THE PEOPLE OF THE STATE OF ILLINOIS, Appellee, v. DAVID WILK, Appellant. — THE PEOPLE OF THE STATE OF ILLINOIS, Appellee, v. HEIDI ERICKSON, Appellant. — THE PEOPLE OF THE STATE OF ILLINOIS, Appellee, v. DANNY G. BROWN, Appellant. — THE PEOPLE OF THE STATE OF ILLINOIS, Appellee, v. EDDIE WRIGHT, Appellant.
Nos. 64738, 64739, 64742, 64744 cons.
Supreme Court of Illinois
Opinion filed June 20, 1988.
Modified on denial of rehearing October 20, 1988.
124 Ill. 2d 93
Neil F. Hartigan, Attorney General, of Springfield (Roma Jones Stewart, Solicitor General, and Terence M.
G. Joseph Weller, Deputy Defender, and Kathleen J. Hamill and Kerry Evan Saltzman, Assistant Defenders, of the Office of the State Appellate Defender, of Elgin, for appellant.
Neil F. Hartigan, Attorney General, of Springfield (Roma Jones Stewart, Solicitor General, and Terence M. Madsen and Michele I. Lavin, Assistant Attorneys General, of Chicago, of counsel), for the People.
G. Joseph Weller, Deputy Defender, and Kathleen J. Hamill and Kerry Evan Saltzman, Assistant Defenders, of the Office of the State Appellate Defender, of Elgin, for appellant.
Neil F. Hartigan, Attorney General, of Springfield (Roma Jones Stewart, Solicitor General, and Terence M. Madsen and Michele I. Lavin, Assistant Attorneys General, of Chicago, of counsel), for the People.
G. Joseph Weller, Deputy Defender, and Kerry Evan
Neil F. Hartigan, Attorney General, of Springfield (Roma Jones Stewart, Solicitor General, and Terence M. Madsen and Michele I. Lavin, Assistant Attorneys General, of Chicago, of counsel), for the People.
JUSTICE RYAN delivered the opinion of the court:
The defendants, David Wilk, Heidi Erickson, Danny Brown and Eddie Wright, pleaded guilty, and were convicted and sentenced on separate and unrelated charges. Their cases were consolidated for the purpose of this appeal because they raise similar questions of law related to
“(d) Appeal by Defendant From a Judgment Entered Upon a Plea of Guilty. No appeal from a judgment entered upon a plea of guilty shall be taken unless the defendant, within 30 days of the date on which sentence is imposed, files in the trial court a motion to withdraw his plea of guilty and vacate the judgment. The motion shall be in writing and shall state the grounds therefor.” (107 Ill. 2d R. 604(d).)
Each defendant has raised the issue that the appellate court erred in dismissing his appeal. Although these defendants individually raise issues peculiar to the facts of their own cases, they all claim that their attorneys’ failure to comply with
In No. 64738, defendant David Wilk, represented by an assistant public defender, pleaded guilty to residential burglary. He was sentenced to eight years’ imprisonment on March 14, 1986. At sentencing, the court admonished the defendant in accordance with
In No. 64744, defendant Eddie Wright pleaded guilty to retail theft. On April 18, 1986, he was sentenced to five years’ imprisonment. He and his attorney were ad-
In No. 64742, the defendant Danny Brown, represented by an assistant public defender, pleaded guilty to aggravated battery of a three-year-old child. On May 7, 1986, he was sentenced to seven years’ imprisonment and in the presence of counsel was admonished according to
In No. 64739, the defendant, Heidi Erickson, pleaded guilty to criminal trespass to land and disorderly conduct. Neither the plea proceedings nor the sentencing hearing was reported, so it is impossible to determine what admonishments defendant received. The defendant was represented by a public defender, who filed a motion to reconsider or modify defendant‘s two consecutive 30-day sentences. The motion alleged defendant‘s acts were part of a single course of conduct, making consecutive sentences improper and excessive. No
Although each case here is different on its facts, the central issue that each raises is what should be the effect of counsel‘s failure to comply with
At the risk of stating the obvious, it should be pointed out that the rules adopted by this court concerning criminal defendants and guilty pleas are in fact rules of procedure and not suggestions. It is incumbent upon counsel and courts alike to follow them. Rules
In short,
“It is mandatory for the protection of the accused, as well as society, that courts of original and appellate jurisdiction confine themselves to their respective spheres.
Matters which require fact finding based on oral and written evidence dehors the record are primarily within the realm of the circuit court. Appeals from a judgment of that court are the function of reviewing courts, which operate on the record of the lower court.”
We agree that an attorney who stands with his client in a criminal proceeding, hears the admonishments of the court required by
The appropriate remedy for these defendants lies in our Post-Conviction Hearing Act (
This court has recently held that a defendant, in filing a pro se petition for post-conviction relief under the Act, does not have to construct legal arguments or cite legal authority. Once the petitioner has shown that the petition is not frivolous, counsel will be appointed. (People v. Porter (1988), 122 Ill. 2d 64.) Under the circumstances such as those involved in these cases in a post-conviction petition, the defendant pro se needs only to
The first prong, whether the attorney‘s performance fell below an objective standard of reasonableness under prevailing professional norms, will require a minimal factual basis. The questions will be: Did the defendant communicate a desire to appeal? Was counsel appointed? Did counsel fail to follow
We will state again that our rules of procedure have purpose and are to be adhered to by courts and counsel. If litigation is to have some finality, acts must be accomplished within the time prescribed by law. (People v. Frey (1977), 67 Ill. 2d 77, 86.) Defendants cannot pursue appellate review when there is substantial noncompliance
We noted above that in the Wilk case it cannot be ascertained from the record whether the motion to withdraw the plea of guilty or the request for an extension of time to withdraw the plea were timely filed. Whether these documents were timely filed has a direct bearing on the nature of the representation counsel gave to the defendant and must be considered in the post-conviction proceeding, where, hopefully, the date that these documents were filed can be established.
The inability to determine whether the above documents were timely filed is due to the fact that many of these documents in the common law record are simply stamped “processed,” with the date and “circuit clerk micro data.” The date the document was “processed” does not establish that the document was “filed” on that date, because the documents which have both “processed” and “filed” stamped on them show that these two dates do not correspond. It appears that most, if not all, the documents filed in the Wilk case through the judgment and mittimus order were stamped with both “filed” and “processed.” However, the documents filed after the judgment and mittimus order are only stamped “processed,” along with the date, until the order appointing the public defender to represent Wilk and the motion to withdraw, which was stamped “filed 1986 June 19” and also stamped “processed June 20, 1986.” We recite these facts to call the attention of the clerks of the circuit courts in this State that it is essential that the documents in the record reflect the filing date so that the record will reflect whether they had been timely filed.
Turning to the cases of Brown and Erickson, we note that the defendants did not challenge their guilty pleas, but instead appealed the trial court‘s denial of their mo-
For the reasons set out herein, the judgments of the appellate court as to defendants Wilk and Wright are affirmed; as to defendants Brown and Erickson, the judgments are reversed and remanded to the appellate court. To the extent that Stacey is inconsistent with this opinion, the holding in that case is disavowed.
No. 64738 — Affirmed.
No. 64739 — Reversed and remanded.
No. 64742 — Reversed and remanded.
No. 64744 — Affirmed.
JUSTICE CLARK, concurring in part and dissenting in part:
While I agree with the major thrust of the majority opinion, particularly with its crucial decision to regard compliance with
I would agree that compliance with
Defendants’ claims rest upon the sixth amendment right to counsel contained in the United States Constitution, as applied to the States through the due process clause of the fourteenth amendment. (
The United States Supreme Court has now held that a defendant is also entitled to the effective assistance of counsel upon direct appeals which are allowed as a matter of right. (Evitts v. Lucey (1985), 469 U.S. 387, 396-97, 83 L. Ed. 2d 821, 830-31, 105 S. Ct. 830, 836-37.) In Evitts, the defendant‘s retained attorney filed a timely notice of appeal on defendant‘s behalf, but failed to submit a “statement of appeal” when he filed the record and defendant‘s brief, as required by a nonjurisdictional State court rule of appellate procedure. An intermediate State appellate court dismissed the appeal on the motion of the prosecution. After the defendant exhausted State remedies, a Federal district court held that counsel‘s failure to follow the State court appellate procedure consti-
On appeal, the prosecution did not challenge the district court‘s finding that the defendant had received ineffective assistance, but instead claimed that ineffective assistance did not require the State court to reinstate his appeal. Thus, the Supreme Court was not required to “decide the content of appropriate standards for judging claims of ineffective assistance of appellate counsel.” (469 U.S. at 393, 83 L. Ed. 2d at 827, 105 S. Ct. at 833.) The majority‘s assumption that Strickland applies is not, therefore, necessarily correct.
The two different standards which might be applied are the standard used for judging claims of general ineffective trial assistance or the different standard used for judging claims that counsel was either totally absent from the proceedings, forcibly prevented from assisting the accused, or suffering from an actual conflict of interest. For general claims of ineffective assistance, the defendant must prove that counsel‘s performance fell below a standard of reasonable professional competence, as well as a reasonable probability that, but for counsel‘s unprofessional errors, the result of the proceeding would have been different. (Strickland v. Washington, 466 U.S. at 688, 80 L. Ed. 2d at 693, 104 S. Ct. at 2064.) In other words, the defendant must show that he suffered actual prejudice. For claims of total absence, forcible prevention, or actual conflict, on the other hand, prejudice is presumed. See, e.g., Geders v. United States (1976), 425 U.S. 80, 47 L. Ed. 2d 592, 96 S. Ct. 1330 (bar on attorney-client consultation during overnight recess); Herring v. New York (1975), 422 U.S. 853, 45 L. Ed. 2d 593, 95 S. Ct. 2550 (bar on summation at bench trial); Cuyler v. Sullivan (1980), 446 U.S. 333, 64 L. Ed. 2d 333, 100 S. Ct. 1708 (actual conflict of interest).
I believe that it is the second standard which is the more appropriate in the case of a simple procedural default which results in the dismissal of the defendant‘s appeal. An attorney who fails to obey a simple procedural rule is effectively “absent” from the appeal, notwithstanding the fact that he may be otherwise diligent in preparing it. Failure to follow such a rule means, as in the case of a bar upon summation, that an attorney cannot effectively prosecute the appeal at all, since no matter what he says, the court will not, need not, and, in this case, cannot, listen.
Moreover, the reasons for the Strickland “actual prejudice” rule are not applicable here. In general, it is quite true, particularly at trial, that “[a]ttorney errors come in an infinite variety and are as likely to be utterly harmless in a particular case as they are to be prejudicial. *** Nor can they be defined with sufficient precision to inform defense attorneys correctly just what conduct to avoid. Representation is an art, and an act or omission that is unprofessional in one case may be sound or even brilliant in another.” (Strickland, 466 U.S. at 694, 80 L. Ed. 2d at 697, 104 S. Ct. at 2067.) The types of errors involved here and in Evitts, however, do not come in an infinite variety. The number of procedural defaults which will result in a complete dismissal of a criminal appeal are limited. They can be easily defined with sufficient precision to inform defense attorneys what to avoid, and they are so defined in our rules. This particular phase of representation is no “art,” but simply a matter of common sense. Nor can it be said that the omission of something as simple as a notice of appeal could ever be characterized as “brilliant.”
I am not alone in this view. (See, e.g., Jenkins v. Coombe (2d Cir. 1987), 821 F.2d 158 (merely nominal rep-
JUSTICE STAMOS joins in this partial concurrence and partial dissent.
