PEOPLE v WALTER JOHNSON; PEOPLE v EDGAR JOHNSON
Docket Nos. 77-2389, 77-2398, 77-2309, 77-2397
85 MICH APP 654
Decided September 20, 1978
Submitted June 15, 1978, at Detroit. Leave to appeal applied for.
- The plea-taking procedure was not erroneous. Each defendant stated that he understood all of his rights and wished to plead guilty.
- There was sufficient factual basis for acceptance of the guilty pleas, except for Walter Johnson‘s conviction on the felony-firearm count. The felony-firearm statute requires that a defendant personally carry or have in his possession a firearm in order to be found guilty under the statute. There is no indication that Walter Johnson was armed at the time of the robberies.
- The felony-firearm statute is an act complete within itself, and does not violate the constitutional prohibition against revising, altering or amending a law by reference to its title only.
- The felony-firearm statute is a sentence-augmenting stat-
ute, which was intended by the Legislature to require a specific additional penalty where a firearm is carried or possessed at the time of committing or attempting to commit a felony. A conviction under the statute does not involve double jeopardy, double sentence, or double punishment.
Affirmed, but Walter Johnson‘s convictions on the felony-firearm charges are reversed.
N. J. KAUFMAN, P. J., dissents on the ground that under the language of the informations it would be impossible to prove one charge, either the armed robbery or the carrying or possession of a firearm in the commission of a felony, without the identical facts necessary to prove the other charge. Therefore, the defendants were twice convicted and punished for the same offense. Judge KAUFMAN also would hold that Walter Johnson could be convicted on the felony-firearm charges as an accessory, were it not for the invalidity of the convictions because of double jeopardy.
REFERENCES FOR POINTS IN HEADNOTES
[1] 21 Am Jur 2d, Criminal Law § 115 et seq.
67 Am Jur 2d, Robbery § 9.
79 Am Jur 2d, Weapons and Firearms § 7 et seq.
[2]
[3] 21 Am Jur 2d, Criminal Law §§ 185-187, 189.
[4] [No reference]
[5] 79 Am Jur 2d, Weapons and Firearms § 24.
[6] 21 Am Jur 2d, Criminal Law §§ 538, 570.
[7] 21 Am Jur 2d, Criminal Law §§ 182, 183, 188.
[8] 21 Am Jur 2d, Criminal Law § 115 et seq.
67 Am Jur 2d, Robbery §§ 8, 9.
OPINION OF THE COURT
1. CRIMINAL LAW-STATUTES-FELONY-FIREARM-PERSONAL LIABILITY-AIDERS AND ABETTORS.
The felony-firearm statute, which makes carrying a firearm during the commission of a felony not excepted by the statute a separate punishable offense, requires for a finding of guilt that a defendant personally carry or have in his possession a firearm; an aider and abettor in an armed robbery, who was not armed, may not be convicted of violation of the felony-firearm statute (
2. CONSTITUTIONAL LAW-CRIMINAL LAW-STATUTES-FELONY-FIREARM-TITLE-OBJECT CLAUSE.
The felony-firearm statute is an act complete within itself, and as such it does not violate the constitutional proscription against revision of a statute by reference to its title only (
3. CRIMINAL LAW-SINGLE ACT-MULTIPLE CHARGES-LEGISLATIVE INTENT.
A single act may give rise to charges under more than one criminal statute where there is a clear legislative intent to do so; but where one of two offenses charged is a necessarily included offense of the other, recent case law appears to hold that convictions for both offenses are precluded.
The intent of the Legislature in enacting the felony-firearm statute was to provide an additional, mandatory prison sentence where a firearm was carried or possessed in the commission of a felony; the statute is a sentence-augmenting statute and as such is not within or subject to the greater offense-lesser included offense dichotomy (
5. CRIMINAL LAW-CONSTITUTIONAL LAW-FELONY-FIREARM-DOUBLE JEOPARDY.
A defendant who is found to have committed a felony and then found to have carried or had in his possession a firearm during the commission of that felony is not thereby subjected to double jeopardy, to double sentence, or to double punishment (
6. CRIMINAL LAW-STATUTES-FELONY-FIREARM-ORIGINAL CHARGE.
The felony-firearm statute may be used to augment a defendant‘s sentence only if violation of that statute is included as part of the original charge dealing with the underlying felony (
Dissent by N. J. KAUFMAN, P. J.
7. CRIMINAL LAW-CONSTITUTIONAL LAW-DOUBLE JEOPARDY-ARMED ROBBERY-FELONY-FIREARM.
A defendant was twice convicted and punished for the same offense in violation of the constitutional guarantees against double jeopardy where he was charged with armed robbery and violation of the felony-firearm statute and where the language of the information reads in such language that it would be impossible to prove one of the charges without the identical facts necessary to prove the other charge.
8. CRIMINAL LAW-ARMED ROBBERY-FELONY-FIREARM-ACCESSORY LIABILITY-STATUTES.
A person who aids and abets in an armed robbery may be punished as a principal; there is no difference between aiding and abetting an armed robber and aiding and abetting one who carries or has in his possession a firearm during the commission of a felony; therefore, a defendant may have accessory liability and be found guilty of violating the felony firearm statute as an accessory (
Bruce R. Saperstein, for defendants on appeal in cases 77-2397 and 77-2398.
Richard E. Manning and Rose Mary C. Robinson, for defendants on appeal in cases 77-2309 and 77-2389.
Before: N. J. KAUFMAN, P. J., and BEASLEY and P. R. MAHINSKE, * JJ.
BEASLEY, J. Defendants pled guilty to charges of armed robbery1 and possession of a firearm in the commission of a felony,2 in connection with two robberies of two different Detroit bars, on January 9, 1977, and January 24, 1977, respectively. The pleas were the result of a plea bargain under which other charges against defendants were dropped and the prosecutor agreed not to pursue habitual criminal possibilities against them. Each defendant was sentenced for each of the two robberies, first to a two-year mandatory term for the felony-firearm violation and not less than 25 nor more than 75 years in prison for armed robbery, the latter term to commence following the completion of the former. It was understood that the two sentences for each defendant would run concurrently. Defendants appeal as of right.
First, defendants contend that the trial judge
Defendants next claim that the trial judge failed to establish a sufficient factual basis for their guilty pleas on the felony-firearm counts. The plea-taking transcript indicates Edgar Johnson had possession of and used a handgun in perpetration of both armed robberies. The claim that there was not sufficient factual basis for acceptance of the guilty plea, with respect to Edgar Johnson, is without merit.
The plea transcript indicates Walter Johnson aided and abetted the robberies and knew that his accomplice, Edgar Johnson, was armed. There is no indication that Walter carried, or had in his possession, a firearm at the time of the robberies. We interpret the felony-firearm statute to require that a defendant personally carry or have in his possession a firearm in order to be guilty thereunder.3 Being an aider and abetter in an armed robbery is not enough to subject a defendant to the enhanced sentence of the felony-firearm statute.
Therefore, we set aside the convictions and sentences imposed on Walter Johnson for felony-fire-
It is also contended by defendants that the felony-firearm statute violates the state constitutional prohibition against revising, altering or amending other statutes by implication.
The article of the constitution which defendants here claim is violated by the felony-firearm statute is
“No law shall be revised, altered or amended by reference to its title only. The section or sections of the act altered or amended shall be reenacted and published at length.”
The rationale behind this prohibition was reviewed by the Supreme Court in Advisory Opinion re Constitutionality of 1972 PA 294, 389 Mich 441; 208 NW2d 469 (1973), which was rendered in response to a request by the Governor and the Senate for an advisory opinion as to the constitutionality of 1972 PA 294. In its opinion, the Supreme Court cited with approval Justice COOLEY‘S language in People v Mahaney, 13 Mich 481 (1865), as follows:
“An amendatory act which purported only to insert certain words, or to substitute one phrase for another in an act or section which was only referred to but not republished, was well calculated to mislead the careless as to its effect, and was, perhaps, sometimes drawn in that form for that express purpose. Endless confusion was thus introduced into the law, and the constitution wisely prohibited such legislation. But an act complete in itself is not within the mischief designed to be remedied by this provision, and cannot be held to be prohibited by it without violating its plain intent.”5
An examination of the statute under attack in the instant case6 indicates that it is an act complete within itself. It requires reference to no other statute for its meaning, nor does it alter or amend another statute by reference to its title. Therefore, we decline to hold that the felony-firearm statute falls within the prohibitions of
Finally, defendants contend that their convictions and consecutive sentences for armed robbery and felony-firearm arising from a single robbery violate constitutional prohibitions against double jeopardy.
The so-called felony-firearm statute, enacted in 1976, effective January 1, 1977, provides as follows:
“Sec. 227b. (1) A person who carries or has in his possession a firearm at the time he commits or attempts to commit a felony, except the violation of section 227 or section 227a, is guilty of a felony, and shall be imprisoned for 2 years. Upon a second conviction under this section, the person shall be imprisoned for 5 years. Upon a third or subsequent conviction under this section, the person shall be imprisoned for 10 years.
“(2) The term of imprisonment prescribed by this section shall be in addition to the sentence imposed for the conviction of the felony or the attempt to commit the felony, and shall be served consecutively with and preceding any term of imprisonment imposed for the conviction of the felony or attempt to commit the felony. ***”7
Defendants argue that among the guarantees afforded by the double jeopardy clause of the Federal and state constitutions is protection against multiple sentences for the same offense.9 The language of the Federal and state double jeopardy provisions is as follows:
“*** nor shall any person be subject for the same offense to be twice put in jeopardy of life or limb ***”10
“No person shall be subject for the same offense to be twice put in jeopardy.”11
The cases indicate that a single act may give rise to a charge under more than one criminal statute when there is clear legislative intent to do
We say “new interpretation” because we are unable to reconcile Martin and Stewart15 wholly with the leading Federal decisions interpreting the double jeopardy provision of the constitution. In Blockburger v United States, 284 US 299; 52 S Ct 180; 76 L Ed 306 (1932), defendant was found guilty by a jury of three counts of a five-count indictment alleging violations of the Federal Narcotics Act. Two counts involved sales on succeeding days of morphine hydrochloride not in the original stamped package, and the third involved one of the same sales but not in pursuance of a written order. Defendant was sentenced to three similar five-year terms to run consecutively. In affirming, the Supreme Court said Congress intended to make each sale a separate and distinct offense and to authorize sentence separately for each violation. The Court said “that where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two of-
In Gore v United States, 357 US 386; 78 S Ct 1280; 2 L Ed 2d 1405 (1958), a jury found defendant guilty of all six counts of a six-count indictment. Counts one, two and three involved a sale of heroin on February 26, 1955, and counts four, five and six involved sale of cocaine on February 28, 1955. Counts one and four charged sales not pursuant to a written order, counts two and five involved sale and distribution not in the original stamped package, and counts three and six charged facilitating concealment and sale with knowledge that the drugs had been unlawfully imported in violation of the statute. Defendant was sentenced to six identical terms of one to five years with the sentences on counts one, two and three to run consecutively and the sentences on counts four, five and six to be consecutive but concurrent with those for counts one, two and three. In one sense, defendant‘s accumulated sentence was three to 15 years.
In a scholarly and historically accurate opinion affirming, Justice Frankfurter spells out, in persuasive terms, what double jeopardy is and what it is not. Among other things, he says:
“Finally, we have pressed upon us that the Blockburger doctrine offends the constitutional prohibition against double jeopardy. If there is anything to this claim it surely has long been disregarded in decisions of this Court, participated in by judges especially sensitive to the application of the historic safeguard of double jeopardy. In applying a provision like that of double jeopardy, which is rooted in history and is not an evolving concept like that of due process, a long course of adjudication in this Court carries impressive author-
ity. Certainly if punishment for each of separate offenses as those for which the petitioner here has been sentenced, and not merely different descriptions of the same offense, is constitutionally beyond the power of Congress to impose, not only Blockburger but at least the following cases would also have to be overruled.”18
There then follow some seven decisions of the United States Supreme Court.
Also, in Gore, supra, Chief Justice Warren, although dissenting, makes it plain that in these situations appellate review for possible violation of double jeopardy means looking to the legislative intention, in the following language:
“The problem of multiple punishment is a vexing and recurring one. It arises in one of two broad contexts: (a) a statute or a portion thereof proscribes designated conduct, and the question is whether the defendant‘s conduct constitutes more than one violation of this proscription. Thus, murdering two people simultaneously might well warrant two punishments but stealing two one-dollar bills might not. (b) Two statutes or two portions of a single statute proscribe certain conduct, and the question is whether the defendant can be punished twice because his conduct violates both proscriptions. Thus, selling liquor on a Sunday might warrant two punishments for violating a prohibition law and a blue law, but feloniously entering a bank and robbing a bank, though violative of two statutes, might warrant but a single punishment.
“In every instance the problem is to ascertain what the legislature intended. Often the inquiry produces few if any enlightening results. Normally these are not problems that receive explicit legislative consideration. But this fact should not lead the judiciary, charged with the obligation of construing these statutes, to settle such questions by the easy application of stereotyped formulae. It is at the same time too easy and too arbitrary to apply a presumption for or against multi-
ple punishment in all cases or even to do so one way in one class of cases and the other way in another. Placing a case in the category of unit-of-offense problems or the category of overlapping-statute problems may point up the issue, but it does not resolve it.” (Emphasis added.)19
More recently, in Brown v Ohio, 432 US 161; 97 S Ct 2221; 53 L Ed 2d 187 (1977), Justice Powell said:
“The principal question in this case is whether auto theft and joyriding, a greater and lesser included offense under Ohio law, constitute the “same offense” under the Double Jeopardy Clause.
“Because it was designed originally to embody the protection of the common-law pleas of former jeopardy, see United States v Wilson, *** the Fifth Amendment double jeopardy guarantee serves principally as a restraint on courts and prosecutors. The legislature remains free under the Double Jeopardy Clause to define crimes and fix punishments; but once the legislature has acted courts may not impose more than one punishment for the same offense and prosecutors ordinarily may not attempt to secure that punishment in more than one trial.
“The Double Jeopardy Clause ‘protects against a second prosecution for the same offense after acquittal. It protects against a second prosecution for the same offense after conviction. And it protects against multiple punishments for the same offense.‘” (Emphasis added; footnotes omitted.)
These cases represent the law regarding the double jeopardy clause as embodied in the Fifth Amendment of the United States Constitution.21 In Benton v Maryland, 395 US 784; 89 S Ct 2056; 23 L Ed 2d 707 (1969), the Federal double jeopardy clause was applied to the states. This means that a
In People v Martin, supra, the Michigan Supreme Court cites a 1972 Maine case with approval where that court said:
“It is elementary that the State cannot divide a single offense into several parts according to time and conduct and base separate prosecutions upon and impose separate punishments for the various necessary divisions of that single crime. ***
“The possession of narcotic drugs is an offense distinct from the sale thereof. But in the instant case the possession and sale clearly constituted one single and same act. The possession, as legally defined, is necessarily a constitutent part of the sale, as legally defined. Where the only possession of the narcotic drug is that incident to and necessary for the sale thereof, and it does not appear that there was possession before or after and apart from such sale, the State cannot fragment the accused‘s involvement into separate and distinct acts or transactions to obtain multiple convictions, and separate convictions under such circumstances will not stand. *** The error is not cured by the fact the trial Court permitted the two sentences to run concurrently. *** The conviction and sentence upon the charge of possession must be set aside.’ State v Allen, 292 A2d 167, 172 (Me, 1972).”
The Maine decision seems to be contrary to the
We incline to believe that the basis for the decisions in Martin and Stewart is the Supreme Court‘s belief that in enacting the Controlled Substances Act of 1971,25 the Legislature did not intend separate sentences and separate punishments for sale of heroin and for possession of heroin where the same heroin was possessed and sold in a single, continuous transaction.
Therefore, we decline to find that a new, expanded concept of double jeopardy prevails in Michigan. Every new liberal construction or expanded interpretation of double jeopardy does not represent progress. In the long haul, balance in the trial process between defense and prosecution gives greater promise of achieving a true result than tilting the scale to the defense for the exigencies of the moment. We would do well to heed Justice Frankfurter‘s advice26 and to refrain from permitting double jeopardy to become an evolving concept.
No reasonable argument can be made against the conclusion that the Legislature intended an additional, mandatory prison sentence where a
We interpret felony-firearm to be a sentence-increasing or sentence-augmenting statute. As such, it is not within or subject to the greater offense-lesser included offense dichotomy. We would anticipate that the trial judges would instruct a jury to only give consideration to felony-firearm, i.e., whether a defendant carried or had in his possession a firearm as defined in § 227b if and after the underlying felony or attempted felony was found to have been committed. The jury (or judge hearing a case nonjury), would then have for decision whether or not defendant had violated § 227b; and this would be in the nature of a special question. We do not believe this procedure involves double jeopardy, or double sentence, or double punishment.
While it is unnecessary to decide the same here, we also, however, would assume that § 227b may only be applied to enhance or augment a sentence if included as part of the original charge. In short, we would prohibit a court or prosecutor from entertaining a charge under § 227b in a separate trial either before or after trial for the main offense. Only where § 227b was charged and tried at the same time could it come under consideration by the fact finder.
In so ruling, we are aware that a difficult and
Under these circumstances, we are particularly sensitive to our obligation to give due deference to these statutes enacted by a co-equal branch of government. If we can interpret a statute so as to uphold its constitutionality, we should do so. This is particularly true where the legislative intention is so unmistakably clear as here. At the same time, we have accorded defendants full judicial review of this constitutional issue and conclude the double jeopardy clauses are not violated.
Affirmed with respect to defendant, Edgar Johnson; reversed with respect to defendant, Walter Johnson, as to the felony-firearm conviction, but affirmed with respect to both defendants as to the armed robbery convictions.
P. R. MAHINSKE, J., concurred.
N. J. KAUFMAN, P. J. (dissenting). I respectfully dissent for the reasons stated in my dissenting opinions in People v Mitchell, 85 Mich App 757; 272 NW2d 601 (1978), and People v Drake Johnson, 85 Mich App 752; 272 NW2d 599 (1978).
The pertinent portion of the information filed in the present cases reads as follows:
“COUNT I”
“did assault the above-named Complainant while armed with a dangerous weapon or an article used or fashioned in a manner to lead the person so assaulted to reasonably believe it to be a dangerous weapon, to-wit: a handgun and did then and there feloniously rob, steal and take from the person of said Complainant, or
in his presence, United States Currency, contrary to
Sec. 750.529, M.C.L.A. “COUNT II”
“did then and there carry or have possession of a firearm, to-wit: a handgun in the commission or attempt to commit a felony to-wit: Robbery Armed, Contrary to
M.C.L.A. 750.227b .” (Emphasis added.)
My reading of the above language shows that it would be impossible to prove one charge without the identical facts necessary to prove the other charge, nothing more, nothing less. Defendants were thus twice convicted and punished for the same offense, in violation of the double jeopardy provisions of the Federal and state constitutions. I would vacate the convictions on the “felony-firearm” counts and affirm those stemming from the armed robbery counts.
If I perceived the law regarding double jeopardy to be as the majority states it, I still could not agree with their disposition of the aiding and abetting issue. The majority reverses Walter Johnson‘s “felony-firearm” conviction because Walter Johnson himself did not carry or possess the handgun used in the armed robbery. Insofar as accessory liability1 is concerned, I see no difference between aiding and abetting one who “carries or has in his possession” a firearm (“felony-firearm“,
