THE PEOPLE, Plaintiff and Respondent, v. BRIAN ERIC WARNER, Defendant and Appellant.
No. S126233
Supreme Court of California
Aug. 10, 2006
39 Cal.4th 548
COUNSEL
John Ward, under appointment by the Supreme Court, for Defendant and Appellant.
Gary M. Mandinach for the California Public Defender‘s Association as Amicus Curiae on behalf of Defendant and Appellant.
OPINION
WERDEGAR, J.—A jury convicted defendant Brian Eric Warner of three counts of lewd or lascivious conduct with a child under 14 years of age. (
FACTS
Defendant was married to C.H. and lived with her and her two daughters, C., then five years old, and S., then three years old. S. told her mother that defendant had touched her vagina. C.H. reported the incident to child protective services, who contacted police. An investigation led police to focus on three alleged incidents of lewd or lascivious behavior with S. During a police interrogation, defendant admitted all three incidents of sexual molestation. He also admitted the molestations to his wife, who surreptitiously tape-recorded his admission of one of the incidents. A jury convicted defendant of three counts of lewd or lascivious conduct with a child under 14 years of age. (
The Court of Appeal affirmed defendant‘s three convictions for violating
DISCUSSION
For criminal sentencing purposes in this state, the term “serious felony” is a term of art. Severe consequences can follow if a criminal offender, presently convicted of a felony, is found to have suffered a prior conviction for a serious felony. If the present conviction is also for a serious felony, the offender is subject to a five-year enhancement term to be served consecutively to the regular sentence. (
Whether a crime qualifies as a serious felony is determined by
Under our sentencing laws, foreign convictions may qualify as serious felonies, with all the attendant consequences for sentencing, if they satisfy certain conditions. For a prior felony conviction from another jurisdiction to support a serious-felony sentence enhancement, the out-of-state crime must “include[] all of the elements of any serious felony” in California. (
I
In 1996, defendant pleaded no contest in Nebraska to a charge of sexual assault of a child, in that he, “being a person nineteen years of age or older, subject[ed] [N.H.] whose date of birth is July 22, 1991, and who is a person of fourteen years of age or younger, to sexual contact,” a violation of
Consistent with the statute‘s plain language, the Nebraska Supreme Court has never required proof of specific lewd intent to sustain a violation of
Michigan courts, construing similar statutory language, have explicitly rejected the argument that proof of specific lewd intent is required. The law in Michigan prohibiting sexual touching of a child, like the law in Nebraska, provides that “[a] person is guilty of criminal sexual conduct in the second degree if the person engages in sexual contact with another person” under certain circumstances, including that the victim is at least 13 years old but less than 16. (
The Fisher court explained the Michigan law was deliberately constructed to omit a requirement that specific intent be proved and that an earlier legislative proposal to require proof of the actor‘s sexual purpose had been rejected. “The [statutory] language . . . must be read as a substantial lessening of the prosecutor‘s burden of proof: the touching must be intentional, but the actor‘s purpose need not be proven to the jury. On the contrary, the jury may find that the actor‘s actual purpose was other than sexual gratification, e.g., anger, revenge, but still find that ‘sexual contact’ had taken place.” (People v. Fisher, supra, 257 N.W.2d at p. 254, fn. 2.) Construing an updated (but essentially identical) version of the same statute,5 the Michigan courts have retained this interpretation, noting that “criminal sexual conduct is a general intent crime; a defendant‘s specific intent is not at issue.” (People v. Piper (1997) 223 Mich.App. 642, 646 [567 N.W.2d 483, 485].)
The People resist the interpretation of
II
Having discerned the elements of the Nebraska crime of child sexual assault of which defendant was convicted in 1996, we turn to whether that crime contains all of the elements of a qualifying serious felony in California. This state‘s law proscribing comparable conduct is set forth in
Because
In sum, certain sexually based offenses require a showing of only general intent, that is, the intent to commit an act “without reference to intent to do a further act or achieve a future consequence.” (People v. Atkins (2001) 25 Cal.4th 76, 82 [104 Cal.Rptr.2d 738, 18 P.3d 660].) Other sex crimes, by contrast, require a showing of specific intent, meaning the intent to “do some further act or achieve some additional consequence.” (Ibid.) “[R]ape (
No evidence was presented to the jury, or reviewed by the trial court, shedding any light on the facts underlying defendant‘s Nebraska offense. Although the trier of fact was entitled to examine and consider the entire record of the prior conviction (People v. Avery (2002) 27 Cal.4th 49, 53 [115 Cal.Rptr.2d 403, 38 P.3d 1]), the only evidence the People introduced to prove the prior conviction was People‘s exhibit No. 4, which included the Nebraska information charging defendant with sexual contact with a child, a list of potential witnesses to the crime, the clerk‘s transcript indicating defendant‘s plea of no contest, and his sentence of three to five years in prison, less applicable credits. This evidence proved nothing more than the least adjudicated elements of the crime (People v. Rodriguez (1998) 17 Cal.4th 253, 261–262 [70 Cal.Rptr.2d 334, 949 P.2d 31]); certainly no evidence was presented indicating defendant committed rape, oral copulation, sodomy, or
The appellate court nevertheless concluded defendant‘s felony conviction in Nebraska qualified as a serious felony conviction under
Relying on Murphy, supra, 25 Cal.4th at page 145, the People contend that, even if the actions underlying defendant‘s prior conviction in Nebraska would not come within a particular felony statute in this state, his behavior nevertheless contains all of the elements of the conduct specified in
To the extent the People suggest defendant‘s Nebraska crime can qualify as a serious felony under
People v. Equarte (1986) 42 Cal.3d 456 [229 Cal.Rptr. 116, 722 P.2d 890], cited by the Murphy court in support, similarly fails to support the People‘s argument. In that case, we addressed whether the defendant‘s present crime, assault with a deadly weapon in violation of
This court disagreed. In addition to listing specific crimes, we explained,
In short, nothing in Murphy, supra, 25 Cal.4th 136, or in People v. Equarte, supra, 42 Cal.3d 456, supports the proposition that conduct or behavior not amounting to a felony if committed in California could nevertheless qualify as a serious felony under
The People also contend that because the Nebraska law prohibits touching a child in a manner that can be “reasonably construed” as done with a sexual motive, “the victim is more likely to be aware of [the] sexual purpose” of such a touching and will be harmed more by such a touching than by a violation of
CONCLUSION
The Court of Appeal‘s decision reversing the trial court‘s finding that defendant was a habitual sexual offender under
George, C. J., Kennard, J., Chin, J., and Moreno, J., concurred.
BAXTER, J., Concurring.—We granted review to decide when a prior out-of-state conviction constitutes a “lewd or lascivious act on [an underage] child” for serious felony sentencing purposes (
I am less sanguine about the majority‘s conclusion that the Nebraska lewd touching statute under which defendant was previously convicted lacks the same mens rea as section 288(a), California‘s comparable law. (Ibid. [requiring specific intent to arouse or gratify sexual desires of defendant or victim]; see People v. Martinez (1995) 11 Cal.4th 434, 444–445 [45 Cal.Rptr.2d 905, 903 P.2d 1037].) As explained below, the Nebraska statute may reasonably be interpreted to require actual sexual intent. Moreover, the majority fails to persuade me that the Nebraska courts have directly confronted the issue and squarely rejected actual sexual intent as an element of the Nebraska offense. Contrary to what the majority seems to imply, several states have lewd touching laws like Nebraska‘s. Hence, the present case may have the unintended effect under California‘s sentencing scheme of treating many recidivist child molesters as first time offenders, an issue the Legislature may wish to address.
Nevertheless, I am not willing to subject this defendant to serious-felony consequences without greater certainty under Nebraska law of the requirements for violating that state‘s lewd touching statute. I therefore reluctantly concur in the outcome of the majority opinion.
DISCUSSION
Three years before he committed the present crimes against his three-year-old stepdaughter, defendant was convicted under
I am not persuaded that this construction is compelled by the statutory language “on its face.” (Maj. opn., ante, at p. 553.) Nor has the Nebraska Supreme Court held that “proof of specific lewd intent” is unnecessary under
One plausible view of the “reasonably construed” language is simply that it allows the jury to infer actual sexual intent from circumstantial evidence. The legislative purpose may only have been to ensure that the fact finder need not accept the defendant‘s disclaimers of sexual purpose where it is otherwise clear he actually had that intent. However, by entirely excising such an intent requirement from the statute, the majority‘s construction would preclude either side from litigating the issue. It would insulate from conviction those defendants who intentionally touch a child‘s private parts under objectively innocuous circumstances (e.g., relatives and caretakers), but who actually possess harmful lewd intent. The majority offers no evidence that Nebraska lawmakers desired that result.
As judicially construed,
No Nebraska Supreme Court case cited by the majority clearly supports its contrary view. In State v. Berkman (1988) 230 Neb. 163 [430 N.W.2d 310], for instance, the defendant caressed and kissed his girlfriend‘s 13-year-old daughter, and rubbed her breasts and vaginal area for over a minute. On appeal, the defendant claimed the evidence was insufficient to support his lewd touching conviction because he lacked the requisite intent. The Nebraska high court rejected the claim. The court emphasized that “[t]he intent with which an act is committed is a mental process and may be inferred from the words and acts of the defendant and from the circumstances surrounding the incident.” (Id. at p. 166 [430 N.W.2d p. 313].) According to the court, the intimate nature of the touching raised a strong inference that it was “intentional and for the purpose of [the defendant‘s] sexual arousal or gratification.” (Id. at p. 167 [430 N.W.2d at p. 313].) Nothing in this description of the statute suggests sexual purpose and intent are unnecessary or irrelevant in proving guilt.
The foregoing authorities can be read to suggest that
Moreover, the majority fails to observe that Michigan does not have the only lewd touching law similar to Nebraska‘s. Several other states also ban “intentional touching[s]” of “intimate” parts that can “reasonably” be “construed” as having a sexual purpose. (E.g.,
In light of the foregoing, I have serious reservations about the majority‘s conclusion that defendant‘s prior Nebraska conviction lacks all of the elements of a lewd act amounting to a serious felony under
Corrigan, J., concurred.
On September 20, 2006, the opinion was modified to read as printed above.
