Lead Opinion
Opinion
Defendants Hans H. H. Weeren and Steven C. Jennings appeal from the judgments of conviction of the misdemeanor violation of Fish and Game Code section 2000, which generally and in relevant part provides: “It is unlawful to take any... fish... except as
Both of the defendants are citizens and residents of California holding commercial fishing licenses issued by the State of California. Their 19-ton vessel, the Comanche, and the accompanying spotter aircraft, were both based in Oxnard, Ventura County, on California’s southern coastline. The Comanche was licensed for commercial fishing for swordfish under Fish and Game Code sections 7880-7890. It carried an appropriate “certificate of boat registration” and boat registration number required by those statutes. However, because it also was enrolled with a “United States document number,” it did not bear the California identification number contemplated by Vehicle Code sections 9840-9860.
On September 28, 1977, California Fish and Game officials boarded the Comanche at a point 10 miles south-southeast of Anacapa Island in waters of the Santa Barbara Channel, situated more than 3 nautical miles from the shore of either the mainland or of any California coastal islands. The officials determined that two swordfish seized on the Comanche had been caught at that location by defendants, with the help of radio communication and directions from a spotter aircraft. The officials remained aboard while the Comanche sailed under their direction to Channel Island Harbor in Ventura County.
We will affirm defendants’ convictions on the ground that California, in the protection of its legitimate interests may exercise penal control over its citizens extraterritorially. Furthermore, because of previous uncertainty and the continuing importance of the issues presented, we examine successively the opposing contentions of the parties as they bear on (1) the nature and location of California’s territorial waters as well as (2) the extent of California’s extraterritorial penal authority.
Defendants assert that because the precise location of the Comanche when she was boarded was beyond California’s boundaries their convictions must fall. In resolving this issue we are aided by general principles and an examination of a series of federal and state constitutional and legislative enactments as well as United States Supreme Court interpretations thereof.
As a general proposition the sea boundaries of a coastal nation or state are traditionally fixed with reference to its “inland waters” and “marginal sea.” The outer sea boundary is deemed to be a line which runs parallel to and seaward from the coast, and the zone of water between the land mass and that line is referred to as the “marginal sea.” The landward edge of this marginal sea need not be the precise water’s edge at low tide. Where the shoreline is characterized by irregular bays, inlets, and harbors and random nearby islands the waters within these irregular configurations are considered “inland waters” of the nation or state, subject to its sovereignty, dominion and control. (See Gross, The Maritime Boundaries of the States (1966) 64 Mich.L.Rev. 639, 640.)
In seeking to define California’s seaward boundary, our first source of authority is federal. The United States Congress, alone, through its power to admit new states, may set state boundaries “as a domestic matter. Such a boundary [is] fully effective as between Nation and State. ..,” regardless of contrary state claims or expectations. (United States v. Louisiana (1960)
The people of California have purported to describe their own boundaries both constitutionally and legislatively. Both the 1849 and 1879 Constitutions in article XXI, section 1, described the California sea boundary as extending “three English [i.e., nautical] miles” into the Pacific Ocean, running “in a northwesterly direction and following the direction of the Pacific Coast.... Also, including all the islands, harbors, and bays along and adjacent to the coast.” (Italics added; see present art. Ill, § 2.)
Section 171, in turn, provides that all water between the mainland and the island-encircling lines described in section 170 “are declared to be and to have been in the past inland waters of the State.” (Italics added.) The current article III, section 2, of the Constitution, which was adopted in 1972 to replace the 1849-1879 description, declares that the state’s boundaries “are those stated in the Constitution of 1849 as modified pursuant to statute.” (Italics added.)
All parties concede that the Santa Barbara Channel, including the position at which the Comanche was boarded, is “inland waters” under the current state constitutional and statutory language. Must these state declarations yield to the preeminence of federal legislative and judicial expression?
In 1947, the United States Supreme Court held that the United States, rather than the coastal states, possessed all ownership rights in offshore lands and resources. (United States v. California (1947)
In 1965, in California II, supra,
The California II opinion also specifically disposed of contentions that the 1849 California Constitution established a “historic” boundary outside the coastal islands ratified by Congress in the Act of Admission (9 Stat. 452 (1850)) and again in the 1953 law. (381 U.S. at pp. 172-175 [14 L.Ed.2d at pp. 316-318].) Under the clear holding of California II, the state’s territorial claims in Santa Barbara Channel are confined to three-mile belts seaward from the mainland and around the perimeter of each of the islands in the channel. (The Comanche was not within any of these belts when it was boarded.)
Furthermore, the foregoing result is unaffected by the adoption of the Fishery Conservation and Management Act of 1976 (FCMA) (Pub. L. No. 94-265; 16 U.S.C.A. § 1801 et seq.), in which Congress asserted “exclusive” United States fishing management jurisdiction over a sea zone beyond state “boundaries” and extending 200 miles seaward from our nation’s coastline. (Id., §§ 1811, 1812.) The several states retain jurisdiction over fishing within their “boundaries,” but may not “directly or indirectly” regulate fishing outside those “boundaries,” except in certain circumstances. (Id., § 1856(a).) Under the FCMA, the precise
We are unable to accept the People’s argument that the effect of California II is limited solely to issues involving land title which are governed by the Act and that the high court’s holding, accordingly, is therefore inapplicable to California’s political and penal jurisdiction over adjacent seas. Fairly read, California II established the state’s “boundaries” for all purposes, political and proprietary, “as between Nation and State.” Accordingly, these “boundaries” are those “boundaries” referred to in the FCMA as the limits of state territorial jurisdiction over fishing, and our reasons for so concluding are several.
First, the legislative history of the Act indicates a congressional assumption that it was transferring title to undersea resources within the states’ political boundaries. This history is carefully traced by the high tribunal in United States v. Louisiana, supra,
Under long standing case law, the states assumed before 1947 that they owned the natural resources within their territorial waters. (E.g., The Abby Dodge (1912)
California I triggered immediate congressional attempts to restore to the states ownership rights in the marginal sea. Virtually all of the “quitclaim” bills introduced after California I framed the grant of title with reference to state “boundaries.” “This framework was employed because the sponsors understood this Court to have established, prior to the California decision, a rule of state ownership itself defined in terms of state territorial boundaries.... ” (Louisiana, supra, 363 U.S. at pp. 19-20 [
These differing views were resolved by a two-step approach. The Act first definitely established the states’ minimum seaward “boundaries,” without prejudice to subsequent and greater state claims based on prior congressional ratification or approval. (43 U.S.C.A. §§ 1301(b), 1312.) It then tied the statutory grant of title to the “boundaries” thus established. (Id., § 1311; Louisiana, supra, 363 U.S. at pp. 21-24 [4 L.Ed.2d at pp. 1040-1042].) Implicit in this approach was the principle that each state had a single, fixed seaward boundary for all domestic purposes, political and proprietary. (See Gross, supra, 64 Mich.L.Rev. 639, 642, 665, 670; but see Alexander, The Law of the Sea (1967) p. 238.)
The People’s narrow reading of California II must be rejected for a second reason. The California II court, within a context which is broader than the Act, rejected the precise argument of the People before us. As here, the state claimed in California II that its original Constitution, ratified by Congress in the Act of Admission, had established an “historic” boundary beyond the coastal islands. The high court, however, found that the state constitutional language was ambiguous, and that California’s interpretation was actually contradicted by the statutory boundary descriptions for certain of the state’s coastal counties. (
Finally, the relationship of the term “boundaries” in the Act and in FCMA becomes clear when the two enactments are read together. The 1953 law granted the states, within their “boundaries,” not only title to lands beneath sea waters, but “the right and power to manage, administer, lease, develop, and use” the resources “within such lands and
The FCMA, on the other hand, asserts almost exclusive federal control over offshore fisheries insofar as compatible with the states’ rights. By providing that it shall not be construed as “extending or diminishing” a state’s authority “within its boundaries,” the FCMA leaves, unimpaired, the states with such fishery rights which they either acquired under the Act, or otherwise possessed. FCMA makes clear, however, that, for most purposes, such rights do not extend beyond those “boundaries.” (16 U.S.C.A. § 1856(a).) We think it clear that the congressional intent was that the term “boundaries,” as used in the 1953 Act and in the 1976 FCMA, should bear the same meaning and receive similar interpretation.
Our conclusion that California II necessarily defined the state’s inland waters for all national purposes conforms with prior federal decisions, which have consistently held or assumed that, for purposes of federal law, California’s territorial claims in the coastal channels and straits are limited to three-mile belts off the mainland shore and surrounding the coastal islands. (Wilmington Transp. Co. v. Cal. R.R. Comm. (1915)
The People argue that we have previously extended California’s inland waters for purposes of criminal jurisdiction beyond those set by California II. People v. Stralla (1939)
Here, consistent with the high court’s conclusion in California II, we determine only that Santa Barbara Channel is outside California’s boundaries for purposes of federal law, and that California’s boundaries are those which are established under the Act as interpreted in California II. The channel is thereby excluded from California’s boundaries. It follows that when defendants committed the acts for which they were convicted, they were not within California’s inland waters. To the limited extent with which it conflicts with these conclusions we disapprove People v. Foretich (1970)
2. Extraterritorial Regulation Under Federal Law
We agree with the People’s assertion that federal law does not prohibit California’s assertion of penal jurisdiction over defendants even though at the time of their commission of the charged offenses they acted outside of California’s territorial limits as defined for federal purposes.
The United States Supreme Court has held that in matters affecting its legitimate interests a state may regulate the conduct of its citizens upon the high seas where no conflict with federal law is presented. (Skiriotes v. Florida (1941)
It seems obvious that by adoption and enforcement of its control regulations California seeks to prevent the depletion of a very valuable natural resource. Fish swim. By their very nature they move freely across those arbitrary boundaries which are enacted by governmental
The record in this case is favorable to the penal reach of California law. Consistent with the Skiriotes rationale we observe that defendants are California citizens and residents. Both the Comanche and the spotter aircraft were based in California. California facilities were intended for use in both the landing and selling of their catch. California’s interest in defendants’ activities was both real and continuing.
Defendants assert, however, that their convictions are invalid because the FCMA expressly forbids extraterritorial fishing regulation by a state, except in cases where the fishing vessel is “registered under the laws of such State.” (16 U.S.C.A. § 1856(a).) Was the Comanche so “registered”?
Both federal and state governments provide various means of identifying and classifying those craft which move in the nation’s navigable waters. Under federal law all domestic vessels over five net tons are subject to federal classification. “Registration” is an ancient term of art under the federal scheme, reserved solely for ships which are engaged in foreign trade. (46 U.S.C.A. § 11 et seq.) Those vessels which are engaged in commercial fishing from United States ports, on the other hand, must be “licensed” if over five net tons, and both “licensed” and “enrolled” if over twenty net tons. (Id., §§ 251-263; 46 C.F.R. §§ 67.01-1, 67.01-5, 67.01-11, 67.01-13, 67.07-13.) All boats so “documented” are assigned an official number. (Id., § 67.11-1.)
The term “enrollment” evidences the national character of the vessel enabling it to procure a license. The “license,” in turn, limits the commercial use to which the craft may be put in order to prevent evasion of federal revenue laws. (Douglas v. Seacoast Products, Inc., supra,
California provides two means of vessel classification and numbering; an identification number (CF number), and a “certificate of boat registration” with “registration plates.” (Fish & G. Code, §§ 7880, 7887.) Such “registration,” renewable annually upon payment of a fee (Fish & G. Code, § 7890), constitutes a state license to use the boat for commercial fishing of a specified kind.
Defendants urge that because the Comanche carried United States documentation, and therefore bore no CF number, it cannot be deemed “registered” in California for purposes of the FCMA. We disagree. In our view, the Comanche’s California “registration” for commercial swordfishing purposes permitted California to regulate such activities on the high seas. In our view, a contrary interpretation would render FCMA’s express recognition of state extraterritorial jurisdiction (16 U.S.C.A. § 1856(a)) virtually meaningless, limiting such jurisdiction to pleasure boats and those few commercial fishing vessels lighter than five net tons.
We also find significance in the fact that, because the federal government has developed no swordfish regulations, the exclusion of any such state regulation would create the danger of wholly unregulated exploitation of that species in coastal waters and on the high seas, thus resulting in the possibility of substantial or, indeed, total depletion of an important natural resource. Had Congress intended by its successive enactments such a drastic curtailment of the states’ Skiriotes jurisdiction, it would have said so. On the contrary, though undoubtedly aware of various state fishing “registration” schemes such as California’s, Congress avoided all reference to the long established terms of art in the federal documentation laws, and premised continued state jurisdiction on the undefined and generic concept of local “registration.”
As previously noted, the Comanche was licensed for commercial swordfishing. We think our broader interpretation of the term “registration” in FCMA prevents the anomalous result which would follow if the state’s extraterritorial jurisdiction over commercial fishing was preserved as to those boats in which the state had asserted only a limited
From the foregoing we conclude that section 1856(a), fairly read, is intended to permit a state to regulate and control the fishing of its citizens in adjacent waters, when not in conflict with federal law, when there exists a legitimate and demonstrable state interest served by the regulation, and when the fishing is from vessels which are regulated by it and operated from ports under its authority. (See Fidell, Enforcement of the Fishery Conservation and Management Act of 1976: The Policeman’s Lot (1977) 52 Wash.L.Rev. 513, 593-597, and fn. 467; cf., Northwest Trollers Ass’n. v. Moos (1977)
We conclude that federal law does not preclude application of California’s fishing laws to defendants’ activities.
3. Territorial Limits of California Law
Relying on People v. Buffum (1953)
Buffum is inapplicable. The completed violations in the case before us occurred well within the state boundaries as defined by our state Constitution and statutes. (Cal. Const., art. III, § 2; Gov. Code, §§ 170-171, all supra.) These are the limits to which the Legislature implicitly intended to extend California’s criminal laws, including Fish
The judgments of conviction are affirmed.
Bird, C. J., Tobriner, J., Clark, J., Manuel, J., and Newman, J., concurred.
Concurrence Opinion
I concur.
Since title to submerged lands in the waters of Santa Barbara Channel was settled in the United States by five votes
I find it difficult to believe, however, that Congress did not intend, when it enacted the Submerged Lands Act, to recognize the respective coastal states’ original boundaries. As Justice Black observed in the dissent for himself and Justice Douglas (id., p. 188 [14 L.Ed.2d, p. 326]), during congressional deliberations on the measure the term “historic State boundaries” was used 813 times, “original boundaries” 121 times and “traditional” boundaries 114 times. A cursory examination of appendices A and C to Justice Black’s dissent (following p. 213 [14 L.Ed.2d, p. 340]) should convince any objective viewer that the waters within a line from Point Conception to Point Loma are inland waters of California surrounding California territory: San Miguel Island, Santa Rosa Island, Santa Cruz Island, Anacapa Island, Santa Barbara Island, San Nicolas Island, Santa Catalina Island and San Clemente Island.
Rather than to disapprove People v. Foretich (1970)
The majority reach the correct conclusion as to the application of California’s police power to the waters of Santa Barbara Channel. It is my hope, however, that an opportunity will arise for the State of California to appear again before the Supreme Court on an issue involving its title to submerged lands and political sovereignty over waters from headland to headland within the several bays and channels along our coastline. The high court’s more recent deference to states’ rights might result next time in a clearer recognition of the traditional coastal boundary of California.
Appellants’ petition for a rehearing was denied May 14, 1980.
Notes
Chief Justice Warren, who had been Governor of California, and Justice Clark, who had been Attorney General of the United States, did not participate.
