THE PEOPLE, Plaintiff and Respondent, v. ANTHONY WILSON, Defendant and Appellant.
[No. F056965. Fifth Dist. July 13, 2010.]
Fifth Dist.
July 13, 2010
186 Cal. App. 4th 789
COUNSEL
Allen G. Weinberg, under appointment by the Court of Appeal, for Defendant and Appellant.
Edmund G. Brown, Jr., Attorney General, Dane R. Gillette, Chief Assistant Attorney General, Michael P. Farrell, Assistant Attorney General, and Julie A. Hokans, Deputy Attorney General, for Plaintiff and Respondent.
OPINION
POOCHIGIAN, J.—
INTRODUCTION
Appellant/defendant Anthony Wilson, a prisoner at California Correctional Institution, Tehachapi, declared to Correctional Officer Bryan Thornberry that he could find anyone and “blast” them, he had killed officers, he had done it before and he would do it again, and he would find Thornberry and “blast” him when he was released on parole in 10 months. After a jury trial, defendant was convicted of count I, criminal threats (
On appeal, defendant contends both convictions are not supported by substantial evidence, and the court committed instructional error as to the elements of
FACTS
On August 23, 2007, Correctional Officer Gilbert Ybarra was working as a control booth officer in a maximum security area of the Tehachapi prison. The inmates in that unit were primarily from the prison‘s secure housing unit (SHU) or administrative segregation unit.
During the afternoon, Ybarra announced that the inmates should get ready to take showers. He remotely opened the cell doors one at a time to give each inmate an opportunity to walk to the showers. Ybarra opened defendant‘s cell
Ybarra finished opening the cell doors for the other inmates and then returned to defendant‘s door and opened it. Defendant was agitated when he walked out. Ybarra asked defendant if he wanted to take a shower. Defendant said, “F--- no, I already took one.” Ybarra testified that defendant “stepped out of his cell and pulled out his penis, his erect penis, and said, ‘Shower this, you bitch ass motherf-----.’ ” Defendant went back into his cell and Ybarra closed the door. Ybarra did not know how long defendant had been on that tier and had not had any prior interactions with him.
About 10 or 15 minutes later, Ybarra reported the incident to Correctional Officers Joseph McIrvin and Bryan Thornberry, who were the floor officers on duty. McIrvin and Thornberry decided to speak to defendant about the incident. Ybarra opened defendant‘s cell door and told him to go to the floor level office, and defendant complied. Ybarra remained in the control booth. Ybarra later heard defendant yelling, and watched McIrvin and Thornberry lead defendant out of the building in restraints.
Defendant‘s statements in the office
Correctional Officers McIrvin and Thornberry testified about what happened when defendant entered the floor office. McIrvin had been on the job for seven years and had never known an inmate to expose himself to a male officer. McIrvin thought defendant‘s behavior was bizarre and asked him what was wrong. Defendant said he did not have a problem. McIrvin described him as agitated, “[k]ind of like with a chip on his shoulder” and his voice was “kind of snappy and loud.” McIrvin advised defendant, “[T]he control officer informed me that you exposed yourself in a sexual manner.” Defendant became “really mad” and said, ” ‘F--- you, motherf-----. If he saw it, he must have liked it.’ ” McIrvin testified defendant‘s voice was raised and he was “pretty upset.”
Thornberry testified that when McIrvin asked defendant what was going on, defendant “immediately began saying that, well, you know, what are you guys going to do, you know, kick my ass?” Both officers said that was not what they were there for, and they were just trying to find out what was going on. Thornberry testified defendant became more “agitated and elevated” and repeatedly said, “Are you going to kick my ass? Are you—you going to go ahead and f--- me up. I‘ve had my ass beat before.” Thornberry described defendant‘s behavior: “He was becoming very loud, you know, yelling, and you could just see with his body language that he was, you know, very antsy
Both McIrvin and Thornberry concluded they could not calm down defendant because he was very upset. McIrvin feared the situation might escalate and become unsafe because of defendant‘s conduct. The officers told defendant to turn around to be handcuffed. Defendant complied and Thornberry handcuffed defendant‘s arms behind his back.
Defendant‘s statements in the exercise yard
McIrvin and Thornberry decided to escort defendant from the cell building to “clinic hold,” which is “kind of a cooling-off place,” a set of holding cells at the medical clinic where disruptive inmates are placed “so they don‘t agitate the other inmates or disrupt the normal operation of the housing units.” They had to walk about 100 to 150 yards across an open exercise yard to reach the clinic. McIrvin and Thornberry flanked defendant and each grasped an elbow while defendant‘s hands were cuffed behind his back, and their batons were out.
McIrvin testified that after defendant was restrained and while he was still in the office, defendant acted “very belligerent” and “starting saying a lot of things.” McIrvin testified: “[Defendant] was asking if we were going to beat him up, and that if we were going to, we better do it while he‘s in handcuffs. [¶] He started talking about killing officers, claiming that he had done it before. [¶] Just being very loud and belligerent.” (Italics added.)
Thornberry also testified that once defendant was placed in handcuffs, defendant asked if they were going to beat his ass. Thornberry told defendant no—that was not what they were there for. Thornberry testified defendant made additional statements as they walked out of the cell building. “And [defendant] said, ‘I‘ll [sic] do it before and I‘ll do it again,’ which to me meant that he was going to either plan—you know, was planning an assault or—you know, I didn‘t really understand at that point, but I took it . . . as a—some sort of a threat, you know.” (Italics added.)
McIrvin testified that as they escorted defendant across the yard, defendant “just kept asking if we were going to beat him up, and that . . . he had been beat up by officers before, you know, that he wasn‘t scared of that.” McIrvin told defendant they were not going to beat him up, and they were taking him to “clinic holding” so he could tell the sergeants about his problem. McIrvin testified defendant became “pretty animated” and his voice was very loud and
McIrvin testified that as they approached the clinic holding area, they had to walk up a steady incline in the yard, which contained a helipad. At that point, defendant “looked over to Thornberry and told him, ’I can find anybody and blast them. That‘s what I do.’ ” (Italics added.)
Thornberry also testified that as they walked up the helipad area, defendant turned and looked him right in his eyes and said: ”I get out in ten months. I find people. That‘s what I do, and I‘m going to find you, and I‘m going to blast you.” (Italics added.) Thornberry testified he was in shock from defendant‘s statement: “I‘ve never had anybody say that they‘re getting out in ten months, and so it was just—I guess fear.”
Defendant‘s statements in the clinic holding area
When Thornberry and McIrvin reached the clinic holding area with defendant, McIrvin searched the cell for contraband while Thornberry kept his hands on defendant‘s arms. They placed defendant in the cell. Thornberry directed defendant to back up and place his hands in the port, and Thornberry removed the handcuffs. The officers instructed defendant to strip for an unclothed body search. Thornberry testified that defendant “gave a deep breath” and “[r]eluctantly” complied, and handed his clothes and underwear through the port. The officers searched his clothes and conducted a visual check of defendant‘s body for contraband, but did not conduct a body cavity search. The searches were negative, and they gave defendant his boxers and T-shirt through the port.
McIrvin testified that defendant put on his underwear, and Thornberry placed the rest of defendant‘s clothes in the port and locked the cell. McIrvin testified that defendant put up his hands like guns, pointed his hands at Thornberry, and said, ”I‘m going [to] blast you.” (Italics added.) As defendant made the statement, he raised his hands in the air, his fists were clenched, his index fingers pointed away from his body, and his thumbs were raised in the air. McIrvin testified defendant looked right at Thornberry when he made the statement and the gesture. McIrvin testified defendant‘s voice “wasn‘t as loud as or [angry] as earlier, you know, but it was—you know, he told him.”
Thornberry testified to the same scene that McIrvin heard and observed in the clinic holding area. Thornberry was standing in front of the cell and he was just about to walk away when he heard defendant say something to him: “[Defendant] said, ‘Remember, Thornberry,’ and then he held up both of
Thornberry testified he felt “immediate fear.” He had been threatened by an inmate once in seven years, and that inmate only threatened to fight him. Thornberry testified defendant‘s statement and gesture made him pause and wonder why defendant would say that, because defendant had only been in the cell unit for about a week and they had not had any prior interactions. “Well, I had never had anyone tell me that they—when they were getting out, you know, and the specific threat to come find me because that‘s what they do, and to blast me. [¶¶] So, you know, I take that—I have a family, kids, and I take that very serious.”
Thornberry immediately reported the incident to his supervisor and prepared a report. A few hours later, the sergeant informed him that defendant was, in fact, set to be paroled in 10 months. Thornberry testified about the impact of this information: “[N]ow that it was confirmed what he said that he was getting out, it just basically confirmed my fear that this guy is serious about what he‘s talking about. [¶] And that his anger during the time that we were trying to talk to him was so intense that he would, indeed, carry it out.”
Thornberry testified that defendant never threatened to use force against him that day. However, Thornberry interpreted defendant‘s statements to mean that he would do so when he got out, “[t]hat was his direct statement,” and Thornberry was satisfied that it would occur in 10 months.
The trial court took judicial notice that defendant‘s Department of Corrections and Rehabilitation (CDCR) file showed a parole release date of July 7, 2008. The court also took judicial notice that the complaint in this case was filed on June 11, 2008. It does not appear that defendant was actually released from custody. The probation report states that he was transported to Kern County jail and booked in on the current charges on July 7, 2008, and all the court‘s pretrial minute orders state that he was in custody when he appeared, and he was remanded to the custody of the CDCR or the sheriff at the end of the proceedings.
Defendant‘s testimony
Defendant testified at trial and admitted he had prior convictions for second degree burglary in April 1983 (
Defendant testified he never exposed himself to or threatened any officers, and offered a lengthy narrative in which he claimed that Officers Ybarra, Thornberry, and McIrvin harassed him for no particular reason. Defendant claimed Thornberry and McIrvin raised their batons at him, McIrvin repeatedly called him a coward and challenged him to a fight, McIrvin was going to hit him, and Thornberry stopped McIrvin from doing so. Defendant testified that in the course of these exchanges, he told the officers that he had previously been at Pelican Bay State Prison for assaulting staff, but he was younger then and he was not looking for trouble anymore because he was getting out in 10 months. Defendant also testified that he only raised his hands when he was in the clinic holding cell, to show his exasperation with Thornberry and McIrvin because they were talking to him at the same time.
Defendant admitted he had a prior conviction for assaulting a correctional officer but denied that particular assault actually occurred. Defendant claimed the officer hurt himself when, in the process of restraining defendant, he unnecessarily decided to bring defendant forcibly down to the ground.
Rebuttal
McIrvin and Thornberry testified they did not draw or raise their batons when they spoke to defendant in the office, but they followed standard procedures and removed their batons as they escorted him across the exercise yard. Neither McIrvin nor Thornberry heard defendant say he had been at Pelican Bay State Prison for assaulting an officer.
DISCUSSION
I. Defendant‘s conviction for violating section 422 is supported by substantial evidence.
Defendant contends the evidence in support of his conviction for making criminal threats against Officer Thornberry is insufficient as a matter of law because his alleged threat to “blast” him, along with the surrounding circumstances, did not convey “a gravity of purpose and immediate prospect of execution to . . . the alleged victim,” as required by
A. Section 422 and constitutionally protected speech
One of the most important questions in this case is the meaning of
“As originally enacted,
section 422 made it a felony to ‘willfully threaten[] to commit a crime which will result in death or great bodily injury to another person, with intent to terrorize another or with reckless disregard of the risk of terrorizing another,’ if such threats cause another person ‘reasonably to be in sustained fear for his or her[] or their immediate family‘s safety.’ To ‘terrorize’ was defined bysection 422.5 as ’ “creat[ing] a climate of fear and intimidation by means of threats or violent action causing sustained fear for personal safety in order to achieve social or political goals.” ’ [Citation.] Thus, read together, the two statutes penalized only threats made with intent to achieve ‘social or political goals.’ [Citation.]” (In re Ge M. (1991) 226 Cal.App.3d 1519, 1522.)
In 1981, the California Supreme Court found then
The California Supreme Court has extensively described the origins of the statutory phrase italicized ante, which the Legislature added to
“The Legislature . . . enacted a substantially revised version [of
section 422 ] in 1988, adopting almost verbatim language from United States v. Kelner[, supra,] 534 F.2d 1020. [Citations.] In Kelner, the defendant, a member of the Jewish Defense League, had been convicted under a federal statute for threatening to assassinate Palestinian leader Yasser Arafat, who was to be in New York for a meeting at the United Nations. Kelner argued that without proof he specifically intended to carry out the threat, hisstatement was political hyperbole protected by the First Amendment rather than a punishable true threat. (United States v. Kelner, supra, 534 F.2d at p. 1025.) “The reviewing court disagreed and concluded threats are punishable consonant with constitutional protections ‘when the following criteria are satisfied. So long as the threat on its face and in the circumstances in which it is made is so unequivocal, unconditional, immediate and specific as to the person threatened, as to convey a gravity of purpose and imminent prospect of execution, the statute may properly be applied.’ (United States v. Kelner, supra, 534 F.2d at p. 1027.) In formulating this rationale, the Kelner court drew on the analysis in Watts v. United States[, supra,] 394 U.S. 705 . . . , in which the United States Supreme Court reversed a conviction for threatening the President of the United States. Defendant Watts had stated, in a small discussion group during a political rally, “And now I have already received my draft classification as 1-A and I have got to report for my physical this Monday coming. I am not going. If they ever make me carry a rifle the first man I want to get in my sights is L.B.J.” (Id. at p. 706.) Both Watts and the crowd laughed after the statement was made. (Id. at p. 707 . . . .) The Supreme Court determined that taken in context, and considering the conditional nature of the threat and the reaction of the listeners, the only possible conclusion was that the statement was not a punishable true threat, but political hyperbole privileged under the First Amendment. (Id. at pp. 707-708 . . . .)
“As the Kelner court understood this analysis, the Supreme Court was not adopting a bright line test based on the use of conditional language but simply illustrating the general principle that punishable true threats must express an intention of being carried out. (See United States v. Kelner, supra, 534 F.2d at p. 1026.) ‘In effect, the Court was stating that threats punishable consistently with the First Amendment were only those which according to their language and context conveyed a gravity of purpose and likelihood of execution so as to constitute speech beyond the pale of protected [attacks on government and political officials].’ (Ibid.) Accordingly, ‘[t]he purpose and effect of the Watts constitutionally-limited definition of the term “threat” is to insure that only unequivocal, unconditional and specific expressions of intention immediately to inflict injury may be punished—only such threats, in short, as are of the same nature as those threats which are . . . “properly punished every day under statutes prohibiting extortion, blackmail and assault . . . .” ’ (Id. at p. 1027.)” (People v. Bolin (1998) 18 Cal.4th 297, 338-339, italics added (Bolin).)2
The current version of
Thus,
There are still First Amendment concerns that may be implicated by a prosecution under
B. Section 422 and conditional threats
We now turn to the elements required to prove a violation of the current version of
As explained in part I.A., ante, the third element required by
While the third element of
“It is clear that the nature of the threat cannot be determined only at face value.
“A communication that is ambiguous on its face may nonetheless be found to be a criminal threat if the surrounding circumstances clarify the communication‘s meaning. [Citation.]” (George T., supra, 33 Cal.4th at p. 635.) In determining whether conditional, vague, or ambiguous language constitutes a violation of
The fourth and fifth elements of
C. Cases involving conditional threats
We will now review relevant cases that address the third element of
In David L., supra, 234 Cal.App.3d 1655, the minor had been harassing the victim at school for some time. One day, the minor walked up to the victim with a belt wrapped around his fist. The minor pushed the victim against the lockers and swung at him. The victim swung back and knocked the minor down. The next day, the minor called the victim‘s friend and said he was angry about the fight. The friend asked what he was going to do. The minor told her to listen, and he made a metallic clicking sound into the telephone. The minor said that sound was a gun and he was going to shoot the victim, and the friend related the threat to the victim. A juvenile court found the minor violated
In David L., the minor argued the evidence did not support the juvenile court‘s finding that he violated
The minor‘s threat to shoot the victim was not on its face and under the circumstances in which it [was] made either conditional or in jest. According to the testimony, it was without equivocation or ambiguity. The minor‘s statement is well within the contemplation of
The threat was also sufficiently specific. Although it did not communicate a time or precise manner of execution,
David L. was approvingly cited by this court in Butler, supra, 85 Cal.App.4th 745, which addressed a situation that erupted after the defendant and his associates harassed and assaulted fellow residents at an apartment complex. The residents were meeting in one apartment to discuss the problem created by the defendant‘s conduct when the defendant and his friends arrived and tried to break up the meeting. At one point, the defendant grabbed the arm of Virginia, one of the residents, as she was surrounded by five or six of his friends. The defendant told Virginia that she should mind her own business, that his gang, El Norte, owned the apartments, called her demeaning names, and told her she needed to mind her own business or she was going to get hurt. Virginia felt very intimidated because the group had followed her and surrounded her while she was alone; she perceived [the] defendant‘s statement as a threat; and she was afraid they would hurt her. (Id. at p. 749.) A physical altercation later occurred as the defendant and his friends assaulted other residents. (Id. at pp. 750-751.) The defendant was convicted of making criminal threats to Virginia, along with assault with a deadly weapon and battery on the other residents. (Id. at p. 748.)
Butler rejected the defendant‘s argument that his statements to Virginia were too ambiguous to constitute a threat under
Butler also focused on the circumstances in which the defendant made the statements to Virginia and how he acted before, during, and after the threat:
The circumstances here . . . establish that defendant‘s threat to hurt Virginia was a violation of
section 422 . Virginia was aware [that other residents] were in fear because defendant and his friends had been terrorizing them. Defendant and four or five other teenagers surrounded Virginia at her apartment complex. Defendant not only confronted her, he impressed upon Virginia just how serious he was by grabbing her arm, i.e., committing a battery upon her when he made his threat. In doing so, he emphasized his willingness and intent to hurt her if she did not mind her own business. [Citations.] Defendant further impressed upon Virginia the gravity of the situation by bragging that his gang . . . owned the apartments. . . . Virginia felt very intimidated because the group surrounded her while she was alone, and she perceived defendant‘s statement to be a threat. While there was no evidence presented at trial, other than defendant‘s own statements, that defendant was a member of the Nortenos gang, there was no basis for Virginia to doubt this alleged association. (Butler, supra, 85 Cal.App.4th at pp. 754-755, italics added, fn. omitted.)
In contrast to David L. and Butler, the court in Ricky T., supra, 87 Cal.App.4th 1132, reversed the juvenile court‘s finding because of insufficient evidence that the minor violated
Ricky T. reversed the juvenile court‘s finding that the minor violated
D. Cases involving threats made in custodial situations
We now turn to cases in which the defendants made threats while in custodial situations. In People v. Franz (2001) 88 Cal.App.4th 1426 [106
In Franz, the defendant was convicted of violating
Defendant suggests there is no substantial evidence of immediacy because the police officer was present during the threat and thereafter escorted defendant away from the scene, and neither juvenile saw defendant again until prosecution of this matter. However, defendant fails to cite any evidence as to when the minors next saw defendant. In any event, at the time of the threat the minors did not know when they would next see defendant. The immediacy factor was present in the surrounding circumstances that defendant was in a rage. He had already hit [the girlfriend], punched Zook, and said he was going to kill Zook, as documented by the 911 call. Although the officer was present when defendant made the threat, the threat and surrounding circumstances were a reminder that the officer would not always be there to protect the minors.
Defendant argues there was insufficient evidence to support the terrorist threat conviction as to Immer, because there was evidence defendant looked
at Zook when he made the threat, but there was no evidence defendant looked into Immer‘s eyes. We disagree. Zook and Immer were in close proximity; they were both sitting on the same bed. Obviously, defendant attempted to dissuade both witnesses. (Franz, supra, 88 Cal.App.4th at p. 1449, italics added.)
In Gaut, supra, 95 Cal.App.4th 1425, the defendant both verbally and physically abused his girlfriend for nearly one year. He also bragged to her that he pistol-whipped a former girlfriend and would have shot that girlfriend if others had not intervened. When the current girlfriend finally threw him out of her house, he repeatedly confronted her and vandalized her property. She obtained a restraining order, but he continued to call her and left telephone messages that he would do some real ugly shit to her. She finally called the police, and he was arrested near her residence. The defendant called her from jail while he was awaiting his parole hearing and told her that she was going to die. The victim attended his parole hearing because she feared he was going to be released and gave the police a recording of his telephone messages. The defendant was convicted of making criminal threats based on the telephone calls from jail, when he said that she was going to die. (Id. at pp. 1428-1431.)
On appeal in Gaut, the defendant argued there was insufficient evidence to support his
In Mosley, supra, 155 Cal.App.4th 313, the defendant was convicted of multiple counts of making criminal threats to correctional officers while he was an inmate at the Los Angeles County Twin Towers Correctional Facility. The defendant boasted to one officer that he was going to use a telephone while in a courthouse lockup facility, obtain the officer‘s contact information from DMV (the Department of Motor Vehicles), and pass that information to his gang associates so they could kill the officer and rape his wife. The defendant told another officer that he was going to do the same thing that another inmate did, which was to get the officer‘s personal information from DMV so he could have the officer attacked. (Id. at pp. 315-318.) The defendant repeatedly talked to officers about the recent murder of an officer at the Chino facility, said that killer was in his same gang, and said that he was going to slice up an officer himself. The defendant also bragged that he knew a particular officer‘s work schedule and would have someone waiting at his house when he got home. The defendant was repeatedly found in possession of weapons in his cell, and he said he was going to use a razor to attack one of the officers he had repeatedly threatened. The defendant learned how to manipulate the cell door locks, and the officers discovered the metal locking mechanism in his cell was fatigued. The defendant also said he knew how to get information about the officers’ home addresses when he was released. (Id. at pp. 315-321.)
Mosley held the defendant‘s convictions for violating
E. Analysis
Turning to the facts of this case, we find that defendant‘s conviction for making criminal threats against Officer Thornberry is supported by substantial evidence based on the five factors required to prove the offense. Defendant willfully threatened to inflict death or great bodily injury when he said that he had killed officers in the past, said he would blast Thornberry, and simulated pulling a trigger with his fingers. Defendant made the threat with the specific intent that his statements would be taken as threats—defendant repeatedly said that he had previously killed officers, that was what he did, he would find people, he had done it before, he would do it again, and he would find Thornberry and blast him.
We also find defendant‘s threat was so unequivocal, unconditional, immediate, and specific as to convey to the person threatened, a gravity of purpose and an immediate prospect of execution of the threat. (Toledo, supra, 26 Cal.4th at p. 228.) Defendant asserts there is insufficient evidence of this element of
Defendant‘s threat caused Thornberry to reasonably be in sustained fear for his life, particularly when he learned that defendant was actually scheduled to be paroled in 10 months. Indeed, the trial court took judicial notice that defendant‘s CDCR file showed a parole release date of July 7, 2008, although
Defendant argues his encounter with Officer Thornberry was one of the regular occurrences when an inmate engages in trash talk with a correctional officer. In contrast to Ricky T., supra, 87 Cal.App.4th 1132, however, defendant did not make vague statements in the heat of an extremely brief moment. While there was no prior history between Thornberry and defendant, defendant created his own personal history and repeatedly escalated the intensity of the situation during his encounter with the two officers. When he was in the office, he taunted the officers about whether they were going to beat him, and then talked about killing officers, claimed he had done so in the past, and announced he would do it again. As the officers escorted him across the yard, defendant looked directly at Thornberry and declared, I can find anybody and blast them. That is what I do. Once they reached the clinic, the officers placed defendant in the holding cell and defendant called Thornberry by his name as he was about to leave. Defendant again vowed to blast him and used both hands to mimic the action of guns. Defendant thus provided his own backstory to establish the specificity and immediacy of the threats against Thornberry.
Defendant contends his statements and the surrounding circumstances failed to convey a gravity of purpose and immediate prospect of execution to . . . the alleged victim since he was in custody and under the complete control of law enforcement officers when he made the statements. Similar arguments were rejected in Franz and Gaut. In Franz, the defendant argued his threatening gestures to the two witnesses lacked immediacy because an officer was present and the defendant was taken into custody. As Franz explained, however, the immediacy factor was present in the surrounding circumstances because the defendant was enraged about his former girlfriend; the recipients of the threats knew the officer would not always be there to protect them; and the recipients did not know, at the time of the threats, when they would next see the defendant. (Franz, supra, 88 Cal.App.4th at pp. 1448-1449.) Gaut similarly held that even though the defendant was in custody when he made threatening calls to his girlfriend from jail, his threats were sufficiently immediate because of his past history of domestic violence. More importantly, however, the defendant in Gaut repeatedly tied his telephone threats to his expectation of being released at his upcoming parole hearing. Not only did [the victim] fear defendant would be released following the hearing, but also his threats made reference to the fact that she had only a few days until he would be released . . . . (Gaut, supra, 95 Cal.App.4th at p. 1432.) In this case, defendant provided far more specificity and immediacy than the defendants in Gaut and Franz: he claimed he had a
Defendant asserts his statements were not criminal threats within the meaning of
Defendant argues that even if he intended to carry out his threats when he was paroled in 10 months, that period of time was too attenuated to satisfy the third factor to prove a violation of
Defendant concedes there was evidence about his specific parole date, but argues that factor does nothing to erase the other important conditions on [his] having any real ability to carry out the threat, such as getting out of prison, obtaining a weapon, and finding Thornberry. A similar argument was made in Butler, where the defendant boasted to the victim that he and his gang controlled the apartment complex. On appeal, the defendant argued there was no independent evidence that he was part of a particular gang or that his gang controlled the area. As Butler explained, however, there was no reason for the victim in that case to doubt the defendant‘s statements given the nature and circumstances of his threats. (Butler, supra, 85 Cal.App.4th at pp. 754-755.) A similar situation exists in this case. Defendant repeatedly boasted that he had killed officers, he could find people, he had done it before and would do it again, and he would find Thornberry in 10 months and blast him. Given his prior convictions for criminal threats and evading an officer and his admitted prior assault upon a correctional officer, it was reasonable for Thornberry to believe that defendant was capable of carrying out his stated intentions.
We note that the dissent relies on Solis, supra, 90 Cal.App.4th 1002, for the recitation of the elements required to prove a violation of
The California Supreme Court has explained that interpreting
The dissent maintains that the term immediate prospect of execution is so clear that any attempt to define it represents lack of deference to the Legislature. (Dis. opn., post, at pp. 827-828.) Again, we respectfully disagree. There is no doubt about the importance of ascertaining and fulfilling legislative intent—and that is precisely what we seek to do. As we note, we are not the first to construe
II. Jury instructions on section 76
To violate
In its instructions on the
As modified, the instruction asked the jury to determine whether defendant threatened a member of the staff of an exempt appointee of the Governor, but required the jury to accept the proposition that a correctional officer is a member of the staff of such an appointee. This left the jury to determine whether Thornberry was, in fact, a correctional officer. This fact was established by uncontroverted testimony.
A jury instruction that relieves the prosecution of the burden of proving an element of an offense deprives the defendant of due process of law (People v. Flood (1998) 18 Cal.4th 470, 491 [76 Cal.Rptr.2d 180, 957 P.2d 869]), and the court is not permitted to instruct the jury that an element has been established as a matter of law (People v. Yarbrough (2008) 169
Here, the factual question of whether Thornberry was within the class of victims defined by the statute was not taken away from the jury, for it had to find that he was a correctional officer. The only question is whether, in taking the position that every correctional officer employed in a state prison is within that class, the trial court made an error of law.
There is no doubt that a state prison warden is an exempt appointee of the Governor as a matter of law, for
A staff can be a group of people assisting a chief, manager, president, or other leader, or merely a specific group of workers or employees. . . . (Webster‘s New World Dict. (2d college ed. 1982) p. 1384.) A correctional officer could be considered a member of the staff of a prison warden under either of these definitions, though the dictionary meaning does not point strongly toward either party‘s view of this matter. More helpful is a state regulation interpreting
Defendant points out that the Penal Code section immediately following the one here under discussion states that [t]he various provisions of this title, except Section 76, apply to administrative and ministerial officers, in the same manner as if they were mentioned therein. (
Our review of the legislative history reveals the following.
The most plausible conclusion is that the Legislature did not intend to exclude correctional officers. If the failure to amend
Finally, defendant points out that
III. Defendant‘s conviction for violating section 76 is supported by substantial evidence.
Defendant claims that insufficient evidence was presented at trial to prove a
Defendant has not argued that there was insufficient evidence to establish any other element of the
IV. Abstract of judgment
Defendant points out that the abstract of judgment erroneously cites
Defendant also points out the court checked both the box for life with the possibility of parole and the box for 25 years to life for counts one and two. The People acknowledge this but insist that no correction is needed, since defendant‘s sentence of 25 years to life also amounts to a sentence of life with the possibility of parole.
The checking of both boxes was erroneous. Defendant was sentenced to 25 years to life (plus four years) on those counts. The court did not impose an additional two sentences of life with the possibility of parole. Checking the box for life with the possibility of parole was unnecessary and could be confusing. We order that this mistake also be corrected.
DISPOSITION
The trial court is directed to amend the abstract of judgment to correct the clerical errors discussed in part IV. of this opinion. In all other respects, the judgment is affirmed.
Hill, J., concurred.
WISEMAN, Acting P. J., Concurring and Dissenting.—The majority opinion affirms Anthony Wilson‘s conviction of violating
I begin with the many points regarding
I have no doubt that Officer Thornberry‘s fear was reasonable. Simply stated, what happened was that Wilson told the officer he had killed correctional officers before and would find him and blast him after his release on parole 10 months later. Wilson was angry and agitated and repeated these statements a number of times during his single negative encounter with Officer Thornberry. He also made hand gestures mimicking pulling a trigger. Thornberry had never had an unusual encounter with Wilson before. Thornberry testified that he understood Wilson‘s threat to mean that Wilson would assault or kill him after Wilson‘s release in 10 months. Further, it turned out that Wilson did have a prior conviction for assaulting a correctional officer, a fact Officer Thornberry verified later.
These facts do not prove, however, that the threat conveyed an immediate prospect of execution, as required by
Unlike other decisions addressing threats made by incarcerated prisoners, there was no evidence that Wilson said or that Officer Thornberry believed Wilson could carry out an immediate attack while in prison; could direct others outside the prison to carry out an immediate attack; or would be released within a few days and carry out an attack. The only prospect of execution at issue was the prospect of Wilson being released from prison in 10 months as scheduled, and at that time obtaining means to carry out an assault, finding Thornberry, and assaulting him.
People v. Mosley (2007) 155 Cal.App.4th 313 (Mosley) and People v. Gaut (2002) 95 Cal.App.4th 1425 (Gaut)—cases the majority cites because they involved incarcerated defendants (maj. opn., ante, at pp. 812, 813-814)—do not support the majority‘s view. In both Mosley and Gaut, the threats conveyed a prospect that they could be carried out right away, even though the defendants were incarcerated. Mosley and Gaut both claimed an ability to direct persons outside the jail to carry out the threats. Mosley also claimed he could carry out his threats himself inside the jail, using weapons that evidence showed he could obtain there. Gaut‘s threats included a claim that he would be released and could carry them out in three days. Nothing that could similarly show an immediate prospect of execution was present in this case. There was no evidence that Wilson could gain or had ever gained access to a weapon in the prison, that he was able or claimed to be able to direct an attack by someone outside the prison, or that his release was imminent. There was no evidence that the threat conveyed any information of this kind to Officer Thornberry.
People v. Franz (2001) 88 Cal.App.4th 1426 [106 Cal.Rptr.2d 773] comes a little closer to supporting the majority‘s opinion, but still does not carry the day. As the majority opinion explains (maj. opn., ante, at pp. 810-811), Franz broke
In fact, in Bolin, which is the leading case on the issue of conditional threats, the Supreme Court expressly refrained from stating any conclusion on the immediate-prospect-of-execution requirement. (Bolin, supra, 18 Cal.4th at p. 340.) Though it relies on Bolin heavily and quotes it at length, the majority opinion mentions only in passing the fact that the opinion avoided expressing a view on the issue now before us.2 (Maj. opn., ante, at p. 818.) Other cases the majority cites in its discussion of conditional threats are no more helpful.
Still, the words immediate prospect of execution must impose some time limitation on the prospect of execution; otherwise, there would have been no need to include them. (People v. Hudson (2006) 38 Cal.4th 1002, 1010 [44 Cal.Rptr.3d 632, 136 P.3d 168] [interpretations that render statutory terms meaningless as surplusage are to be avoided].) The fact that the very nature of threats means some passage of time must be contemplated by the statute does not make the immediate-prospect-of-execution requirement compatible with a 10-month delay in the possibility of the threat being carried out, where knowledge of that delay was conveyed to the victim. None of the cases the majority cites come even close to holding that an expectation that a threat will be carried out in 10 months is an immediate prospect of execution.
One cannot help but ask, would the conveyance to a victim of any delay in the possibility of carrying out a threat be incompatible with the majority‘s reading of the statute? Would five years be too long? Ten years? Twenty years? The majority opinion expressly rejects the view that the requirement of an immediate prospect of execution imposes a time limit of any kind. It says the historical background of
The majority says the statute does not impose a specific time limitation, as opposed to merely a time limitation. The majority does not explain what it means by this qualification. A specific time limitation as opposed to what—a general one? The discussion in footnote 3 of the majority opinion does not clarify the point. Although the majority says it fully appreciate[s] the importance of the time element, it goes on to discuss the sense of urgency and foreboding the threat conveyed, not an amount of time to its execution. (Maj. opn., ante, at p. 817.)
The majority‘s view that there are no time limitations is noteworthy for several reasons. First, it conflicts with the plain meaning of the words the
Second, the majority‘s analysis poses a false dilemma. It suggests that the Legislature‘s purpose was either to impose a time limitation or avoid constitutional problems. Wouldn‘t a much easier analysis be that the Legislature intended to do both? It intended to avoid constitutional problems by limiting the types of threats to be prohibited, and one means it chose for doing so was to impose a time limit on the prospect of execution that a threat conveyed.
Third, the majority seems to conclude that if a court can identify the Legislature‘s motivation for including language in a statute, for example, a desire to address constitutional concerns arising from a previous version of the statute, then the court need not apply the words the Legislature actually selected as its preferred means of satisfying those objectives. Whether it intends to or not, the majority opinion essentially has written the immediate-prospect-of-execution requirement out of the statute. Depending on your perspective, this may be a good or a bad result. Either way, in my view, it is a decision for the Legislature.3
In summary, the majority‘s conclusion is inconsistent with the statutory language of
Appellant‘s petition for review by the Supreme Court was denied October 20, 2010, S184769. Kennard, J., and Werdegar, J., were of the opinion that the petition should be granted.
Notes
The majority opinion states that an immediate prospect of execution has a meaning different from a prospect of immediate execution, and that the Legislature chose the former phrase. This distinction cannot bear the weight the majority places on it. A threat conveying a prospect of immediate execution conveys that it will be carried out right away, as the majority seems to concede. In the majority‘s view, however, a threat conveying an immediate prospect of execution can convey that it will not be carried out until a point in the distant future—no matter how far. If the Legislature had intended this result, it is hard to understand why it would have expressed its intent through a subtle choice of word order when simply omitting the immediate-prospect requirement would have had the same effect.
