THE PEOPLE OF THE STATE OF ILLINOIS, Appellee, v. JACQUELINE ANNETTE WILLIAMS, Appellant.
No. 85453
Supreme Court of Illinois
Opinion filed October 13, 2000
Rehearing denied November 27, 2000
Accordingly and for the foregoing reasons, we affirm the judgment of the appellate court.
Affirmed.
JUSTICES BILANDIC and McMORROW took no part in the consideration or decision of this case.
JUSTICE HEIPLE dissents [without opinion].
Charles M. Schiedel, Deputy Defender, and Allen H. Andrews, Assistant Defender, of the Office of the State Appellate Defender, of Springfield, for appellant.
James E. Ryan, Attorney General, of Springfield, and Joe Birkett, State‘s Attorney, of Wheaton (Joel D. Bertocchi, Solicitor General, and William L. Browers and Jay Paul Hoffmann, Assistant Attorneys General, of Chicago, of counsel), for the People.
JUSTICE McMORROW delivered the opinion of the court:
On November 16, 1995, Debra Evans was fatally shot and stabbed in the Addison apartment where she lived with James Edwards and her children, Samantha, Joshua, and Jordan. Debra was nine months pregnant, and the baby she was carrying, Elijah Evans, was cut from her womb. Samantha was killed in the apartment with her mother. Joshua and Elijah were taken from the apartment, and Jordan was left alone in the apartment with his dead mother and sister. The day after Debra‘s and Samantha‘s murders, police found Joshua‘s dead body in an alley in Maywood. When police arrested defendant, Jacqueline Annette Williams, on November 17, she was holding Elijah, who was still alive. In connection
Following a jury trial in the circuit court of Du Page County, defendant was convicted of the first degree murders of Debra, Samantha, and Joshua Evans. She was also convicted of the aggravated kidnappings of Joshua and Elijah Evans. The same jury found defendant eligible for the death penalty and found no mitigating factors sufficient to preclude the imposition of the death penalty. The circuit court sentenced defendant to death for the first degree murders of Debra, Samantha, and Joshua Evans. At a separate sentencing proceeding, the circuit court sentenced defendant to 15 years’ imprisonment for the aggravatеd kidnapping of Joshua Evans and imposed a consecutive 15-year sentence for the aggravated kidnapping of Elijah Evans.
Defendant directly appeals her murder convictions and death sentence to this court.
BACKGROUND
At defendant‘s trial, James Edwards testified that in November 1995, he was living with Debra and her three children in a two-bedroom apartment in Addison, Illinois. Samantha was 10 years old, Joshua was 7 years old, and Jordan was almost 2 years old. Debra was nine months pregnant and was scheduled to enter the hospital on Sunday, November 19, to have labor induced.
At about 5:30 p.m. on November 16, 1995, Edwards left for his job. When he returned, after leaving work at 2:30 a.m., Jordan met him in the kitchen. Jordan was alive. Edwards found Debra lying on the living room floor between a coffee table and a love seat. She was unre-
Edwards further testified that several items were missing from the apartment, including a Grambling State University Tigers jacket and a pair of poultry shears. In addition, on the bed that he and Debra shared, there was an Ace bandage that Edwards had never seen before.
Patrice Scott testified that, shortly after midnight on November 17, 1995, defendant, who was a friend of hers, came to the Villa Park apartment Scott shared with Dwight Pruitt and Scott‘s three daughters. Joshua was with defendant, and defendant had blood on her sweater. Joshua was wearing a coat and boots but no socks or pants.
According to Scott, defendant asked if Joshua could spend the night at Scott‘s apartment because his mother had been shot “out west” during a drug deal, and defendant was going to visit her in the hospital. Defendant also told Scott that she, defendant, had given birth and would bring the new baby with her when she came to retrieve Joshua in the morning.
After defendant left, Scott asked Joshua what his name was. He told her his name and said he needed to use the bathroom. Joshua used the bathroom, and Scott put him to bed on her living room couch. During the night, Scott heard Joshua whimpering and crying in his sleep. Around 5 a.m., Scott arose to feed her newborn, Alexis. Joshua was still whimpering and crying in his sleep. When he awakened around 6 or 7 a.m., he was crying.
Scott testified that she asked Joshua if he was worried about his mother and told him that his mother would be okay. Joshua replied, “No, no, she‘s not,” and said that his mother and sister were dead. He explained that
Scott asked Joshua if he knew who the burglars were. Joshua identified the burglars as Annette, Fedell, Vern, and “Boo-Boo.” According to Scott, defendant is usually called Annette, and defendant has a relative named Bo Wilson. Scott admitted that she did not initially tell police that Joshua had named Fedell and “Boo-Boo” as two of the burglars. She testified that she was afraid of Fedell.
Joshua continued crying after he told Scott what had happened to his family. Scott‘s daughters entered the living room and one of them read Joshua a book. Joshua listened to her read, but his emotional state did not change significantly. When Scott‘s daughters left for school, Joshua told Scott to chain the door because the burglars might return.
Scott further testified that, around 9 a.m., defendant returned to the Villa Park apartment. Scott informed her that there was a discrepancy between what defendant said had happened to Joshua‘s mother and what Joshua said had happened. Scott also told defendant that Joshua had named her, Vern, and Fedell as the “burglars” who had entered his apartment. Defendant became angry at Joshua, cursed at him, and accused him of lying. In response, Joshua asserted repeatedly, “No, no, that‘s what happened.”
According to Scott, defendant then told Joshua that his mother had left him some medicine. Joshua replied, “What medicine, I don‘t take any medication.” Defendant brought him into the kitchen and gave him something, after which he gagged and vomited. Scott again
Scott testified that she then agreed to go to defendant‘s house so that defendant could give Scott some bаby outfits for Alexis. Defendant drove Scott, Alexis, and Joshua in a gray four-door car to her Schaumburg townhouse. At the townhouse, defendant first brought Scott to a bedroom. Caffey and a white baby boy with blond hair and tape on his stomach were on the bed in the bedroom. Defendant then asked Scott to bring Joshua to the laundry room in the townhouse.
Scott testified that Caffey and an unidentified man were already in the laundry room. Scott denied that this man was Ward or Bo Wilson and denied that Wilson had threatened to kill her. After the unidentified man left, defendant told Caffey, “[Joshua‘s] got a big mouth. He knows—he knows our names. He said my name, your name and Vern‘s name.” Caffey asked defendant why she had brought Scott to the house and why she had not taken Joshua “out south” as he had instructed.
Defendant told Joshua to sit on the daybed in the laundry room and picked up a rope from the floor of the laundry room. She wrapped it around Joshua‘s neck, and she and Caffey began strangling Joshua with the rope. Joshua and Scott screamed, Scott pushed defendant, and defendant dropped the rope.
Defendant then left the laundry room and returned holding a knife behind her back. According to Scott, Caffey did not instruct defendant to get the knife. When Scott saw the knife, she screamed and asked Caffey and defendant to take her home and to free Joshua. Defendant threw the knife on the bed. Caffey instructed defendant to take Scott home and informed Scott that, if she told anyone what had happened, he would kill her and
Defendant then moved to the driver‘s seat of the car, and Caffey told her, “You know where to go.” Joshua was whimpering in the backseat, and Scott was afraid for her life and her baby‘s life. They drove to Maywood, where defendant and Caffey took Joshua from the car and helped him walk to the back of a building. Defendant and Caffey returned without Joshua. Defendant left Caffey in Maywood and drove Scott to her apartment in Villa Park.
When Scott and defendant arrived at Scott‘s apartment, defendant asked Scott for cleaning products to remove vomit from her car. Scott gave her some cleaning supplies, and defendant drove away.
Pruitt‘s testimony about the events in Villa Park essentially mirrored Scott‘s. He added that he was watching the midday news around 11 a.m. on November 17 when he saw a television news story about the homicides in Addison. He attempted to call the police but could not find a working telephone until after defendant left Scott at the Villa Park apartment, around 12 p.m. After the police arrived, Pruitt and Scott accompanied them to Maywood, and Scott showed police the location where defendant and Caffey had left Joshua.
Pruitt admitted that, at the time of trial, he was serving a prison sentence for a weapons charge. He also testified that he was a gang member and had previous convictions for armed robbery and unlawful possession of a controlled substance.
Defendant‘s sister, Tina Martin, testified that at 3:30
Members of several different police departments and the Cook and Du Page County state‘s attorneys’ offices testified to the circumstances of defendant‘s arrest and her statements to them. They testified that during the afternoon of November 17, Joshua‘s partially clothed body was found in an alley in Maywood. That night, police arrested defendant and Caffey at defendant‘s Schaumburg townhouse. At the time of their arrest, defendant was carrying Elijah in an infant carrier, and Caffey was wearing the Grambling Tigers jacket taken from the Addison apartment. Police examined Elijah, who was alive, and observed a bloody piece of gauze taped over his navel.
In her initial conversations with police and prosecutors, defendant minimized her role in the murders and kidnappings. For example, during some conversations, she stated that Elijah was her son, and she had given birth at a friend‘s house on November 16. Defendant also stated that Caffey was the baby‘s father and that the baby‘s name was Fedell Caffey, Jr. In other conversations, defendant told police that Caffey and Ward went to the Addison apartment to speak to Debra about the unborn baby and to teach Debra a lesson. Defendant knew there would be “trouble” when they went to the apartment. At Caffey and Ward‘s request, defendant met them in the apartment building parking lot at about 10 p.m. on November 16. Caffey exited the building and handed a newborn baby to defendant.
Similarly, defendant attributed much of the responsibility for Joshua‘s kidnapping and murder to Scott and Caffey. For example, she told police that Scott gave
In a written statement defendant signed on November 18, however, defendant admitted to a greater role in the murders and kidnappings of the members of the Evans family. She stated that she and Caffey had been dating for two years. Throughout their relationship, defendant and Caffey had attempted to conceive a child. Caffey wanted a baby boy with light skin so that the baby would resemble him. Defendant had become pregnant, but one pregnancy had ended in an abortion and another had ended with a miscarriage.
According to defendant‘s statement, Ward was upset with Debra during the four months that preceded the murders. On November 16, 1995, Ward, Caffey, and defendant drove to Debra‘s apartment in the gray Sable because Ward wanted to talk to Debra about their son Jordan. Debra was pregnant and planned to deliver her baby on Monday. Debra had chosen to name the baby Elijah.
Defendant further stated that she, Caffey, and Ward arrived at the Evans apartment at about 9 p.m. Debra let them into the building and apartment. Debra sat on a small couch, and she and defendant had a conversation about their children. Subsequently, while defendant was
Caffey then made a cut “crossways” on Debra‘s abdomen with the poultry shears. As he cut, defendant could see the head of a baby. She and Caffey wanted the baby because it was a boy. Caffey pulled the baby from Debra and cut the umbilical cord while defendant stood next to him. Caffey did not want the baby at that point because he thought he had killed the baby, but defendant still wanted the baby. She blew into the baby‘s nose and mouth, and he began breathing.
Defendant further stated that, as she dressed the baby in a sleeper, Caffey and Ward went into the children‘s bedroom. Joshua ran from the bedroom crying that Caffey and Ward were hurting his sister. Defendant covered Debra with a blanket, but when Joshua saw his mother, he vomited and ran to the bathroom.
Defendant began to leave the apartment with the baby. Joshua grabbed her legs and said that he did not want to stay there because Caffey and Ward were bad. Defendant and Joshua exited the apartment through the back entrance. Caffey and Ward joined them in the car and they all drove to a location on Roosevelt Road, where Ward exited the car. Defendant and Caffey then drove to Scott‘s, where they left Joshua. Defendant lied and told Scott that Joshua‘s mother had been shot at a “drug spot.”
Defendant stated that she and Caffey then drove to the house of a friend, where they placed a bandage on the baby‘s navel. Defendant and Caffey spent the night at the Schaumburg townhouse, where they washed some of the baby‘s blood from the coat Caffey had stolen from the Addison apartment.
According to defendаnt‘s written statement, Caffey and Ward were at the townhouse. They were all afraid that Joshua would identify them. Caffey told defendant to tie a scarf around Joshua‘s mouth, which she did. Ward left the townhouse at that point. Defendant asked Joshua to sit on the bed and tried to poison him by having him swallow “antiseptic.” Caffey asked defendant to get a knife. Defendant did so and gave Caffey the knife. Joshua was screaming and frightened. Scott was also frightened because Caffey was threatening her.
Defendant further stated that they put Joshua in the car on the floor behind the driver‘s seat. Defendant sat in the driver‘s seat, and Caffey sat in the backseat. Caffey wrapped a cord around Joshua‘s neck several times and ordered defendant and Scott to pull on the ends of the cord. Joshua was screaming, crying, and moaning. Defendant and Scott dropped the cord, and Caffey began stabbing Joshua. Defendant drove to Maywood, where she pulled into an alley. She removed the sheet that was wrapped around Joshua and left him in the alley. Defendant dumped the sheet at a piano company and drove Scott to her apartment. They killed Joshua because he knew who committed the murders.
In addition to evidence of defendant‘s statements to police, the State presented police testimony describing the scene of Debra‘s and Samantha‘s murders. On the sidewalk in front of the apartment building, police found the poultry shears described by Edwards and by defendant in her written statement. There was blood on the shears, and one of the handles was broken. The windows
In the dishwasher in defendant‘s Schaumburg townhouse, police found the knife defendant had identified in her written statement as the weapon used to kill Joshua. In a garbage bag in the garage, police found a white coaxial cable. There was a bed and scarf in the laundry area. There was what appeared to be a pool of blood on the floor of the backseat of the gray car in the garage.
With respect to Joshua‘s kidnapping and murder, police recovered an empty brown iodine bottle from the kitchen garbage in Scott‘s apartment. On November 18, police discovered a bloodstained bed sheet near the Baldwin Piano Company in Bellwood, seven blocks from the alley where defendant left Joshua‘s body. Police found a matching sheet and pillowcase in defendant‘s townhouse.
According to the State‘s serology expert, the samples from the following items tested positive for human blood: the poultry shears, the bathroom vanity in the Addison apartment, the Ace bandage, the emissions test notice, the Grambling Tigers jacket, the bed sheet found by the piano company, and the carpet from the gray Sable. In addition, there was saliva on the scarf found in defendant‘s townhouse, although it could not be determined whether the saliva was human. The State‘s DNA experts opined that blood on the white cord from defendant‘s garage belonged to Joshua; blood from the Addison apartment vanity belonged to Elijah; blood on the Grambling Tigers jacket belonged to both Elijah and Jordan; blood
Dr. Shaku Teas testified concerning the autopsies she performed on Debra‘s and Samantha‘s bodies. Samantha had seven stab and incised wounds on her neck and some incised wounds to her left arm. Dr. Teas explained that, generally, a stab wound is deeper than it is long and an incised wound is longer than it is deep. According to Dr. Teas, the cause of Samantha‘s death was multiple stab wounds.
With respect to Debra‘s autopsy, Dr. Teas testified that a bullet had entered the back of her head and traveled through the right side of her brain to the area behind her forehead. In addition, Debra had four inсised wounds to her neck. There was a 13-inch gaping wound from one side to the other of Debra‘s abdomen. Her uterus had been sliced open. The placenta and umbilical cord, which had been cut with a sharp instrument, remained in the uterus, but there was no fetus. Some intestines near the uterus had also been cut. Dr. Teas testified that the temporal order of Debra‘s wounds could not be determined from the autopsy alone. With respect to the ability of a fetus to survive when its mother dies, Dr. Teas testified that a fetus can survive as long as the mother‘s heart is beating. After the mother‘s heart stops, however, the fetus can survive for only three to five minutes. In Dr. Teas’ opinion, the main cause of Debra‘s death was the gunshot wound, and the multiple stab and incised wounds were contributing causes. Dr. Teas further opined that all of the stab and incised wounds to Samantha and Debra could have been caused by the poultry shears.
Dr. Olson also stated that, for a fetus to survive, it would have to be removed from a nonbreathing mother within two to three minutes. In Dr. Olson‘s opinion, Debra‘s heart was beating when the baby was removed from her body because the baby survived and because the blood spatters around her body suggested a certain amount of blood pressure.
Dr. Joseph Cogan testified that he performed an autopsy on Joshua. Dr. Cogan stated that Joshua had injuries, such as ligature marks, that indicated strangulation. The marks appeared to be from some sort of cord wraрped around his neck two times. There were several stab wounds to Joshua‘s neck. Joshua had no defensive wounds. Dr. Cogan also found evidence of aspiration, that is, evidence that Joshua had inhaled his own vomit.
Dr. Cogan further testified that the stab wounds occurred while Joshua was still alive. The strangulation preceded the stab wounds, and the aspiration occurred after he was stabbed. Dr. Cogan opined that, although he did not analyze Joshua‘s stomach contents, the unusual damage to the tissue of Joshua‘s lungs from the aspirated
In addition to this testimony describing the circumstances of the murders and kidnappings of members of the Evans family, the State presented evidence concerning defendant‘s and her codefendant‘s activities in the months preceding the murders and evidence of their relationships with the Evans family. Edwards testified that he had been living with Debra since 1989. Between 1989 and 1995, Edwards and Debra separated several times. During these separations, another defendant, Ward, lived with Debra and fathered Jordan and Elijah. Edwards stated that, several months prior to the murders, Debra had decided to name the baby she was carrying Elijah. During the last few weeks before the murders, Ward telephoned the Evans apartment several times, and Edwards overheard Debra arguing with Ward.
Edwards further testified that one week before the murders defendant came to the Evans apartment unexpectedly. Defendant and Edwards had a short conversation, during which defendant asked Edwards what time he went to work and how he traveled to work. Edwards told her that he worked from about 6 p.m. to 2:30 a.m.
Scott testified that, in the fall of 1995, defendant asked her if Pruitt knew where she could get a gun. Pruitt testified that defendant had asked him on several occasions to obtain a gun for her in the summer of 1995. Caffey was with her the last time.
Defendant‘s sister, Tina Martin, testified that, around 6:50 p.m. on November 16, 1995, Ward came to the house Tina shared with her mother on Crescent Street in Wheaton. Ward made a telephone call to Debra Evans. Tina overheard a portion of their conversation, during which Ward asked, “Is the baby mine, or is it his.” Ward left the Martin house around 8:10 p.m.
Cynthia Sawyer, a friend of Debra and defendant, testified that Debra and defendant had lived together at one time. Sawyer further testified that Ward and Debra had argued about the paternity of Jordan for several years before the murders. A few days before the murders, Sawyer observed defendant wearing an Ace bandage on her right arm.
According to the testimony of several State witnesses, defendant was unable to have children in 1995, but, in the months before the murders, pretended that she was pregnant. Defendant‘s sister, Tina Martin, testified that defendant told her that she was pregnant in April 1995. Defendant said that the baby was due in August, and Tina held a baby shower for defendant. Defendant later told her sister that the baby was due in October. She did not have a baby in October but continued to claim that she was pregnant. Darlene Bearden, defendant‘s probation officer, testified that, on November 1, 1995, defendant told her over the telephone that she had given birth. At an appointment on November 9, defendant told Bearden that she had named the baby Elijah.
Another police officer testified that, when Scott spoke to him on November 17, she said that Joshua had told her that four black men had entered the Addison apartment and two of them had come through the bedroom window. In addition, she stated that Joshua had said that, after the “bad men” left, he ran out and found defendant. Still another police officer testified that Scott had told him on November 18 that she did not know who held Joshua as Caffey stabbed him. Defendant also presented the testimony of a police officer who stated that Pruitt had said that he first heard of the murder on the 10 a.m. news, and Scott returned to the apartment around 11 a.m.
The only other witness for the defense was Kim Young, another friend of defendant. She testified that defendant had made false claims of pregnancy several times prior to 1994 as part of a “female game” they played to keep the men they were dating. In addition, the defense presented two stipulations. According to one, the time of Pruitt‘s 911 call was 12:44 p.m. According to the other, during an interview on November 18, 1995, with assistant State‘s Attorneys, Scott said that Caffey wanted defendant to take Joshua to the projects on the south side,
In rebuttal, the State called a police officer, who testified that, on November 18, 1995, Scott stated that defendant held Joshua while Caffey stabbed him.
The jury found defendant guilty of the first degree murders of Debra, Samantha, and Joshua Evans. In addition, the jury found her guilty of the aggravated kidnappings of Joshua and Elijah.
At the first stage of defendant‘s sentencing hearing, the jury considered the evidence presented at trial and defendant‘s convictions for first degree murder and aggravated kidnapping. In addition, the State presented evidence that defendant‘s date of birth was December 22, 1966. The jury returned eight separate eligibility verdicts. In connection with Debra Evans’ murder, the jury found defendant eligible for the death penalty under the multiple-murder and felony-murder statutory aggravating factors. See
At the second stage of sentencing, the State presented evidence concerning defendant‘s criminal history. This history included evidence that, in 1988, defendant had been sentenced to court supervision for the offense of theft by deception and for the offense of retail theft. In 1991 she was arrested for credit card fraud. In addition,
Defendant‘s probation officers testified that, in January 1992, defendant was sentenced to 24 months of probation for felony theft. Defendant was sentenced to additional terms of probation for violating the terms of her probation and remained on probation in November 1995.
One of defendant‘s friends testified that, in January 1995, she and defendant visited Caffey in the hospital. Defendant said that she had accidentally stabbed Caffey, and Caffey‘s lung had been punctured. A few months earlier, Caffey and his friends had severely beaten defendant.
Members of the Du Page County sheriff‘s office testified concerning defendant‘s conduct in jail while awaiting trial in this case. In July 1996, a comb that had been fashioned into a shank was found hidden in defendant‘s cell. Later that year, defendant grabbed the shoulder of a sheriff‘s deputy as he was escorting another inmate past defendant‘s cell.
Christie DeSmedt, the administrator for the general assistance program for Milton Township in Wheaton, described a document she found in defendant‘s general assistance file. This document was an application in defendant‘s name for one of the holiday baskets local organizations and individuals donated to needy families
In addition to this evidence in aggravation, the State presented victim impact statements read by Debra‘s father and sister and Samantha‘s father.
In mitigation, defendant presented the testimony of an inmate who met Ward in the Du Page County jail. The inmate testified that, in February 1997, he and some other inmates were engaged in horseplay. Ward told them to stop or he would “f--- [them] up like [he] did that b---- in Addison.”
An Addison police detective testified for the defense that another inmate contacted police concerning a conversation he had had with Ward in jail. According to this inmate, Ward had said he went to Debra‘s apartment with $2,000, some of which he planned to give to Debra in exchange for the unborn baby. He and Debra had an argument, however, and she would not take the money.
Debra‘s sister Katy Evans testified that, in August 1995, Ward had indicated that he wanted the baby Debra was carrying, but Debra said that there was no way that he was going to get any of her children. Two days before the murder, Debra told Katy that Ward was harassing her and picking fights with her and that she was worried. Debra said that she was scared something was going to happen and asked Katy to take her children.
An Addison police officer testified that she showed Patrice Scott a photo array. Scott began to cry when she looked at one photo and stated that she was scared to identify the individual in the photo. Scott stated that this individual was Calvin “Bo” Wilson and that Wilson was the other man at the Schaumburg townhouse. He was
The defense also presented the testimony of several police officers who described inсidents of domestic violence between defendant and her boyfriends. According to these police officers, in January 1990, defendant made a complaint that a boyfriend, with whom she had just ended a relationship, entered her apartment, punched her in the face, and choked her. The boyfriend‘s niece had threatened defendant with a .25-caliber semiautomatic pistol.
In 1991 and 1993 police responded to four calls of domestic violence involving defendant and another boyfriend. In connection with these incidents, the boyfriend was charged with, inter alia, battery, aggravated assault, and domestic battery. These charges were based on conduct including choking defendant, threatening her with a loaded gun, hitting her in the head with a crescent wrench, and dragging her by her hair.
In 1994, defendant made two complaints of domestic violence against Caffey. She told police that Caffey had thrown bricks at the car in which she was riding, had pushed her, and had struck her in the face. Based on these allegations, Caffey was charged with criminal damage to property and domestic battery.
Tina Martin testified that she and defendant grew up in Wheaton. Tina had witnessed one of defendant‘s boyfriends physically abusing her, and defendant‘s children had told her that another boyfriend beat defendant frequently. Tina had observed defendant with bruises on her face. According to Tina Martin, defendant is too trusting of people and has poor judgment in her choice of friends.
Defendant‘s mother, Martha Martin, testified that defendant dropped out of high school during her sopho-
Dr. Frank Cushing, a psychologist who evaluated defendant in 1996, testified that defendant had a full scale IQ of 81, which is below average or borderline mentally retarded. Dr. Cushing diagnosed defendant with major depression and opined that she suffered from this condition prior to the murders. In addition, Dr. Cushing found that defendant had a generalized anxiety disorder and a borderline personality disorder with dependent fеatures. Characteristics of a borderline personality disorder that defendant possessed included volatile interpersonal relationships, impulsivity, rapid mood swings, instances of poorly controlled anger, and fear of abandonment and rejection.
Dr. Cushing testified that, because of defendant‘s dependent personality traits and her history of abuse, she was psychologically vulnerable to predatory males. Dr. Cushing speculated that threats from these men could cause defendant to act in ways she would not normally act. He opined that there was a strong possibility that defendant was coerced by Ward and Caffey into participating in the murders and aggravated kidnappings of members of the Evans family. Based on his evaluation, Dr. Cushing believed that defendant was more susceptible to coercion than the average person.
Dr. Cushing also diagnosed defendant as having a paranoid personality disorder with antisocial traits. Her inability to accept blame for her actions was characteristic of the paranoid personality disorder. Her repeated violation of the law, deceitfulness, and lack of remorse were antisocial traits. Dr. Cushing testified that these
Du Page County jail employees testified that, while defendant was in the jail, she was disciplined for offenses such as having extra linen, not wearing her uniform correctly, having an unauthorized pen, possessing a plastic shank, and throwing water on another inmate. The watch supervisor also testified that defendant had requested to be placed in administrative segregation in order to avoid confrontations with other inmates.
The defense also presented testimony that, in 1993, defendant completed a program to become a certified nursing assistant. While she was in jail on the murder charges, defendant obtained her general equivalency diploma (GED).
The jury found no mitigating factors sufficient to preclude the imposition of the death penalty, and the circuit court sentenced defendant to death based on her first degree murder convictions. The сircuit court held an additional sentencing hearing on defendant‘s two aggravated kidnapping convictions. The circuit court imposed a 15-year sentence for each conviction and ordered these sentences to run consecutively. Defendant‘s death sentence was stayed, pending direct review by this court.
ANALYSIS
I. Voir Dire
We begin by addressing defendant‘s challenge to the selection of the jury in her case. Prior to voir dire, defendant filed a motion in which she asked the circuit court to prohibit the State from exercising peremptory challenges against venirepersons who indicated reservations against the death penalty. The circuit court denied the
A prospective juror may be excused for cause based on his or her views on the death penalty only if those views “prevent or substantially impair the performance of his duties as a juror in accordance with his instructions and oath.” People v. Terrell, 185 Ill. 2d 467, 488 (1998), citing Wainwright v. Witt, 469 U.S. 412, 424, 83 L. Ed. 2d 841, 851-52, 105 S. Ct. 844, 852 (1985). In Witherspoon, the United States Supreme Court held that a prospective juror may not be removed for cause solely because he or she expresses a general objection to the death penalty. People v. Armstrong, 183 Ill. 2d 130, 143 (1998), citing Witherspoon, 391 U.S. at 522, 20 L. Ed. 2d at 784-85, 88 S. Ct. at 1777. The Court explained that, if the State were permitted to remove all such jurors, it would not only produce a jury capable of imposing the death penalty, it would create a jury “uncommonly willing to condemn a man to die.” Witherspoon, 391 U.S. at 521, 20 L. Ed. 2d at 784, 88 S. Ct. at 1776.
Defendant contends that the concerns that motivated the Witherspoon holding with respect to challenges for cause also apply to the State‘s use of peremptory challenges. Thus, according to defendant, the State should be prevented from using peremptory challenges to accomplish what Witherspoon prevents it from doing with its challenges for cause.
As defendant acknowledges, however, this court has previously rejected the argument she makes. See People v. Coleman, 168 Ill. 2d 509, 549 (1995), citing People v. Williams, 161 Ill. 2d 1, 55-56 (1994); People v. Howard, 147 Ill. 2d 103, 136-38 (1991); People v. Stewart, 104 Ill. 2d 463, 481-82 (1984). Defendant offers us no persuasive reason to reconsider those holdings, and we decline to do so.
II. Trial
With respect to the guilt-innocence phase of proceedings in defendant‘s case, defendant argues that her convictions for the murders of Debra and Samantha Evans must be reversed based on insufficient evidence. In addition, she contends that she is entitled to a new trial as a result of two erroneous evidentiary rulings by the circuit court. According to defendant, the circuit court erred when it permitted Scott and Pruitt to testify concerning statements Joshua made to them. In addition, defendant asserts that the circuit court improperly limited the jury‘s consideration of testimony that Scott identified Bo Wilson in a photo array. Defendant does not challenge the circuit court‘s denial of her motion to suppress her statements to police or the admission of these statements at trial.
A. Sufficiency of the Evidence
According to defendant, her convictions for the murders of Debra and Samantha Evans must be reversed because there was no evidence that defendant inflicted any injuries to Debra or Samantha. Defendant further contends that the State failed to prove that she was accountable for Debra‘s and Samantha‘s murders because there was no evidence that she knew that Ward, Caffey, or the unidentified third man went to the Evans apartment with the intent to commit a crime or that she joined this group with knowledge that criminal acts were going to occur. Defendant does not contend that there was insufficient evidence to support her conviction for Joshua‘s murder or her convictions for the aggravated kidnappings of Joshua and Elijah.
Section 5-2(c) of the
Viewing the evidence in the light most favorable to the prosecution, we hold that a rational trier of fact could have found beyond a reasonable doubt that defendant was accountable for Debra‘s and Samantha‘s murders. Evidence presented at trial indicated that defendant aided and abetted Ward and Caffey in the planning and commission of Debra‘s and Samantha‘s murders and that these murders were committed in furtherance of a common design to take Elijah from Debra by force.
With respect to defendant‘s role in the planning and commission of the murders, there was testimony that, during the months that preceded the murders, defendant attempted to obtain a gun from Pruitt. One week before the murders, defendant visited the Evans apartment and asked Edwards when he left for work and how he traveled to work. Hours before the murders, defendant was seen having two conversations with Ward and Caffey. Defendant admitted in her written statement that she stood next to Caffey as he cut open Debra‘s abdomen, and there was medical testimony that more than one person would
Evidence of defendant‘s participation in a common design to take Elijah from Debra by force included testimony that Ward was Elijah‘s father, that Ward and Debra had argued about the baby‘s paternity, and that defendant knew that Ward and Caffey went to the Evans apartment to talk to Debra about the unborn baby and to “teach [her] a lesson.” There was also evidence that defendant and Caffey wanted Elijah and planned to pretend he was their son. In her written statement, defendant admitted that she and Caffey wanted a light-skinned baby boy but had been unable to have one. Defendant knew that Debra had planned to enter the hospital to give birth on Monday, November 20. During the months that preceded the murders, defendant had made false claims that she was pregnant and indicated that her due date was in October, a few weeks before Debra was due to give birth. A few days before the murders, defendant told her probation officer that she had given birth to a baby named Elijah, the name that Debra had chosen for the child she was carrying. After the murders, defendant told her mother, sister, and police that Elijah was her son. Evidence of defendant‘s presence in the Evans apartment during the murders, her flight from the apartment with Ward and Caffey, her failure to report the murders to police, and her continued close affiliation with Caffey after thе murders also supported a finding of common design. See Batchelor, 171 Ill. 2d at 376. Based on this evidence, we believe a rational jury could have found defendant accountable for Debra‘s and Samantha‘s murders, and we reject defendant‘s challenge to the sufficiency of the evidence.
B. Admission of Joshua‘s Statements
Next, defendant argues that the admission of evidence concerning Joshua‘s statements deprived her of a fair trial. Prior to trial, the State filed a petition seeking the admission of Joshua‘s statements under
The circuit court held a hearing on the State‘s petition and defendant‘s motion in limine. At the hearing, an Addison police department detective summarized the evidence discovered by police during their investigations of the murders and kidnappings of members of the Evans family. Scott and Pruitt also testified. Their testimony at the hearing was essentially the same as their trial testimony, although they did provide some additional detail concerning their communications with Joshua and his mental state. Scott testified that, when Joshua first awakened on November 17, he was very upset and said he was worried about his mother. Scott offered Joshua something to eat or drink, but he declined. According to Pruitt, Joshua was scared, crying, and talking in a frantic voice as he told Scott the events leading up to his arrival at her apartment. After Scott‘s daughters left for school, Joshua acted hysterical and upset. He repeated his story about the burglars and said that he had to go back to the apartment to get his little brother.
The defense presented testimony by police officers and detectives who had spoken to Scott and Pruitt. The police testimony showed differences between what these individuals had told police and their testimony at the hearing.
At the conclusion of the hearing, the circuit court ruled that all of Joshua‘s statements were admissible under
Defendant argues that Joshua‘s statements were inadmissible hearsay and should not have been admitted under either the statutory or the spontaneous declaration exception to the hearsay rule. We begin with an examination of the circuit court‘s decision to admit the statements under
“(a) In a prosecution for a physical or sexual act perpetrated upon or against a child under the age of 13 *** at the time the act was committed ***, the following evidence shall be admitted as an exception to the hearsay rule:
***
(2) testimony of an out of court statement made by such child *** describing any complaint of such act or matter or detail pertaining to any act which is an element of an offense which is the subject of a prosecution for a sexual or physical act perpetrated upon or against a child ***.
(b) Such testimony shall only be admitted if:
(1) The court finds in a hearing conducted outside the presence of the jury that the time, content, and circumstances of the statement provide sufficient safeguards of reliability; and
(2) The child ***:
***
(B) is unavailable as a witness and there is corroborative evidence of the act which is the subject of the statement.”
725 ILCS 5/115-10 (West 1994).
Under this statute, the State has the burden of proving that the time, content, and circumstances of the statement provide sufficient safeguards of reliability. People v. Zwart, 151 Ill. 2d 37, 43 (1992).
With respect to the applicable standard of review,
Contrary to defendant‘s assertion, our decision in Coleman did not affect holdings in Bowen and Zwart that the abuse of discretion standard of review applies to admissibility determinations under
As to the merits of this evidentiary issue, defendant contends that the circuit court erred in admitting Joshua‘s statements under
Defendant asserts that testimony concerning Joshua‘s statements should not have been admitted under
We hold that the circuit court properly found that, in the statements at issue, Joshua related an “act or matter or detail pertaining to any act which is an element of an offеnse which is the subject of a prosecution for a sexual or physical act against” him. With respect to the events in the Evans apartment, Joshua stated that burglars entered his apartment and cut his mother and sister, that his mother and sister were dead, that his brother was left in the apartment, that the burglars were Annette, Fedell, and Vern, and that he hid and ran out after defendant. In addition, when defendant accused him of lying, Joshua stated, “No, no, that‘s what happened.”
These statements pertained to acts that were elements of the aggravated kidnapping charge against defendant. Aggravated kidnapping may be proved with evidence of secret confinement of a child under the age of 13 without the consent of his parent or guardian. See
Similarly, Joshua‘s statement, “What medicine, I don‘t take any medication,” related to the acts that formed the basis of defendant‘s charge for Joshua‘s murder. This statement was relevant to determining the nature of the substance defendant had given him, as well as her role in the acts that caused his death.
In support of her argument that Joshua‘s statements describing the events in the Evans apartment were inadmissible because they pertained to offenses against
individuals other than Joshua, defendant cites People v. Peck, 285 Ill. App. 3d 14 (1996). In that case, the court held that statements by one sexual abuse victim about the defendant‘s sexual abuse of another victim were not admissible underIn the case before us, by contrast, the acts against Joshua‘s mother and sister did pertain to offenses against Joshua. Joshua‘s description of his mother‘s murder showed he was taken without her consent, and his witnessing of his mother‘s and sister‘s murders provided the reason for his kidnapping and murder. Accordingly, the circuit court did not abuse its discretion in finding that the admission of evidence concerning Joshua‘s statements complied with
Defendant also attacks the circuit court‘s decision to admit Joshua‘s statements under
At trial, defendant failed to object to the circuit court‘s characterization of Edwards as Joshua‘s stepfather, and her post-trial motion makes no mention of the circuit court‘s conclusion that Edwards was Joshua‘s stepfather. In her reply brief, defendant asserts that she preserved her argument regarding Edwards by generally objecting to the admissibility of Joshua‘s statements and by arguing in her post-trial motion that the circuit court erred in admitting these statements. Due to defendant‘s failure to specifically raise this issue in the circuit court, however, we agree with the State that it is waived. See, e.g., People v. Byron, 164 Ill. 2d 279, 293 (1995); People v. Towns, 157 Ill. 2d 90, 100 (1993); People v. Enoch, 122 Ill. 2d 176, 186 (1988); see also
Defendant argues that we may nevertheless recognize the error as plain error. The State contends that we may not consider defendant‘s plain error argument because defendant raised it for the first time in her reply brief, and, under
The rules of waiver are applicable to the State as well as the defendant in criminal proceedings, and the State may waive an argument that the defendant waived an issue by failing to argue waiver in a timely manner. See,
Moreover, in applying the plain error doctrine to review claims not preserved at the trial level, this court has stated that the purpose of the plain error rule is to guard “against the ‘possibility that an innocent person may have been convicted due to some error which is obvious from the record, but not properly preserved’ ” (People v. Ward, 154 Ill. 2d 272, 294 (1992), quoting People v. Carlson, 79 Ill. 2d 564, 576 (1980)) and to protect and to preserve the integrity and the reputation of the judicial process (People v. Gard, 158 Ill. 2d 191, 205 (1994)). These considerations also justify our consideration of a defendant‘s plain error argument despite his or her failure to include it in an opening brief. Indeed, this court has previously considered a defendant‘s plain error argument raised for the first time in a reply brief. See People v. Thomas, 178 Ill. 2d 215, 235 (1997).
Although we find it appropriate to consider defendant‘s plain error argument, we conclude that no plain error resulted from the circuit court‘s mistaken characterization of Edwards as Joshua‘s stepfather. Under the plain error doctrine, a reviewing court may consider a trial error not properly preserved when (1) the evidence in a criminal case is closely balanced or (2) where the error is so fundamental and of such magnitude that the ac
The aggravated kidnapping statute requires that a child‘s confinement be against the will of the child. Confinement of a child is deemed against the child‘s will if it is without the consent of a parent or legal guardiаn.
As the State argues, however, we may affirm the circuit court‘s decision for any appropriate reason, regardless of whether the circuit court relied on those grounds and regardless of whether the circuit court‘s reasoning was correct. See, e.g., Buss, 187 Ill. 2d at 205; People v. Novak, 163 Ill. 2d 93, 101 (1994). Even assuming the circuit court erred in basing its admissibility determination on a finding that Joshua was confined without the consent of Edwards, who was not his parent or legal guardian, we may affirm the circuit court based on evidence that defendant confined Joshua without the consent of his mother. As stated, Joshua‘s description of the events in the Evans apartment related to this element by describing how his mother was killed and how he was taken from the apartment. Thus, the circuit court properly admitted these statements under
Defendant further contends that the circuit court erred in admitting Joshua‘s statements under section
To satisfy the requirements of the confrontation clause of the sixth amendment to the United States Constitution, hearsay statements of an unavailable child declarant admitted under an exception to the hearsay rule must bear adequate “indicia of reliability.” Idaho v. Wright, 497 U.S. 805, 816, 111 L. Ed. 2d 638, 653, 110 S. Ct. 3139, 3147 (1990). A hearsay statement possesses sufficient “indicia of reliability” (1) if the hearsay statement falls within a firmly rooted hearsay exception or (2) if there is a showing of ” ‘particularized guarantees of trustworthiness.’ ” Wright, 497 U.S. at 816, 111 L. Ed. 2d at 653, 110 S. Ct. at 3147, quoting Ohio v. Roberts, 448 U.S. 56, 66, 65 L. Ed. 2d 597, 608, 100 S. Ct. 2531, 2539 (1980).
In the instant case, the circuit court found that the time, content, and circumstances of Joshua‘s statements provided sufficient safeguards of reliability to permit their introduction under
Many of the inconsistencies in Scott‘s and Pruitt‘s testimonies and statements to police could be explained by the evidence that, when police first spoke to Scott, she was hysterical and afraid of Caffey, who had threatened to kill her and her family. Other inconsistencies, such as the time of the news story Pruitt viewed and defendant and Scott‘s travels to Maywood and Schaumburg, did not relate to circumstances of Joshua‘s statements. The circuit court was in the best position to assess the credibility of the witnesses at the hearing, and, after reviewing the record, we cannot conclude that the circuit court abused its discretion in admitting Joshua‘s statements under
For a hearsay statement to be admissible under the spontaneous declaration exception, (1) there must be an occurrence sufficiently startling to produce a spontaneous and unreflecting statement, (2) there must be an absence of time for the declarant to fabricate the statement, and (3) the statement must relate to the circumstances of the occurrence. People v. Edwards, 144 Ill. 2d 108, 169 (1991). In determining whether a hearsay statement is admissible under the spontaneous declaration exception, courts employ a totality of the circumstances analysis. People v. Georgakapoulos, 303 Ill. App. 3d 1001, 1012 (1999); M. Graham, Cleary & Graham‘s Handbook of Illinois Evidence § 803.3, at 793 (7th ed. 1999). This analysis involves the consideration of several factors, including time, “the nature of the event, the mental and physical condition of the declarant, and the presence or absence of self-interest.” People v. House, 141 Ill. 2d 323, 382 (1990).
In addition, the fact that a declarant‘s statement is made at the first opportunity to speak supports a finding of spontaneity (see, e.g., People v. Gacho, 122 Ill. 2d 221,
The time factor has been described as an “elusive” factor, “whose significance will vary with the facts of each case.” House, 141 Ill. 2d at 382. Indeed, the period of time that may pass without affecting the admissibility of a statement under the spontaneous declaration exception varies greatly. See, e.g., People v. Gacho, 122 Ill. 2d 221 (1988) (statement made 61/2 hours after the occurrence was admissible); People v. Newell, 135 Ill. App. 3d 417 (1985) (statement made 20 minutes after the occurrence was properly excluded). The critical inquiry is ” ‘whether the statement was made while the excitement of the event predominated.’ ” Smith, 152 Ill. 2d at 260, quoting M. Graham, Cleary & Graham‘s Handbook of Illinois Evidence § 803.3, at 627 (5th ed. 1990).
Defendant does not dispute that the murders of Joshua‘s sister and mother qualify as a startling event sufficient to produce a spontaneous and unreflecting statement. Defendant challenges, however, the circuit court‘s finding that there was an absence of time for Joshua to fabricate his statements. According to defen
The evidence indicated that Joshua witnessed the murders of his mother and sister sometime between 10 p.m. and midnight on November 16. Scott‘s testimony indicated that Joshua‘s first statements to her about the events occurred at about 6 a.m. or 7 a.m. on November 17 and his statements denying that he was lying or took medication occurred shortly after defendant‘s return to the Villa Park apartment around 9 a.m. Thus, 6 to 9 hours passed between the murders and Joshua‘s first statements to Scott about the events, and 9 to 11 hours passed between the murders and his statements to defendant.
In other cases involving child declarants, courts have found that similar delays do not preclude the application of the spontaneous declaration exception. See M. Graham, Cleary & Graham‘s Handbook of Illinois Evidence § 803.3, at 796 (7th ed. 1999) (noting that courts have been liberal in applying the spontaneous declaration exception to children of tender years). For example, in People v. Chatman, 110 Ill. App. 3d 19 (1982), the appellate court held that the statement of a four-year-old made 18 hours after witnessing a shooting was admissible where the child was emotionally distraught and was found in an uninhabited area. Similarly, in People v. Phillips, 159 Ill. App. 3d 483, 491 (1987), the appellate court held that a 15-hour delay between a sexual assault and the statements оf a 21/2-year-old did not destroy the statement‘s spontaneity because “[t]he stress caused by the defendant‘s acts would have lingered long after the acts themselves were committed.” See also, e.g., Merideth, 152 Ill. App. 3d at 316 (71/2 hours). Based on this authority, we reject defendant‘s argument that the passage of time between the murders and Joshua‘s statements destroyed their spontaneity.
Defendant argues that the fact Scott described Joshua as “worried” proved that his statements were not spontaneous because worry results from reflection. We believe, however, that the evidence of Joshua‘s mental state demonstrates that Joshua‘s “worry” was fear and anxiety about his mother‘s and sister‘s murders and not reflection. We also cannot accept defendant‘s argument that “[t]he fact that Joshua related a series of events,
In addition to challenging the admissibility of Joshua‘s statements, defendant contends that the circuit court erred by failing to instruct the jury as required by
The State argues that defendant may not now claim
Under an exception to the waiver rule,
Defendant argues that this court‘s decision in People v. Mitchell, 155 Ill. 2d 344 (1993), requires a finding in this case that the failure to instruct the jury according to IPI Criminal 3d No. 11.66 was plain error. In Mitchell, this court held that the circuit court erred in admitting hearsay statements by a child alleging sexual abuse because the circuit court failed to conduct a hearing, as required by
C. Limiting Instruction
Defendant also claims that she was denied a fair trial by a limiting instruction the circuit court gave to the jury regarding its consideration of evidence of Scott‘s identification of Bo Wilson. During her testimony at trial, Scott denied that the unidentified man at the Schaumburg townhouse was Bo Wilson. The defense presented the testimony of a police detective who had showed Scott a photo array in January 1996. According to this detective, a photograph of Bo Wilson was included in this array, and, upon viewing Wilson‘s photograph, Scott became visibly upset. The detective testified that Scott said that she was fairly positive Wilson was the unidentified man in Schaumburg, that he had appeared angry that Joshua was with her and defendant, that he was a gang member, that he terrified her, and that he had made threats that caused her to fear for the safety of her family.
During closing argument, the defense argued that de
“I suggest to you, also, that when she went to the house in Schaumburg and Bo Calvin Wilson was angry and surprised she brought Joshua there—”
The State interrupted, objecting that it was improper to argue these facts as substantive evidence. The circuit court instructed the jury that “any evidence that was introduced in impeachment that is in contradiction with the witness’ testimony here, by means of a prior inconsistent statement, is received for the purpose of your consideration and believability of that witness, and I so instruct you.” Subsequently, the defense argued: “You heard testimony that Bo Calvin Wilson was in Schaumburg. Patrice Scott was afraid of him. She was afraid of him. Why would that not apply to Annette Williams and her children as well?”
Defendant now argues that Scott‘s identification of Wilson supported the theory that defendant was the “unwitting observer of a crime committed by a group of violent men.” She contends that, by prohibiting the jury from considering Scott‘s identification of Wilson as substantive evidence, the circuit court denied her a fair trial. According to defendant, this evidence was admissible substantively under
The State responds that defendant waived this issue by failing to include it in her post-trial motion and that she waived any claim of plain error by failing to assert it in her opening brief. In her reply brief, defendant argues that the issue may be considered as plain error.
As the State observes, defendant has waived this issue by failing to include it in her post-trial motion. See Enoch, 122 Ill. 2d at 186. Although defendant‘s failure to assert plain error in her opening brief does not preclude us from considering her plain error argument, we find that no plain error occurred as a result of the circuit court‘s limiting instruction.
We agree with defendant that Scott‘s identification could be admitted as substantive evidence under
As our discussion of defendant‘s sufficiency of the evidence argument demonstrates, the evidence in this case was not closely balanced. Defendant has also failed to establish that the asserted error amounts to plain error under the second prong of the plain error analysis. Under this prong, relief under the plain error rule is proper only if “the error is of such magnitude that there is a substantial risk that the accused was denied a fair and impartial trial, and remedying the error is necessary to preserve the integrity of the judicial process.” People v. Nielson, 187 Ill. 2d 271, 297 (1999). There was overwhelming evidence that defendant was accountable for Caffey‘s and Ward‘s acts in killing Debra and Samantha. Substantive admission of Scott‘s identification of Wilson
III. Sentencing
We now turn to defendant‘s assertions of error at the sentencing proceedings. At the first stage of the sentencing hearing, the jury returned eight separate eligibility verdicts. In connection with Debra‘s murder, defendant was found eligible for the death penalty under the multiple-murder aggravating factor (
Defendant challenges the validity of each of these eligibility verdicts. In addition, she asserts that she is entitled to a new second stage sentencing hearing
A. Validity of Statutory Aggravating Factors
Defendant argues that all eight of the eligibility verdicts must be reversed for the following reasons: (1) the verdict forms relating to her eligibility under sections 9-1(b)(3) and 9-1(b)(6) were defective because they omitted the mental state elements of these statutory aggravating factors; (2) the nonpattern instructions the jury received under sections 9-1(b)(3), 9-1(b)(7), and 9-1(b)(8) did not require the jury to find the elements of the statutory aggravating factors but instead permitted the jury to base eligibility on a finding that “defendant was a major participant acting with a reckless indifference for human life while committing an Aggravated Kidnaping“; (3) there was insufficient evidence that defendant personally inflicted any injuries to Debra and therefore insufficient evidence to support her eligibility under section 9-1(b)(6); (4) there was insufficient evidence to establish defendant‘s guilt for Debra‘s and Samantha‘s murders; (5) section 9-1(b)(7) is unconstitutional as applied to defendant because her eligibility under this factor could have been based on her accountability for Ward‘s and Caffey‘s actions in killing Joshua and Samantha; and (6) section 9-1(b)(7) is unconstitutionally vague on its face.
1. Eligibility Based on Section 9-1(b)(6) for Joshua‘s Murder
We hold that defendant‘s eligibility mаy be upheld based on the felony-murder statutory aggravating factor predicated on Joshua‘s murder. ” ‘[W]here a defendant is found eligible based upon two or more statutory aggravating factors, the fact that one of those factors may
The only challenge defendant makes to the finding of eligibility based on defendant‘s murder of Joshua during an aggravated kidnapping is that the verdict form was defective under this court‘s decision in People v. Mack, 167 Ill. 2d 525 (1995), because it omitted certain elements required for eligibility under
The felony-murder eligibility verdict form premised on Joshua‘s murder provided:
“We, the jury, unanimously find beyond a reasonable doubt that the defendant Jacqueline Annette Williams is
eligible for a death sentence under the law. We unanimously find beyond a reasonable doubt that: the defendant was 18 years old or older at the time of the murder of Joshua Evans for which she was convicted in this case; and the following statutory aggravating factor exists: that Joshua Evans was killed in the course of an Aggravated Kidnapping as set forth in paragraph [2] of the second proposition сoncerning the First Degree Murder of Joshua Evans.”
According to defendant, this verdict form was defective because it omitted the statutory requirements that the defendant actually kill or inflict injuries to the murdered individual and did not require a finding that defendant intended to kill or knew her acts created a strong probability of death or great bodily harm. Defendant contends that there was no “actual verdict” for eligibility under
The State responds that defendant cannot raise this issue on appeal because she failed to object to the verdict form, failed to tender an alternative verdict form, and failed to include the issue in her post-trial motion. Alternatively, the State argues that the verdict form was not defective.
We find that defendant has waived this issue for review for the reasons advanced by the State. See People v. Redd, 173 Ill. 2d 1, 41 (1996); Enoch, 122 Ill. 2d at 186. Defendant asserts, however, that the defective verdict form constituted plain error under
In People v. Mack, 167 Ill. 2d 525 (1995), this court reversed the jury‘s finding of eligibility because of a defective verdict form. As in the instant case, the defendant‘s eligibility in Mack was based on
In evaluating the effect of this omission, the Mack court noted that “[t]he test of the sufficiency of a verdict is whether the jury‘s intention can be ascertained with reasonable certainty from the language used.” Mack, 167 Ill. 2d at 537. In addition, “all parts of the record will be searched and interpreted together in determining the meaning of a verdict.” Mack, 167 Ill. 2d at 537. The Mack court rejected, however, the State‘s argument that the presence of the mental state requirement in the jury instructions cured аny error resulting from the absence of this element from the verdict form. The Mack court stated that it could not “lightly discount” the possibility that the jury was confused as a result of the discrepancy between the jury instructions and the verdict form. Mack, 167 Ill. 2d at 535. In addition, to conclude that the jury found the existence of the mental state under
We disagree with defendant‘s argument that the verdict form relating to her eligibility for the death penalty under
In McNeal, this court rejected a defendant‘s Mack challenge to the six jury verdicts finding him guilty of first degree murder. The defendant had been charged under three different theories of first degree murder for the murder of two victims. The verdict forms described the different theories in parentheticals. For example, one form stated, ” ‘We, the jury, find the defendant, Aldwin McNeal, Guilty of the offense of first degree murder (was committing the offense of robbery) of Corey Gerlach.’ ” McNeal, 175 Ill. 2d at 359. Another stated, ” ‘We, the jury, find the defendant, Aldwin McNeal, Guilty of the offense of first degree murder (intended to kill) of Perry Austin.’ ” McNeal, 175 Ill. 2d at 360. The defendant in McNeal argued that these verdict forms were invalid under Mack because they failed to require a finding that the defendant performed the acts that caused the victims’ deaths or a finding that the defendant possessed the mental state when he performed these acts. McNeal, 175 Ill. 2d at 360.
This court found no Mack violation. It observed that the jury had been properly instructed as to the elements of the different theories of first degree murder. In addition, unlike Mack, there was no discrepancy between the jury instructions and the verdict forms. The parenthetical material referred to theories of first degree murder under which defendant was charged and conformed with the description of these theories in the instructions. McNeal, 175 Ill. 2d at 362. Based on this reasoning, the
As in McNeal, the verdict form and the record in this case permit us to conclude with reasonable certainty that the jury found the existence of the elements required for eligibility under
“Before the defendant may be found eligible for a death sentence under the law for the first degree murder of Joshua Evans, the State must prove the following propositions:
First Proposition: That the defendant was 18 years old or older at the time of the commission of the murder of Joshua Evans of which she was found guilty at the trial of this case; and
Second Proposition: That one or more of the following statutory aggravating factors exist
* * *
[2] Joshua Evans was killed in the course of Aggravated Kidnapping and Joshua Evans received physical injuries personally inflicted by the defendant substantially contemporaneously with physical injuries caused by one or more persons for whose conduct the defendant was legally responsible and the physical injuries inflicted by either the defendant or other persons for whose conduct she is legally responsible caused the death of Joshua Evans; and in performing the acts which resulted in physical injuries personally inflicted by the defendant on Joshua Evans substantially contemporaneously with physical injuries caused by one or more persons for whose conduct the defendant was legally responsible, the defendant acted with
the intent to kill Joshua Evans or with the knowledge that her acts created a strong probability of death to Joshua Evans.”
By referring to “paragraph [2] of the second proposition concerning the First Degree Murder of Joshua Evans,” the felony-murder eligibility verdict forms in defendant‘s case incorporated the necessary elements under
As a result, unlike Mack, a conclusion in defendant‘s case that the jury found the necessary elements under
As a consequence of this holding, we need not decide the merits of defendant‘s challenge to the eligibility verdict under
2. Consideration of Invalid Statutory Aggravating Factors at the Second Stage Sentencing Hearing
Defendant, however, argues that, under People v. Brownell, 79 Ill. 2d 508 (1980), and People v. Pasch, 152 Ill. 2d 133 (1992), the jury‘s consideration of invalid aggravating factors at the second stage of sentencing requires that her death sentence be vacated. In Brownell, this court held that the defendant was entitled to a new second stage sentencing hearing because the jury had considered an invalid aggravating factor at that stage. The defendant was convicted of the murder, rape, and aggravated kidnapping of Louise Betts. The circuit court found defendant eligible for the death penalty under the felony-murder and murder of a witness statutory aggravating factors. The circuit court had determined that, because Betts was a witness to defendant‘s crimes, her murder satisfied the requirements of the murder of a witness statutory aggravating factor. This court reversed the circuit court‘s eligibility finding, holding that the legislature intended the murder of a witness eligibility factor to apply only when the murder victim is a witness in a separate offense. Brownell, 79 Ill. 2d at 525-26. Although the Brownell court upheld the circuit court‘s eligibility finding based on the felony-murder factor, it concluded that a new second stage sentencing hearing was required because the circuit court had weighed an aggravating factor that the Brownell court “concluded figured erroneously in the court‘s sentencing decision.” Brownell, 79 Ill. 2d at 536.
In cases decided after Brownell, this court has held that the jury‘s consideration of invalid statutory aggravating factors at the second stage of a capital sentencing hearing is subject to a harmless error analysis. See, e.g., People v. Cole, 172 Ill. 2d 85, 103 (1996); People v. Bounds, 171 Ill. 2d 1, 69 (1995); see also Shaw, 186 Ill. 2d at 345 (applying a harmless error analysis to the jury‘s consideration of evidence of a nonstatutory aggravating factor). For example, in Pasch, this court held that the felony-murder statutory aggravating factor was invalid because the evidence at trial did not support the predi-
The Pasch court rejected, however, defendant‘s claim that the jury‘s consideration of this invalid factor at the second stage of sentencing required resentencing under Brownell. The Pasch court explained that, whereas in Brownell the sentencer had weighed a factor that was “not warranted by the evidence,” in the case before it, the jury “did not rely on anything it should not have during the second phase of the hearing.” Pasch, 152 Ill. 2d at 190. According to the Pasch court:
“Once it had been determined that defendant was eligible for the death penalty, by virtue of his actions falling within one of the 10 aggravating factors detailed under
section 9-1(b) of the Criminal Code of 1961 [citation], the jury could consider any aggravating factors. It was not limited to those set forth in subsection (b) in determining whether to impose the death penalty. [Citation.] As a result, even though the jury should not have considered defendant‘s restraint of [the victim] in terms of its being a felony, it was entirely proper to have considered defendant‘s identical conduct as an aggravating factor in determining whether to impose the death penalty.Therefore, the absence of a conviction for aggravated kidnapping should not have affected the jury‘s decision here, since the jury would have been able to consider the same aggravating and mitigating factors that the defendant claims it actually did consider.” (Emphasis in original.) Pasch, 152 Ill. 2d at 190.
In the case before us, we have held that defendant was properly found eligible for the death penalty on the basis that she murdered Joshua during an aggravated kidnapping. Even assuming, arguendo, the invalidity of the remaining statutory аggravating factors, we find that the jury‘s consideration of these factors at the second stage of sentencing does not require resentencing. See Williams, 181 Ill. 2d at 321 (assuming the invalidity of a statutory aggravating factor, finding that the jury‘s consideration of this factor did not require resentencing); Page, 156 Ill. 2d at 269 (same); Coleman, 129 Ill. 2d at 345-46 (same).
At the second stage of sentencing, the jury was instructed that it could consider, as aggravation, the factors it had found at eligibility. The State also briefly argued that aggravating factors the jury could weigh included those that the jury had found at eligibility. As in Pasch, however, even if the jury should not have weighed the challenged statutory aggravating factors, it could have properly considered the conduct underlying these allegedly invalid factors. An examination of this underlying conduct, as well as the other evidence presented at the aggravation-mitigation stage, supports the conclusion that the jury‘s consideration of the challenged factors, even if improper, was harmless beyond a reasonable doubt.
Aggravating evidence at the second stage hearing included evidence that defendant had planned to take
Other evidence presented at the aggravation-mitigation stage showed that such violent conduct by defendant was not an isolated incident. She had previously stabbed Caffey, puncturing a lung, and an object fashioned into a shank was found in her jail cell as she awaited trial in this case. Defendant had a criminal history, including possession of stolen property and forgery, and was on probation at the time of the murders in this case.
The evidence in mitigation was that defendant had dropped out of school when she became pregnant in her sophomore year of high school, she was a good mother, she had a below-average IQ, her boyfriends had physically abused her, and she was psychologically vulnerable to predatory males and more susceptible to coercion than the average person. The defense also presented evidence that Ward wanted the baby Debra was carrying, and
This mitigating evidence did little to explain or excuse defendant‘s involvement in the horrific crimes against the Evans family. She was accountable for Ward‘s conduct and, although she may have been abused in the past and was susceptible to coercion, there was no evidence that coercion or physical threats caused her acts on November 16. To the contrary, the evidence indicates that defendant was motivated by her own desire for a baby and acted apart from and contrary to Caffey‘s instructions at times.
In light of the overwhelming aggravating evidence supporting the imposition of the death penalty, we find that any error resulting from the jury‘s consideration of allegedly invalid statutory aggravating factors was harmless beyond a reasonable doubt.
B. Holiday Basket Application
Defendant also contends that she is entitled to a new second-stage sentencing hearing because the circuit court erred in admitting evidence of the holiday basket application form from her general assistance file. In a pretrial motion in limine, defendant requested that evidence of the form be excluded because it was disclosed in violation of
We will not order a new sentencing hearing based on the admission of this form. Admission of the holiday basket application was сumulative in light of other evidence that defendant wanted Debra Evans’ baby and planned to pretend that Elijah was her son. Any error in the admission of the holiday basket application was, therefore, harmless. See Jackson, 182 Ill. 2d at 74-75. Even assuming that the admission of this evidence was
C. Defense Counsel‘s Failure to Request a Compulsion Instruction
Defendant further argues that she was denied the effective assistance of counsel at the second stage of her capital sentencing hearing by her attorneys’ failure to have the jury instructed that compulsion is a statutory mitigating factor. The Illinois death penalty statute includes compulsion among the statutory mitigating factors a jury may consider:
“The court shall consider, or shall instruct the jury to consider any aggravating and any mitigating factors which are relevant to the imposition of the death penalty. Aggravating factors may include but need not be limited to those factors set forth in subsection (b). Mitigating factors may include but need not be limited to the following:
* * *
(4) the defendant acted under the compulsion of threat or menace of the imminent infliction of death or great bodily harm.”
720 ILCS 5/9-1(c) (West 1994) .
Although some statutory mitigating factors were included in the jury instructions, compulsion was not one of them. The jury did receive a general instruction that “[w]here there is evidence of a mitigating factor, the fact that such mitigating factor is not a factor specifically listed in these instructions does not preclude your consideration of the evidence.” Defendant contends, however, that a specific instruction regarding compulsion was necessary. According to defendant, such an instruction was warranted by evidence that her boyfriends, including Caffey, had abused her, and evidence that defendant had a dependent personality and attached herself to predatory males who could make her do things she would not normally do on her own.
Under Strickland v. Washington, 466 U.S. 668, 80 L. Ed. 2d 674, 104 S. Ct. 2052 (1984), to establish a claim of
We find that defendant in this case has failed to overcome the presumption that her attorneys’ performance was adequate. A defendant is entitled to have the jury receive instructions on the law that applies to her theory of the case, provided there is evidence in the record to support that theory. People v. Gilliam, 172 Ill. 2d 484, 519 (1996). The evidence in this case did not support an instruction on the statutory mitigating factor of compulsion. Although there was evidence that defendant was psychologically vulnerable to predatory males who could cause her to do things she would not normally do by threatening her, there was no evidence that Caffey or anyone else threatened defendant or that her actions were the result of threats. To the contrary, there was evidence that, against Caffey‘s wishes, defendant brought Joshua to the Schaumburg townhouse. Also, whereas there was evidence that Caffey had beaten defendant in 1994, there was no evidence that he had threatened her with any “imminent” “death or great bodily harm,” as required by the compulsion statutory mitigating factor.
Given that the evidence did not support an instruction on the statutory mitigating factor of compulsion, de-
IV. Constitutionality of the Death Penalty
Defendant makes several additional constitutional challenges to the Illinois death penalty statute. This court has, however, previously rejected the arguments that the death penalty statute is unconstitutional because (1) it places a burden of proof on defendants that precludes meaningful consideration of mitigation (see, e.g., Kliner, 185 Ill. 2d at 177-78; People v. Johnson, 182 Ill. 2d 96, 112 (1998); People v. Simpson, 172 Ill. 2d 117, 152 (1996)); and (2) it allows the jury to weigh the vague aggravating factor “any other reason” a defendant should be sentenced to death (see, e.g., Johnson, 182 Ill. 2d at 112-13; People v. Mulero, 176 Ill. 2d 444, 481 (1997); People v. Hope, 168 Ill. 2d 1, 48 (1995)). In other cases, this court has also found no merit to the arguments that the death penalty statute is unconstitutional beсause (1) prosecutors have discretion to decide to seek the death penalty (see, e.g., People v. Fair, 159 Ill. 2d 51, 96 (1994)); (2) the prosecution need not give a defendant pretrial notice of its intent to seek the death penalty (People v. Harris, 182 Ill. 2d 114, 161 (1998)); (3) there is limited comparative proportionality review of death sentences (see, e.g., People v. Cloutier, 178 Ill. 2d 141, 173-74 (1997); People v. Harris, 164 Ill. 2d 322, 351 (1994)); (4) there is no requirement that the sentencing body make written findings (see, e.g., Cloutier, 178 Ill. 2d at 173-74); (5) the sentencing body may consider nonstatutory aggravating factors (see, e.g., Buss, 187 Ill. 2d at 248; Johnson, 182 Ill. 2d at 112-13); (6) there is no requirement for pretrial notice to defendants of evidence of aggravating circumstances (see People v. Mahaffey, 166 Ill. 2d 1, 33 (1995));
CONCLUSION
For the foregoing reasons, the judgment of the circuit court is affirmed. We direct the clerk of this court to enter an order setting Wednesday, January 17, 2001, as the date on which the sentence of death, entered by the circuit court of Du Page County, shall be carried out. Defendant shall be executed in the manner provided by law.
Affirmed.
CHIEF JUSTICE HARRISON, concurring in part and dissenting in part:
I agree that Williams’ convictions should not be disturbed. In my view, however, her sentence of death
