THE PEOPLE OF THE STATE OF ILLINOIS, Appellee, v. DEBORAH ANN WALKER, Appellant.
No. 63966
Supreme Court of Illinois
February 11, 1988
I would hold that because the defendant failed to raise in the appellate court the question of the trial court‘s error in relying on improper aggravating factors, the issue has been waived and should not be considered in this court. I would therefore affirm. If the failure of the defendant‘s attorney to raise this issue in the appellate court involves a question of effective assistance of counsel, that question can be dealt with in a post-conviction hearing. Resolving this issue involves different considerations from those involved in determining the question now before this court.
MORAN, C.J., and MILLER, J., join in this dissent.
MILLER, J., joined by SIMON, J., specially concurring.
Thomas J. Difanis, State‘s Attorney, and Chase Leonhard, Assistant State‘s Attorney, of Urbana, for the People.
Neil F. Hartigan, Attorney General, of Springfield (Roma Jones Stewart, Solicitor General, and Mark L. Rotert and Joan G. Fickinger, Assistant Attorneys General, of Chicago, of counsel), for amicus curiae Neil F. Hartigan, Attorney General of the State of Illinois.
Joshua Sachs, of Chicago, for amicus curiae Illinois Attorneys for Criminal Justice.
JUSTICE CLARK delivered the opinion of the court:
For the past 114 years, Illinois law has protected the constitutional right to a fair and impartial trial in criminal cases by providing for the substitution of a judge who is allegedly prejudiced against a defendant. (See
The issue in this appeal is whether section 114-5(a) of the Code of Criminal Procedure of 1963 (
The defendant, Deborah Ann Walker, was charged by indictment in the circuit court of Champaign County with one count of battery (
“Within 10 days after a cause involving only one defendant has been placed on the trial call of a judge the defendant may move the court in writing for a substitution of that judge on the ground that such judge is so prejudiced against him that he cannot receive a fair trial. Upon the filing of such a motion the court shall proceed no further in the cause but shall transfer it to another judge not named in the motion. The defendant may name only one judge as prejudiced, pursuant to this subsection; provided, however, that in a case in which the offense charged is a Class X felony or may be punished by death
or life imprisonment, the defendant may name two judges as prejudiced.” Ill. Rev. Stat. 1985, ch. 38, par. 114-5(a) .
In compliance with section 114-5(a), the defendant alleged in her motion that Judge Steigmann was prejudiced against her and that she believed that she would not receive a fair and impartial trial before him. On July 29, the State‘s Attorney for Champaign County filed an objection to the defendant‘s motion for substitution of judge and a countermotion requesting that section 114-5(a) be declared “an unconstitutional infringement upon the inherent powers of the judiciary.” The State‘s Attorney did not then, and does not now, dispute the good faith of defendant‘s allegation of prejudice or her fear that she would not receive a fair trial before the assigned circuit judge.
Following a hearing on the defendant‘s motion for substitution of judge and the State‘s Attorney‘s objection and countermotion, the circuit judge, in a written order, ruled section 114-5(a) unconstitutional as an undue infringement on judicial administrative authority. Drawing upon his personal experience of hearing criminal cases for over nine years, the circuit judge stated that the section 114-5(a) motion had become a motion for substitution of judge “not for prejudice, but for preference.” (Emphasis in original.) As an example, the judge took “judicial notice” of his experience in presiding over criminal cases while on temporary assignment in Cook County. According to the judge, after he would grant a section 114-5(a) motion for substitution of judge, defense counsel would often reveal that the basis for the motion was that the judge usually sat downstate.
We allowed the defendant‘s motion for leave to appeal as a matter of right (107 Ill. 2d R. 603). It should be noted that after leave to appeal was granted, we allowed the Attorney General to file a 25-page amicus brief urging the court to reverse the circuit court‘s ruling that
The separation of powers clause of the Illinois Constitution provides: “The legislative, executive and judicial branches are separate. No branch shall exercise powers belonging to another.” (
The separation of powers provision was not designed to achieve a complete divorce among the three branches of our tripartite system of government. (Strukoff v. Strukoff (1979), 76 Ill. 2d 53, 58; People v. Reiner (1955), 6 Ill. 2d 337, 342.) Nor does it prescribe a division of governmental powers into rigid, mutually exclusive compartments. (People v. Joseph (1986), 113 Ill. 2d 36, 41; In re Estate of Barker (1976), 63 Ill. 2d 113, 119.) Because each branch of government is not required to exercise its powers in complete isolation of the other two branches, the separation of powers doctrine contemplates a government of separate branches having certain shared or overlapping powers. (Gillespie v. Barrett (1938), 368 Ill. 612, 614; People ex rel. Witte v. Franklin (1933), 352 Ill. 528, 534.) Thus, the decisions of this court recognize that the separation of powers provision does not prohibit
We are mindful in our analysis that, like all legislative enactments, a strong presumption of constitutionality attaches to section 114-5(a), and that the burden rests upon the State‘s Attorney, as the challenging party, to demonstrate its invalidity. (Sanelli v. Glenview State Bank (1985), 108 Ill. 2d 1, 20; Chicago National League Ball Club, Inc. v. Thompson (1985), 108 Ill. 2d 357, 368.) Initially, we note that the parties agree that the circuit judge, in ruling section 114-5(a) unconstitutional, mistakenly believed that he could properly take judicial notice and consider his personal experience with instances where the good faith of an allowed section 114-5(a) motion was later revealed suspect. Citing Vulcan Materials Co. v. Bee Construction (1983), 96 Ill. 2d 159, and People v. Davis (1976), 65 Ill. 2d 157, the State‘s Attorney concedes that the judge‘s experience and observations are not judicially noticeable facts capable of immediate substantiation by easily accessible sources of indisputable accuracy. Nevertheless, the State‘s Attorney asserts that section 114-5(a) violates the separation of powers doctrine because the statute conflicts with rules of this court and, alternatively, even if it does not conflict with any supreme court rule, because it unduly encroaches upon the inherent powers of the judiciary.
The State‘s Attorney contends that section 114-5(a) conflicts with
Rule 21(b) gives effect to
The State‘s Attorney points to no such conflict in the present case. The sole argument the State‘s Attorney musters is that the chief judge of the Sixth Judicial Circuit has availed himself of Rule 21(b), and has thus promulgated rules of court providing for assignment of cases. This contention is without merit. There is no basis in fact to the State‘s Attorney‘s assertion that the rules of the Sixth Judicial Circuit were established by its chief judge pursuant to our Rule 21(b). As the rules of that circuit plainly state, the authority for their promulgation is bottomed in
Beyond the State‘s Attorney‘s apparent misconception of the authority for the promulgation of the rules of the Sixth Circuit, we observe that the State‘s Attorney does not suggest here that section 114-5(a) conflicts with any circuit rule. Nor does the State‘s Attorney argue that section 114-5(a) interferes with the authority of the chief judge to enter assignment orders. Most im-
Although not a point relied upon in its brief, and one not available in the circuit court, we note that the State‘s Attorney claimed briefly at oral argument that section 114-5(a) conflicts with
Part of our new Code of Judicial Conduct effective January 1, 1987, Rule 63(C) sets forth, without limitation, various relationships and instances in which a judge should disqualify himself. The State‘s Attorney has not called to our attention which, if any, subsections of Rule 63(C) would be in conflict with section 114-5(a). However, a reading of the rule shows that subsection (1)(a) is the only provision relevant to our consideration. That subsection provides in pertinent part: “(1) A judge should disqualify himself in a proceeding in which his impartiality might reasonably be questioned, including but not limited to instances where (a) he has a personal bias or prejudice concerning a party or his lawyer ***.” 107 Ill. 2d R. 63(C)(1)(a).
We cannot discern any conflict between section 114-5(a) and Rule 63(C)(1)(a). Rule 63(C)(1)(a) requires a judge to disqualify himself where his impartiality to a party or his lawyer might reasonably be questioned. As such, nothing in the rule precludes a judge from disquali-
The State‘s Attorney argues that even if section 114-5(a) does not conflict with any supreme court rule, it should be struck as an undue legislative encroachment upon the inherent powers of the judiciary. The State‘s Attorney observes that, when properly invoked, section 114-5(a) requires a judge to disqualify himself without putting to proof a movant‘s good-faith allegation of prejudice. It is the contention of the State‘s Attorney that the automatic-substitution-of-judge statute constitutes a legislative infringement on the duty of a trial court “to abide [by] its assignments” and “exercise its power to adjudicate a controversy before it.” The short answer to this argument is that there is no express, inherent, or other power reposed in a judge to preside over a case or controversy in which his impartiality has been questioned. To hold otherwise would be to extinguish the very “spirit of our law, which demands that every case shall be fairly and impartially tried, and that where any serious question exists as to prejudice on the part of the judge he should not preside therein.” People v. Dieckman (1949), 404 Ill. 161, 164.
Our conclusion that section 114-5(a) does not unduly encroach upon the inherent powers of the judiciary is strengthened further by this court‘s decision in Strukoff v. Strukoff (1979), 76 Ill. 2d 53. In Strukoff, the court was faced with the question whether
Like the bifurcated trial provision in Strukoff, the remedy of disqualification for litigants confronted with a judge who appears prejudiced is one that is entirely statutory in origin. Under Illinois common law, as was the case in many other States (e.g., People v. Williams (1864), 24 Cal. 31; Wilson v. Rodewald (1873), 49 Miss. 506), the prejudice of a judge was not a ground for judicial disqualification. In People v. Scott (1927), 326 Ill. 327, 341, this court observed that the right to substitute a judge for prejudice, then a procedure generally termed a “change of venue,” did not exist at common law:
“The authority to change the venue of either civil or criminal cases under appropriate circumstances existed at common law and became a part of our judicial system, but under the common law the bias or prejudice of the judge, either in a criminal case or in a civil case, was not such a disqualification as gave the parties a right to a change of venue. [Citations.] Where, however, the legislature has undertaken to prescribe the cases wherein a change of venue may be had, its directions should be taken to be conclusive on the subject. The legislature has prescribed the cases wherein a change of venue may be had in this State.” (Emphasis added.)
Indeed, the quixotic common law notion that the cold neutrality of a judge could never yield to prejudice or bias has long been laid to rest. In 1874, the legislature cast free from its common law mooring the ill-conceived rule that a judge could not be disqualified for prejudice.
For over a century, this court has been called upon to enforce the constitutional right of defendants to a trial before a fair and impartial judge by giving effect to the automatic-substitution-of-judge statute. (See Carrow v. People (1885), 113 Ill. 550 (reversing trial judge‘s denial of defendant‘s motion to substitute judge).) While the longevity of a statute is not in itself dispositive of a challenge to its validity under the separation of powers doctrine, the history of the statute and its interpretation by the courts are factors clearly relevant to the question whether the statute unconstitutionally interferes with judicial authority. That section 114-5(a) has enjoyed the complete acceptance of this court can hardly be doubted from our previous decisions. To fully implement the automatic-substitution-of-judge statute and thereby safeguard the basic right to a fair trial, this court has held in a long and unbroken line of cases that the provisions of the statute are to be construed liberally “to promote
We are aware that in a smaller county served by only one or two circuit judges, the substitution of a judge may require that a circuit judge from a neighboring county be brought into the case. In noting that a substituting judge would have to set aside normal duties to accommodate the new assignment, the circuit judge in this case stated: “The time spent traveling to and from his home county to the county of assignment is simply lost.” The progress of modern society robs this observation of whatever force it might once have had. Gone are the days when judges were required to “ride circuit,” traveling from town to town to adjudicate disputes. The judge‘s lament may have held some force then, though obviously not enough to hinder or halt the diligent performance of judicial responsibilities. Not infrequently judges are still required to travel in the ordinary course of their official duties, whether by assignment to a specific case or not. But constitutional rights cannot and do not depend for their preservation upon a litmus test of convenience and expediency. The vindication of such rights often entails inconvenience for some. This is the small price paid for upholding the letter and spirit of our law.
Although no abuse of section 114-5(a) is shown on this record, we recognize that the statute, like any other that confers certain rights, may be invoked for purposes not related to its proper objective. Of course, the poten-
Finally, we note that our conclusion is in accord with the recent decisions of our sister State supreme courts upholding similar substitution-of-judge statutes over claimed separation of powers violations. See State v. Holmes (1982), 106 Wis. 2d 31, 315 N.W.2d 703; Solberg v. Superior Court (1977), 19 Cal. 3d 182, 561 P.2d 1148, 137 Cal. Rptr. 460; Channel Flying, Inc. v. Bernhardt (Alaska 1969), 451 P.2d 570; but see Johnson v. Goldman (1978), 94 Nev. 6, 575 P.2d 929.
For the reasons stated, we conclude that the State‘s Attorney has failed to carry his burden of establishing the invalidity of section 114-5(a) and hold that the statute neither conflicts with any rule of this court nor unduly invades the inherent authority of the judiciary. Accordingly, the judgment of the circuit court of Champaign County is reversed, and the cause remanded for proceedings consistent with this opinion.
Reversed and remanded.
JUSTICE WARD, specially concurring:
While I concur in the disposition the majority makes, I concur also in Justice Miller‘s special concurrence. I would add that the requirement the majority seemingly
JUSTICE MILLER, also specially concurring:
I concur in the result reached by the majority in this case. I write separately, however, because I do not believe that the automatic-substitution provision contains the good-faith requirement that the majority refers to, and because I do not agree with the majority‘s statements suggesting that the provision is constitutionally required.
Section 114-5 of the Code of Criminal Procedure of 1963 (
In sharp contrast, the provision for motions for cause, section 114-5(d), requires that a movant allege prejudice on the part of the judge and contemplates a hearing on the allegation. Section 114-5(d) provides:
“Upon the filing of such motion a hearing shall be conducted as soon as possible after its filing by a judge not named in the motion; provided, however, that the judge named in the motion need not testify, but may submit an affidavit if the judge wishes. If the motion is allowed, the case shall be assigned to a judge not named in the motion. If the motion is denied the case shall be assigned back to the judge named in the motion.” (
Ill. Rev. Stat., 1986 Supp., ch. 38, par. 114-5(d) .)
A motion for cause may be made “at any time,” and there is no limit on the number of motions that may be made under that provision.
In my view, the automatic-substitution provision, section 114-5(a), purports to grant an accused a right to substitution without regard to the good faith of the motion. By its plain terms the statute provides, “Upon the filing of such a motion the court shall proceed no further in the case but shall transfer it to another judge not named in the motion.” That language would appear to admit no inquiry into the good faith or bad faith of an assertion of prejudice, and therefore I question the statements in the majority opinion implying that a motion for automatic substitution of judge must be made in good faith. The source of that requirement appears to be cases decided under earlier, different statutes; I note that we are not faced with the question whether the current provision contains a requirement of good faith.
The majority opinion also suggests that the automatic-substitution provision is constitutionally required.
Finally, I wish to emphasize that a relevant consideration in our analysis of section 114-5(a) under the separation of powers principle is the longevity of the practice under attack. As the majority opinion demonstrates, the current provision or its predecessors have been enforced by this court for more than a century. During that time the court has been receptive to the substitution provisions, construing them liberally. Thus, I believe that the principles reflected in the statute have become so interwoven with the law of this State, including the opinions of this court, that they should be enforced as accepted by the courts even though there may be some infringement on the powers of the judicial branch.
JUSTICE SIMON joins in this special concurrence.
