Lead Opinion
delivered the opinion of the court:
For the past 114 years, Illinois law has protected the constitutional right to a fair and impartial trial in criminal cases by providing for the substitution of a judge who is allegedly prejudiced against a defendant. (See Ill. Rev. Stat. 1874, ch. 146, pars. 18 through 21.) Although the procedure for invoking the protections of the automatic-substitution-of-judge statute has varied over time, the prophylactic purpose of the statute has remained the same: this court has consistently held that the statute vests criminal defendants with the “absolute right” to have an assigned trial judge substituted upon a timely written motion containing a good-faith allegation that the judge is prejudiced. (See People v. Peter (1973),
The issue in this appeal is whether section 114 — 5(a) of the Code of Criminal Procedure of 1963 (Ill. Rev. Stat. 1985, ch. 38, par. 114— 5(a)), a part of the current substitution-of-judge statute, violates the separation of powers clause of the 1970 Constitution (Ill. Const. 1970, art. II, §1).
The defendant, Deborah Ann Walker, was charged by indictment in the circuit court of Champaign County with one count of battery (Ill. Rev. Stat. 1985, ch. 38, par. 12—3) and one count of aggravated battery (Ill. Rev. Stat. 1985, ch. 38, par. 12—4(b)(6)) on June 19, 1986. At her arraignment on June 24, 1986, the defendant entered a plea of not guilty and was advised by the arraigning judge that the bailiff had randomly assigned her case to the trial calendar of circuit judge Robert J. Steigmann. On June 27, three days after arraignment, the defendant filed a timely motion for substitution of judge pursuant to section 114 — 5(a). Section 114 — 5(a) provides:
“Within 10 days after a cause involving only one defendant has been placed on the trial call of a judge the defendant may move the court in writing for a substitution of that judge on the ground that such judge is so prejudiced against him that he cannot receive a fair trial. Upon the filing of such a motion the court shall proceed no further in the cause but shall transfer it to another judge not named in the motion. The defendant may name only one judge as prejudiced, pursuant to this subsection; provided, however, that in a case in which the offense charged is a Class X felony or may be punished by death or life imprisonment, the defendant may name two judges as prejudiced.” Ill. Rev. Stat. 1985, ch. 38, par. 114—5(a).
In compliance with section 114 — 5(a), the defendant alleged in her motion that Judge Steigmann was prejudiced against her and that she believed that she would not receive a fair and impartial trial before him. On July 29, the State’s Attorney for Champaign County filed an objection to the defendant’s motion for substitution of judge and a countermotion requesting that section 114— 5(a) be declared “an unconstitutional infringement upon the inherent powers of the judiciary.” The State’s Attorney did not then, and does not now, dispute the good faith of defendant’s allegation of prejudice or her fear that she would not receive a fair trial before the assigned circuit judge.
Following a hearing on the defendant’s motion for substitution of judge and the State’s Attorney’s objection and countermotion, the circuit judge, in a written order, ruled section 114 — 5(a) unconstitutional as an undue infringement on judicial administrative authority. Drawing upon his personal experience of hearing criminal cases for over nine years, the circuit judge stated that the section 114 — 5(a) motion had become a motion for substitution of judge “not for prejudice, but for preference.” (Emphasis in original.) As an example, the judge took “judicial notice” of his experience in presiding over criminal cases while on temporary assignment in Cook County. According to the judge, after he would grant a section 114 — 5(a) motion for substitution of judge, defense counsel would often reveal that the basis for the motion was that the judge usually sat downstate.
We allowed the defendant’s motion for leave to appeal as a matter of right (107 Ill. 2d R. 603). It should be noted that after leave to appeal was granted, we allowed the Attorney General to file a 25-page amicus brief urging the court to reverse the circuit court’s ruling that found section 114 — 5(a) unconstitutional. The Attorney General has thus asked, albeit in not as blunt language, that we hold contrary to the State’s Attorney’s position on appeal. We allowed the Illinois Attorneys for Criminal Justice to also file an amicus brief in support of the defendant’s position on appeal.
The separation of powers clause of the Illinois Constitution provides: “The legislative, executive and judicial branches are separate. No branch shall exercise powers belonging to another.” (Ill. Const. 1970, art. II, §1.) Our constitution does not attempt to define legislative, executive and judicial power, it being neither practicable nor possible to enumerate the myriad powers of government and to declare that a given power belongs exclusively to one branch for all time. In both theory and practice, the purpose of the provision is to ensure that the whole power of two or more branches of government shall not reside in the same hands. Knuepfer v. Fawell (1983),
The separation of powers provision was not designed to achieve a complete divorce among the three branches of our tripartite system of government. (Strukoff v. Strukoff (1979),
We are mindful in our analysis that, like all legislative enactments, a strong presumption of constitutionality attaches to section 114 — 5(a), and that the burden rests upon the State’s Attorney, as the challenging party, to demonstrate its invalidity. (Sanelli v. Glenview State Bank (1985),
This court has acknowledged that while it is clearly empowered to promulgate procedural rules to facilitate the exercise of judicial power, the legislature has, as the branch of government charged with the determination of public policy, the concurrent constitutional authority to enact complementary statutes. (O’Connell v. St. Francis Hospital (1986),
The State’s Attorney contends that section 114 — 5(a) conflicts with Supreme Court Rule 21(b), which provides in pertinent part: “The chief judge of each circuit may enter general orders in the exercise of his general administrative authority, including orders providing for assignment of judges.” 107 Ill. 2d R. 21(b).
Rule 21(b) gives effect to article VI, section 7(c), of our constitution (Ill. Const. 1970, art. VI, §7(c)), which vests general administrative authority in the chief judge of each circuit, subject to the authority of this court. Rule 21(b) accords the chief judge the authority to enter general orders for the assignment of judges free from express legislative limitation. (People v. Joseph (1986),
The State’s Attorney points to no such conflict in the present case. The sole argument the State’s Attorney musters is that the chief judge of the Sixth Judicial Circuit has availed himself of Rule 21(b), and has thus promulgated rules of court providing for assignment of cases. This contention is without merit. There is no basis in fact to the State’s Attorney’s assertion that the rules of the Sixth Judicial Circuit were established by its chief judge pursuant to our Rule 21(b). As the rules of that circuit plainly state, the authority for their promulgation is bottomed in section 1 — 104(b) of the Code of Civil Procedure (Ill. Rev. Stat. 1983, ch. 110, par. 1—104(b)), and our Rule 21(a), which provides, in part, that a majority of circuit judges in each circuit may adopt rules governing civil and criminal cases (107 Ill. 2d R. 21(a)).
Beyond the State’s Attorney’s apparent misconception of the authority for the promulgation of the rules of the Sixth Circuit, we observe that the State’s Attorney does not suggest here that section 114 — 5(a) conflicts with any circuit rule. Nor does the State’s Attorney argue that section 114 — 5(a) interferes with the authority of the chief judge to enter assignment orders. Most importantly, unlike the statute held invalid in Joseph, section 114 — 5(a) does not attempt to preclude assignment to an entire class of judges or, for that matter, assignment to any single judge. The automatic-substitution-of-judge provision makes clear that its protections may be invoked only after assignment is made and then only “within 10 days after” the case has been placed on the trial calendar of the assigned judge. (Ill. Rev. Stat. 1985, ch. 38, par. 114—5(a).) Thus, we are unable to say that section 114 — 5(a) conflicts with the judicial authority of assignment.
Although not a point relied upon in its brief, and one not available in the circuit court, we note that the State’s Attorney claimed briefly at oral argument that section 114 — 5(a) conflicts with Supreme Court Rule 63(C). (107 Ill. 2d R. 63(C).) We find no merit in the State’s Attorney’s claim.
Part of our new Code of Judicial Conduct effective January 1, 1987, Rule 63(C) sets forth, without limitation, various relationships and instances in which a judge should disqualify himself. The State’s Attorney has not called to our attention which, if any, subsections of Rule 63(C) would be in conflict with section 114 — 5(a). However, a reading of the rule shows that subsection (lXa) is the only provision relevant to our consideration. That subsection provides in pertinent part: “(1) A judge should disqualify himself in a proceeding in which his impartiality might reasonably be questioned, including but not limited to instances where (a) he has a personal bias or prejudice concerning a party or his lawyer ***.” 107 Ill. 2d R. 63(C)(1)(a).
We cannot discern any conflict between section 114— 5(a) and Rule 68(C)(lXa). Rule 63(C)(lXa) requires a judge to disqualify himself where his impartiality to a party or his lawyer might reasonably be questioned. As such, nothing in the rule precludes a judge from disqualifying himself pursuant to section 114 — 5(a). Section 114 — 5(a), like Rule 63(C)(1)(a), requires a judge to disqualify himself from a criminal proceeding in which his impartiality is disputed by a defendant. We conclude, therefore, that there is no conflict between section 114— 5(a) and Rule 63(C)(1)(a).
The State’s Attorney argues that even if section 114 — 5(a) does not conflict with any supreme court rule, it should be struck as an undue legislative encroachment upon the inherent powers of the judiciary. The State’s Attorney observes that, when properly invoked, section 114 — 5(a) requires a judge to disqualify himself without putting to proof a movant’s good-faith allegation of prejudice. It is the contention of the State’s Attorney that the automatic-substitution-of-judge statute constitutes a legislative infringement on the duty of a trial court “to abide [by] its assignments” and “exercise its power to adjudicate a controversy before it.” The short answer to this argument is that there is no express, inherent, or other power reposed in a judge to preside over a case or controversy in which his impartiality has been questioned. To hold otherwise would be to extinguish the very “spirit of our law, which demands that every case shall be fairly and impartially tried, and that where any serious question exists as to prejudice on the part of the judge he should not preside therein.” People v. Dieckman (1949),
Our conclusion that section 114 — 5(a) does not unduly encroach upon the inherent powers of the judiciary is strengthened further by this court’s decision in Strukoff v. Strukoff (1979),
Like the bifurcated trial provision in Strukojf, the remedy of disqualification for litigants confronted with a judge who appears prejudiced is one that is entirely statutory in origin. Under Illinois common law, as was the case in many other States (e.g., People v. Williams (1864),
“The authority to change the venue of either civil or criminal cases under appropriate circumstances existed at common law and became a part of our judicial system, but under the common law the bias or prejudice of the judge, either in a criminal case or in a civil case, was not such a disqualification as gave the parties a right to a change of venue. [Citations.] Where, however, the legislature has undertaken to prescribe the cases wherein a change of venue may be had, its directions should be taken to be conclusive on the subject.
The legislature has prescribed the cases wherein a change of venue may be had in this State.” (Emphasis added.)
Indeed, the quixotic common law notion that the cold neutrality of a judge could never yield to prejudice or bias has long been laid to rest. In 1874, the legislature cast free from its common law mooring the ill-conceived rule that a judge could not be disqualified for prejudice. (See Ill. Rev. Stat. 1874, ch. 146, pars. 18 through 21.) Section 114 — 5(a), like its predecessors, effectuates the right to a fair trial — a right of constitutional dimension (Mayberry v. Pennsylvania (1971),
For over a century, this court has been called upon to enforce the constitutional right of defendants to a trial before a fair and impartial judge by giving effect to the automatic-substitution-of-judge statute. (See Carrow v. People (1885),
We are aware that in a smaller county served by only one or two circuit judges, the substitution of a judge may require that a circuit judge from a neighboring county be brought into the case. In noting that a substituting judge would have to set aside normal duties to accommodate the new assignment, the circuit judge in this case stated: “The time spent traveling to and from his home county to the county of assignment is simply lost.” The progress of modern society robs this observation of whatever force it might once have had. Gone are the days when judges were required to “ride circuit,” traveling from town to town to adjudicate disputes. The judge’s lament may have held some force then, though obviously not enough to hinder or halt the diligent performance of judicial responsibilities. Not infrequently judges are still required to travel in the ordinary course of their official duties, whether by assignment to a specific case or not. But constitutional rights cannot and do not depend for their preservation upon a litmus test of convenience and expediency. The vindication of such rights often entails inconvenience for some. This is the small price paid for upholding the letter and spirit of our law.
Although no abuse of section 114 — 5(a) is shown on this record, we recognize that the statute, like any other that confers certain rights, may be invoked for purposes not related to its proper objective. Of course, the potentiality for abuse of a statute by litigants is a matter quite different from a separation of powers violation. Be that as it may, we are nevertheless constrained to point out that our court has consistently held that a motion to substitute a judge is properly denied where it is apparent that the motion is brought for the purpose of delaying or avoiding trial. (People v. Beamon (1962),
Finally, we note that our conclusion is in accord with the recent decisions of our sister State supreme courts upholding similar substitution-of-judge statutes over claimed separation of powers violations. See State v. Holmes (1982),
For the reasons stated, we conclude that the State’s Attorney has failed to carry his burden of establishing the invalidity of section 114 — 5(a) and hold that the statute neither conflicts with any rule of this court nor unduly invades the inherent authority of the judiciary. Accordingly, the judgment of the circuit court of Champaign County is reversed, and the cause remanded for proceedings consistent with this opinion.
Reversed and remanded.
Concurrence Opinion
specially concurring:
While I concur in the disposition the majority makes, I concur also in Justice Miller’s special concurrence. I would add that the requirement the majority seemingly creates that in order to invoke the automatic-substitution-of-judge statute a movant, to use language of the majority, must reasonably question the impartiality of the judge or question it in good faith can only becloud the operation of the statute, which until now has been clear in this regard.
Concurrence Opinion
also specially concurring:
I concur in the result reached by the majority in this case. I write separately, however, because I do not believe that the automatic-substitution provision contains the good-faith requirement that the majority refers to, and because I do not agree with the majority’s statements suggesting that the provision is constitutionally required.
Section 114 — 5 of the Code of Criminal Procedure of 1963 (Ill. Rev. Stat., 1986 Supp., ch. 38, par. 114—5) contains two distinct provisions under which an accused may move for substitution of judge. Section 114 — 5(a), at issue here, is the so-called automatic-substitution provision; section 114 — 5(d), not at issue here, provides for motions for change of judge for cause. Section 114 — 5(a) permits an accused to move for substitution of judge “on the ground that such judge is so prejudiced against him that he cannot receive a fair trial. Upon the filing of such a motion the court shall proceed no further in the case but shall transfer it to another judge not named in the motion.” Thus, there is no hearing on the motion, and its allowance is automatic. The provision contains several significant restrictions: the motion must be made within 10 days of the time the cause is placed on the judge’s trial call, and only one judge may be named as prejudiced under the provision, unless the defendant is charged with a Class X felony or an offense punishable by death or life imprisonment, in which case two judges may be named. Also, this court has held that the motion must be made before the trial judge makes a substantive ruling in the case. People v. Norcutt (1970),
In sharp contrast, the provision for motions for cause, section 114 — 5(d), requires that a movant allege prejudice on the part of the judge and contemplates a hearing on the allegation. Section 114 — 5(d) provides:
“Upon the filing of such motion a hearing shall be conducted as soon as possible after its filing by a judge not named in the motion; provided, however, that the judge named in the motion need not testify, but may submit an • affidavit if the judge wishes. If the motion is allowed, the case shall be assigned to a judge not named in the motion. If the motion is denied the case shall be assigned back to the judge named in the motion.” (Ill. Rev. Stat., 1986 Supp., ch. 38, par. 114—5(d).)
A motion for cause may be made “at any time,” and there is no limit on the number of motions that may be made under that provision.
In my view, the automatic-substitution provision, section 114 — 5(a), purports to grant an accused a right to substitution without regard to the good faith of the motion. By its plain terms the statute provides, “Upon the filing of such a motion the court shall proceed no further in the case but shall transfer it to another judge not named in the motion.” That language would appear to admit no inquiry into the good faith or bad faith of an assertion of prejudice, and therefore I question the statements in the majority opinion implying that a motion for automatic substitution of judge must be made in good faith. The source of that requirement appears to be cases decided under earlier, different statutes; I note that we are not faced with the question whether the current provision contains a requirement of good faith.
The majority opinion also suggests that the automatic-substitution provision is constitutionally required. (
Finally, I wish to emphasize that a relevant consideration in our analysis of section 114 — 5(a) under the separation of powers principle is the longevity of the practice under attack. As the majority opinion demonstrates, the current provision or its predecessors have been enforced by this court for more than a century. During that time the court has been receptive to the substitution provisions, construing them liberally. Thus, I believe that the principles reflected in the statute have become so interwoven with the law of this State, including the opinions of this court, that they should be enforced as accepted by the courts even though there may be some infringement on the powers of the judicial branch.
JUSTICE SIMON joins in this special concurrence.
