her credibility.
(g) Remarks Regarding Victim Gerald Livingston
Defendant claims the prosecutor ridiculed Selvin by referring to him pejoratively as a “man of all seasons” during the prosecutor’s discussion of the Livingston robbery: “And after [defendant] robs Livingston, and this is where . . . Selvin says, well, I am so good because I can make Livingston change his testimony when he said he put it on the dresser and then he was—handed it to him or whereas he was putting it down, he grabbed it out of his hand, [f] A man of all seasons. He will testify to anything. Who cares? [][] Livingston said the guy took $40. Who cares whether it was sitting on there, was in his hand. Did he take it by force? Did he take it at gunpoint? Livingston said he had a long, dark revolver.”
Whether the prosecutor was characterizing Selvin or Livingston as a “man of all seasons” is unclear. In any event, the remark was brief and vague in
(2) The Prosecutor’s Description of Defendant
Defendant contends that the prosecutor engaged in misconduct on two occasions during rebuttal by improperly appealing to the passions and prejudices of the jurors in arguing: “This is not just a simple killing. This is a serial killing. This man is out to murder people in our community. And it is evidenced by three killings and two almosts.” (Italics added.) The prosecutor later remarked: “[Counsel] would have you think that there were people on this comer and that corner and people shooting a gun and everything. No. No. It was only the defendant. Only the defendant doing on February 19th what he did on [the] 30th of January in two different locations; terrorizing and killing people. That is all it was. Don’t know why.” (Italics added.)
“A prosecutor is allowed to make vigorous arguments and may even use such epithets as are warranted by the evidence, as long as these arguments are not inflammatory and principally aimed at arousing the passion or prejudice of the jury.” (People v. Pensinger (1991)
Defendant contends that the prosecutor attempted to shift the burden of proof to the defense when, at the conclusion of his remarks regarding the Davis murder, he summarized as follows:
“What fact—what fact other than conjecture and insinuation do you have to say there is a reasonable interpretation of that evidence that leads to the defendant’s innocence? What? None. You don’t have any. There is none.
“Think of what set of circumstances that are reasonable that will hold water, that will hold together, that would say to you as a jury the defendant did not kill Sylvester Davis. There is no evidence. The only evidence you have is that the defendant went into that place alone and left alone.”
We conclude no misconduct occurred. Although a prosecutor may comment that a defendant has not produced any evidence, he or she may not
Nor is there a reasonable likelihood the jurors would have understood the comments as an indirect reference on defendant’s failure to testify, in violation of Griffin v. California, supra, 380 U.S. at pages 613-615. The prosecutor’s comments here “did not allude to the lack of refutation . . . but rather to the lack of evidence, which might have been presented in the form of physical evidence or testimony other than that of defendant.” (People v. Bradford, supra,
(3) Alleged References to Matters Not in Evidence
Defendant contends the prosecutor engaged in misconduct when he made several references to matters not in evidence. First, he asserts that during closing argument and rebuttal, the prosecutor improperly referred to, and attempted to read from, the search warrant affidavit executed by Sergeant Sitterud that the trial court had ruled inadmissible. In closing argument, the prosecutor mentioned that Sitterud had obtained a search warrant to search defendant’s home and that Sitterud had filed an affidavit to obtain the search warrant. The trial court overruled a defense objection and deemed the reference fair argument. In rebuttal, the prosecutor attempted to read from the affidavit that Sitterud “talked to Luther Thomas” and that “Thomas described the gun as a large, dark revolver, .38.” The trial court sustained the defense objection to these references on the basis that the affidavit was not in evidence and instructed the jury that the prosecutor was permitted to argue only as to what a witness testified but not as to the contents of the affidavit. We conclude that the prosecutor’s transgression, if any, was minor and neither deceptive nor reprehensible. (See, e.g., People v. Osband (1996)
Next, defendant cites the prosecutor for arguing as follows: “And [Frazier and Fite] were walking up 89th, and this car . . . drives up. . . . And the guy walks up, turns around and says: What did you say? And Ricky says: Wasn’t talking to you. And the guy starts shooting, [f] Now how many shots are in a gun, handgun, .38 caliber? Six. [f] And you know four were fired at [Miller’s house], ...[]□ And he starts shooting and he fires two or three shots. If he
We find no misconduct. Counsel may argue facts not in evidence that are common knowledge or drawn from common experiences. (People v. Boyette, supra,
Defendant complains further that the prosecutor erroneously argued he (defendant) told Fite, “Bitch, you get out of here or I’ll kill you too,” and thereby improperly implied he intended to kill Frazier. (Italics added.) Fite actually had testified that defendant told her to run or he would “shoot [her] too.” (Italics added.)
No misconduct appears. Although the prosecutor inaccurately quoted Fite’s testimony, the jury reasonably could infer defendant’s intent to kill Frazier from the totality of the evidence. When defendant warned Fite to run, he was pointing a gun at Fite and Frazier. Frazier was crouched down with his hands over his face, begging for his life. Seconds later, defendant shot and killed Frazier. Thus, there is no reasonable likelihood that the prosecutor’s misstatement misled the jury.
Finally, defendant faults the prosecutor for telling the jury, without a factual basis, that Fite and Livingston did not know each other and met for the first time at the live lineup. The record shows only that Miller attended the same live lineup as Livingston. Nonetheless, the mistake was harmless. “The jury in this case was given the usual advisements that statements by counsel are not evidence, and that it had the duty to determine which facts were proven by the evidence.” (People v. Younger (2000)
(4) Alleged Vouching
Defendant contends the prosecutor engaged in misconduct by vouching for the credibility of the ballistics expert: “It is as plain as the nose on your face. There [are] not millions of guns. There is one gun. We don’t know where it is, but there is one gun, and the defendant used it on all of his victims ....
“Prosecutorial assurances, based on the record, regarding the apparent honesty or reliability of prosecution witnesses, cannot be characterized as improper ‘vouching,’ which usually involves an attempt to bolster a witness by reference to facts outside the record.” (Medina, supra,
Defendant further argues the prosecutor “back-handedly” vouched for the credibility of Melva Fite by twice criticizing defense counsel’s “unmitigated gall” in doubting her veracity. The record shows that counsel called Fite’s credibility into doubt by suggesting she was engaged in drug activities with Frazier shortly before he was shot. In criticizing this attack on Fite’s credibility, the prosecutor stated, “There is no evidence. None that [Fite] was out there for some illicit purpose. It is insinuation and conjecture on the part of [counsel].” The prosecutor’s criticism, thus, was based on the evidence, or lack thereof, and was entirely proper. (Medina, supra,
(5) Cumulative Impact
Defendant contends the cumulative impact of the prosecutor’s misconduct violated his rights to due process, a fair jury trial, and a reliable, nonarbitrary penalty determination under the Fifth, Sixth, Eighth, and Fourteenth Amendments to the United States Constitution, and compels reversal. Assuming these claims were properly preserved for review (see People v. Yeoman, supra, 31 Cal.4th at pp. 117, 133), they nonetheless fail on the merits because he has not shown any prejudicial misconduct.
5. Asserted Trial Court Error in Admitting Rebuttal Testimony
Prosecution witness Melva Fite testified on direct examination that defendant, holding a gun, had exited the driver’s side of the vehicle before he approached Fite and Frazier on 90th Avenue and shot Frazier. On cross-examination, Fite acknowledged she had provided oral and written statements to police that the passenger exited the vehicle and did the shooting on 89th Avenue and 90th Avenue and that the driver never exited the vehicle.
During the defense case, Officers Derrick Norfleet and Brian Thiem both confirmed that Fite had stated the shooter exited the passenger side of the vehicle on 89th Avenue and 90th Avenue. In rebuttal, the prosecution sought
Pursuant to People v. Carter (1957)
The decision to admit rebuttal evidence rests largely within the discretion of the trial court and will not be disturbed on appeal in the absence of demonstrated abuse of that discretion. (§ 1093, subd. (d); People v. DeSantis (1992)
Here, White’s testimony corroborated the portion of Fite’s testimony that had been impeached by defense witnesses Norfleet and Thiem. The substance of White’s testimony, therefore, had already been conveyed to the jury during the prosecution’s case-in-chief. Testimony that repeats or fortifies a part of the prosecution’s case that has been impeached by defense evidence may properly be admitted in rebuttal. (See, e.g., People v. Carrera (1989)
6. Instructional Issues
a) Aiding and Abetting Instructions
Defendant requested that the jury be instructed on an aider and abettor theory of liability, as relevant to the Davis murder, on the basis that there was substantial evidence on which the jury could find he was not the actual perpetrator, but merely an aider and abettor.
Even absent a request, the trial court must instruct on the general principles of law applicable to the case. (Koontz, supra,
According to defendant, the evidence in the record establishes that at least two gunmen were in the house because: (1) Thomas and Livingston provided the police with different descriptions of the assailant; (2) the police found a .32-caliber cartridge in the southwest bedroom and recovered a .38-caliber bullet from the kitchen and another from the hallway; (3) Robinson heard Davis say, “Oh, they going to kill me”; (4) as Livingston observed the man in the knit watch cap in front of the house, Robinson was being accosted by the man in the baseball cap down the street; and (5) the presence of the dark four-door car in front of the house suggests that a “getaway driver” was used and that defendant did not act alone. Under defendant’s theory, a reasonable jury could have found that he shot Thomas with a .38-caliber gun and a second gunman shot and killed Davis with a .32-caliber gun as defendant accosted Robinson down the street.
Defendant overlooks the fact that both Thomas and Livingston positively identified him at trial as their assailant. These identifications were corroborated by their independent identifications of the jacket taken from defendant on the day of his arrest as “similar” to the one worn by their assailant on February 19, 1989. To find defendant guilty on a theory of aiding and abetting rather than as the actual shooter, the jury would have had to disbelieve either Thomas or Livingston and speculate, based on the descriptions Thomas and Livingston provided to investigators, that defendant and another gunman were in the house. The jury would have had to then speculate that (1) the other gunman shot and killed Davis; (2) defendant shot Thomas and accosted Robinson; and (3) in doing so, defendant acted with the intent of aiding and abetting the second gunman in killing Davis. Such speculation does not mandate instruction on an aiding and abetting theory. (People v. Perry (1972)
Defendant further contends that the trial court’s erroneous denial of his request for instructions on an aiding and abetting theory as to the Davis murder deprived him of an impartial jury, a reliable penalty determination, and due process under the Sixth, Eighth, and Fourteenth Amendments to the
b) Second Degree Murder Instructions
Prior to instructing on aiding and abetting, the trial court stated: “The following four instructions should be considered by you only as they apply to counts four [attempted robbery of Fite] and five [Frazier murder],” followed by the relevant instructions.
Defendant contends that based on the above instructions, the trial court misinformed the jury that it could consider the instruction defining second degree murder only with regard to the Frazier murder, because the jury would have erroneously believed CALJIC No. 8.30 was one of the “following four instructions” to be considered only as it applied to count 4 (attempted robbery of Fite) and count 5 (Frazier murder). We reject the contention.
“If a jury instruction is ambiguous, we inquire whether there is a reasonable likelihood that the jury misunderstood and misapplied the instruction.” (People v. Smithey (1999)
As a preliminary matter, a defendant’s failure to request a clarification instruction forfeits that claim on appeal. (People v. Marks (2003) 31
The record contains no inquiries from the jury regarding the application of these instructions. We agree with respondent that if the instructions were susceptible of the interpretation defendant now asserts, counsel likely would have objected at trial on this basis. Such an omission suggests that “ ‘the potential for [confusion] argued now was not apparent to one on the spot.’ ” (People v. Keenan (1988)
Defendant additionally contends that the trial court’s error in this regard violated his rights to an impartial jury under the Sixth Amendment, to a reliable penalty determination under the Eighth Amendment, and to due process of law under the Fourteenth Amendment of the United States Constitution. Assuming these claims were properly preserved for review (see Yeoman, supra, 31 Cal.4th at pp. 117, 133), they are meritless given we conclude that the trial court did not err.
c) CALJIC No. 8.80
Defendant was found death eligible based in part on the robbery-felony-murder special circumstances the jury found true with respect to the Rivers and Frazier murders. The robbery-felony-murder special circumstance applies when “[t]he murder was committed while the defendant was engaged in, or was an accomplice in, the commission of, attempted commission of, or the immediate flight after committing, or attempting to commit . . . [f] [jobbery . . . .” (§ 190.2, subd. (a)(17)(A).) Here, the trial court instructed the jury pursuant to CALJIC No. 8.80 [Pre-June 6, 1990 Special Circumstances— Introductory] that if it found “beyond a reasonable doubt that defendant was the actual killer in the Terry Rivers killing in Count One, [and] the Glen
“The United States Supreme Court has made clear that felony murderers who personally killed may properly be subject to the death penalty in conformance with the Eighth Amendment—after proper consideration of aggravating and mitigating circumstances—even where no intent to kill is shown. (Cabana v. Bullock (1986)
Defendant further asserts that as to the Rivers and Frazier murders, the evidence was insufficient to establish he was the actual killer and intended to kill. “Evidence that the defendant is the actual killer and guilty of felony murder . . . establishes ‘a degree of culpability sufficient under the Eighth Amendment to permit defendant’s execution.’ ” (People v. Smithey, supra,
We conclude that the record and theories presented in this case leave no doubt that as to the Rivers and Frazier murders, defendant was the actual killer and intended to kill.
The jury’s true finding on the allegation that defendant personally used a handgun during the commission of the Rivers murder is further evidence that the jury concluded he actually killed Rivers. Defendant argues, however, that because a weapon is used, if it is merely displayed in a menacing manner and never fired (see People v. Wims (1995)
We conclude the jury necessarily found defendant to be the actual killer of Rivers, “thereby establishing a degree of culpability sufficient under the Eighth Amendment to permit defendant’s execution.” (Hayes, supra,
With respect to the Frazier murder, the prosecution’s case against defendant was similarly based upon the theory that defendant actually shot and killed Frazier during a robbery. This theory was supported by evidence that just before the Frazier murder, defendant and his cousin, Patrick Jackson, approached Fite and Frazier as they stood on the sidewalk near the comer of 90th Avenue and Cherry Street in Oakland. Defendant exited the driver’s side of the car, approached Fite and Frazier, pointed a dark gun at them, and demanded their money. Fite and Frazier begged for their lives. Moments later, after defendant told Fite to mn, Fite heard two shots and then saw Frazier slump to the ground.
Patrick Jackson, defendant’s cousin, testified under a grant of immunity that defendant was driving a black-over-green Ford LTD on the night in question and pulled into a driveway near 89th Avenue and Cherry Street. According to Jackson, defendant possessed a dark revolver with a brown handle when he initially got into the car. Jackson heard at least one shot and
The defense argued it was Jackson who exited the driver’s side and shot Frazier and that, at most, defendant was guilty of aiding and abetting. But no evidence indicated that someone other than the actual killer possessed a gun. Thus, in finding defendant guilty of the first degree murder of Frazier and sustaining the allegation that he personally used a gun during commission of the murder, the jury necessarily rejected this defense and found defendant to be the actual killer. We therefore conclude that defendant’s culpability was sufficiently established under the Eighth Amendment to permit his execution. (Hayes, supra, 52 Cal.3d at p. 632.)
Accordingly, we need not address defendant’s contention that, because the jury was also instructed on an aiding and abetting theory as to the Frazier murder, the trial court erred by failing to instruct the jury that it must find defendant was a major participant in the underlying felony (robbery) and acted with reckless indifference to human life before it could find him death eligible pursuant to the robbery-felony-murder special-circumstance (section 190.2, subdivision (a)(17)(A)). Any instructional error was harmless beyond a reasonable doubt. (People v. Jones, supra,
7. Cumulative Error
Defendant contends that the cumulative effect of the guilt phase errors asserted requires reversal regardless of the prejudicial impact of any single error. Because we have determined that no prejudicial error or misconduct occurred at the guilt phase, this contention necessarily lacks merit as well.
C. Penalty Phase
1. Unadjudicated Criminal Conduct
During the penalty phase, the prosecution presented, over defendant’s objection, the following evidence that defendant had committed the unadjudicated battery and witness intimidation of Steven Ross (the Ross battery and witness intimidation), in violation of sections 242 and 136.1, respectively.
On July 16, 1990, during this trial, the police arrested Steve Ross and took him to Oakland Municipal Court where he met with the prosecutor and chief investigator in this case. After this meeting, officers took Ross to the Alameda County Jail and placed him in a holding cell with approximately 15 other inmates. The holding cell was equipped with a toilet bowl and washbasin. About 30 minutes later, officers placed defendant in the holding cell.
Ross testified that after defendant was placed in the holding cell, defendant walked over to him, smiled, and began to punch him in the face. Ross fell to the floor, got up, and ran to the cell door. As he banged on the cell door for help, defendant said, “You snitched on me and my lawyer had it in black and white and I should have killed you.”
Deputy Sheriff James King heard the disturbance and went to the holding cell where he observed defendant, Ross, and several other inmates inside. Ross was bleeding from his mouth and nose. King observed “barely noticeable” blood splattering on defendant’s jogging suit. One sleeve of defendant’s jacket was apparently wet with water up to the shoulder. The small bloodstains on defendant’s pants appeared washed out and lighter in color. King removed defendant from the holding cell and placed him in the custody of another deputy.
Defendant makes several arguments that his federal constitutional rights were violated as a result of the admission of this evidence.
a) Constitutional Challenges
Defendant asserts that (1) the admission of evidence of the Ross battery and witness intimidation as a factor in aggravation at the penalty phase violated his right to due process under the Fifth and Fourteenth Amendments; (2) section 190.3, factor (b) is unconstitutional under the Fifth and Fourteenth Amendments to the extent that it allows the same jury that has already convicted a capital defendant to be presented with such evidence; and (3) pursuant to Ring v. Arizona (2002)
We have repeatedly rejected similar contentions and do so again. The jury’s consideration of evidence of unadjudicated criminal conduct
b) Notice Requirement
The prosecution’s original notice of evidence in aggravation was filed pretrial on May 15, 1990, and referred to section 190.3, factor (b) evidence of “criminal activity by the defendant which involved the use or attempted use of force or violence.” No specific incident was described in the notice. On July 23, 1990, three weeks into the jury selection proceedings, the prosecution amended the notice of proposed aggravation evidence to include defendant’s alleged battery and witness intimidation of Ross that occurred one week earlier, on July 16, 1990.
Defendant contends that the prosecution failed to give timely notice of its intent to introduce evidence of the Ross battery and witness intimidation as an aggravating factor, and thus violated his rights to procedural due process under the Fourteenth Amendment and to notice under section 190.3. Respondent asserts that the claimed error is not cognizable on appeal as defendant failed to object on this ground. We agree. Defense counsel objected at trial to the admission of the evidence of other criminal conduct on the ground of “fairness,” based on the prejudicial effect of such evidence in light of the charged offenses as well as counsel’s belief that the prosecution manufactured the evidence to “create[] their own case.” Because this objection did not include the ground of inadequate notice, it was insufficient to preserve that issue for appeal. (See People v. Carrera, supra,
Nonetheless, any failure to give defendant timely notice of the evidence of the Ross battery and witness intimidation was harmless. Section 190.3 declares in pertinent part that “no evidence may be presented by the prosecution in aggravation unless notice of the evidence to be introduced has been given to the defendant within a reasonable period of time as determined
Here, the original notice filed by the prosecution prior to trial did not mention the evidence of the Ross battery and witness intimidation, as the incident did not occur until two weeks after the jury selection proceedings had commenced. One week after the alleged battery and witness intimidation occurred, however, and some three months prior to commencement of the guilt phase, the defense was notified that the prosecution intended to introduce this evidence in the penalty phase. Disclosure was made promptly under the circumstances, and defendant clearly had adequate time to meaningfully prepare to defend against the evidence. (People v. Daniels (1991)
c) Phillips Hearing
Defendant contends that the trial court violated his Eighth Amendment right to a reliable determination of penalty and Fourteenth Amendment right to due process when it denied his request for a hearing pursuant to People v. Phillips (1985)
In Phillips, a plurality of this court suggested “that in many cases it may be advisable for the trial court to conduct a preliminary inquiry before the penalty phase to determine whether there is substantial evidence to prove each element of the other criminal activity.” (People v. Phillips, supra,
Defendant asserts that the evidence was insufficient to prove he committed battery and witness intimidation, within the meaning of sections 242 and 136.1, respectively.
The trial court instructed the jury that “[b]efore a juror may consider any such criminal acts as an aggravating circumstance in this case, a juror must first be satisfied beyond a reasonable doubt that the defendant, Robert Young, did, in fact, commit such criminal acts.”
Evidence that defendant, unprovoked, approached Ross in the holding cell and punched him in the face, causing him to bleed from his nose and mouth, is plainly sufficient to constitute a battery. (See § 242; People v. Madison (1969)
The crime of intimidating a witness requires proof that the defendant specifically intended to dissuade a witness from testifying. (People v. Lyons (1991)
We disagree. It is the combination of defendant’s actions and words in the holding cell that provides sufficient evidence that he intended to intimidate Ross from testifying at trial. Defendant violently punched Ross about the face and told him, “I should have killed you” because he had learned from his attorney that Ross had “snitched” on him regarding this case. Jurors reasonably could have drawn the inference that the message Ross received from defendant’s retribution for Ross’s past cooperation with the police was that defendant would again harm him physically if he continued to cooperate in the future (e.g., by testifying at trial). (See People v. Mendoza (1997)
We conclude the evidence was sufficient to prove that defendant committed the offenses of battery and witness intimidation, and was therefore admissible pursuant to section 190.3. Even if the evidence were somehow insufficient to show witness intimidation, it was admissible to show battery.
e) Asserted Error in Instruction on Witness Intimidation
The trial court instructed the jury as follows regarding the offense of witness intimidation, in violation of section 136.1: “Every person who knowingly and maliciously prevents or dissuades, or attempts to so prevent or dissuade any witness from attending or giving testimony at any trial, where such act is accomplished by force or by the express or implied threat of force or violence, is guilty of a violation of section 136.1(c) of the Penal Code.”
In order to prove the offense of witness intimidation in violation of section 136.1, subdivision (c), however, the prosecution must establish that the defendant had the specific intent to dissuade a witness from testifying. (People v. Ford, supra, 145 Cal.App.3d at pp. 989-990.) Hence, because the jury instruction in this case omitted the specific intent element, defendant contends reversal is required. His contention is meritless.
As a preliminary matter, it is unknown whether defendant objected to the erroneous instruction, because the record does not include the reporter’s transcripts of several conferences regarding jury instructions.
But “[b]ecause defendant had the right to correct instructions on the elements of other crimes introduced in aggravation [when given], and because courts may review instructional errors that affect ‘the substantial rights of the defendant’ (§ 1259),” the issue is cognizable on appeal. (People v. Prieto, supra,
In any event, defendant is correct that the jury instruction regarding the offense of witness intimidation omitted the requisite language that defendant specifically intended to prevent or dissuade Ross from testifying at trial. (CALJIC No. 7.15.) The question now is whether the erroneous instruction was prejudicial. It appears the error was harmless.
State law error occurring during the penalty phase of a capital case requires reversal of the judgment if there is a reasonable possibility that the
Defendant further contends that the erroneous instruction deprived him of due process under the Fourteenth Amendment and a reliable penalty determination under the Eighth Amendment of the United States Constitution. Assuming these claims were properly preserved for review (see People v. Yeoman, supra, 31 Cal.4th at pp. 117, 133), they are meritless because we conclude that the trial court did not err.
2. Defendant’s Absence During Penalty Phase Testimony
Defendant claims the trial court violated his state and federal constitutional rights to due process, confrontation, and a reliable determination of his guilt and penalty when it took evidence at the penalty phase in his absence. In addition, defendant contends that the trial court erred under sections 977 and 1043 when it accepted his alleged waiver of the right to be present at the penalty phase. Defendant maintains these errors require reversal of the penalty phase judgment. We disagree.
a) Factual Background
On October 31, 1990, during the defense case at the penalty phase, defense counsel began his examination of neuropsychologist Dr. Robert Kaufman. During this testimony, the trial court recessed for lunch. Upon returning for the afternoon session, and outside the presence of the jury, defense counsel informed the court that defendant had informed him during the recess that he “would just as soon not hear the testimony of [certain] witnesses,” including Dr. Kaufman and two of defendant’s former school teachers. The trial court proceeded as follows:
“THE COURT: Mr. Young, you understand you have the right to be present or not be present. That is your choice. And has Mr. Meloling correctly stated your position regarding future attendance here at the proceeding?
*1213 “THE DEFENDANT: Yeah.”
Upon the jurors’ return, the court informed them that defendant had exercised his right not to be present during the presentation of certain testimony, and admonished them that they were not to speculate about defendant’s exercising that right or allow it to affect their deliberations on the issue of penalty.
b) Constitutional Right to Be Present
“A defendant has the right, under the Sixth Amendment of the federal Constitution, to be present at trial during the taking of evidence.” (People v. Jackson (1996)
c) Statutory Right to Personal Presence
Subdivision (b)(1) of section 977 states in pertinent part: “In all cases in which a felony is charged, the accused shall be present . . . during those portions of the trial when evidence is taken before the trier of fact .... The accused shall be personally present at all other proceedings unless he or she shall, with leave of court, execute in open court, a written waiver of his or her right to be personally present . . . .” (Italics added.) Section 1043, subdivision (b) states: “The absence of the defendant in a felony case after the trial has commenced in his presence shall not prevent continuing the trial to, and including, the return of the verdict in any of the following cases: [][]
“[W]hen read together, sections 977 and 1043 permit a capital defendant to be absent from the courtroom only on two occasions: (1) when he has been removed by the court for disruptive behavior under section 1043, subdivision (b)(1), and (2) when he voluntarily waives his rights pursuant to section 977, subdivision (b)(1). However, section 977, subdivision (b)(1), the subdivision that authorizes waiver for felony defendants, expressly provides for situations in which the defendant cannot waive his right to be present, including during the taking of evidence before the trier of fact. Section 1043, subdivision (b)(2), further makes clear that its broad ‘voluntary’ exception to the requirement that felony defendants be present at trial does not apply to capital defendants.” (Jackson, supra,
Here, the trial court’s error in accepting defendant’s waiver was harmless. (People v. Brown, supra, 46 Cal.3d at pp. 447-448.) Defendant’s argument that his absence from the penalty phase was “simply devastating” because the jury likely concluded that he was indifferent to the outcome of the proceeding, had no respect for the jurors, and did not take the proceedings seriously, is unpersuasive. The jury was admonished not to speculate about his absence, infer anything from it, or allow it to affect their deliberations in any manner. “Jurors are presumed to understand and follow the court’s instructions.” (People v. Holt (1997)
3. Competency to Stand Trial
Defendant claims that Dr. Kaufman’s testimony raised a “serious and bona fide doubt” as to defendant’s competence to stand trial and that the trial court abused its discretion by failing to order a section 1368 competency hearing.
Robert Kaufman, Ph.D., a licensed psychologist, testified as an expert in the area of neuropsychological testing and assessments. Dr. Kaufman met with defendant in the county jail on August 28, 1990, and administered a number of neuropsychological tests over a three-and-a-half-hour period. When Dr. Kaufman initially encountered defendant, he found defendant to be well oriented, not psychotic, and not suffering from a thought disorder.
Dr. Kaufman administered a variety of tests, including the Wechsler Adult Intelligence Scale (WAIS), the Wide Range Achievement Test, the Lateral Dominance Examination, hand dynamometer, the finger-tapping procedure, the Trailmaking test, the Rey Auditory Verbal Learning list, the Rey-Osterreith Complex Design, the Stroop Color-Word Test, the Wisconsin Card Sorting Test, and the Booklet Category Test. He also interviewed defendant regarding his family history, medical history, substance abuse, and other matters.
Dr. Kaufman measured defendant’s verbal intelligence quotient (IQ) as 73, falling in the fifth percentile or the “borderline” range. Defendant’s performance IQ, as measured by visual and spatial tasks, was 81, falling in the 12th percentile or the “low average” range. Defendant’s overall full-scale IQ was 75, falling in the fifth percentile or the “borderline” range, which, according to Dr. Kaufman, is “just above what qualifies for mental retardation.”
Defendant’s “level of acquired knowledge” as measured by the WAIS was “exceptionally poor.” For example, defendant did not know how many weeks are in a year and could not name four recent Presidents. Defendant also performed “very poorly” on a subtest that assesses a person’s ability to solve socially oriented problems. With respect to tests of academic achievement, defendant performed below the fourth-grade level. Dr. Kaufman described defendant as having the educational skills of a nine year old.
On two tests used to assess brain impairment and cognitive dysfunction, defendant performed “extremely poorly” and fell within the “highly impaired range.” Defendant also performed poorly on the Rey-Osterreith visual memory test and the booklet category test, “one of the most sensitive tests to brain impairment that is given.” Defendant performed “okay” on the Rey Auditory Verbal Learning test, which measures “how somebody can absorb, take in pretty simple, common, everyday information that is presented a number of times.” Defendant performed within normal limits on all of the motor functioning tests.
b) Defendant’s Competence to Stand Trial
“Of course, trial of an incompetent defendant violates an accused’s right to due process.” (People v. Weaver, supra,
As relevant to this case, section 1368 provides that if the trial court has any doubt as to the defendant’s competence to stand trial, it must state that doubt in the record and inquire of counsel whether, in his or her opinion, the defendant is mentally competent. (§ 1368, subd. (a).) The trial court is authorized to conduct a competency hearing on its own motion and at the request of counsel. (§ 1368, subd. (b).)
“In People v. Stankewitz (1982)
“ ‘Substantial evidence’ has been defined as evidence that raises a reasonable doubt concerning the defendant’s competence to stand trial. [Citations.] In People v. Pennington, supra,
Here, based on Dr. Kaufman’s testimony, defendant argues that substantial evidence existed that he suffers from a mental disorder, is mentally retarded, or is developmentally disabled.
To the contrary, while Dr. Kaufman testified defendant had an IQ of 75 and diagnosed defendant’s mental status as “probable organic mental disorder not otherwise specified,” he did not relate his findings in terms of defendant’s competency to stand trial. He made no diagnosis that defendant
Defendant’s additional claim that the trial court’s failure to declare a doubt and order a competency hearing deprived him of due process of law under the Fourteenth Amendment is without merit, given we have concluded the trial court did not abuse its discretion by failing to declare a doubt as to defendant’s competency.
4. Alleged Prosecutorial Misconduct
Defendant contends that the prosecutor repeatedly engaged in misconduct during his summation at the penalty phase in violation of his rights under the Fifth, Sixth, Eighth, and Fourteenth Amendments to the federal Constitution, compelling reversal of the death judgment. Except where noted, however, he made no objection at trial as to any of the alleged instances of misconduct. Based on the record, he fails to qualify for an exception to the general rule requiring both an objection and request for admonition. (Frye, supra, 18 Cal.4th at pp. 969-970, citing Hill, supra, 17 Cal.4th at pp. 820-821.) Thus, these claims of misconduct are forfeited.
Further, assuming defendant’s federal constitutional claims were properly preserved for review (see People v. Yeoman, supra, 31 Cal.4th at pp. 117, 133) for each instance of misconduct to which defendant objected, they are without merit because we conclude that no misconduct occurred or that any misconduct was harmless.
Evidence of a defendant’s background and character is admissible only to mitigate the gravity of the crime pursuant to section 190.3, factor (k); the prosecutor may not argue such evidence should be considered in aggravation. (People v. Lucas (1995)
Defendant claims the prosecutor violated Boyd when he argued the following during his penalty phase closing argument: (1) evidence that defendant had rejected the training, teaching, and moral upbringing provided by his family did not extenuate the gravity of his offenses; (2) evidence that his father had difficulty coping with his experience in Vietnam neither excused nor mitigated his offenses; (3) Dr. Kaufman’s testimony established that “defendant ... is a person who can work, who could have worked, who could have controlled his life”; (4) evidence that defendant was uncontrollable, had a probation officer assigned to him at the age of 11, and was physically violent with his mother was not mitigating; (5) although some evidence showed that defendant did not perform well academically and fought in school, other evidence showed that he performed satisfactorily in school when he applied himself; and (6) evidence of defendant’s low intelligence and family background was not extenuating because he rejected help from those who tried to prevent him from becoming a career “gangster.”
We disagree. The prosecutor did not argue that the jury should consider mitigating defense evidence in aggravation. “ ‘A prosecutor does not
b) Alleged Davenport Error
A prosecutor may not argue that the absence of evidence of a mitigating factor may be considered as a factor in aggravation. (People v. Edelbacher (1989)
We disagree. Each claim fails on the merits, as no reasonable juror would have understood the prosecutor’s remarks as suggesting the absence of a mitigating factor should be considered a factor in aggravation.
c) Alleged Misleading Statements
Section 190.3, factor (k), expressly allows the jury to consider any circumstance that extenuates the gravity of the crime “even though it is not a legal excuse for the crime.” Defendant claims that during his penalty phase closing argument, the prosecutor repeatedly presented jurors with a distorted picture of the deliberative process by stating the following evidence should be disregarded because it did not “excuse” or provide “justification” for the crimes: (1) the difficulties defendant’s father experienced in returning from Vietnam; (2) that defendant’s father lived with his parents in Alabama; (3) defendant’s “out of control” behavior as a youth; and (4) defendant’s low intelligence.
Further, defendant is incorrect in asserting that the jury was not instructed that mitigating evidence did not have to rise to the level of an excuse or justification. The trial court instructed that a “mitigating circumstance is any fact, condition or event which as such, does not constitute a justification or excuse for the crime in question, but may be considered as an extenuating circumstance in determining the appropriateness of the death penalty.” (Italics added.)
d) Alleged Caldwell Error
In Caldwell v. Mississippi (1985)
“In determining whether Caldwell error has occurred, ‘[w]e do not reach our conclusion based on any single statement uttered by the prosecutor. Rather, we consider the instructions of the court and the arguments of both prosecutor and defense counsel.’ [Citation.] We also must consider the prosecution’s statements within the overall context of its closing argument. [Citation.]” (Jackson, supra,
e) References to Deterrence and Greater Social Good
Defendant complains that the prosecutor engaged in misconduct when he urged the jury to impose the death penalty because it would be “good for society” and “teach” society a moral lesson.
We find no misconduct. “In prior cases, we held that misconduct was committed by the prosecutor’s argument that the death penalty was more effective as a deterrent than imprisonment.” (People v. Ghent (1987)
f) Alleged Misstatements of Evidence
Defendant claims the prosecutor engaged in misconduct when he argued that there was “no evidence that the defendant suffers from any mental disease” or “defect,” that defendant was “an average to below average human being,” and that defendant is “an average person” of “average intelligence.”
We consider the prosecutor’s remarks to reflect fair comment and permissible inferences based on the circumstances of the crimes and the testimony of defendant’s aunt, who believed defendant was of average intelligence. (Valdez, supra,
Defendant claims the prosecutor further engaged in misconduct when he mistakenly asserted Ross testified that defendant told him, “If I had killed you, no one would know who broke into that house.” Our review of the record reveals no evidence defendant made such a statement to Ross. Ross testified that after defendant hit him in his mouth in the jail cell, defendant said only that “[y]ou snitched on me and my lawyer had it in black and white and I should have killed you.” Ross, however, further testified he understood defendant knew he had given the police a statement regarding the break-in and murder at the 74th Avenue house.
Moreover, defendant’s reference to “my lawyer had it in black and white” implies that defendant was also aware that Ross provided the police with a statement regarding the incident. The jurors reasonably could infer that defendant knew or assumed Ross had informed the police specifically about his presence in front of the house shortly before the break-in and murder occurred. The prosecutor’s statement merely reflected what the jurors easily could have inferred from the evidence. In stating that Ross testified defendant said, “If I had killed you, no one would know who broke into the house,” the prosecutor made a harmless mistake. Furthermore, the jury was instructed that it must determine the facts from the evidence received during the trial and that statements made by the attorneys are not evidence. We conclude there is no reasonable possibility that the jury would have returned a verdict of life without possibility of parole in the absence of the prosecutor’s error. (People v. Brown, supra, 46 Cal.3d at pp. 447-448.)
Finally, as he did in the guilt phase, defendant contends the prosecutor engaged in misconduct when he argued that defendant “had to reload that gun at least twice.” We disagree for the same reasons we previously rejected this claim. (See ante, at pp. 1196-1197.)
g) Alleged Attacks on Defendant and Defense Counsel
Defendant claims that the prosecutor engaged in prejudicial misconduct by characterizing him as a “gangster” and describing his conduct as “going on a terroristic rampage and murdering people over a three-week period.”
In his final claim of prosecutorial misconduct, defendant objected at trial to the prosecutor’s remark, “What gall does the defense counsel have to say that these people’s lives are less valuable than yours or mine.” Defendant contends the statement prejudicially denigrated defense counsel. We disagree. There is no reasonable likelihood that the jurors understood the remarks to be a personal attack on counsel.
5. CALJIC No. 8.85
a) Section 190.3, factor (a)
The jury convicted defendant of three counts of first degree murder and found true two robbery-murder special circumstances as well as the multiple-murder special circumstance. The jury also convicted him of two counts of robbery, one count of attempted robbery, and two counts of attempted murder. Defendant asserts that CALJIC No. 8.85 impermissibly permitted the jury to consider the circumstances of the crimes for which he was convicted more than once in aggravation. (§ 190.3, factor (a) (factor (a)).) For example, he asserts, the jury’s conclusion that Rivers was killed during a robbery could also be improperly considered as a fact of the robbery-murder special-circumstance finding as to that count.
Acknowledging that under our decision in People v. Cain, supra,
We agree that defendant should be given the benefit of the doubt as to any instructions missing from the record and presume the issue is preserved for appeal. Even assuming an appropriate request, however, reversal is not mandated.
The trial court instructed the jury with CALJIC No. 8.85 as follows: “In determining which penalty is to be imposed on the defendant, you shall consider all of the evidence which has been received during any part of the trial of this case .... You shall consider, take into account, and be guided by the following factors, if applicable. Some of these factors may be inapplicable because they were not shown by the evidence in this case. The factors you may consider are as follows: [(fl] (a) The circumstances of the crime of which the defendant was convicted in the present proceeding and the existence of any special circumstances found to be true.”
We stated in People v. Melton, supra,
“In reviewing [a] purportedly erroneous instruction[], ‘we inquire “whether there is a reasonable likelihood that the jury has applied the challenged instruction in a way” that violates the Constitution.’ ” (Frye, supra,
Here, the prosecutor said nothing misleading to the jury, and defendant does not point to any improper argument. (See People v. Barnett, supra, 11 Cal.4th at p. 1180.) Consequently, based on the record, there is no reasonable likelihood that the jury unconstitutionally applied CALJIC No. 8.85.
Defendant further contends that the assertedly erroneous language of CALJIC No. 8.85 violated his rights to due process, a fair penalty determination, and equal protection under the Fifth, Eighth, and Fourteenth Amendments to the United States Constitution, respectively. Assuming these claims were properly preserved for review (see People v. Yeoman, supra, 31 Cal.4th at pp. 117, 133), they are meritless because we have concluded the language of CALJIC No. 8.85 is not erroneous and does not unduly encourage the double or multiple counting of aggravating factors.
b) Additional Challenges to CALJIC No. 8.85
Defendant asserts various challenges to CALJIC No. 8.85 that we previously have considered and rejected. Specifically, CALJIC No. 8.85 is not unconstitutionally vague (Farnam, supra,
6. Miscellaneous Challenges to CALJIC No. 8.88
Defendant claims various aspects of CALJIC No. 8.88 violate the Fifth, Sixth, Eighth, and Fourteenth Amendments to the federal Constitution.
7. Automatic Application for Modification of the Verdict
Defendant claims that the trial court prejudicially erred in denying his automatic application for modification of the penalty verdict by failing to apply the correct standard of review. In addition, he contends the trial court’s conclusions regarding the factors in aggravation and mitigation were not supported by the evidence.
In ruling on an automatic application for modification, the trial court “shall review the evidence” and “shall make a determination as to whether the jury’s findings and verdicts that the aggravating circumstances outweigh the mitigating circumstances are contrary to law or the evidence presented.” (§ 190.4, subd. (e).) “[T]he trial judge’s function is not to make an independent and de novo penalty determination, but rather to independently reweigh the evidence of aggravating and mitigating circumstances and then to determine whether, in the judge’s independent judgment, the weight of the evidence supports the jury verdict. [Citations.]” (People v. Lang (1989)
“On appeal, we subject a ruling on a verdict-modification application to independent review.” (Clair, supra,
Thereafter, the court announced that it had “reviewed the presence or absence of each aggravating and mitigating circumstance listed in section 190.3 and specifically agree[d] that the jury’s assessment that the circumstances in aggravation outweigh the circumstances in mitigation [was] supported by the weight of the evidence.” The court further found “that the evidence supporting the truth of the first, second, and fifth special circumstances is overwhelming and undisputed in that the jury’s assessment that the evidence in aggravation outweighs the evidence in mitigation so as to support the selection of the death penalty as the appropriate penalty is overwhelmingly supported by the weight of the evidence.”
The court, based on its independent examination and review of all the evidence as well as its personal notes, was satisfied beyond a reasonable doubt that each verdict was correct. The court reviewed each of the specific aggravating and mitigating circumstances listed in section 190.3 and made independent findings as to each circumstance. The trial court independently concluded “the circumstances in aggravation are so substantial in comparison with the circumstances in mitigation that death is warranted,” and formally denied defendant’s modification motion.
Defendant argues that the trial court applied the wrong standard when it reviewed the penalty phase evidence because it stated it reviewed the evidence to determine whether “the jury’s assessment that the circumstances in aggravation outweigh the circumstances in mitigation is supported by the weight of the evidence.” To the contrary, the trial' court clearly understood its duty to independently reweigh all of the aggravating and mitigating evidence to determine whether, in its independent judgment, the weight of the evidence supports the jury’s verdicts. Accordingly, this claim fails.
Defendant’s attacks on the trial court’s specific findings regarding the factors in aggravation and mitigation fare no better. For example, defendant argues that the evidence does not support the trial court’s independent conclusions regarding the circumstances of the crimes (factor (a)) that defendant killed Terry Rivers during the commission of a robbery and in a
Although defendant contends certain findings by the trial court regarding mitigating circumstances are unsupported by the evidence, in each instance, defendant merely disagrees with the weight the trial court accorded the purportedly mitigating evidence. Thus: (1) the trial court found there were no circumstances that could have provided a moral justification or extenuation for his conduct (§ 190.3, factor (f)) despite Jackson’s testimony defendant was the victim of a robbery on 89th Avenue and “apparently chased down Frazier and Fite in an attempt to recover money that had been taken from him”; (2) the court concluded defendant’s capacity to appreciate the criminality of his conduct or to conform his conduct to the requirements of the law was not impaired as the result of a mental disease or defect or the effects of intoxication (§ 190.3, factors (d), (h)) despite evidence that defendant’s IQ was on the borderline of mental retardation, that he suffered from an organic brain disorder, and that his neuropsychological functioning was “highly impaired”; and (3) the court concluded there were no other extenuating factors or any sympathetic or other aspects of the defendant’s character or record that would provide a basis for a sentence of life without possibility of parole (§ 190.3, factor (k)) despite evidence of defendant’s poor academic skills, borderline retardation, and drug use since the age of 13.
Contrary to defendant’s argument, the record establishes that the court did consider all pertinent penalty phase evidence, including the mitigating evidence offered by defendant. However, it found this evidence insufficient to void the jury’s death penalty determination. In any event, this court “may not interpose or substitute its conclusion as to the relative balance of aggravating and mitigating circumstances for that of the trier of fact. Our inquiry must end with the finding that all constitutional and statutory considerations have been observed.” (Hawthorne, supra,
Defendant additionally claims that the trial court’s failure to independently reweigh the penalty phase evidence in evaluating his automatic application for modification of the verdict constituted a violation of his “constitutionally protected liberty interest” in having the trial court follow required procedures in determining whether the death penalty should be imposed. (See Hicks v. Oklahoma, supra,
8. Appellate Delay
Defendant contends that delays in the appellate process have deprived him of his right to counsel, denied him due process, and subjected him to cruel and unusual punishment, in violation of the Fifth, Sixth, Eighth, and Fourteenth Amendments to the federal Constitution.
We reject each of defendant’s contentions. Although we have acknowledged the possibility that “[i]n some circumstances, excessive delays in the appellate process may give rise to a denial of due process,” defendant fails to show “any actual prejudice as a result of the delay, such as an impairment of grounds on appeal.” (People v. Horton (1995)
Further, “defendant fails to demonstrate that the delay inherent in the procedures by which California recruits, screens, and appoints attorneys to represent capital defendants on appeal, is not necessary to ensure that competent representation is available for indigent capital appellants. . . . [Defendant fails to suggest any impact that the delay could have on the validity of the judgment rendered before that delay occurred.” (People v. Holt (1997)
Finally, we previously have rejected claims that appellate delay violates the Eighth Amendment’s prohibition against cruel and unusual punishment and that a death sentence cannot serve any legitimate penological purpose after such extraordinary delay. (See, e.g., People v. Ochoa (2001)
Defendant claims that his death sentence is disproportionate to his culpability and that its imposition in this case would violate article I, section 17 of the California Constitution and the Eighth Amendment to the United States Constitution. In support, he relies on his age (20 years old), low IQ (75), deprived childhood, family instability, lifelong learning disabilities, “probable organic mental disorder not otherwise specified,” drug addiction, and lack of a violent criminal background. He also stresses that the evidence was insufficient to sustain his convictions for the Rivers and Davis murders.
We do undertake such a review on request. (People v. Cleveland (2004)
Here, defendant, at the age of 20, acted alone when he ruthlessly and fatally shot three men over a three-week period. The first was shot in the back of his head as he tried to run away from defendant; the second was shot in the back as he begged for his life while down on his hands and knees; and the third was shot in his lower back after he jumped out of a bedroom window attempting to escape from the house in which defendant went on a shooting rampage. Two of the murders were apparently motivated by robbery, but the record contains no explanation for the third murder. Defendant also attempted to murder two others. Although defendant offered some evidence he suffers from a low IQ and a “probable organic mental disorder not otherwise specified,” there was no evidence that either his low IQ or the mental disorder played any role in the killings. (People v. Lucero (2000)
10. Concurrent Representation by Counsel
Defendant claims he was deprived of his right to conflict-free counsel because the attorney appointed to represent him on direct appeal was also appointed to investigate potential claims to be raised in a petition for a writ of habeas corpus, in violation of the Sixth, Eighth, and Fourteenth Amendments to the United States Constitution and article I, sections 7, 15, 16, 17, and 24 of the California Constitution.
Defendant submits that the inherent conflict that arises when the same attorney represents a defendant at trial and on direct appeal (see People v. Bailey (1992)
“Defendant’s argument explains why habeas corpus counsel might potentially be burdened by a conflict of interest if placed in the position of urging counsel’s own incompetence as appellate counsel, but it does not explain how this dual appointment could in any way interfere with counsel’s effective representation on the appeal. Thus, defendant has failed to demonstrate that appellate counsel is burdened by an actual or potential conflict of interest.” (Kipp, supra,
Further, “[defendant's claim that habeas corpus counsel is burdened by a conflict of interest is not cognizable ... on direct appeal. . . . [I]t lacks merit in any event as defendant has no right under the federal Constitution to the effective assistance of counsel in a state habeas corpus proceeding (Coleman v. Thompson (1991)
11. Miscellaneous Constitutional Challenges
Defendant asserts various challenges to California’s death penalty law under the Eighth and Fourteenth Amendments to the United States Constitution. We have previously considered and rejected each of these challenges, and defendant offers no persuasive reason to reconsider our prior decisions. “Thus, the California death statute is not unconstitutional in failing to require the jury to make [written] findings of the factors it finds in aggravation and mitigation [citation], require intercase or intracase proportionality review [citations], delete inapplicable factors [from CALJIC No. 8.85] [citation], identify which factors are aggravating and which are mitigating [citation], require that aggravating factors be proven beyond a reasonable doubt, require that the aggravating factors must outweigh the mitigating factors beyond a reasonable doubt, require that death must be found to be the appropriate penalty beyond a reasonable doubt [citation], or require that there be any burden of proof [citation]. Nor are the factors a jury may consider in determining penalty, such as the circumstances of the crime, the defendant’s age, or the use of the adjectives ‘extreme’ and ‘substantial,’ unconstitutionally vague. [Citations.] Nor does the prosecutorial discretion to charge special circumstances or seek the death penalty under the statute violate the federal Constitution. [Citations.] Nor does the death statute in general, or the multiple-murder special circumstance in particular, fail to narrow in a constitutionally acceptable manner the class of persons eligible for the death penalty. [Citations.]”
Pursuant to section 3604, subdivision (b), a death row inmate may elect either lethal gas or lethal injection as the method of execution; if the inmate makes no election, execution is by lethal injection. Defendant contends that the method of execution in California is unconstitutional in two respects. First, he claims that the Department of Corrections has failed to adopt standards for the administration of lethal injection as required under section 3604, in violation of his right to procedural due process under the Fourteenth Amendment to the federal Constitution. Second, defendant claims California’s lethal injection method of execution violates the Eighth Amendment ban against cruel and unusual punishment.
As for defendant’s first claim, he fails to establish the factual predicate upon which this claim is based. That is, he fails to show that the Department of Corrections has not complied with the mandate under section 3604 that it adopt standards for the administration of lethal injection. “ ' “In any event, the claim must be rejected out of hand as a ground for reversal of the judgment of death. It bears solely on the legality of the execution of the sentence and not on the validity of the sentence itself.” ’ ” (People v. Samayoa, supra,
As for defendant’s second claim, death by lethal injection is not cruel or unusual punishment. (See, e.g., People v. Samayoa, supra,
13. International Law
Defendant contends he was denied his right to a fair trial and impartial trial in violation of customary international law as evidenced by articles 6 and 14 of the International Covenant on Civil and Political Rights as well as articles 1 and 26 of the American Declaration. “Because defendant has entirely failed to establish the predicates of his argument—that he suffered prejudicial violations of due process . . . during his trial—we have no occasion to consider whether such violations would also violate international law.” (People v. Jones (2003)
14. Cumulative Error
Defendant contends “the cumulative impact of the numerous penalty phase errors requires reversal of the death penalty even if no single error does so independently.” Whether considered separately or collectively, the few errors we have found were harmless, and therefore defendant’s contention is without merit.
The judgment is affirmed.
George, C. J., Kennard, J., Baxter, J., Werdegar, J., Chin, J., and Moreno, J., concurred.
Notes
All further statutory references are to the Penal Code unless otherwise indicated.
Robinson and Thomas referred to Batiste as “J.L. Baptese” and “J.R. Baptese” throughout their testimony. To avoid confusion, we refer to him by the name provided in the police report regarding this incident.
With respect to his claims that the trial court erred in denying his Wheeler motion and the prosecutor committed misconduct during closing argument (see post, at pp. 1188-1198), defendant requests that we take judicial notice of “the transcripts, records, briefs, and evidence” in the following automatic appeals currently pending before this court: People v. Schmeck, S015008, People v. Stanley, S022224, and People v. Tate, S031641. Of course, we may take judicial notice of the “[rjecords of . . . any court of this state.” (Evid. Code, §§ 452, subd. (d), 459, subd. (a).) However, “ ‘[b]ecause ... no evidence is admissible except relevant evidence, it is reasonable to hold that judicial notice, which is a substitute for formal proof of a matter by evidence, cannot be taken of any matter that is irrelevant . . . .’ [Citation.]” (People v. Rowland (1992)
Although defendant initially identified B. W. as one of the prospective jurors against whom the prosecutor discriminated, defendant now concedes that the prosecutor “may have had a legitimate basis for exercising a peremptory challenge” against this prospective juror given her apparent difficulty with accepting the testimony of drug users as credible evidence, and given many of the prosecution’s percipient witnesses were drug users. Therefore, our analysis is limited to whether defendant stated a prima facie case of purposeful discrimination only as to Prospective Jurors D. D. and V. S.
Counsel complains that the trial court ruled no prima facie case had been shown before he was permitted to argue the issue and further prevented him from making an adequate record on the issue. Our review of the record shows counsel, who was an experienced attorney, had adequate opportunity to put his arguments on the record.
The United States Supreme Court has once again granted certiorari in Johnson following final judgment in the First Appellate District, to decide whether this standard complies with Batson v. Kentucky, supra,
Defendant asserts that he satisfied the requirement for stating a prima facie case because he established the prosecutor removed “most or all of the members of the identified group” and, according to defendant, this is all that is required under Wheeler, supra,
In Wheeler, “[w]e discussed types of evidence the objector may present to make [a prima facie case of discrimination], ‘[T]he party may show that his opponent has struck most or all of the members of the identified group from the venire, or has used a disproportionate number of
“Indeed, we have emphasized that such rulings require trial judges to consider ‘all the circumstances of the case.’ ” (Howard, supra,
Nothing in Wheeler suggests that the removal of all members of a cognizable group, standing alone, is dispositive on the question of whether defendant has established a prima facie case of discrimination. (See, e.g., People v. Johnson, supra, 30 Cal.4th at pp. 1325-1326 [the removal of all three African-American prospective jurors did not present a prima facie case of discrimination]; People v. Crittenden (1994)
Miller estimated this distance to be “a good 500 or 600 feet.”
The trial court instructed the jury as follows:
“The commission of the crime of robbery is not confined to a fixed place or a limited period of time.
“A robbery is still in progress after the original taking of physical possession of the stolen property while the perpetrator is in possession of the stolen property and fleeing in an attempt to escape. Likewise, it is still in progress so long as immediate pursuers are attempting to capture the perpetrator or to regain the stolen property.
“A robbery is complete when the perpetrator has alluded [sic] any pursuers, has reached a place of temporary safety, and is in unchallenged possession of the stolen property after having effected an escape with the property.”
Thomas testified that he had never seen defendant in the house before February 19, 1989, but might have seen him previously dealing drugs in the neighborhood.
That is, assuming defendant objected to the instance of misconduct at trial and the state and federal standards and the factual inquiry are essentially the same. (People v. Yeoman, supra, 31 Cal.4th at pp. 117-118.)
Defendant specifically requested instructions on CALJIC Nos. 3.00 (Principals—Defined), 3.01 (Aiding and Abetting—Defined), and 3.02 (Principals—Liability for Natural and Probable Consequences) as to the Davis murder. In addition, he requested that the trial court give a People v. Green (1980)
Specifically, the trial court read the following four instructions: (1) CALJIC No. 3.00 (Principals—Defined); (2) CALJIC No. 3.01 (Aiding and Abetting—Defined); (3) CALJIC No. 3.02 (Principals—Liability for Natural and Probable Consequences); and (4) CALJIC No. 8.27 (First Degree Felony Murder—Aider and Abettor).
Although Ross also testified on cross-examination that defendant stated “I should kill you,” the parties generally understood Ross’s testimony as stating defendant told him, “I should have killed you.”
The trial court declared a recess at this point in Dr. Kaufman’s testimony. Defendant argues that by the recess, there was substantial evidence that raised a “bona fide” doubt as to whether he was mentally competent to stand trial.
But see People v. Ary (2004)
“ ‘[Developmental disability’ means a disability that originates before an individual attains age 18, continues, or can be expected to continue, indefinitely and constitutes a substantial handicap for the individual, and shall not include other handicapping conditions that are solely physical in nature. . . . [T]his term shall include mental retardation, cerebral palsy, epilepsy, and autism. This term shall also include handicapping conditions found to be closely related to mental retardation or to require treatment similar to that required for mentally retarded individuals, but shall not include other handicapping conditions that are solely physical in nature.” (§ 1370.1, subd. (a)(1)(H).)
Defendant also claims the following as a separate instance of Boyd error: During his discussion of the mitigating factors listed under section 190.3, the prosecutor read the jury the definition of factor (b), unadjudicated criminal conduct, and stated: “Steven Ross was our evidence” and then stated, “What about the evidence from the defense case, that the defendant would instigate fights in school with other kids—”
Defense counsel immediately objected to this argument on the ground it was “improper” because the only evidence admissible under section 190.3, factor (b) involved the Steven Ross incident. The trial court overruled counsel’s objection, stating it was unsure why the prosecutor referenced the evidence of defendant’s fighting in school. The prosecutor then continued to discuss the factors in mitigation. Based on this record, we cannot conclude the prosecutor’s reference to defendant’s school fighting constituted Boyd error. Defendant’s claim on this ground fails.
For example, regarding section 190.3, factor (d)—whether defendant committed the offense while he was under the influence of extreme mental or emotional disturbance— defendant claims the prosecutor improperly argued he was suffering no mental or emotional disturbance at the time of the offenses, as follows: “There is no such evidence of that, none whatsoever. The evidence at least on the 29th of January was Patrick Jackson said something like what are you doing, what are you doing. And he and the defendant went back and changed cars, took Patrick’s car and went out to the Heritage Inn and slept. And Patrick Jackson woke him up the next morning, and that this is the evidence that you have.”
“This court no longer routinely appoints the same attorney to represent a defendant under judgment of death on both the automatic appeal and on a petition for a writ of habeas corpus.” (Kipp, supra,
While defendant acknowledges that we have previously rejected similar arguments, he maintains that we must reconsider his argument in light of the United States Supreme Court’s decisions in Ring v. Arizona, supra,
Concurrence Opinion
I write to highlight a doubt I have about our holding in People v. Motion (1985)
The majority opinion adequately summarizes the law applicable to Batson/Wheeler motions. (See maj. opn., ante, at pp. 1170-1174) Despite the emphasis both Wheeler and Batson placed on the exclusion of members of a “cognizable group,” neither case actually defined that term. (See Wheeler, supra,
These federal definitions have the merit of narrowing the inquiry. Our cases applying Wheeler are so expansive in their definition of cognizable group that the possibilities are literally endless. Despite our justifiable enthusiasm to include all community perspectives in the judicial process, we must also recognize that at some point this principle clashes with the more fundamental purpose of selecting a fair and impartial jury. If we are increasingly willing to identify groups that share a common perspective and therefore can be the subject of a Wheeler motion, we eventually eclipse peremptory challenges altogether, but in California, peremptory challenges are themselves an important part of the process of ensuring a fair and impartial jury. Therefore, we cannot apply Wheeler so broadly that we effectively turn every peremptory challenge into a challenge for cause.
The problem of an endless proliferation of cognizable groups is exacerbated by the possibility of cross-categories—that is, the subgroups that are constructed from the intersection of two or more cognizable groups. If we recognize cross-categories as distinct cognizable groups, then the number of cognizable groups expands geometrically: two cognizable groups give rise to four possible subgroups, three cognizable groups give rise to eight possible subgroups, four groups give rise to 16, etc. Logic, as well as the unusual
In Motion, supra,
I would not reject, as a matter of law, the possibility that Black women might be the victims of a unique type of group discrimination justifying their designation as a cognizable group, but I see no evidentiary basis in Motion for us to have made a judicial finding to that effect, binding in all jury selection proceedings, and I see no such evidentiary basis in this case either.
The invidious effect of our holding in Motion is that the law now memorializes a pernicious stereotype it is trying to combat, and it does so without anyone even establishing, as a factual matter, that the stereotype
In Murchu, supra,
