PEOPLE V VASQUEZ (AFTER REMAND)
Docket No. 111275
Supreme Court of Michigan
Decided October 26, 1999
461 MICH 235
Dоcket No. 111275. Decided October 26, 1999. On application by the people for leave to appeal, the Supreme Court, in lieu of granting leave, reversed the judgment of the Court of Appeals and remanded the case to the circuit court for further proceedings.
Jeremy S. Vasquez was charged in the Saginaw Circuit Court with possession of marijuana with intent to deliver. The court, Leopold P. Borrello, J., granted the defendant‘s motion to suppress evidence found in a police raid on a home pursuant to a search warrant on the ground that the police violated the knock-and-announce statute,
In an opinion per curiam, signed by Chief Justice WEAVER, and Justices TAYLOR, CORRIGAN, YOUNG, and MARKMAN, the Supreme Court held:
The police were acting under and within the scope of a valid search warrant. It is not necessary to determine whether knock-and-announce principles were violated. As in People v Stevens, 460 Mich 626 (1999), suppression of the evidence is not an appropriate remedy.
Reversed and remanded.
Justice KELLY, joined by Justice CAVANAGH, dissenting, stated that the violation of the knock-and-announce statute in this case constituted an unreаsonable search under the Fourth Amendment. No facts were advanced that justified the failure to comply with the statute. Accordingly, the exclusionary rule applies, and the evidence should have been excluded as fruit of the poisonous tree under Wong Sun v United States, 371 US 471 (1963).
Stevens, holding that the inevitable discovery exception to the exclusionary rule applies to violations of the knock-and-announce reasonableness provisions of the Fourth Amendment, was wrongly
The Fourth Amеndment protects citizens from unreasonable searches and seizures. The federal protections have been extended to state proceedings through the Due Process Clause of the Fourteenth Amendment. Under the circumstances of this case,
The Fourth Amendment must be applied under a standard of reasonableness. The purpose of excluding evidence seized in violation of the constitution is to substantially deter future violations of the constitution. The holding in Stevens that the inevitable discovery exception excuses compliance with the constitutional requirement that officers knock and announce their presence before executing a search warrant forecloses any possibility of conducting a reasonableness inquiry to determine whether the Fourth Amendment was violated, and, ultimately, whether the exclusionary rule applies.
Stevens also erroneously held that the exclusionary rule does not apply to violations of Michigan‘s knock-and-announce statute,
The state bears a heavy burden when attempting to demonstrate an urgent need that justifies an exception to traditional Fourth Amendment requirements. It has fallen short of its burden in this case. The United States Supreme Court has unanimously rejected a blanket exception to the knock-and-announce requirement protection afforded by the Fourth Amendment.
Jennifer M. Granholm, Attorney General, Thomas L. Casey, Solicitor General, Michael D. Thomas, Pros-
James E. Tiderington for defendant.
AFTER REMAND
PER CURIAM. This is a drug prosecution in which the circuit court suppressed the principal evidence on the ground that the poliсe violated the so-called “knock and announce” statute. The Court of Appeals affirmed, but we reverse the judgment of the Court of Appeals, and remand this case to the circuit court for further proceedings.
I
On an evening in March 1994, officers of the Saginaw Police Department executed a search warrant at a home in the city. The warrant authorized the police to search for marijuana, drug-related paraphernalia, and various other material. Neither the warrant nor the supporting affidavit mentioned weapons at the home.1
At a subsequent hearing on the defendant‘s motion to suppress, the first officer into the home testified that, at a briefing just before the warrant was executed, the officers were told that “one of the subjects was known to carry a shotgun either on his person or close by him the majority of the time.” This statement
The officer also explained the normal procedure for executing a search warrant:
Usually, as we enter, proceed quietly up, we knock, announce “Police, search warrant,” and then gain entry.
That approach was not followed in the present case, however. The officer gave this account:
Q. Okay. And what did you do on this particular date at this location?
A. This particular case, the house is set back from the roadway and sidewalk, further back than other houses along the street. As we‘re approaching, I‘m about—I would say, approximately 12 to 15 feet away from the front porch. A party looks out the front window, which was located to the right side of the front door, and sees myself and [another officer] as we‘re approaching, looks, and then I see a movement to the rear of the house once they see us.
Q. Okay. What did you do then?
A. Yell “Police, search warrant.” The screen door was already open, and I kicked the door in and made entry.
Q. Okay. Anything else about your actions at that time that you can add to . . .
A. Well, as I kicked the dоor open and went in, I could see personnel moving to the rear of the house. I‘m yelling “Down, police, search warrant.”
At the same time, there‘s one party that‘s trying to get out the side door, which is located on the south side of the house.
Q. How many individuals were located inside then?
A. Thirteen people, very small house.
When the court asked, “Officer, how much time elapsed from the time that you announced your presence as police officers and that you had a search war-
Approximately ten officers were involved in the raid. The officer who testified at the hearing never said they were in uniform, but he twice told the circuit court that a person looking out the window could identify them as police officers.
On cross-examination, the officer confirmed that the only information he had about the presence of a weapon was the statement that had been made during the briefing. Asked on recross-examination whether there were any guns found in the house, the officer responded, “I have no idea. Our normal procedure is to secure the residence, the personnel involved, we cuff everyone with a few exceptions, and then we turn it over to Vice, and it‘s their investigation from there.”3
As a result of evidence found during the search, the defendant was charged with possession of marijuana with intent to deliver.
At the conclusion of the hearing on the defendant‘s motion to suppress, the circuit court ruled that there were “insufficient exigent circumstances to justify a
The prosecutor appealed in the Court of Appeals, which affirmed.6 The prosecutor then applied to this Court for leave to appeal, and we remanded the case to the Court of Appeals for reconsideration in light of Richards v Wisconsin, 520 US 385; 117 S Ct 1416; 137 L Ed 2d 615 (1997). 454 Mich 922 (1997).
On remand, the Court of Appeals again affirmed. 227 Mich App 108; 575 NW2d 294 (1997). In a central passage of its opinion, the Court wrote:
The facts of this case do not leave us with a definite and firm conviction that knocking and announcing would have increased the danger to the police. Although the police officers had been advised that one of the individuals thought to live at the house was known to carry a shotgun, there was no evidence suggesting that this individual was likely to use the weapon against the police or that he had
violent or assaultive propensities. See State v Piller, 129 Ariz 93, 96; 628 P2d 976, 979 (Ariz App, 1981); People v Bennetto, 10 Cal 3d 695, 701; 111 Cal Rptr 699; 517 P2d 1163 (1974). Clearly, the fact that an occupant of a residence owns or carries a gun cannot eliminate the knock-and-announce requirement in all cases. [227 Mich App 110-111.]
The prosecutor has applied to this Court for leave to appeal.
II
In light of our recent decision in People v Stevens, 460 Mich 626; 597 NW2d 53 (1999), we need not decide whether the police violated the constitutional and statutory knock-and-announce requirement under the circumstances of this case. Even if such a violation occurred, suppression of the evidence is not the appropriate remedy.
Discussing the nature and basis of the suppression rule in this context, we cautioned in Stevens that the U.S. Supreme Court has made it “quite clear . . . that there has to be a causal relationship between the violation and the seizing of the evidence to warrant the sanction of suppression.” 460 Mich 639. We also observed that “[t]he exclusionary rule is not meant to put the prosecution in a worse position than if the police officers’ improper conduct had not occurred, but, rather, it is to prevent the prosecutor from being in a better position because of that conduct.” 460 Mich 640-641.
For these and other reasons, including the absence of a legislative intent to apply the exclusionary rule to evidence seized in violation of the statute, 460 Mich 645, this Court found the remedy of suppression unavailable. A key element of the analysis, in both the
Bringing these considerations together, this Court concluded:
In the present case, the police were acting under a valid search warrant and within the scope of that warrant. Even though the method of entry into the dwelling violated the knock-and-announce principles, the evidence inevitably would have been discovered. There are both state and federal sanctions for such violations that serve as deterrents for police misconduct that are less severe than the exclusion of the evidence. Additionally, exclusion of the evidence will put the prosecution in a worse position than if the police misconduct had not occurred. Therefore, we hold that the trial court erred in granting the defendant‘s motion to suppress the evidence because of the violation of the Fourth Amendment. Additionally, we fail to discern any legislative intent to have the exclusionary rule apply to violations of the “knock and announce” statute. [460 Mich 647.]
In the present case, we need not determine whether knock-and-announce principles were violated. In all other respects, the above statement is as applicable to the present case as it was in Stevens. As in Stevens, suppression of the evidence is not the appropriate remedy in this case, even if there was a violation of the knock-and-announce requirement.
For these reasons, we reverse the judgment of the Court of Appeals, and remand this case to the trial court for further proceedings.
WEAVER, C.J., and TAYLOR, CORRIGAN, YOUNG, and MARKMAN, JJ., concurred.
I dissent because Stevens was wrongly decided. It held that the inevitable discovery exception to the exclusionary rule applies to violations of the “knock and announce” reasonableness provisions of the Fourth Amendment. I opined in Stevens, and I continue to believe, that the majority‘s decision in that case flies in the face of binding precedent from the United States Supreme Court. Moreover, the Stevens holding ignores the constitutional consequences of ruling that the exclusionary rule does not apply to violations of the knock-and-announce statute.
I
I offer the following analysis of the issues involved here.
The introduction into evidence of materials seized and observations made during an unlawful search is prohibited by the exclusionary rule. Weeks v United States, 232 US 383; 34 S Ct 341; 58 L Ed 652 (1914), overruled on other grounds in Elkins v United States, 364 US 206; 80 S Ct 1437; 4 L Ed 2d 1669 (1960); Silverman v United States, 365 US 505; 81 S Ct 679;
The exclusionary rule originated in three decisions of the United States Supreme Court at the turn of the twentieth century: Weeks v United States, supra, Adams v New York, 192 US 585; 24 S Ct 372; 48 L Ed 575 (1904), and Boyd v United States, 116 US 616; 6 S Ct 524; 29 L Ed 746 (1886). The United States Constitution provides:
The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized. [
US Const, Am IV .]
Therefore, the Fourth Amendment protects citizens from unreasonable searches and seizures. Terry v Ohio, 392 US 1, 9; 88 S Ct 1868; 20 L Ed 2d 889 (1968); People v Faucett, 442 Mich 153, 157-158; 499 NW2d 764 (1993).
The federal constitutional protections against unreasonable searches and seizures have been extended to state proceedings through the Due Process Clause of the Fourteenth Amendment. See Mapp v Ohio, 367 US 643, 655; 81 S Ct 1684; 6 L Ed 2d 1081 (1961); People v Nash, 418 Mich 196, 211; 341 NW2d 439 (1983); People v Burrell, 417 Mich 439, 448, n 15; 339 NW2d 403 (1983). Under the circumstances of this case,
In Richards v Wisconsin,2 the United States Supreme Court reiterated its earlier holding that the common-law knock-and-announce requirement is incorporated into the Fourth Amendment. Id. at 385, citing Wilson v Arkansas, 514 US 927, 934; 115 S Ct 1914; 131 L Ed 2d 976 (1995):
Given the longstanding common-law endorsement of the practice оf announcement, we have little doubt that the Framers of the Fourth Amendment thought that the method of an officer‘s entry into a dwelling was among the factors to be considered in assessing the reasonableness of a search or seizure.
Accordingly, in the absence of circumstances justifying noncompliance with the knock-and-announce mandate, a violation of the mandate gives rise to the exclusionary rule. Richards v Wisconsin, supra;3 Wil-
Thus, the Fourth Amendment must be applied under a standard of reasonableness. Ker v California, 374 US 23; 83 S Ct 1623; 10 L Ed 2d 726 (1963). “[I]n some circumstances an officer‘s unannounced entry into a home [notwithstanding a valid search warrant] might be unreasonable under the Fourth Amendment.” Wilson, supra at 934. “The purрose of excluding evidence seized in violation of the Constitution is to substantially deter future violations of the Constitution.” Colorado v Connelly, 479 US 157, 166; 107 S Ct 515; 93 L Ed 2d 473 (1986).
The Michigan Supreme Court majority in Stevens held that the inevitable discovery exception excuses compliance with the constitutional requirement that officers knock and announce their presence before executing a search warrant. This holding forecloses any possibility of conducting a reasonableness inquiry to determine whether the Fourth Amendment was violated, and ultimately, whether the exclusionary rule applies.
Since the majority‘s holding is clearly inconsistent with the United States Supreme Court precedent of Richards and Wilson, I cannot follow it.
II
The Supreme Court majority in Stevens also erroneously held that the exclusionary rule does not apply to violations of Michigan‘s knock-and-announce stat-
The officer to whom a warrant is directed, or any person assisting him, may break any outer or inner door or window of a house or building, or anything therein, in order to execute the warrant, if after notice of his authority and purpose, he is refused admittance, or when necessary to liberate himself or any person assisting him in execution of the warrant.
Since the knock-and-announce concept is an element of the reasonableness prong of the Fourth Amendmеnt, the exclusionary rule should apply when the failure to knock and announce results in an unreasonable search. See Ker v California, supra at 32; see also People v Polidori, 190 Mich App 673; 476 NW2d 482 (1991).4
The United States Supreme Court has not directly addressed the appropriate remedy for violations of the knock-and-announce rule in the context of the execution of a valid search warrant. However, various federal circuit courts and state courts have treated it.
The Leon decision does not extend to the instant case, where there is no indication that the officers’ conduct was objectively reasonable. Rather, there was a clear violation of the knock-and-announce rule, without the presence of exigent circumstances. The Fourth Amendment limitations are designed to deter precisely this kind of conduct. The incentive for officers to operate within those limitations in the future is provided by our application of the exclusionary rule. [Id. at 1219.]
Similarly, in United States v Bates,6 our Sixth Circuit held that, unless exigent circumstances exist, the failure of state law enforcement officials to knock and announce their presence will render evidence seized inadmissible.7
insistence on observance by law officers of traditional fair procedural requirements is, from the long point of view, best calculated to contribute to that end. However much in a particular case insistence upon such rules may appear as a technicality that inures to the benefit of a guilty person, the history of the criminal law proves that tolerance of shortcut methods in law enforcement impairs its enduring effectiveness. The requirement of prior notice of authority and purpose before forcing entry into a home is deeply rooted in our heritage and should not be given grudging application. . . Every householder, the good and the bad, the guilty and the innocent, is entitled to the protection designed to secure the common interest against unlawful invasion of the house. [Id. at 313.]
Even though the exclusionary rule applies to Fourth Amendment violations, the states also have the authority, when necessary, to exclude evidence when statutory requirements have not been observed. Mallory v United States, 354 US 449; 77 S Ct 1356; 1 L Ed 2d 1479 (1957); Navarro v United States, 400 F2d 315 (CA 5, 1968). In formulating Michigan‘s knock-and-announce statute, the Legislature included a nominal penalty,
However, our analysis cannot stop there. We are not free to turn a blind eye to constitutional violations. Considering the determinations in Marts, Leon, Ramirez, Mallory, Miller, Ker, Moore, Bates, Wilson, and Richards, the exclusionary rule provides another significant remedy when the knock-and-announce statute is violated. See Ker, supra, People v Polidori, supra, and People v Asher, 203 Mich App 621, 624, n 1; 513 NW2d 144 (1994).
I find it unfortunate that the majority in Stevens chose to ignore the mandates of our United States Supreme Court, and I cannot, in good faith, follow Stevens’ divergent path.
Being that the majority refuses to discuss whether knock-and-announce principles were violated here, I offer the following analysis of the issue presented:
The police maintained that exigent circumstances existed to justify noncompliance with the knock-and-announce statute. However, only two facts were presented to support the officers’ decision. An occupant of the house was known to carry a weapon, and an occupant may have seen that police were approaching the house to raid it. These reasons are not sufficient to justify the actions of the officers.
A suspicion that an occupant of a house is known to carry a weapon should certainly heighten officers’ concern for their safety, but it does not constitute an exigent circumstance. No evidence in this case indicates that the person had a history of violence. Here,
Have we reached the point where anyone, for еxample a former police officer possessing a concealed weapon permit, can be subjected to an unannounced police raid in his home? Heretofore, ownership, possession, or a license to carry a weapon has not been enough to create an exigent circumstance unless coupled with a demonstrated propensity for violence involving weapons.
The approach taken by the federal courts in this type of case is illustrated by United States v Bates.8 There, the sixth circuit squarely addressed whether known firearms constitute an exigency for purposes of the knock-and-announce rule. The court explained:
The presence of a weapon creates an exigent circumstance, provided the government is able to prove they possessed information that the suspect was armed and likely to use a weapon or become violent. Evidence that firearms are within a residence, by itself, is not sufficient to create an exigency to officers when executing a warrant. However, threats to an officer‘s safety, a criminal record reflecting violent tendencies, or a verified reputation of a suspect‘s violent nature can be enough to provide law enforcement officers with justification to forego the necessity of knocking and announcing their presence.9
The court concluded:
In the instant case, we find nothing in the record indicating anyone inside the Apartment was dangerously armed and prone to violence. While the officers had been informed
by Boddie there was a handgun inside the Apartment, Boddie never told the officers that the Defendants were violent and likely to use a weapon if confronted by law enforcement personnel. In addition, there is no evidence showing the Defendants had a criminal history of violence or a reputation indicating they were likely to be violent. None of the Defendants had a criminal record for violent crimes and none of the Defendants had threatened violence agаinst any law enforcement official who attempted to interfere with their drug selling business. Thus, there was no reasonable basis for the Narcotics Unit to claim they were faced with a situation where their safety was placed in jeopardy due to the presence of a handgun in the apartment.10
Similarly, the facts of the instant case furnish no evidence that someone in the dwelling was “dangerously armed and prone to violence.”11 The officers were told only that one of the possible occupants was known to carry a shotgun. This information is insufficient to create an exigency justifying a no-knock entry.12
Thе warrant was executed at 7:28 P.M. Officer Brooks, a member of the Emergency Services Team, testified that the officers “were silhouetted. It was dark out but streets [sic] lights were silhouetted in back of us, more or less spotlighting our movement.” The officer opined that anyone at that distance would have clearly identified the officers as police officers.
In Richards, the occupant of the hotel room looked directly at the uniformed police officer from a distance of approximately two feet through a partially opened door. Clearly he saw the officer. However, in this case, the officers, presumably not dressed in highly visible uniforms, approached the house in the
The state bears a heavy burden when attempting to demonstrate an urgent need that justifies an exception to traditional Fourth Amendment requirements.15 It has fallen short of its burden in this case. The circumstances present here are those in a great many cases involving a narcotics raid. The United States Supreme Court has unanimously rejected a blanket exception to the knock-and-announce rеquirement protection afforded by the Fourth Amendment.
On the basis of the foregoing, I would hold that the violation of the knock-and-announce statute constituted an unreasonable search under the Fourth Amendment. No facts were advanced that justified noncompliance with the statute. Accordingly, I would affirm the Court of Appeals ruling and hold that the exclusionary rule applies and that the evidence should have been excluded as fruit of the poisonous tree. See Wong Sun v United States, supra.
CAVANAGH, J., concurred with KELLY, J.
Notes
The person, houses, papers and possessions of every pеrson shall be secure from unreasonable searches and seizures. No warrant to search any place or to seize any person or things shall issue without describing them, nor without probable cause, supported by oath or affirmation. The provisions of this section shall not be construed to bar from evidence in any criminal proceeding any narcotic drug, firearm, bomb, explosive or any other dangerous weapon, seized by a peace officer outside the curtilage of any dwelling house in this state.
The officer to whom a warrant is directed, or any person assisting him, may break any outer or inner door or window of a house or building, or anything therein, in order to execute the warrant, if, after notice of his authority and purpose, he is refused admittance, or when necessary to liberate himself or any person assisting him in execution of the warrant. [
