Opinion by
Defendant, Claire Christine Welsh, appeals the judgment of conviction entered on a jury verdict finding her guilty of first degree mur
Defendant shot and killed her boyfriend after he attempted to end their relationship. She was charged with first degree murder and pled not guilty by reason of insanity. Her conviction was reversed on appeal.
People v. Welsh,
I. APPEAL
We conclude that defendant’s contentions of error regarding jury instructions, prosecu-torial misconduct, expert testimony, and hearsay evidence, whether considered singly or cumulatively, do not warrant reversal.
A.
Defendant raises two claims of error in regard to the trial court’s jury instructions. We find no grounds for reversal.
A trial court has the duty to instruct the jury correctly on the law applicable to the case.
People v. Stewart,
1.
Defendant contends the instruction on the affirmative defense of insanity unconstitutionally shifted to her the burden of proving sanity. Specifically, she asserts the instruction failed to include language conveying the notion that the court had to decide as a threshold matter whether there was some credible evidence to support the insanity defense, and that, if the court found that that threshold showing had been met, there was no further reason to inform the jury of the presumption of sanity. We are not persuaded.
Because defendant did not object to the insanity instruction at trial, we may reverse only for plain error. In the context of jury instructions, plain eri'or must be “both obvious and substantial.” It will be found only if the defendant shows that the instruction affected a substantial right and that there is a reasonable possibility that the error contributed to the conviction. Failure to instruct the jury properly does not constitute plain error if the relevant instruction, read in conjunction with other instructions, adequately informs the jury of the law.
People v. Miller,
Section 16-8-105.5(2), C.R.S.2006, states, in relevant part: “Every person is presumed to be sane; but, once any evidence of insanity is introduced, the people have the burden of proving sanity beyond a reasonable doubt.”
Here, the jury was instructed that:
The evidence presented in this case has raised the affirmative defense of insanity. The law presumes everyone to be sane. However, after some evidence of insanity is introduced, the burden of proof is upon the prosecution to prove to the satisfaction of the jury beyond a reasonable doubt that the defendant was sane at the time of the commission of the crime(s) charged.
The instruction is based on the pattern instruction found at CJI-Crim. 3:04-A (1983), and it tracks the language of § 16-8-105.5(2).
We acknowledge that, as defendant argues, there would appear to be little if any reason to inform the jury of the presumption of sanity where, as here, the defendant has effectively overcome the presumption by presenting evidence of insanity sufficient to allow the issue to go to the jury. However, the question presented here is whether giving an instruction including the “presumption” language was plain error. We conclude that it was not.
First, at the time of trial, it would not have been “obvious” to the trial court that giving this pattern instruction was error.
See People v. Miller, supra,
Further, the jury was repeatedly instructed regarding the prosecution’s burden of proof. In the instruction at issue here, the jury was told that “the burden of proof is upon the prosecution to prove to the satisfaction of the jury beyond a reasonable doubt that the defendant was without the affirmative defense of insanity as to the crime charged, as well as to all the other elements of the crime charged in count one.” Particularly in light of the court’s additional instructions, which the jury is presumed to have followed, see
People v. Bielecki, supra,
Nor did plain error result from the prosecutor’s reference to the instruction in closing argument (‘You have the instruction which says the law presumes everyone to be sane until there’s evidence ... otherwise. So the fact that she has a mental illness is not enough, ladies and gentlemen. It’s not enough.”). A prosecutor is entitled to comment in closing on the instructions to be given to the jury.
See People v. Perea,
2.
Defendant tendered the following instruction:
Even if you determine that Ms. Welsh was not insane at the time of the commission of any of the offenses charged, you may consider all of the evidence presented concerning her mental condition and capacity in assessing whether she acted “after deliberation,” “intentionally,” or “knowingly” at that time. The burden is always on the prosecution to prove each element of each charge beyond a reasonable doubt.
If you find that, based on all the evidence presented concerning her mental state and condition ... Ms. Welsh did not, or was unable to, act intentionally or after deliberation, then you must find her not guilty of the charges containing that element. Likewise if you find that, based upon all the evidence presented concerning her mental state and condition ... Ms. Welsh did not, or was unable to, act knowingly, you must find her not guilty of the charges containing that element.
The trial court declined to give the instruction, finding it duplicative of other instructions. We agree with the trial court.
A trial court is not required to give an instruction that is encompassed in the court’s other instructions.
People v. Darbe,
Here, the court’s instructions informed the jury of the presumption of innocence and the prosecution’s burden of proving every element of the charged offenses beyond a reasonable doubt. The jury was also instructed regarding the applicable mental states for the charged offenses, and it was told that the “culpable mental state is as much an element of the crime as the act itself and must be proven beyond a reasonable doubt, either by direct or circumstantial evidence.” The elemental instructions told the jurors that they had to consider “all the evidence” in determining whether the prosecution had proved the elements of the crime beyond a reasonable doubt. Finally, instruction number 21
These instructions, taken together, sufficiently informed the jury of the substance of defendant’s tendered but refused instruction.
B.
Defendant contends that reversal is required based on numerous instances of asserted prosecutorial misconduct, primarily during closing argument. We disagree.
Claims of improper argument must be evaluated in the context of the argument as a whole and in light of the evidence before the jury. A prosecutor may comment on the evidence admitted at trial, the reasonable inferences that can be drawn from the evidence, and the instructions given to the jury. He or she may also point to circumstances that raise questions about, or cast doubt on, a witness’s testimony, and may draw reasonable inferences from the evidence as to the credibility of witnesses. However, a prosecutor may not denigrate defense counsel, express a personal opinion as to the credibility of witnesses or the guilt of the defendant, misstate the evidence, or engage in argument calculated to appeal to prejudices or mislead the jury.
See Domingo-Gomez v. People,
Whether closing argument is improper is a determination committed to the discretion of the trial court.
People v. Perea, supra.
When no contemporaneous objection was made to the prosecutor’s statements, we reverse only for plain error that is, error— that so undermines the fundamental fairness of the trial as to cast serious doubt on the reliability of the jury’s verdict. This standard is not met unless the asserted misconduct is “flagrantly, glaringly, or tremendously improper.”
Domingo-Gomez v. People, supra,
We conclude that the following remarks of which defendant complains were not improper:
(1) The prosecutor’s reference to instruction number 21 as the “theory of defense instruction.” While trial courts are to refrain from distinguishing between the “court’s instructions” and the “defendant’s instruction,”
see People v. Coria, supra,
(2) The prosecutor’s comment on the absence of a suicide note. The comment was a permissible reference to the absence of evidence to support defendant’s contention that she was intending to kill herself. See Domingo-Gomez v. People, supra.
Other statements of which defendant complains — namely, those assertedly denigrating her insanity defense and arguing that defendant was “trying to blow smoke at” the jury — were arguably within the prosecutor’s leeway to point to evidence and inferences that cast doubt on the defense theory or show that evidence on which defendant was relying lacked substance.
See People v. Petschow,
To the extent any of the comments went beyond arguments based on the evidence and were instead intended to denigrate defense counsel or suggest that counsel did not believe in the defense case, they were improper. However, they did not give rise to plain error.
See People v. Coria, supra,
We agree with defendant that the prosecutor’s reference to her as an “obsessive liar” was improper. However, this single comment, whether considered alone or together with the other potentially objectionable statements of which defendant complains, did not so undermine the fundamental fairness of the trial as to cast serious doubt on the reliability of the jury’s verdict. Thus, there was no plain error.
See Domingo-Gomez v. People, supra,
C.
Nor is defendant entitled to reversal based on the prosecutor’s suggestion to the jury, during cross-examination and in closing, that the jury should reject testimony by a court-appointed psychiatric expert.
Over the prosecutor’s objection, a psychiatrist retained by the court to evaluate defendant’s sanity was allowed to opine that, at the time she killed the victim, defendant was incapable of deliberating and did not deliberate. As discussed in part II, below, addressing the People’s cross-appeal, we conclude that the trial court did not err in allowing the testimony. However, for purposes of defendant’s appeal, we further conclude that the prosecutor’s cross-examination of the psychiatrist and his reference to the issue in closing argument were not improper.
The fact that the trial court allowed the psychiatrist to state his opinion did not preclude the prosecutor from cross-examining him regarding that opinion.
See People v. Shreck,
The prosecution called, as a rebuttal expert, a psychiatrist who had evaluated defendant before her first trial. That psychiatrist testified that forensic psychiatrists do not have particular expertise in assessing whether an individual had the capacity to form an intent on a particular occasion, and that whether defendant actually had the requisite culpable mental state was an issue for the fact finder. The prosecutor could properly rely on the rebuttal expert’s testimony in urging the jury, in closing argument, to reject the psychiatric opinion elicited by the defense.
See Domingo-Gomez v. People, supra,
D.
Defendant contends the trial court abused its discretion in allowing hearsay testimony regarding the victim’s desire, and efforts, to end his relationship with her. We disagree.
Several witnesses testified for the prosecution regarding the relationship between defendant and the victim, including recounting the victim’s statements that he wanted to end the relationship, had asked defendant to move out, and was taking actions to extricate himself from the relationship. Defendant objected on hearsay grounds to the prosecutor’s first three efforts to elicit such testimony, but the trial court overruled her objections, and defendant thereafter did not challenge similar testimony from other witnesses. We conclude that, except as noted below, defendant’s initial objections sufficiently preserved her hearsay objection to all the testimony. See CRE 103(a)(2). However, under the standard set forth above, we find no abuse of discretion.
Hearsay is “a statement other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted.” CRE 801(c). If an out-of-court statement is not offered for its truth, it is admissible as nonhearsay evidence as long as it is relevant.
See
CRE 402;
People v. Scearce,
If a statement is hearsay, it is inadmissible unless it falls within an exception to the hearsay rule. CRE 802. One such exception, relevant here, is set forth in CRE 803(3), which states that the hearsay rule does not exclude
[a] statement of the declarant’s then existing state of mind, emotion, sensation, or physical condition (such as intent, plan, motive, design, mental feeling, pain, and bodily' health), but not including a statement of memory or belief to prove the fact remembered or believed unless it relates to the execution, revocation, identification, or terms of declarant’s will.
Thus, under CRE 402 and 803(3), the hearsay statement of a victim is admissible if the victim’s state of mind is relevant to a disputed issue in the case.
See People v. Cardenas,
Here, evidence that the victim wanted to end his relationship with defendant was relevant to show that defendant had a motive for killing the victim and to rebut her testimony that she had not intended to kill him.
See People v. Madson, supra,
We decline to reverse based on defendant’s argument, made for the first time on appeal, that some of the statements were inadmissible under CRE 803(3) because they were statements of “memory of a past set of occurrences,”
see People v. Carlson,
E.
Although we have identified certain errors, we conclude that those errors, even considered cumulatively, did not substantially prejudice defendant’s right to a fair trial. Therefore, she is not entitled to reversal on a theory of cumulative error.
See People v. Roy,
II. CROSS-APPEAL
The People cross-appeal under § 16-12-102(1), C.R.S.2006, challenging two evidentia-ry rulings made by the trial court. We dismiss the cross-appeal as to the first ruling, and we approve the second ruling.
Section 16-12-102(1) permits the prosecution to appeal “any decision of a court in a criminal case upon any question of law.” “Any prosecutorial appeal under [§ ]16-12-102(1) is necessarily limited to questions of law only. This section does not give the People a basis upon which to challenge the trial court’s assessment of tbe evidence.”
People v. Martinez,
A.
In their cross-appeal briefs, the People contended that the trial court “erred as a matter of law” in excluding a tape of a 911 call, which they asserted was “nontestimonial and admissible under the excited utterance exception” to the hearsay rule. After oral argument, the People moved to withdraw this issue, but did not state any grounds for their motion.
We have concluded that the cross-appeal as to this contention should be dismissed for reasons that were raised by defendant in her answer brief but characterized by the People as “without merit” in their reply brief. In these circumstances, we elect to deny the motion to withdraw in order to explain the grounds for our conclusion.
As set forth above, evidentiary rulings are matters committed to a trial court’s discretion. Such rulings may nevertheless be appealable under § 16-12-102(1) if the trial court made its ruling based on an as-sertedly erroneous interpretation of the law.
See, e.g., People v. MacLeod,
However, the trial court did not decide whether the tape was testimonial. Nor did it disagree with the prosecutor’s position that the statement was an excited utterance. Rather, the court excluded the tape as a cautionary measure out of concern that its admission might violate defendant’s confrontation rights under
Crawford v. Washington,
Cases announced after defendant’s trial have clarified when statements made during a 911 call are testimonial.
See Davis v. Washington,
Moreover, as recent case law makes clear, whether a 911 call is testimonial must be decided on a case-by-case basis, considering, for example, whether the call was made for the purpose of getting help or to provide information for investigative purposes.
See People v. Cevallos-Acosta, supra,
In these circumstances, we decline to disapprove the trial court’s ruling, and, instead, dismiss the cross-appeal as to this contention.
B.
The People also challenge the trial court’s ruling allowing defendant to “present evidence derived from a court-ordered sanity examination for purposes unrelated to the issue of her sanity.” Although this contention likewise relates to an evidentiary ruling, the trial court admitted the evidence after hearing extensive argument regarding the controlling legal standard and based on its view that the evidence was admissible under that standard. Thus, we conclude that the ruling raises a question of law reviewable on appeal by the People. We approve the ruling.
As the trial court recognized, a criminal defendant has a constitutional due process right to present relevant evidence to contest whether he or she factually possessed the culpable mental state of the crime charged, and that right exists even if the defendant is determined to be neither insane nor mentally impaired.
People v. Vanrees, supra,
At trial, the prosecution argued that the psychiatrist who had been retained to evaluate defendant’s sanity was precluded under § 16-8-107(l)(a), C.R.S.2006, and case law, including
People v. Herrera,
Section 16 — 8—107(1)(a) states:
Except as provided in this subsection (1), no evidence acquired directly or indirectly for the first time from a communication derived from the defendant’s mental processes during the course of a court-ordered examination ... is admissible against the defendant on the issues raised by a plea of not guilty, if the defendant is put to trial on those issues, except to rebut evidence of his or her mental condition introduced by the defendant to show incapacity to form a culpable mental state....
(Emphasis supplied.)
In
People v. Herrera, supra,
a division of this court held that the trial court committed reversible error in allowing the psychiatrist who had evaluated the defendant’s sanity to testify that he thought the defendant in fact deliberated and in fact intended to kill his father. However, in
Herrera,
the testimony was offered against the defendant. Thus, it fell squarely within the proscription against admission of such evidence in § 16-8-107(l)(a). Neither
Herrera
nor § 16-8-
The People contend on appeal that admission of the testimony also violated § 16-8-107(1.5)(a), C.R.S.2006, which provides certain limitations on the admission of evidence derived from a defendant’s court-ordered sanity examination. However, the People did not raise this statute in the trial court and therefore have not preserved the issue for appeal. See CRE 103(a)(1). Further, even if the People were deemed to have raised the issue because § 16-8-107(1.5)(a) is addressed in Herrera, which they cited in the trial court, we perceive no basis for concluding that this subsection of § 16-8-107 may be interpreted to prevent a defendant from exercising her due process right to contest whether she possessed the culpable mental state required for the charged offense. See People v. Vanrees, supra.
We further conclude that the ruling was not erroneous on the basis that it allowed an opinion on an ultimate issue of fact.
See
CRE 704;
People v. Prendergast,
Thus, the trial court did not err in admitting the psychiatrist’s testimony.
III.
The judgment of conviction is affirmed. The cross-appeal is dismissed as to the ruling on the 911 call evidence, and the trial court’s ruling on the sanity examination evidence is approved.
