THE PEOPLE, Respondent, v. FREDERICK CARL YEAGER, Appellant.
Crim. No. 6681
In Bank. Supreme Court of California
Feb. 14, 1961.
Appellant‘s petition for a rehearing was denied March 15, 1961.
55 Cal.2d 374 | 359 P.2d 261 | 10 Cal.Rptr. 829
Because of the prejudicially erroneous combination of developments as to the nonproduction of W as a witness, the judgment and order appealed from are reversed.
Gibson, C. J., Traynor, J., McComb, J., Peters, J., White, J., and Dooling, J., concurred.
Stanley Mosk, Attorney General, Doris H. Maier and Raymond M. Momboisse, Deputy Attorneys General, for Respondent.
SCHAUER, J.—Defendant appeals from an order, made after his conviction of robbery, which grants probation without imposition of sentence. At the time of the offense defendant was 17 years of age. A complaint charging defendant with the robbery was filed in the justice court. That court certified defendant to the juvenile court, the juvenile court remanded defendant to the justice court, and the ensuing proceedings were under the general criminal law. On this appeal defendant‘s principal attacks are upon the juvenile court‘s remand for prosecution under the criminal law. Defendant also urges that his motion to disqualify the trial judge for bias (made under
A complaint filed in the Lakeport Justice Court charged defendant, together with John Ward and Dale Woodall,1 with having robbed Gene Bigham of $96 on July 5, 1959. The justice court made its “Order Suspending Proceedings against Minor under Eighteen and Certifying to Juvenile Court.” The probation officer then filed in the juvenile court a petition which avers that defendant “is a person within the provisions of subdivisions (b) and (m) of section 700 of ... the
At the ensuing juvenile court hearing defendant appeared with his father and his attorney. The probation officer appeared but took no part in the proceedings. All evidence was presented by the district attorney, without interposition of question or comment by the court or defendant‘s attorney. Such evidence consisted of testimony of defendant and his father and a transcribed statement voluntarily made by defendant to a deputy sheriff shortly after the crime.
The evidence of the circumstances of the robbery was as follows: On the evening of July 4, 1959, Ward, Woodall, defendant and three other boys, with “about three cases of half quarts of beer,” drove in Ward‘s car from Marin County, where they resided, to Lake County. They attended a dance, stole hubcaps from parked automobiles, and drank beer. Ward, Woodall and defendant then drove from the parking lot near the resort where the dance was held and saw the victim Bigham walking along a road. According to defendant‘s statement to the deputy sheriff, “Johnny [Ward] ... turned the car around and came back and stopped and got out. . . . Then he told the guy to get in the car. I think Woody [Dale Woodall] hit the guy before he got in the car. We started driving down a . . . deserted road, and Johnny stopped the car. On the way down Johnny said let‘s see how much money you have. We stopped the car and told the guy to get out. Then Johnny told the guy he was going to keep the money. He had taken the money while we were driving. The guy said no, I will give you twenty dollars. Woody said take the twenty dollars and let him go. I told Johnny to give the money back to the guy, that this was a felony not a misdemeanor, and Johnny . . . refused to give the money back. . . .
“Johnny hit the guy in the face. I swung at the guy, trying to scare him, but I missed him . . . [Defendant testified, however, that “I missed him and I also hit him twice. . . .“] Johnny gave the guy about forty-eight dollars and kept fifty. I told him to give all the money back.”
Defendant further testified as follows:
“Q. When you drink, Fred, do you feel you have to go out and hurt some other human being? A. No, sir.
“Q. Have you any explanation as to why this thing happened? A. No, sir.
“Q. It couldn‘t just be drink, could it, Fred? A. No, sir. I think maybe the drinking sort of made—I mean you sort of forget the responsibility you have, from your drinking. I don‘t know. Maybe I guess we just did it. I believe probably the beer was the main part of it, because you just forget all the responsibility you have of other people but yourself.
“Q. Do you feel you forgot it so far this night that you had to hurt somebody else? A. I don‘t know, sir. I don‘t know. I just went out of my head.”
The evidence as to defendant‘s background and prior record which was presented to the juvenile court was as follows: On July 4, 1959, defendant was staying alone at his family home in Marin County. His mother and father were in the midwest where the father was attending a business convention. After discussion the parents had decided that defendant was a responsible boy who could be left alone. Defendant had had no disciplinary problems at home or at school. He had completed three years of high school with an A minus average in a university preparatory course and planned, after graduation from high school, to study electrical engineering. He had worked part time during his school years and in the summer of 1959 was employed full time as assistant to a veterinarian.
Defendant had not previously appeared in court and had no police record. However, he had twice been interviewed by the police. He testified that on one of these occasions, when he was a freshman in high school, a friend who was caring for the house of a “fairly rich” man told defendant “to come up and he would get the house open, and they had
It seems apparent that the above mentioned conduct was not viewed with any substantial regret or repentance by defendant; likewise, the trip to the police station obviously did not deter him from subsequently participating in the grave crime of which he stands convicted. The trial judge, whether sitting in a juvenile court proceeding or in the trial of a criminal case, manifestly would have been derelict in his duty, both to defendant and to the state, if he failed to consider all of these circumstances.
That defendant had reached some degree of sophistication in the use of alcoholic beverages is indicated by his testimony that he had been drinking for “four and a half or five months“; “if I want to get high I drink a lot, and if I don‘t I just drink a little . . . Whenever I happen to run into somebody and I have a chance to get some beer or sometimes if I feel depressed we go out and drink our beer and drive around and come home.” Defendant‘s parents did not know of his drinking until they were informed of the robbery of July 5, 1959. His father testified as follows:
“Q. Have you any explanation for this, Mr. Yeager, that would be helpful? A. No, sir. I walk the floor at night.
“Q. Trying to resolve in your mind why this happened? A. Why it happened. I feel certainly it will never happen again, I feel as a result of this.
“Q. Well, do you think if you would tell the boy to quit drinking, do you think he would obey you? A. I think if I asked him to give his definite word, he would.”
After presenting the foregoing evidence the district attorney said, “I have no further questions, Your Honor.” The judge (still proceeding in the juvenile court) asked, “Is there any legal reason why these boys should not go back to the
The juvenile court then made the following order: “Good cause appearing therefor, it is ordered that FREDERICK CARL YEAGER, the juvenile above-named, . . . is remanded to the Justice Court . . . for further proceedings under a Complaint now on file therein, charging him with . . . robbery.” Following such remand the justice court, sitting as committing magistrate, ordered that defendant be held to answer, and the district attorney filed an information charging defendant with the robbery.
Defendant was arraigned in the superior court before Honorable Benjamin C. Jones, the judge who had conducted the juvenile court proceedings and the only judge of the Superior Court in Lake County. Defendant pleaded not guilty. Counsel for both parties and defendant personally waived a jury trial, although the trial judge said, “I would rather you would try it with a jury.” Defense counsel, although it was he who first asked that a jury be waived and although he thereafter joined in such waiver notwithstanding the judge‘s statement of his preference that the trial be by jury, then raised the question of disqualification of Judge Jones. The Honorable Lincoln F. Mahan, Judge assigned, heard and denied defendant‘s motion to disqualify Judge Jones.
At the ensuing trial before Judge Jones the testimonies of Mr. Bigham (the victim), Ward, Woodall and defendant include descriptions of the objective circumstances of the crime which accord generally with the above stated evidence at the juvenile court hearing. The testimony at the trial also includes matters showing elements of cruelty and viciousness in perpetration of the offense, actively participated in by defendant, which do not appear in the record of the juvenile court hearing. Mr. Bigham testified as follows: When the boys first accosted him, defendant and one of the others “grabbed me and twisted my arms around my back and told me to get in the car.” Subsequently, after the boys ordered him out of the car, they beat him, knocked him to the ground and kicked him. As “I was getting up on my knees . . . [defendant] held something up in front of me and he said, ‘I could kill you so don‘t talk.’ . . . It looked like a knife but I figured out it wasn‘t.” As a result of the attack “My nose was broken, and my foot was broken, and I had bruises and cuts on my face and the back of my head.”
Testimony particularly directed to defendant‘s state of mind at the time of the offense is hereinafter set forth in connection with our discussion of his claim that there is no sufficient showing of the specific intent to commit robbery.
Defendant‘s pastor, his employer, his high school principal, the school‘s dean of boys, and a businessman who knew defendant through participation in young people‘s organizations, testified to defendant‘s good reputation for truth, honesty and integrity.
That the trial judge gave much weight to the facts of defendant‘s youth, his good scholastic attainments and the other favorable factors above related, but at the same time concluded that for the defendant‘s best interests—and thereby for society‘s—the boy must be brought to a stark realization of the evil already committed and the end toward which he was moving, is manifest from his handling of the case. The evidence, overwhelmingly it seems, establishes defendant‘s guilt and the court so found. But preserving the defendant‘s civil rights, the wise judge refrained from pronouncing sentence, and granted probation on the terms recommended in the probation report, which included the condition that defendant reimburse the victim in the sums of $16 (one third of the amount stolen and not previously restored to the victim) and $35.23 (one third of the victim‘s medical expenses).
The Propriety of the Juvenile Court Proceedings. The provisions of the Juvenile Court Law (
Defendant has stated much of his argument as to the juvenile court proceedings here in terms of claimed lack of jurisdiction to proceed under the general criminal law. In this regard the Juvenile Court Law (
Defendant urges that the juvenile court proceedings were fatally defective because
The sections of the Welfare and Institutions Code which provide for juvenile court proceedings against a minor such as defendant here, brought before that court by certification, are as follows:
Although
That the provisions of
Manifestly, the juvenile court proceedings in the case of a minor brought before it by certification cannot be the same as those which originate by verified petition, for in the latter situation the juvenile court, to require criminal prosecution, would have to “direct the district attorney to prosecute the person under the general law” (
Although we conclude that there is no requirement of a “special,” express finding of unfitness for “consideration” (i.e., treatment) as a juvenile in proceedings which originate by certification, we point out that obviously the juvenile court must determine that the minor is in fact unfit for continued handling as a ward of the juvenile court. This means in effect that the court must conclude that in all the circumstances of the case the interests of the minor and of society will be better served by the procedures available in the trial court than by those of the juvenile court. Here such determination appears from the juvenile court‘s remand of defendant “For good cause appearing. . . .”
With reference to the claimed requirement of a probation report, our attention is also directed to the provision
In this regard
Defendant further contends, in effect, that the juvenile court abused its discretion. He asserts that it failed to consider whether defendant would benefit from consideration under the Juvenile Court Law, “ignored” the fact that defendant had no previous police or juvenile court record, and “paid no heed” to his good record at school and work. Defendant bases these assertions on the court‘s failure to require, at that stage, a probation report, the lack of an express finding on the issue of fitness for consideration by the juvenile court and the judge‘s question at the conclusion of the juvenile court hearing, “Is there any legal reason why these boys should not go back to the Justice Court?”
As we have seen, the law does not require, and no prejudice appears from the lack of, a probation report; there is no requirement of a “special” express finding of unfitness; and a determination of such unfitness is implicit in the circumstances. And the quoted question does not show any misconception of the duty of the juvenile court.
Defendant also complains that the juvenile proceeding was held in open court. If he wished it private, he could and should have requested this of the juvenile court. (
Defendant complains further that the hearing was “prosecuted by the district attorney”
As defendant recognizes, the determination whether he was a fit subject for consideration under the Juvenile Court Law rests within the sound discretion of the juvenile court. (People v. Dotson (1956), 46 Cal.2d 891, 896 [5] [29 P.2d 875].)
On this appeal we are bound to presume that the court was of the opinion that in view of defendant‘s age and intelligence, and his admitted history of more than passing difficulties as to drinking, he would benefit more from the orders as made than he would from continuing treatment as a juvenile.
Furthermore, the very circumstances of the crime which caused defendant to be brought before the juvenile court were of such a character as to fully warrant that court, in the light of the other facts shown, in concluding that neither the real interests of defendant nor the purposes of the juvenile court would be best served by making defendant a ward of the court. As said in People v. Dotson (1956), supra, p. 896 [6] of 46 Cal.2d, “The law recognizes that a minor may have such a record of delinquency or his derelictions may be of such a character that to make him a ward of the juvenile court would not aid him or serve the purposes of the court.” (Accord, People v. Renteria (1943), supra, 60 Cal.App.2d 463, 470 [4].) A contrary conclusion here was not required in the trial court, and is not justified in this court, by the evidence of defendant‘s good qualities which his counsel emphasizes on appeal.
It is to be observed that the law has not dealt with this youth with extreme severity. As hereinabove mentioned he was not sentenced as a felon and his rights and disabilities are (except for the differences in crimes) as explained in People v. Banks (1959), 53 Cal.2d 370, 383 [7], 384 [11], 386 [17] [348 P.2d 102]. Under the probation order, he can return to his home, parents, and high school in Marin County, and by the time he has graduated from college he will also have com-
Disqualification of the Trial Judge. As previously indicated, disqualification was sought under
Defendant filed his verified statement objecting to trial by Judge Jones and averring that Judge Jones “has shown his bias and prejudice against affiant and . . . the probability of such bias and prejudice and the resultant probability of its adverse effect on the fairness of his trial is shown . . . by the following facts:” Judge Jones while sitting as juvenile judge “did appear to your affiant to have made up his mind as to the guilt or innocence of the defendant” and his refusal “to retain jurisdiction over this matter in the juvenile court . . . disclosed that he has formed an adverse opinion as to the character of your affiant.” After Judge Jones remanded this defendant and his two codefendants to the justice court, the justice admitted them to bail of $1,000; when the defendants appeared in the superior court before Judge Jones, the two codefendants pleaded guilty and the judge again fixed bail of $1,000, but “affiant entered his plea of not guilty, and without any hearing and over the protest and objection of affiant‘s counsel, the bail was summarily raised to the sum of $2,500.00. . . .”
An answering affidavit of Judge Jones denied bias and prejudice and averred that every act of the judge in this proceeding was “done and had with the utmost fairness and consideration of said defendant, and after a full and fair consideration of all of the facts produced before this affiant. . . .”
Judge Mahan read the affidavits, heard argument, and stated that he found a “total dearth of evidence” of bias; in other words, Judge Mahan found in effect that Judge Jones’ averments were true.
Defendant argues that because Judge Jones did not controvert what defendant calls the “evidentiary facts,” but only denied the inference of bias therefrom, the evidence is not in substantial conflict and the question of bias is one of law to be answered by this court on undisputed evidence. (See Briggs v. Superior Court (1932), 215 Cal. 336, 344 [3] [10
As Judge Mahan pointed out, the determination that defendant was not a fit subject for consideration under the Juvenile Court Law was not a finding against him on the ultimate issue in the criminal case, and the increase in bail involved no decision as to guilt or innocence. The fact that Judge Jones at the juvenile court hearing and when he fixed bail drew unfavorable conclusions as to defendant‘s character does not show that he was prejudiced against defendant. The remand of defendant to the justice court and the raising of the amount of bail were judicial determinations based on the facts before the judge and made in the exercise of broad discretion.
Therefore, the following rule applies: “[W]hen the state of mind of the trial judge appears to be adverse to one of the parties but is based upon actual observance of the witnesses and the evidence given during the trial of an action, it does not amount to that prejudice against a litigant which disqualifies him in the trial of the action. . . . It is his duty to consider and pass upon the evidence produced before him, and when the evidence is in conflict, to resolve that conflict in favor of the party whose evidence outweighs that of the opposing party. The opinion thus formed, being the result of a judicial hearing, does not amount to that bias and prejudice contemplated by
The Evidence of Specific Intent. Defendant asserts that in the light of his “uncontradicted” testimony “It is inconceivable that . . . [he] was capable of or did form any specific intent to do anything.”
The weight to be accorded defendant‘s testimony of intoxication was for the appraisal of the trier of fact. (People v. Cooper (1960), 53 Cal.2d 755, 766 [349 P.2d 964].)
The following testimony of defendant, not altogether consistent, can and must be resolved to support the trial court‘s implied finding that defendant specifically intended “the felonious taking [of the victim‘s money] . . . against his will, accomplished by means of force or fear” (
“[W]hen we started popping hub caps I was feeling pretty
“I know I was under the influence of alcohol. I knew basically what I was doing, but I wasn‘t thinking. . . . I know I said, ‘This is a felony, not a misdemeanor and give the money back.’ . . . I realized a crime had been committed, but I thought it might help if we gave the money back. . . . We talked about it and I gave $48 back and we got in the car and we talked some more about it” and “decided to get out of there as fast as we could” because “We had done something we knew we shouldn‘t. . . . We had struck him, we had taken him from the road and taken him some place else and we had taken his money.”
The record shows that defendant committed a serious offense; as the attorney general points out, the evidence before the trial court would support a conviction of kidnapping to commit robbery with bodily harm in violation of
For the reasons above stated, the order appealed from is affirmed.
Gibson, C. J., Traynor, J., McComb, J., White, J., and Dooling, J., concurred.
PETERS, J.—I dissent.
The majority opinion correctly points out that the Legislature has provided at least two methods for bringing minors before the juvenile court. One is where the minor is first charged with crime in the ordinary courts, and then is certified to the juvenile court by the judge of the regular court. The other method is where the minor is first brought before the juvenile court by means of a verified petition of the probation officer. Undoubtedly the Legislature, in some respects, has provided some different procedures applicable to each method. The question here presented is whether the procedures set forth in
The purpose of the Juvenile Court Law is to provide that a minor who is believed to have committed a criminal offense shall, before he can be tried in the regular courts, first come before a juvenile court judge who shall ascertain whether he and society will best be served by the juvenile court retaining jurisdiction, or by a remand to the regular courts. It makes no difference, so far as this purpose is concerned, how the minor gets to the juvenile court, that is, whether he is brought there by certification or by verified petition. The question is, whether the minor is a fit subject of consideration by the juvenile court. The majority concede that, even in a certification case, before the minor can be remanded, the juvenile court must pass on this issue. But the majority say that the juvenile court judge in a certification case does not have to make a “special finding of fact on this issue,” as required by
This intent is shown by other sections in the same article.
Compelling evidence that
The provisions of
The requirement of
The majority, in concluding that the requirements of
It is to be noted that
The result of the majority opinion is to hold that a juvenile court judge, at his own whim or caprice, and without giving any reasons therefor except the general finding “good cause appearing,” may transfer a case out of the juvenile court into the regular court for trial. That is contrary, not only to express provisions of the statute, but to its obvious purposes and intent. To so interpret the section is contrary to the express provisions of the statute, and is violative of public policy. I would reverse the order.
Appellant‘s petition for a rehearing was denied March 15, 1961. Peters, J., was of the opinion that the petition should be granted.
