THE PEOPLE, Plаintiff and Respondent, v. JENNIFER WHEELER, Defendant and Appellant.
No. S021961
Supreme Court of California
Dec. 17, 1992
February 11, 1993
4 Cal. 4th 284 | 14 Cal. Rptr. 2d 418 | 841 P.2d 938
COUNSEL
Quin Denvir, under appointment by the Supreme Court, and Judith Rochlin, under appointment by the Court of Appeal, for Defendant and Appellant.
Kenneth I. Clayman, Public Defender (Ventura) and Neil B. Quinn, Deputy Public Defender, as Amici Curiae on behalf of Defendant and Appellant.
John K. Van de Kamp and Daniel E. Lungren, Attorneys General, Richard B. Iglehart and George Williamson, Chief Assistant Attorneys General, Edward T. Fogel, Jr., Assistant Attorney General, Carol Wendelin Pollack, Acting Assistant Attorney General, Richard B. Cullather, Donald E. de Nicola and Joan Comparet, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
BAXTER, J.—After a jury trial, defendant was convicted of sale of cocaine. (
We conclude that although
In this case, however, defendant failed to protest on hearsay grounds when the prosecution sought to impeach a defense witness with her admission that she had suffered a misdemeanor conviction for grand theft. Defendant therefore waived her hearsay objection, and the trial court‘s decision to admit the theft conviction for impeachment was otherwise within its discretion. We therefore affirm the judgment of the Court of Appeal.
FACTS
On the morning of November 15, 1989, Los Angeles Police Officer Anthony Lopez was working undercover in a San Fernando Valley neighborhood notorious for drug activity. Around 7 a.m., Lopez stopped his car near defendant Jennifer Wheeler, who was standing in front of an apartment building at 9000 Orion Street. According to Lopez, defendant approached and asked what he wanted. Lopez replied “a 20,” meaning $20 worth of rоck cocaine. Defendant summoned Pauline Burton, repeated Lopez‘s order, and continued to talk with Lopez while Burton entered the building. Burton then returned and handed Lopez a piece of rock cocaine. Lopez paid Burton with a premarked $20 bill and signalled backup officers. Both women were arrested.
Burton testified for the defense. She admitted selling the cocaine and acknowledged that defendant was present, but she denied any participation by defendant in the sale. Burton said she noticed defendant talking to Lopez, walked over to ask Lopez what he wanted, and received the order for “a 20” directly from Lopez. Burton denied later telling a probation officer that defendant had conveyed Lopez‘s order.
Burton admitted a felony conviction for this sale, as well as another felony drug sale conviction earlier in 1989. In a bench conference, the prosecution
Defendant testified in her own behalf. She stated she was moving out of 9000 Orion and had arrived on the morning of November 15 to pick up her things. Having found the front gate locked, she was waiting outside for a tenant to leave when Lopez stopped and made eye contact. She believed he had mistaken her for a prostitute and approached to ask what he wanted. After exchanging brief pleasantries with Lopez, she began to walk northward on Orion. As she did so, she noticed Burton approach Lopez‘s car but paid no further attention.
In rebuttal, the People called Probation Officer Kittrell. Kittrell testified that during a postarrest interview, Burton told her defendant had “informed [Burton] that a guy wanted to buy cocaine.”
Defendant appealed her conviction for sale of cocaine. As in the trial court, defendant argued that Burton‘s grand theft conviction was inadmissible to impeach her. Defendant urged that Proposition 8 had not abrogated the statutory prohibition on use of misdemeanor convictions for impeachment. In any event, defendant claimed, the trial court erred by failing to recognize a limitation to convictions involving “moral turpitude,” and by failing to weigh probative value against prejudicial effect.
The Court of Appeal affirmed. It reasoned as follows: Statutes which limit impeaching “conduct” evidence to felony convictions were repealed pro tanto by Proposition 8‘s command that all relevant evidence be admitted in criminal trials. Misdemeanor convictions are relevant for impeachment to the same extent as felony convictions and may therefore be admitted for that purpose if they reflect “moral turpitude” or a “readiness to do evil.” Grand theft reflects dishonesty and is a crime involving moral turpitude. Moreover, the trial court considered the value of the proffered conviction and properly concluded that its probative force outweighed its potential for unfair prejudice.
DISCUSSION
1. Proposition 8.
The common law has long imposed limits on the admission of evidence to discredit a witness. A witness‘s past misdeeds may logically suggest an untrustworthy character, but jurisdictions have restricted such evidence, even if relevant to honesty, on policy grounds. The сoncern has been that without such limitations, trials would flounder on collateral issues, witnesses would be deterred by unfair surprise or fear of public humiliation, and testifying criminal defendants would incur the danger of conviction for past, not present, misconduct. (See, e.g., 1 McCormick, Evidence (4th ed. 1992) §§ 40-41, pp. 137-142; 3A Wigmore, Evidence (Chadbourn ed. 1970) § 979, pp. 826-827; see also People v. Castro (1985) 38 Cal.3d 301, 316-317 [211 Cal.Rptr. 719, 696 P.2d 111].)
The Legislature codified this state‘s traditional resolution of the competing policy concerns.
Before 1982, it was clear that
In June 1982, the voters adopted Proposition 8, an initiative measure designed to make significant substantive and procedural changes in California criminal law. Among Proposition 8‘s provisions was
We and the Courts of Appeal have consistently held that in criminal proceedings,
Harris and Mickle, both supra, employed this reasoning to conclude that statutory prohibitions on impeachment with conduct evidence other than
The reasoning of Harris and Mickle clearly governs the use of misdemeanor misconduct for impeachment. By its plain terms,
Defendant contends, however, that
Defendant reasons as follows:
Indeed, defendant points out, both the ballot materials for
We disagree. The principle that a specific statute prevails over a general one applies only when the two sections cannot be reconciled. (
In criminal proceedings,
As we have seen, felony convictions were the only conduct evidence admissible for impeachment before 1982 (
Thus,
Defendant‘s resort to the commonly used title for
The actual language of
Defendant invokes the maxim that the implied repeal of long-standing statutory doctrine is particularly disfavored. (See, e.g., People v. Siko (1988) 45 Cal.3d 820, 824 [248 Cal.Rptr. 110, 755 P.2d 294].) However, as we have seen,
Justices Mosk and Arabian urge that elimination of the bright-line felony-conviction rule is unwise because it will deter both defense and prosecution witnesses and will encourage protracted litigation of collateral impeachment issues. However, we must accept the plain meaning of
In any event, the dissenters’ fears appear exaggerated. As we discuss below,
2. Standard of admissibility.
California‘s standard of relevance is set forth in
Not all past misconduct has a “tendency in reason to prove or disprove” a witness‘s honesty and veracity. However, as we explained in Castro, supra, “it is undeniable that a witness’ moral depravity of any kind has ‘some tendency in reason’ [citation] to shake one‘s confidence in his honesty. . . . [] There is . . . some basis . . . for inferring that a person who has committed a crime which involves moral turpitude [even if dishonesty is not a necessary element] . . . is more likely to be dishonest thаn a witness about whom no such thing is known. Certainly the inference is not so irrational that it is beyond the power of the people to decree that in a proper case the jury must be permitted to draw it. . . .” (38 Cal.3d at p. 315, fn. omitted.)
The voters have expressly removed most statutory restrictions on the admission of relevant credibility evidence in criminal cases, including the rule that felony convictions are the only form of conduct evidence admissible for impeachment. Hence, they have decreed at the least that in proper cases, nonfelony conduct involving moral turpitude should be admissible to impeach a criminal witness.
As previously noted,
We disagree. Misconduct involving moral turpitude may suggest a willingness to lie (see People v. Castro, supra, 38 Cal.3d 301, 314-315; People v. White (1904) 142 Cal. 292, 294 [75 P. 828]; People v. Carolan (1886) 71
Of course, the admissibility of any past misconduct for impeachment is limited at the outset by the relevance requirement of moral turpitude.6 Beyond this, the latitude
When exercising its discretion under
The trial court in this case consciously exercised its discretion under
The trial court also ruled that Burton‘s acknowledgment of drug dealing did not render the theft offense cumulative on the issue of her credibility. Again, we concur. If anything, the theft was more directly pertinent to Burton‘s vеracity than the evidence that she trafficked in drugs. Thus, the trial court could properly conclude that the jury should consider the theft on the issue of Burton‘s credibility.9
3. Hearsay.
For the first time in this court, defendant argues that even if Burton‘s theft offense was “relevant” for impeachment under Proposition 8, a misdemeanor conviction itself is inadmissible hearsay when offered as evidence that a witness committed misconduct bearing on credibility. We agree.
In general, a statement offered for its truth, and made other than by a witness testifying at the hearing, is inadmissible hearsay. (
As part of the 1965 rеcodification of evidentiary rules (Stats. 1965, ch. 299, p. 1297 et seq.), the Legislature enacted certain exceptions to the hearsay rule for felony convictions. For example, it adopted
At the same time, the Legislature retained both the existing prohibition against use of prior conduct for impeachment (
No similar statutory exception exists for the use of misdemeanor convictions. Hence, California decisions preceding Proposition 8 recognized that misdemeanor convictions are inadmissible hearsay when offered to prove the underlying criminal conduct. (E.g., People v. James (1969) 274 Cal.App.2d 608, 612 [79 Cal.Rptr. 182]; Rousseau v. West Coast House Movers (1967) 256 Cal.App.2d 878, 888 [64 Cal.Rptr. 655]; cf. People v. Ferguson (1982) 129 Cal.App.3d 1014, 1024 [181 Cal.Rptr. 593].)
Nothing in Proposition 8 changes the long-established understanding that a misdemeanor conviction comes within the statutory rule of inadmissible
The People argue that a conviction offered for impeachment is not intended as evidence of misconduct; rather, they suggest, the fact of conviction alone is somehow relevant to credibility. Hence, the People reason, the hearsay rule does not make such evidence inadmissible for impeachment. They urge that the distinction between hearsay to impeach and hearsay for truth has been preserved in other instances. (E.g.,
However, the pertinent legislative history indicates that
The People urge us to create a judicial hearsay exception allowing impeachment with misdemeanor convictions.
Here, of course, evidence of witness Burton‘s misdemeanor conviction was admitted through her personal concession that she had suffered it. But even if Burton‘s testimony was competent to establish the fact of conviction, the conviction itself was inadmissible hearsay evidence of underlying criminal conduct relevant to impeachment. We therefore conclude that evidence of a misdemeanor conviction, whether documentary or testimonial, is inadmissible hearsay when offered to impeach a witness‘s credibility.14
However, defendant waived any hearsay claim by making no trial objection on that specific ground. (E.g., In re Marquez (1992) 1 Cal.4th 584, 599 [3 Cal.Rptr.2d 727, 822 P.2d 435]; People v. Anderson (1974) 43 Cal.App.3d 94, 103 [117 Cal.Rptr. 507]; People v. Bodkin (1961) 196 Cal.App.2d 412, 420 [16 Cal.Rptr. 506]; 3 Witkin, Cal. Evidence (3d ed. 1986) Introduction of Evidence at Trial, §§ 2033-2034, pp. 1994-1996.) Accordingly, admission of Burton‘s misdemeanor conviction to impeach her credibility cannot serve as grounds for reversal of the judgment against defendant.15
CONCLUSION
The judgment of the Court of Appeal is affirmed.
Lucas, C. J., Panelli, J., Kennard, J., and George, J., concurred.
MOSK, J.—I dissent.
Unless compelled, I would not embrace the conclusion that the majority have reached. To be sure, their “rule” has equal application to both the People and the criminal defendant. But it also threatens equal mischief. By exposing witnesses to impeachment with all manner of misconduct and thereby deterring them from testifying, it may not infrequently prevent the People from meeting their burden of proof beyond a reasonable doubt and/or preclude the criminal defendant from mounting a defense. As I shall explain, there is no compulsion to embrace the majority‘s conclusion. Indeed, their “rule” must be rejected.
I
Defendant was charged in the Los Angeles Superior Court with the sale of cocaine in violation of
II
A single question will prove dispositive in the case at bar. It is undisputed and indisputable that “relevant evidence” under
When, as in this matter, we set out to construe an initiative constitutional amendment, we seek to determine the intent of the voters. (Delaney v. Superior Court (1990) 50 Cal.3d 785, 798 [268 Cal.Rptr. 753, 789 P.2d 934]; see County of Fresno v. State of California (1991) 53 Cal.3d 482, 488 [280 Cal.Rptr. 92, 808 P.2d 235].) To do so, we look to the words of the provision. (Delaney v. Superior Court, supra, at p. 798; ITT World Communications, Inc. v. City and County of San Francisco (1985) 37 Cal.3d 859, 866 [210 Cal.Rptr. 226, 693 P.2d 811].) In conducting our review, we presume that the voters intended legal terms to have their legal compass. (See Oakland Paving Co. v. Hilton (1886) 69 Cal. 479, 491 [11 P. 3] [holding that when “technical words or words of art . . . are employed [in a constitutional provision], we must assume that they are used in their technical meaning“]; cf. 2A Sutherland, Statutes and Statutory Construction (5th ed. 1992 rev.) Intrinsic Aids, § 47.30, p. 262 [stating that, as a general matter, “legal terms in a statute are presumed to have been used in their legal sense“].)
As stated,
From California‘s first days, “relevant evidence” has been deemed not to include misconduct offered for impeachment if it has not been reduced to a felony conviction.
In 1872, the Legislature enacted the Code of Civil Procedure. Derived from the common law as declared by this court in early cases, section 2051 of that code provided in pertinent part that “[a] witness may [not] be impeached . . . by evidence of particular wrongful acts, except that it may be shown . . . that he had been convicted of a felony.”
The rule that misconduct is irrelevant for impeachment, absent a felony conviction, has a manifest basis. Such misconduct has insufficient, if any, bearing on credibility. In other words, it is either nonprobative in a strict sense or only marginally probative and unduly prejudicial as a matter of law. Indeed, in its Recommendation Proposing an Evidence Code, the California Law Revision Commission commеnted that only convictions of felonies that “necessarily indicate . . . dishonesty or lack of veracity” should be admissible for impeachment. (Recommendation Proposing an Evidence Code (Jan. 1965) 7 Cal. Law Revision Com. Rep. (1965) p. 142.) It explained: “Other convictions . . . have little or no tendency to prove . . . [untrustworthiness] and frequently . . . have an unduly prejudicial effect.” (Ibid.)
In 1965, the Legislature enacted the Evidence Code. (Stats. 1965, ch. 299, § 2, pp. 1297-1356.)
It might perhaps be argued that misconduct, even without a felony conviction, is not irrelevant for impeachment. Such an argument, however, would lack persuasive force. “Relevant” is defined as “having any tendency
In any event, misconduct, absent a felony conviction, is not sufficiently relevant for impeachment. It is, at best, only marginally probative and unduly prejudicial as a matter of law.
If, as the California Law Revision Commission explained, even nonfelony convictions “have little or no tendency to prove . . . [untrustworthiness] and frequently have an unduly prejudicial еffect” (Recommendation Proposing an Evidence Code, supra, 7 Cal. Law Revision Com. Rep., supra, p. 142), the same must be true, a fortiori, of simple misconduct. Thus, a witness‘s sexual peccadilloes as a youth are, at best, only marginally probative and unduly prejudicial as a matter of law. Hence, they cannot assist the trier of fact in assessing the credibility of the witness‘s testimony. But they can obviously keep the witness from testifying at all.1
In view of the foregoing, I conclude that “relevant evidence” under
In conducting their analysis, the majority generally proceed with great care. Regrettably, their first step—passing over the question of the scope of “relevant evidence” under
III
I turn to the case at bar. To my mind, the superior court erred by allowing the People to introduce Burton‘s misdemeanor conviction for purposes of impeachment. Only relevant evidence is admissible. (
Because the Court of Appeal affirmed the superior court‘s judgment on the ground that there was no error, I would vacate its judgment and remand the cause with directions to consider whether the error was reversible.
ARABIAN, J.—I dissent. Contrary to the majority, I would hold that a witness may not be impeached by evidence of specific acts of misconduct other than a prior felony conviction. Under today‘s holding, a Pyrrhic victory for the prosecution, trial courts will inevitably become mired in extraneous, time-consuming matters, and potential witnesses throughout the state will suffer inestimable injury with little, if any, resulting benefit to the truth-finding process. The holding is lamentable for it is not mandated by the text of Proposition 8, as an analysis of the interplay between
I.
Citizens who witness a crime, or otherwise possess information relevant to a criminal case, are required, once subpenaed, to testify at trial. The cooperation of potential witnesses is essential to the proper functioning of our criminal justice system. Today‘s holding that any witness may be impeached by evidence of misconduct amounting, not to a felony, but only a misdemeanor (or perhaps not even a crime at all) will have a chilling effect on witnesses who may feel aversion at the spectre of impeachment attacks in open court on often trivial, but embarrassing, details.
These problems are particularly acute in the criminal law realm, an ironic result since only in that domain does the holding apply. As many witnesses to crime reside and operate within a criminal milieu, a relatively high percentage of potential attestants may have a criminal background. Thus,
The majority intimates that trial courts should exercise their
Without a judicial impact repоrt, it is also unclear what discovery duties this ruling engenders. If, for example, the prosecution learns that a key witness cheated on his or her spouse, or stole paper clips from the office, must that information be provided the defense as possible impeaching evidence? (Cf. Izazaga v. Superior Court (1991) 54 Cal.3d 356, 378 [285 Cal.Rptr. 231, 815 P.2d 304]; People v. Morris (1988) 46 Cal.3d 1, 29-30 [249 Cal.Rptr. 119, 756 P.2d 843].) If so, what will happen to the candor between attorney and witness?
Under
Further, the majority‘s hearsay analysis makes the result particularly troublesome. It concludes that a felony conviction may be admitted for impeachment as an exception to the hearsay rule, but not а misdemeanor conviction. Proof of a conviction, of course, would be significantly less time consuming and disruptive than putting on witnesses to prove misconduct. As the majority itself recognizes, “impeachment evidence other than felony convictions entails problems of proof, unfair surprise, and moral turpitude evaluation [and, I might add, undue harassment of witnesses] which felony convictions do not present.” (Maj. opn., ante, at p. 296.) Today‘s holding not
A conviction also “reliably establishes that the witness committed corresponding criminal acts.” (Maj. opn., ante, at p. 297, fn. 7.) I suggest that a conviction is generally far more reliable evidence than witnesses testifying about minor misconduct, possibly years later. Thus, the majority also prohibits the more reliable evidence and requires instead the less reliable, but again only for less serious misconduct.
Possibly realizing the anomaly of this muddled result, the majority suggests the Legislature might correct the problem. (Maj. opn., ante, at p. 300, fn. 14.) It otherwise professes itself unable to “usurp the Legislature‘s considered judgment.” (Maj. opn., ante, at p. 300.) However, the only “considered judgment” the Legislature made was to allow impeachment by a felony conviction and nothing less (
II.
The majority claims it “must accept the plain meaning of
The caption for the text of
The majority argues that sections
The majority recognizes that when a party seeks to prove impeaching misconduct by direct evidence of the acts committed, “fairness, efficiency, and moral turpitude become more complicаted issues.” (Maj. opn., ante, at p. 297, fn. 7.) What could be more inherently time-consuming, confusing and prejudicial than a parade of witnesses testifying to immoral misconduct which “might not even constitute criminal offenses” (ibid.) and which, again to borrow from the majority, “is a less forceful indicator of immoral character or dishonesty than is a felony“? (Maj. opn., ante, at p. 296.)
The majority would force trial courts to decide these “complicated issues” in every case. They would thus also force witnesses to endure litigation regarding the admissibility of whatever embarrassing facts the opposing party might uncover. I believe, however, that the electorate, in enacting
III.
In sum, I would hold that the trial court erred in admitting over objection the misdemeanor conviction as impeachment evidence. Since this view has not prevailed, it is left to the Legislature to undo the damage and to restore what I believe was the intent of the electorate in enacting
Appellant‘s petition for a rehearing was denied February 11, 1993. Mosk, J., and Arabian, J., were of the opinion that the petition should be granted.
Notes
However, Castro, supra, also referred to California‘s statutory “tendency in reason” standard of relevance for impeachment. (See
