People v. WilliamsPeople v. Williams
*1 Illinois Official Reports
Appellate Court
People v. Williams
,
Appellate Court THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v. Caption DONTARRIES L. WILLIAMS, Defendant-Appellant.
District & No. Third District
Docket No. 3-16-0412 Filed June 25, 2019
Decision Under Appeal from the Circuit Court of Peoria County, No. 15-CF-119; the Hon. John P. Vespa, Judge, presiding. Review
Judgment Affirmed.
Counsel on James E. Chadd, Peter A. Carusona, and Matthew Lemke, of State Appellate Defender’s Office, of Ottawa, for appellant. Appeal
Jerry Brady, State’s Attorney, of Peoria (Patrick Delfino, David J. Robinson, and Mark A. Austill, of State’s Attorneys Appellate Prosecutor’s Office, of counsel), for the People.
Panel JUSTICE LYTTON delivered the judgment of the court, with opinion.
Presiding Justice Schmidt and Justice Carter concurred in the judgment and opinion.
OPINION Defendant Dontarries L. Williams pled guilty to criminal sexual assault (720 ILCS 5/11- 1.20(a)(2) (West 2014)) and was sentenced to eight years in prison with a mandatory supervised release (MSR) term of three years to natural life. As a result of his conviction, he was required to register as a sex offender under the Sex Offender Registration Act (SORA) (730 ILCS 150/1 et seq. (West 2016)). Within 30 days of sentencing, defendant filed a motion to withdraw his plea, which the circuit court denied. On appeal, he argues he should be allowed to withdraw his plea because (1) the trial court improperly considered the merits of his proposed defense in assessing his motion, (2) he did not understand the requirements and consequences of SORA when he entered into the plea, (3) counsel was ineffective in failing to advise him about the requirements of SORA, and (4) the trial court failed to adequately admonish him before accepting his plea. We affirm. Defendant was charged by indictment with criminal sexual assault for knowingly
committing an act of sexual penetration on Latoya Coffee by use of force or the threat of force on or about February 8, 2015. On the date of trial, the court informed defendant that, if he was convicted, he would be sentenced to a term of 4 to 15 years in prison. The court also informed defendant that at the end of his prison term he would “be placed on a period of mandatory supervised release [(MSR)], or what we used to call parole, for a period of at least two years, but it could be up to natural life. But that will be determined by authorities of the Department of Corrections and other relevant authorities before your release.” The prosecutor reminded the court that the minimum term of MSR was 3 years. The court then corrected its earlier statement and informed defendant that MSR would be “[t]hree years to natural life.” Following jury selection, public defender William Loeffel informed the court that the parties had negotiated a plea agreement. Loeffel stated that defendant agreed to plead guilty to criminal sexual assault, with a recommended sentence of eight years and “three years to life mandatory supervised release at the discretion of the Department of Corrections.” The court then admonished defendant as follows:
“If you did not have a plea agreement, in other words if you went to trial and lost and let the judge decide, you would face the following sentencing range: This is a nonprobational offense so it would have to be a minimum prison sentence of 4 years. It would not exceed 15 years. You would be serving 85 percent and parole, or, mandatory supervised release, at the end, would be three years to life. It would not determine how much until the end of your sentence. You understand that’s what you could have faced.”
Defendant acknowledged the court’s statement and said that he understood. The trial court did not admonish defendant that he was required to register as a sexual offender under SORA. The prosecutor provided the factual basis for the plea, which showed that Coffee provided a statement indicating that defendant sexually assaulted her by force on February 8, 2015. Within hours of the attack, Coffee went to the hospital, where a rape kit was collected. She also identified defendant as her attacker. A buccal swab collected from the defendant matched the DNA analysis of the sperm collected during Coffee’s examination. The court accepted the plea agreement and sentenced defendant to eight years in prison.
The written sentencing order noted that defendant was subject to “3 years to life Mandatory *3 Supervised Release (parole),” and a box next to “[s]ex offender registration pursuant to statute” was also checked.
¶ 6 Within 30 days, defendant filed a pro se motion to withdraw his plea and vacate judgment.
Defendant alleged that Loeffel provided ineffective assistance of counsel by (1) failing to discuss or acknowledge defendant’s options to prepare for a better defense, (2) rushing defendant to take a plea because Loeffel was not prepared for trial, and (3) failing to present a witness whose testimony would have changed the outcome of the case. Defendant asked for leave to withdraw his plea and for the court to appoint new counsel. At the hearing on defendant’s motion, Loeffel presented a motion stating that defendant
had raised claims of ineffective assistance of counsel and asking the court to review them under People v. Krankel , 102 Ill. 2d 181 (1984). During the hearing, Loeffel acknowledged that defendant’s pro se motion alleged that he was ineffective and suggested that another attorney be appointed to review the allegations. In response to the court’s questioning, defendant expressed his frustration with the guilty plea process and affirmed that he wished to withdraw his plea. He stated, “I just kind of feel like the negotiation process didn’t go—wasn’t a two way, and I didn’t kind of understand everything, you know, didn’t explain everything to me. I feel like that I was just kind of left in the blind about certain things.” At the conclusion of defendant’s testimony, the court assigned new counsel and ordered a transcript of the plea hearing. Newly appointed counsel filed a motion to withdraw defendant’s plea. The motion alleged
that Loeffel was ineffective and that defendant felt compelled to plead guilty due to Loeffel’s deficient representation. The motion claimed that Loeffel (1) failed to request a continuance to obtain Facebook evidence of a conversation defendant had with Coffee hours after the alleged attack and (2) failed to contact defendant’s caseworker, Ron Valle, who had access to defendant’s Facebook account. Defendant claimed the conversation would have demonstrated that he had consensual intercourse with Coffee. The motion also claimed that defendant’s plea was not knowing and voluntary because Loeffel did not explain the terms of MSR to defendant. At the hearing on the motion, counsel stated that he tried to obtain the Facebook information to present to the court as proof of a meritorious defense but was unable to do so because the account had been erased. He acknowledged that defendant had been properly admonished regarding MSR but argued that defendant did not understand that the department could keep him in prison for life if he was unable to obtain approved housing. Defendant testified that he would not have pled guilty but for Loeffel’s ineffective
representation. He stated that he asked Loeffel to obtain the messages from his Facebook account before trial but Loeffel failed to do so. When Loeffel was unable to get the Facebook messages, defendant asked him to request a continuance, and Loeffel refused. Defendant also noted that he did not understand the effect the sex offender registration would have on his MSR term when he accepted the plea:
“[Loeffel] explained to me that everybody that would be charged would get this and that after I come out that I could be on parole for life. That’s all he said, was that everybody gets it and after I get out I could have life on parole, that once a sex offender, always a sex offender.” Defendant admitted that the court admonished him that the MSR term was three years to
life. But he testified that he did not understand that he could remain in prison indefinitely if he *4 was unable to find suitable housing as a registered sex offender. He stated that, had he known about the practical effects of the MSR term, he would have gone to trial.
¶ 12 On cross-examination, defendant recalled being shown a picture of Coffee. He told the
officers that he did not remember her and that he was in a relationship with another woman. When asked if he had sex with her, he said that he did not know the victim and that he did not have sex with her. Defendant admitted that he was now, at the motion to withdraw hearing, admitting that he had sex with Coffee. He testified that his statement to police that he did not know the victim or have sex with her was a misunderstanding. He also admitted that he did not remember the Facebook messages when he spoke with officers two weeks after the incident. ¶ 13 On redirect, defendant stated that he would not have pled guilty had Loeffel obtained the
Facebook communications and if he had understood that he potentially could remain in prison indefinitely under his MSR term.
¶ 14 The trial court then questioned defendant. The court asked defendant how he met the
victim, and he said that she reached out to him through a Facebook request on his cell phone. Defendant then informed the court that he did not have his cell phone with him when he spoke with police a few weeks after the incident and that he no longer had possession of it. Defendant said he met with his social worker, Ron Valle, and he told him about the Facebook messages. Valle followed up and told defendant that he had seen the messages. Defendant could not explain why he did not retrieve the message from his cell phone on his own. The trial court noted that defendant’s demeanor during his testimony “belie[d] him” and
that “his answers did not make sense.” The court reviewed the allegations in the motion and defendant’s testimony and denied the motion to withdraw the plea. ANALYSIS I. Evaluating Defendant’s Proffered Defense Defendant argues that the trial court applied the incorrect legal standard to its consideration
of his meritorious defense in his motion to withdraw his guilty plea and vacate judgment. He contends that, although the trial court had discretion to allow him to withdraw his plea, it abused that discretion by going beyond the legal sufficiency of his proffered defense and improperly considering the merits of his case. A defendant does not enjoy an absolute right to withdraw his or her guilty plea. People v.
Ferral-Mujica
,
¶ 20 Here, in his motion to withdraw his plea, defendant alleged that he had a meritorious
defense. He claimed that certain Facebook messages from Coffee were exculpatory evidence
pertaining to a consent defense, and he testified at the motion to withdraw hearing in support
of that claim. The trial court considered that defendant claimed the messages were on his cell
phone, that he claimed he did not have his phone with him during the police interview, and
that he could have obtained the messages himself but failed to recover them. Defendant also
admitted that he waited until only weeks before trial to ask Loeffel to retrieve the messages
from Facebook and Loeffel was unable to do so. The court then concluded that defendant failed
to present sufficient evidence to demonstrate the necessity of allowing him to withdraw his
plea. The trial court found that defendant’s testimony was not sufficient evidence of a
meritorious defense to demonstrate a necessity for allowing him to withdraw his guilty plea.
We cannot say that the court abused its discretion or applied an incorrect legal standard in
reaching that conclusion by considering the merits of defendant’s proposed defense. See
People v. Feldman
,
against weighing the merits of a proffered defense when considering a motion to withdraw.
Id.
at 502. However, the rule espoused in
Gearhart
has been rejected by subsequent cases. See
Bennett v. United States
,
IL 121681, our supreme court reviewed a case involving erroneous advice by counsel prior to a guilty plea regarding the percentage of the sentence defendant would serve. Id. ¶¶ 46-47. The court stated, “when reviewing an ineffective assistance claim related to a defendant’s defense strategy or chance of acquittal, i.e. , a defendant’s prospects at trial, the court requires a claim of innocence or a plausible defense to establish prejudice.” Id. ¶ 45. As stated by our supreme court in Davis and subsequent appellate court decisions, the trial
court’s task is to determine whether defendant had a “meritorious defense.” See
Davis
, 145 Ill.
2d at 244;
Dougherty
,
withdraw his guilty plea where the record demonstrates that his plea was not knowingly and intelligently made. He claims that his plea was not made voluntarily because the trial court failed to adequately admonish him regarding the mandatory registration requirements under SORA and the effect those requirements could have on his term of MSR. [1] *6 A trial court’s decision to deny a defendant’s motion to vacate his guilty plea is reviewed
for abuse of discretion.
People v. Delvillar
,
court has held that SORA and related laws are not punitive.
People ex rel. Birkett v. Konetski
,
demonstrate that his guilty plea was not knowingly and intelligently made. First, the absence
of SORA admonishments does not invalidate defendant’s guilty plea. Sex offender registration
is a collateral consequence of defendant’s conviction. See
Adams
, 144 Ill. 2d at 387-89;
Cowart
,
apply and that the term would range from three years to natural life in prison. See 730 ILCS 5/5-8-1(d)(4) (West 2014). Any potential effect SORA registration might have on defendant’s MSR term is also a collateral consequence, and the trial court was not required to inform defendant of that consequence prior to accepting his plea. Thus, no due process violation occurred in defendant’s admonishments that would render his guilty plea unknowing or involuntary. Defendant recognizes our supreme court’s position that SORA requirements are not
punitive. See
Konetski
,
¶ 31 III. Counsel’s Effectiveness Defendant claims that he should be permitted to withdraw his plea because counsel was
ineffective in failing to explain the mandatory restrictions of SORA and the consequences of those restrictions on his term of MSR. To prevail on a claim of ineffective assistance of counsel, a defendant must show that
(1) counsel’s performance fell below an objective standard of reasonableness and (2) the deficient performance resulted in prejudice to the defendant such that, but for counsel’s errors, a different result would have been reached. Strickland v. Washington , 466 U.S. 668, 687 (1984). Generally, claims of ineffective assistance of counsel should be reviewed on direct appeal
unless “the record is incomplete or inadequate for resolving the claim.”
People v. Veach
, 2017
IL 120649, ¶ 46. Defendants are required to raise ineffective assistance claims on direct review
if the claims are apparent on the record or risk forfeiture. See
People v. Kokoraleis
, 159 Ill. 2d
325, 328 (1994). However, procedural default does not preclude a defendant from raising an
issue on collateral review that depends on facts not found in the record.
Veach
,
better suited to collateral proceedings but only when the record is incomplete or inadequate for
resolving the issue.
Veach
,
counsel claim. The record is silent as to whether Loeffel informed defendant about the SORA requirements and the effects of pleading guilty to sexual assault or how those requirements could impact his term of MSR. To resolve defendant’s claim, this court would need to guess as to whether that information was provided to defendant. Unlike Veach , the ineffective assistance of counsel claim defendant raises cannot be addressed on the record because defense counsel did not testify as to his conversations with defendant prior to defendant’s decision to accept the plea. Loeffel did not testify at the hearing before new counsel was appointed, nor did he testify at the motion to withdraw hearing. *8 Under these circumstances, we find that defendant’s ineffective assistance claim is better
suited to a collateral proceeding. Further, we see no risk of forfeiture on collateral review.
Although issues that could have been raised and considered on direct review are deemed
procedurally defaulted, procedural default does not preclude a defendant from raising an issue
on collateral review that depends on facts not found in the record. See
id.
¶ 47;
People v.
Thomas
,
Code of Criminal Procedure of 1963 (Code) (725 ILCS 5/113-4 (West 2016)) should be applied retroactively to his guilty plea proceeding. Effective January 1, 2017, the General Assembly amended section 113-4(c) of the Code.
Pub. Act 99-871 (eff. Jan. 1, 2017) (amending 725 ILCS 5/113-4). The new version of the statute requires the trial court to inform the defendant of certain consequences of pleading guilty before accepting the defendant’s guilty plea:
“(c) If the defendant pleads guilty such plea shall not be accepted until the court shall have fully explained to the defendant the following: (1) the maximum and minimum penalty provided by law for the offense which may be imposed by the court;
(2) as a consequence of a conviction or a plea of guilty, the sentence for any future conviction may be increased or there may be a higher possibility of the imposition of consecutive sentences;
(3) as a consequence of a conviction or a plea of guilty, there may be registration requirements that restrict where the defendant may work, live, or be present; and
(4) as a consequence of a conviction or a plea of guilty, there may be an impact upon the defendant’s ability to, among others:
(A) retain or obtain housing in the public or private market; (B) retain or obtain employment; and
(C) retain or obtain a firearm, an occupational license, or a driver’s license.” 725 ILCS 5/113-4(c) (West 2016). In People v. Hunter , 2017 IL 121306, our supreme court reviewed the proper analysis
courts must employ when determining the temporal reach of a statute and noted the adoption of the analysis in Landgraf v. USI Film Products , 511 U.S. 244 (1994). Hunter , 2017 IL 121306, ¶¶ 19-22. Under Landgraf , courts must first ask whether the legislature has clearly indicated the statute’s temporal reach; if so, the legislature’s intent will be given effect. See id. ¶ 20. If the legislature’s intent is not clear, the court must then determine whether the statute has a retroactive impact, i.e. , whether the statute “would impair rights a party possessed when he acted, increase a party’s liability for past conduct, or impose new duties with respect to transactions already completed.” (Internal quotation marks omitted.) Id. If there is no retroactive impact, the amendment may be applied retroactively, but if there is a retroactive impact, the court presumes that the legislature intended the amendment to apply prospectively. Id. *9 Hunter , however, acknowledged that section 4 of the Statute on Statutes (5 ILCS 70/4
(West 2016)) actually renders the second prong of the
Landgraf
analysis unnecessary.
Hunter
,
“No new law shall be construed to repeal a former law, *** or any right accrued, or claim arising under the former law, or in any way whatever to affect any such offense or act so committed or done, or any penalty, forfeiture or punishment so incurred, or any right accrued, or claim arising before the new law takes effect, save only that the proceedings thereafter shall conform, so far as practicable, to the laws in force at the time of such proceeding.” 5 ILCS 70/4 (West 2016).
Section 4 of the Statute on Statutes is a general savings clause, which has been interpreted as
meaning that, unless the legislature has expressly indicated the temporal reach of an
amendment, procedural changes to statutes will be applied retroactively, while substantive
changes will only apply prospectively.
People ex rel. Alvarez v. Howard
, 2016 IL 120729,
¶ 20. Thus, under the Statute on Statutes, substantive amendments may not be applied
retroactively, but procedural changes will apply retroactively to “ ‘ongoing proceedings.’ ”
Id.
¶ 28 (quoting
People v. Ziobro
,
designating its temporal reach. Our analysis is then governed by section 4 of the Statute on
Statutes, and we must determine whether the amendment is substantive or procedural. As this
court recently found in
People v. Young
, 2019 IL App (3d) 160528, the amendment to the
admonishment statute is procedural in nature. See
id.
¶ 17 (noting that the changes to section
113-4(c) merely describe new practices, which direct the course of proceedings in the court
(citing
Rivard v. Chicago Fire Fighters Union, Local No. 2
,
“[b]ecause Hunter’s trial court proceedings have been concluded, and no further trial court proceedings are necessitated by reversible error, applying the amended statute retroactively to Hunter’s case would result in this court effectively creating new proceedings for the sole purpose of applying a procedural statute that postdates his trial and sentence. We have grave concerns about such a result.” Hunter ,2017 IL 121306 , ¶ 33.
The court refused to apply the procedural amendment retroactively, noting that procedural amendments should apply retroactively only “so far as practicable,” and it was not practicable in that case. (Internal quotation marks omitted.) Id. ¶ 37. In this case, the retroactive application of the statute also lacks practicality. The
proceedings in the trial court were completed well before the statute was amended, and there are no pending trial court motions or hearings to which the amended statute could apply. Defendant pled guilty, was sentenced, and began serving his term of incarceration in 2015, and his motion to withdraw was denied on July 12, 2016. One week later, he filed his notice of appeal. At that time, the proceedings in the trial court were over. Six months later, the *10 legislature enacted Public Act 99-817 and amended section 113-4(c). If we accept defendant’s argument, we would remand this case to the trial court because it did not give admonishments that were not included in the admonishment statute at the time the court accepted defendant’s guilty plea. Following the rationale in Hunter , we conclude that such a result is concerning and impractical. CONCLUSION The judgment of the circuit court of Peoria County is affirmed. Affirmed.
Notes
[1] Defendant also claims that the trial court failed to properly admonish him under the Sexually Violent Persons Commitment Act (SVP Act) (725 ILCS 207/20 et seq. (West 2016)). We decline to address that claim, however, because the record indicates that defendant was not convicted under the SVP Act.